person · Reporting owner

MOELIS KENNETH

Disclosed activity across 5 companies

Tapewire entity: 65380
SEC CIK: 0001604686

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Atlas Crest Investment Corp. IIACII.U · Entity 126082	Director · 10% owner	February 03, 2021	February 03, 2021
Moelis & CoMC · Entity 3898	Director · Executive Chairman	February 18, 2026	February 20, 2026
Steele Creek Capital CorpNONE · Entity 122100	10% owner	November 24, 2020	December 09, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Atlas Crest Investment Corp. II

Report date February 03, 2021 · Filed February 03, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee Footnote	Not disclosed	Reported balance Holding disclosure · report date 2021-02-03 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251893) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2: These shares represent Class B common stock held by Atlas Crest Investment II LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. The Class B common stock owned by the Sponsor includes up to 1,125,000 shares that are subject to forfeiture in the event the underwriters of the registrant's initial public offering do not exercise their over-allotment option in full as described in the Registration Statement. F3: The Reporting Person is the sole managing member of Atlas Crest II Manager LLC, the managing member of the Sponsor. The Reporting Person has voting and investment discretion with respect to the common stock held of record by the Sponsor. The Reporting Person disclaims any beneficial ownership of any shares held by the Sponsor except to the extent of his ultimate pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251893) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2: These shares represent Class B common stock held by Atlas Crest Investment II LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. The Class B common stock owned by the Sponsor includes up to 1,125,000 shares that are subject to forfeiture in the event the underwriters of the registrant's initial public offering do not exercise their over-allotment option in full as described in the Registration Statement.

F3: The Reporting Person is the sole managing member of Atlas Crest II Manager LLC, the managing member of the Sponsor. The Reporting Person has voting and investment discretion with respect to the common stock held of record by the Sponsor. The Reporting Person disclaims any beneficial ownership of any shares held by the Sponsor except to the extent of his ultimate pecuniary interest.

Moelis & Co

Report date February 18, 2026 · Filed February 20, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common Stock, par value $0.01SEC Table II · derivative / convertible security	Direct	4,190,479	Reported balance After 2026-02-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-02-18 · Exercise / conversion · Disposed 847 · Balance 4,190,479 F1: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders. F2: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock. and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders.

F2: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock. and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.

Steele Creek Capital Corp

Report date November 24, 2020 · Filed December 09, 2020 · Amendment

Jointly reported with Moelis Asset Management LP, MAM Dynasty LLC, KJM Children's LLC

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par valueSEC Table I · non-derivative	IndirectBy Moelis Asset Management, LP	735,800	Reported balance Holding disclosure · report date 2020-11-24 · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · Balance 735,800 F1: This Form 3 amendment is being filed to correct an administrative error which incorrectly calculated the number of shares of Common Stock previously disclosed as owned by the Reporting Persons. F2: Kenneth D. Moelis is the Chairman of Moelis Asset Management, LP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by Moelis Asset Management, LP. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common Stock, par valueSEC Table I · non-derivative	IndirectBy MAM Dynasty LLC	928,192.4	Reported balance Holding disclosure · report date 2020-11-24 · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · Balance 928,192.4 F1: This Form 3 amendment is being filed to correct an administrative error which incorrectly calculated the number of shares of Common Stock previously disclosed as owned by the Reporting Persons. F3: Kenneth D. Moelis is the Managing Member of MAM Dynasty LLC. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by MAM Dynasty LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common Stock, par valueSEC Table I · non-derivative	IndirectBy KJM Children's LLC	618,794.93	Reported balance Holding disclosure · report date 2020-11-24 · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · Balance 618,794.93 F1: This Form 3 amendment is being filed to correct an administrative error which incorrectly calculated the number of shares of Common Stock previously disclosed as owned by the Reporting Persons. F4: Kenneth D. Moelis is the Managing Member KJM Children's LLC. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by KJM Children's LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 amendment is being filed to correct an administrative error which incorrectly calculated the number of shares of Common Stock previously disclosed as owned by the Reporting Persons.

F2: Kenneth D. Moelis is the Chairman of Moelis Asset Management, LP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by Moelis Asset Management, LP. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: Kenneth D. Moelis is the Managing Member of MAM Dynasty LLC. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by MAM Dynasty LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F4: Kenneth D. Moelis is the Managing Member KJM Children's LLC. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by KJM Children's LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Archer Aviation Inc.

Report date September 16, 2021 · Filed September 20, 2021

Section 16 reporting ended · disclosed 2021-09-20. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Kinsale Capital Group, Inc.

Report date May 17, 2017 · Filed May 18, 2017

Jointly reported with Moelis Capital Partners Opportunity Fund I, LP, Moelis Capital Partners Opportunity Fund I-A, LP, Moelis Capital Partners Opportunity Fund I LLC, Moelis Capital Partners LLC

Section 16 reporting ended · disclosed 2017-05-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy Moelis Capital Partners Opportunity Fund I, LP	0	Reported balance After 2017-05-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-05-17 · Sale · Disposed 4,001,713 · Balance 0 F1: Moelis Capital Partners Opportunity Fund I LLC ("MCPOF I") is the general partner of each of Moelis Capital Partners Opportunity Fund I, LP ("Opportunity Fund I") and Moelis Capital Partners Opportunity Fund I-A, LP ("Opportunity Fund I-A" and, together with Opportunity Fund I, collectively, the "Moelis Funds"). Moelis Capital Partners LLC ("MCP") is the managing member of MCPOF I. Kenneth D. Moelis is the chief executive officer of MCP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by the Moelis Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy Moelis Capital Partners Opportunity Fund I-A, LP	0	Reported balance After 2017-05-17 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2017-05-17 · Sale · Disposed 306,061 · Balance 0 F1: Moelis Capital Partners Opportunity Fund I LLC ("MCPOF I") is the general partner of each of Moelis Capital Partners Opportunity Fund I, LP ("Opportunity Fund I") and Moelis Capital Partners Opportunity Fund I-A, LP ("Opportunity Fund I-A" and, together with Opportunity Fund I, collectively, the "Moelis Funds"). Moelis Capital Partners LLC ("MCP") is the managing member of MCPOF I. Kenneth D. Moelis is the chief executive officer of MCP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by the Moelis Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Moelis Capital Partners Opportunity Fund I LLC ("MCPOF I") is the general partner of each of Moelis Capital Partners Opportunity Fund I, LP ("Opportunity Fund I") and Moelis Capital Partners Opportunity Fund I-A, LP ("Opportunity Fund I-A" and, together with Opportunity Fund I, collectively, the "Moelis Funds"). Moelis Capital Partners LLC ("MCP") is the managing member of MCPOF I. Kenneth D. Moelis is the chief executive officer of MCP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by the Moelis Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 20, 2017 Filed Nov 22, 2017 21:27 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive RSUs Granted in 2015 · Derivative	970.98	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-014534 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,556.42 Underlying: Class A Common Stock · 970.98 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
November 20, 2017 Filed Nov 22, 2017 21:27 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive Restricted Stock Units · Derivative	547.63	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-014534 · edgar.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,556.73 Underlying: Class A Common Stock · 547.63 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
November 02, 2017 Filed Nov 3, 2017 20:43 UTC	Moelis & Co MC · Entity 3898	SaleClass A common stock, par value $0.01	8,656	$42.60	$368,782.82	Disclosure SEC source: 0001179110-17-013741 · edgar.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 11,200 F1 · ownership.nature: Moelis Asset Management LP ("MAM") is selling the Class A common stock reported on this Form 4. MAM received 86,456 Partnership Interests in Moelis & Company Partner Holdings LP ("Partner Holdings") from the Moelis Capital Partners investment team as consideration in connection with the separation of the Moelis Capital Partners investment team to NexPhase Capital ("Separation Transaction"). In connection with the Separation Transaction, MAM exchanged the Partnership Interests for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company (the "Company") Class A common stock. Mr. Moelis shares voting and dispositive power over the shares as a result of his controlling interest in MAM. Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:43 UTC	Moelis & Co MC · Entity 3898	SaleClass A common stock, par value $0.01	22,000	$42.70	$939,448.40	Disclosure SEC source: 0001179110-17-013741 · edgar.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 19,856 F1 · ownership.nature: Moelis Asset Management LP ("MAM") is selling the Class A common stock reported on this Form 4. MAM received 86,456 Partnership Interests in Moelis & Company Partner Holdings LP ("Partner Holdings") from the Moelis Capital Partners investment team as consideration in connection with the separation of the Moelis Capital Partners investment team to NexPhase Capital ("Separation Transaction"). In connection with the Separation Transaction, MAM exchanged the Partnership Interests for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company (the "Company") Class A common stock. Mr. Moelis shares voting and dispositive power over the shares as a result of his controlling interest in MAM. Read SEC document
October 31, 2017 Filed Oct 31, 2017 21:44 UTC	Moelis & Co MC · Entity 3898	SaleClass A common stock, par value $0.01	14,000	$42.79	$599,083.80	Disclosure SEC source: 0001179110-17-013609 · edgar.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 41,856 F1 · ownership.nature: Moelis Asset Management LP ("MAM") is selling the Class A common stock reported on this Form 4. MAM received 86,456 Partnership Interests in Moelis & Company Partner Holdings LP ("Partner Holdings") from the Moelis Capital Partners investment team as consideration in connection with the separation of the Moelis Capital Partners investment team to NexPhase Capital ("Separation Transaction"). In connection with the Separation Transaction, MAM exchanged the Partnership Interests for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company (the "Company") Class A common stock. Mr. Moelis shares voting and dispositive power over the shares as a result of his controlling interest in MAM. Read SEC document
October 30, 2017 Filed Oct 31, 2017 21:44 UTC	Moelis & Co MC · Entity 3898	SaleClass A common stock, par value $0.01	17,300	$42.69	$738,524.89	Disclosure SEC source: 0001179110-17-013609 · edgar.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 55,856 F1 · ownership.nature: Moelis Asset Management LP ("MAM") is selling the Class A common stock reported on this Form 4. MAM received 86,456 Partnership Interests in Moelis & Company Partner Holdings LP ("Partner Holdings") from the Moelis Capital Partners investment team as consideration in connection with the separation of the Moelis Capital Partners investment team to NexPhase Capital ("Separation Transaction"). In connection with the Separation Transaction, MAM exchanged the Partnership Interests for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company (the "Company") Class A common stock. Mr. Moelis shares voting and dispositive power over the shares as a result of his controlling interest in MAM. Read SEC document
October 27, 2017 Filed Oct 31, 2017 21:44 UTC	Moelis & Co MC · Entity 3898	SaleClass A common stock, par value $0.01	9,500	$42.41	$402,917.80	Disclosure SEC source: 0001179110-17-013609 · edgar.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 73,156 F1 · ownership.nature: Moelis Asset Management LP ("MAM") is selling the Class A common stock reported on this Form 4. MAM received 86,456 Partnership Interests in Moelis & Company Partner Holdings LP ("Partner Holdings") from the Moelis Capital Partners investment team as consideration in connection with the separation of the Moelis Capital Partners investment team to NexPhase Capital ("Separation Transaction"). In connection with the Separation Transaction, MAM exchanged the Partnership Interests for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company (the "Company") Class A common stock. Mr. Moelis shares voting and dispositive power over the shares as a result of his controlling interest in MAM. Read SEC document
August 21, 2017 Filed Aug 21, 2017 22:19 UTC	Moelis & Co MC · Entity 3898	OtherMAM Incentive Restricted Stock Units (Right to Buy) · Derivative	5,600	$38.80	$217,280.00	Disclosure SEC source: 0001179110-17-011716 · edgar.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 0 Underlying: Class A Common Stock · 5,600 shares Expires not disclosed F7 · security: As part of the process of separating the Asset Management business from the Advisory business at the time of the IPO, MAM purchased Class A common Stock from the Company and subsequently granted the MAM Employee RSUs to certain MAM employees. F8 · derivative.exercise_price: Each MAM Employee RSU represents the right to receive upon settlement either, at the Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. On August 21, 2017, 5,600 MAM Employee RSUs were settled for Class A Common Stock. F10 · price: Closing price of MC stock on August 21, 2017. F9 · derivative.exercise_date: The first installment of 5,600 MAM Employee RSUs vested on April 22, 2017. F9 · derivative.expiration_date: The first installment of 5,600 MAM Employee RSUs vested on April 22, 2017. F11 · balance_after: Following settlement of the MAM Employee RSUs, MAM cancelled 5,600 of the MAM Employee RSUs. F12 · ownership.nature: Represents MAM Employee RSUs granted by MAM to certain MAM employees. Mr. Moelis had dispositive power over the MAM Employee RSUs as a result of his controlling interest in MAM. As part of the process of separating the Asset Management business from the Advisory business at the time of the IPO, MAM purchased Class A Common Stock from the Company in order for MAM to grant MAM Employee RSUs to certain MAM employees. On August 21, 2017, 5,600 MAM Employee RSUs were settled for Class A Common Stock. The MAM Employee RSUs were not granted under the Moelis & Company 2014 Omnibus Incentive Plan (the "Plan"). Read SEC document
August 21, 2017 Filed Aug 21, 2017 22:19 UTC	Moelis & Co MC · Entity 3898	OtherClass A Common Stock	5,600	$38.80	$217,280.00	Disclosure SEC source: 0001179110-17-011716 · edgar.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 82,656 F6 · security: Class A Common Stock held by Moelis Asset Management ("MAM"). Mr. Moelis has voting and dispositive power over the Class A Common Stock as a result of his controlling interest in MAM. As part of the process of separating the Asset Management business from the Advisory business at the time of the IPO of Moelis & Company (the "Company"), MAM purchased 16,800 shares from the Company in order for MAM to grant Restricted Stock Units to certain MAM employees (the "MAM Employee RSUs"). MAM purchased the Common Stock for $25.00. These transactions were approved by the Company's Board under Section 16b-3. On April 22, 2017, 5,600 MAM Employee RSUs vested. On August 21, 2017, MAM delivered 5,600 shares of Class A Common stock to certain MAM employees upon settlement of the 5,600 MAM Employee RSUs. The remaining MAM Employee RSUs will vest in equal installments on April 22, 2018 and April 22, 2019. F10 · price: Closing price of MC stock on August 21, 2017. F6 · ownership.nature: Class A Common Stock held by Moelis Asset Management ("MAM"). Mr. Moelis has voting and dispositive power over the Class A Common Stock as a result of his controlling interest in MAM. As part of the process of separating the Asset Management business from the Advisory business at the time of the IPO of Moelis & Company (the "Company"), MAM purchased 16,800 shares from the Company in order for MAM to grant Restricted Stock Units to certain MAM employees (the "MAM Employee RSUs"). MAM purchased the Common Stock for $25.00. These transactions were approved by the Company's Board under Section 16b-3. On April 22, 2017, 5,600 MAM Employee RSUs vested. On August 21, 2017, MAM delivered 5,600 shares of Class A Common stock to certain MAM employees upon settlement of the 5,600 MAM Employee RSUs. The remaining MAM Employee RSUs will vest in equal installments on April 22, 2018 and April 22, 2019. Read SEC document
August 17, 2017 Filed Aug 21, 2017 22:19 UTC	Moelis & Co MC · Entity 3898	Grant2016 Incentive RSUs · Derivative	917.32	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-011716 · edgar.xml · derivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,244.32 Underlying: Class A Common Stock · 917.32 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
August 17, 2017 Filed Aug 21, 2017 22:19 UTC	Moelis & Co MC · Entity 3898	Grant2015 Incentive RSUs · Derivative	1,448.91	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-011716 · edgar.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,017.94 Underlying: Class A Common Stock · 1,448.91 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
August 17, 2017 Filed Aug 21, 2017 22:19 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive RSUs Granted in 2015 · Derivative	1,149.32	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-011716 · edgar.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,585.44 Underlying: Class A Common Stock · 1,149.32 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
August 17, 2017 Filed Aug 21, 2017 22:19 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive Restricted Stock Units · Derivative	648.21	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-011716 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,009.11 Underlying: Class A Common Stock · 648.21 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
July 28, 2017 Filed Aug 1, 2017 20:20 UTC	Moelis & Co MC · Entity 3898	Disposition to issuerClass B common stock, par value $0.01 · Derivative	5,680,903	$0.02	$127,820.32	Disclosure SEC source: 0001179110-17-010875 · edgar.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Partnership Disclosed balance after: 20,045,736 Underlying: Class A Common Stock, par value $0.01 · 3,142 shares Expires not disclosed F6 · security: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · security: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (7). F8 · security: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F9 · security: Conversions and repurchase transactions referred to in Footnotes (6) and (7) are expected to occur on a regular, periodic basis. F6 · derivative.exercise_price: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · derivative.exercise_price: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (7). F8 · derivative.exercise_price: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F9 · derivative.exercise_price: Conversions and repurchase transactions referred to in Footnotes (6) and (7) are expected to occur on a regular, periodic basis. F6 · kind: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · kind: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (7). F8 · kind: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F9 · kind: Conversions and repurchase transactions referred to in Footnotes (6) and (7) are expected to occur on a regular, periodic basis. F10 · price: Price per Class B share. F6 · derivative.exercise_date: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · derivative.exercise_date: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (7). F8 · derivative.exercise_date: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F9 · derivative.exercise_date: Conversions and repurchase transactions referred to in Footnotes (6) and (7) are expected to occur on a regular, periodic basis. F6 · derivative.expiration_date: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · derivative.expiration_date: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (7). F8 · derivative.expiration_date: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F9 · derivative.expiration_date: Conversions and repurchase transactions referred to in Footnotes (6) and (7) are expected to occur on a regular, periodic basis. Read SEC document
July 28, 2017 Filed Aug 1, 2017 20:20 UTC	Moelis & Co MC · Entity 3898	Disposition to issuerPartnership Interests · Derivative	566,454	$41.61 Strike: $41.61	$23,570,150.94	Disclosure SEC source: 0001179110-17-010875 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,936,883 Underlying: Class A Common Stock, par value $0.01 · 566,454 shares Expires not disclosed F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option. F5 · security: Represents transaction by The Moelis Family Irrevocable Trust, of which Mr. Moelis's children are the primary beneficiaries. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Irrevocable Trust with Mrs. Julie Moelis. Mr. Moelis does not have a pecuniary interest in these shares. Mr. Moelis disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest in such interests. F3 · kind: In connection with the public offering of Moelis & Company common stock closed on July 28, 2017, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3. F4 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F4 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F5 · ownership.nature: Represents transaction by The Moelis Family Irrevocable Trust, of which Mr. Moelis's children are the primary beneficiaries. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Irrevocable Trust with Mrs. Julie Moelis. Mr. Moelis does not have a pecuniary interest in these shares. Mr. Moelis disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest in such interests. Read SEC document
July 28, 2017 Filed Aug 1, 2017 20:20 UTC	Moelis & Co MC · Entity 3898	Disposition to issuerPartnership Interests · Derivative	2,175,016	$41.61 Strike: $41.61	$90,502,415.76	Disclosure SEC source: 0001179110-17-010875 · edgar.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,437,046 Underlying: Class A Common Stock, par value $0.01 · 2,175,016 shares Expires not disclosed F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option. F2 · security: Represents transaction by The Moelis Family Trust, of which Mr. Moelis is a beneficiary. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F3 · kind: In connection with the public offering of Moelis & Company common stock closed on July 28, 2017, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3. F4 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F4 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F2 · ownership.nature: Represents transaction by The Moelis Family Trust, of which Mr. Moelis is a beneficiary. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document
July 06, 2017 Filed Jul 10, 2017 20:36 UTC	Moelis & Co MC · Entity 3898	Grant2016 Incentive RSUs · Derivative	2,374.27	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-010255 · edgar.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,327 Underlying: Class A Common Stock · 2,374.27 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
July 06, 2017 Filed Jul 10, 2017 20:36 UTC	Moelis & Co MC · Entity 3898	Grant2015 Incentive RSUs · Derivative	3,750.16	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-010255 · edgar.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,569.03 Underlying: Class A Common Stock · 3,750.16 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
July 06, 2017 Filed Jul 10, 2017 20:36 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive RSUs Granted in 2015 · Derivative	2,974.75	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-010255 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,436.12 Underlying: Class A Common Stock · 2,974.75 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
July 06, 2017 Filed Jul 10, 2017 20:36 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive Restricted Stock Units · Derivative	1,677.73	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-010255 · edgar.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,360.9 Underlying: Class A Common Stock · 1,677.73 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
May 24, 2017 Filed May 26, 2017 20:27 UTC	Moelis & Co MC · Entity 3898	Grant2016 Incentive RSUs · Derivative	940.46	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-008090 · edgar.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,952.73 Underlying: Class A Common Stock · 940.46 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
May 24, 2017 Filed May 26, 2017 20:27 UTC	Moelis & Co MC · Entity 3898	Grant2015 Incentive RSUs · Derivative	1,485.45	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-008090 · edgar.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,818.87 Underlying: Class A Common Stock · 1,485.45 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
May 24, 2017 Filed May 26, 2017 20:27 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive RSUs Granted in 2015 · Derivative	1,178.31	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-008090 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,461.37 Underlying: Class A Common Stock · 1,178.31 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
May 24, 2017 Filed May 26, 2017 20:27 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive Restricted Stock Units · Derivative	664.55	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-008090 · edgar.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,683.17 Underlying: Class A Common Stock · 664.55 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
May 17, 2017 Filed May 18, 2017 15:50 UTC	Kinsale Capital Group, Inc. KNSL · Entity 3606	SaleCommon Stock, par value $0.01 per share	306,061	$31.60	$9,670,762.45	Disclosure SEC source: 0001140361-17-021301 · form4.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · 10% owner Moelis Capital Partners Opportunity Fund I, LP · CIK 0001680814 · 10% owner Moelis Capital Partners Opportunity Fund I-A, LP · CIK 0001680787 · 10% owner Moelis Capital Partners Opportunity Fund I LLC · CIK 0001680826 · 10% owner Moelis Capital Partners LLC · CIK 0001680789 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Moelis Capital Partners Opportunity Fund I-A, LP Disclosed balance after: 0 F1 · ownership.nature: Moelis Capital Partners Opportunity Fund I LLC ("MCPOF I") is the general partner of each of Moelis Capital Partners Opportunity Fund I, LP ("Opportunity Fund I") and Moelis Capital Partners Opportunity Fund I-A, LP ("Opportunity Fund I-A" and, together with Opportunity Fund I, collectively, the "Moelis Funds"). Moelis Capital Partners LLC ("MCP") is the managing member of MCPOF I. Kenneth D. Moelis is the chief executive officer of MCP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by the Moelis Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
May 17, 2017 Filed May 18, 2017 15:50 UTC	Kinsale Capital Group, Inc. KNSL · Entity 3606	SaleCommon Stock, par value $0.01 per share	4,001,713	$31.60	$126,444,126.52	Disclosure SEC source: 0001140361-17-021301 · form4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · 10% owner Moelis Capital Partners Opportunity Fund I, LP · CIK 0001680814 · 10% owner Moelis Capital Partners Opportunity Fund I-A, LP · CIK 0001680787 · 10% owner Moelis Capital Partners Opportunity Fund I LLC · CIK 0001680826 · 10% owner Moelis Capital Partners LLC · CIK 0001680789 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Moelis Capital Partners Opportunity Fund I, LP Disclosed balance after: 0 F1 · ownership.nature: Moelis Capital Partners Opportunity Fund I LLC ("MCPOF I") is the general partner of each of Moelis Capital Partners Opportunity Fund I, LP ("Opportunity Fund I") and Moelis Capital Partners Opportunity Fund I-A, LP ("Opportunity Fund I-A" and, together with Opportunity Fund I, collectively, the "Moelis Funds"). Moelis Capital Partners LLC ("MCP") is the managing member of MCPOF I. Kenneth D. Moelis is the chief executive officer of MCP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by the Moelis Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
May 16, 2017 Filed May 17, 2017 21:23 UTC	Moelis & Co MC · Entity 3898	SaleClass A common stock, par value $0.01	8,200	$37.30	$305,828.02	Disclosure SEC source: 0001179110-17-007437 · edgar.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 88,256 F1 · ownership.nature: Moelis Asset Management LP ("MAM") received 86,456 Partnership Interests in Moelis & Company Partner Holdings LP ("Partner Holdings") from the Moelis Capital Partners investment team as consideration in connection with the separation of the Moelis Capital Partners investment team to NexPhase Capital ("Separation Transaction"). In connection with the Separation Transaction, MAM exchanged the Partnership Interests for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company (the "Company") Class A common stock. Mr. Moelis shares voting and dispositive power over the shares as a result of his controlling interest in MAM. Read SEC document
May 15, 2017 Filed May 17, 2017 21:23 UTC	Moelis & Co MC · Entity 3898	SaleClass A common stock, par value $0.01	6,800	$37.66	$256,058.08	Disclosure SEC source: 0001179110-17-007437 · edgar.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 96,456 F1 · ownership.nature: Moelis Asset Management LP ("MAM") received 86,456 Partnership Interests in Moelis & Company Partner Holdings LP ("Partner Holdings") from the Moelis Capital Partners investment team as consideration in connection with the separation of the Moelis Capital Partners investment team to NexPhase Capital ("Separation Transaction"). In connection with the Separation Transaction, MAM exchanged the Partnership Interests for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company (the "Company") Class A common stock. Mr. Moelis shares voting and dispositive power over the shares as a result of his controlling interest in MAM. Read SEC document
April 26, 2017 Filed Apr 28, 2017 20:32 UTC	Moelis & Co MC · Entity 3898	Exercise / conversionClass B Common Stock, par value $0.01 · Derivative	54,678	$0.02	$1,142.77	Disclosure SEC source: 0001179110-17-006285 · edgar.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Partnership Disclosed balance after: 25,726,639 Underlying: Class A Common Stock · 30 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F6 · security: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (5). F7 · security: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F8 · security: Conversions and repurchase transactions referred to in Footnotes (5) and (6) are expected to occur on a regular, periodic basis. F5 · derivative.exercise_price: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F6 · derivative.exercise_price: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (5). F7 · derivative.exercise_price: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F8 · derivative.exercise_price: Conversions and repurchase transactions referred to in Footnotes (5) and (6) are expected to occur on a regular, periodic basis. F9 · kind: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation on April 26, 2017 when certain Class A partnership units in Moelis & Company Group LP ("Group Units") were exchanged by the holders thereof for the Company's Class A common stock. F10 · price: Price per Class B share. F5 · derivative.exercise_date: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F6 · derivative.exercise_date: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (5). F7 · derivative.exercise_date: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F8 · derivative.exercise_date: Conversions and repurchase transactions referred to in Footnotes (5) and (6) are expected to occur on a regular, periodic basis. F5 · derivative.expiration_date: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F6 · derivative.expiration_date: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (5). F7 · derivative.expiration_date: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F8 · derivative.expiration_date: Conversions and repurchase transactions referred to in Footnotes (5) and (6) are expected to occur on a regular, periodic basis. Read SEC document
April 26, 2017 Filed Apr 28, 2017 20:32 UTC	Moelis & Co MC · Entity 3898	Exercise / conversion2014 Incentive Restricted Stock Units · Derivative	32,504.431	$0.00	$0.00	Disclosure SEC source: 0001179110-17-006285 · edgar.xml · derivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,018.6141 Underlying: Class A Common Stock · 32,504.431 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on April 26, 2017. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 26, 2017. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 26, 2017. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 26, 2017. Read SEC document
April 26, 2017 Filed Apr 28, 2017 20:32 UTC	Moelis & Co MC · Entity 3898	Exercise / conversionClass A Common Stock	30	Not disclosed	Not disclosed	Disclosure SEC source: 0001179110-17-006285 · edgar.xml · nonDerivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation on April 26, 2017 when certain Class A partnership units in Moelis & Company Group LP ("Group Units") were exchanged by the holders thereof for the Company's Class A common stock. F9 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation on April 26, 2017 when certain Class A partnership units in Moelis & Company Group LP ("Group Units") were exchanged by the holders thereof for the Company's Class A common stock. Read SEC document
April 26, 2017 Filed Apr 28, 2017 20:32 UTC	Moelis & Co MC · Entity 3898	SaleClass A Common Stock	32,504	$38.12	$1,239,052.48	Disclosure SEC source: 0001179110-17-006285 · edgar.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,153 Read SEC document
April 26, 2017 Filed Apr 28, 2017 20:32 UTC	Moelis & Co MC · Entity 3898	Disposition to issuerClass A Common Stock	0.431	$16.42	$7.08	Disclosure SEC source: 0001179110-17-006285 · edgar.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,657 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $38.12. Read SEC document
April 26, 2017 Filed Apr 28, 2017 20:32 UTC	Moelis & Co MC · Entity 3898	Exercise / conversionClass A Common Stock	32,504.431	Not disclosed	Not disclosed	Disclosure SEC source: 0001179110-17-006285 · edgar.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,657.431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document
March 17, 2017 Filed Mar 21, 2017 20:19 UTC	Moelis & Co MC · Entity 3898	Grant2016 Incentive RSUs · Derivative	887.26	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-004980 · edgar.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,012.26 Underlying: Class A Common Stock · 887.26 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
March 17, 2017 Filed Mar 21, 2017 20:19 UTC	Moelis & Co MC · Entity 3898	Grant2015 Incentive RSUs · Derivative	1,401.44	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-004980 · edgar.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,333.41 Underlying: Class A Common Stock · 1,401.44 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
March 17, 2017 Filed Mar 21, 2017 20:19 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive RSUs Granted in 2015 · Derivative	1,111.66	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-004980 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,283.06 Underlying: Class A Common Stock · 1,111.66 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
March 17, 2017 Filed Mar 21, 2017 20:19 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive Restricted Stock Units · Derivative	940.41	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-004980 · edgar.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,523.04 Underlying: Class A Common Stock · 940.41 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
February 23, 2017 Filed Feb 24, 2017 21:44 UTC	Moelis & Co MC · Entity 3898	Grant2016 Incentive RSUs · Derivative	91,125	$0.00	$0.00	Disclosure SEC source: 0001179110-17-003128 · edgar.xml · derivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,125 Underlying: Class A Common Stock · 91,125 shares Expires not disclosed F5 · security: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F5 · derivative.exercise_price: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. F6 · derivative.expiration_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:44 UTC	Moelis & Co MC · Entity 3898	Exercise / conversion2015 Incentive RSUs · Derivative	35,982.1879	$0.00	$0.00	Disclosure SEC source: 0001179110-17-003128 · edgar.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,931.9715 Underlying: Class A Common Stock · 35,982.1879 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2017. Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:44 UTC	Moelis & Co MC · Entity 3898	SaleClass A Common Stock	35,982	$36.99	$1,330,974.18	Disclosure SEC source: 0001179110-17-003128 · edgar.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,153 Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:44 UTC	Moelis & Co MC · Entity 3898	Disposition to issuerClass A Common Stock	0.1879	$6.95	$1.31	Disclosure SEC source: 0001179110-17-003128 · edgar.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,135 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $36.99. Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:44 UTC	Moelis & Co MC · Entity 3898	GrantClass A Common Stock	35,982.1879	Not disclosed	Not disclosed	Disclosure SEC source: 0001179110-17-003128 · edgar.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,135.1879 F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document
January 11, 2017 Filed Jan 13, 2017 22:04 UTC	Moelis & Co MC · Entity 3898	Disposition to issuerClass B common stock, par value $0.01 · Derivative	5,356,876	$0.02	$100,709.27	Disclosure SEC source: 0001179110-17-000934 · edgar.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Partnership Disclosed balance after: 25,781,317 Underlying: Class A Common Stock, par value $0.01 · 2,963 shares Expires not disclosed F7 · security: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F8 · security: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (8). F9 · security: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F10 · security: Conversions and repurchase transactions referred to in Footnotes (7) and (8) are expected to occur on a regular, periodic basis. F7 · derivative.exercise_price: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F8 · derivative.exercise_price: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (8). F9 · derivative.exercise_price: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F10 · derivative.exercise_price: Conversions and repurchase transactions referred to in Footnotes (7) and (8) are expected to occur on a regular, periodic basis. F7 · kind: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F8 · kind: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (8). F9 · kind: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F10 · kind: Conversions and repurchase transactions referred to in Footnotes (7) and (8) are expected to occur on a regular, periodic basis. F11 · price: Price per Class B share. F7 · derivative.exercise_date: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F8 · derivative.exercise_date: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (8). F9 · derivative.exercise_date: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F10 · derivative.exercise_date: Conversions and repurchase transactions referred to in Footnotes (7) and (8) are expected to occur on a regular, periodic basis. F7 · derivative.expiration_date: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F8 · derivative.expiration_date: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (8). F9 · derivative.expiration_date: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F10 · derivative.expiration_date: Conversions and repurchase transactions referred to in Footnotes (7) and (8) are expected to occur on a regular, periodic basis. Read SEC document
January 11, 2017 Filed Jan 13, 2017 22:04 UTC	Moelis & Co MC · Entity 3898	Disposition to issuerPartnership Interests · Derivative	524,752	$32.75 Strike: $32.75	$17,185,628.00	Disclosure SEC source: 0001179110-17-000934 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,503,337 Underlying: Class A Common Stock, par value $0.01 · 524,752 shares Expires not disclosed F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option. F6 · security: Represents transaction by The Moelis Family Irrevocable Trust, of which Mr. Moelis's children are the primary beneficiaries. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Irrevocable Trust with Mrs. Julie Moelis. Mr. Moelis does not have a pecuniary interest in these shares. Mr. Moelis disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest in such interests. F5 · derivative.exercise_price: The reporting person has reimbursed the purchaser, Moelis & Company, out of this price an underwriting discount of $1.14625 per share paid by Moelis & Company to the underwriters in connection with the offering. F3 · kind: In connection with the public offering of Moelis & Company common stock (and the exercise of the underwriters' option to purchase additional shares of common stock from the Company) closed on January 11, 2017, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3. F5 · price: The reporting person has reimbursed the purchaser, Moelis & Company, out of this price an underwriting discount of $1.14625 per share paid by Moelis & Company to the underwriters in connection with the offering. F4 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F4 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F6 · ownership.nature: Represents transaction by The Moelis Family Irrevocable Trust, of which Mr. Moelis's children are the primary beneficiaries. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Irrevocable Trust with Mrs. Julie Moelis. Mr. Moelis does not have a pecuniary interest in these shares. Mr. Moelis disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest in such interests. Read SEC document
January 11, 2017 Filed Jan 13, 2017 22:04 UTC	Moelis & Co MC · Entity 3898	Disposition to issuerPartnership Interests · Derivative	2,014,890	$32.75 Strike: $32.75	$65,987,647.50	Disclosure SEC source: 0001179110-17-000934 · edgar.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,612,062 Underlying: Class A Common Stock, par value $0.01 · 2,014,890 shares Expires not disclosed F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option. F2 · security: Represents transaction by The Moelis Family Trust, of which Mr. Moelis is a beneficiary. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F5 · derivative.exercise_price: The reporting person has reimbursed the purchaser, Moelis & Company, out of this price an underwriting discount of $1.14625 per share paid by Moelis & Company to the underwriters in connection with the offering. F3 · kind: In connection with the public offering of Moelis & Company common stock (and the exercise of the underwriters' option to purchase additional shares of common stock from the Company) closed on January 11, 2017, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3. F5 · price: The reporting person has reimbursed the purchaser, Moelis & Company, out of this price an underwriting discount of $1.14625 per share paid by Moelis & Company to the underwriters in connection with the offering. F4 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F4 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F2 · ownership.nature: Represents transaction by The Moelis Family Trust, of which Mr. Moelis is a beneficiary. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document
January 05, 2017 Filed Jan 9, 2017 22:24 UTC	Moelis & Co MC · Entity 3898	Grant2015 Incentive RSUs · Derivative	6,453.16	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-000792 · edgar.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,914.15 Underlying: Class A Common Stock · 6,453.16 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
January 05, 2017 Filed Jan 9, 2017 22:24 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive RSUs Granted in 2015 · Derivative	4,095.1	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-000792 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,171.39 Underlying: Class A Common Stock · 4,095.1 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
January 05, 2017 Filed Jan 9, 2017 22:24 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive Restricted Stock Units · Derivative	3,464.22	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-000792 · edgar.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,582.63 Underlying: Class A Common Stock · 3,464.22 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
December 07, 2016 Filed Dec 9, 2016 21:10 UTC	Moelis & Co MC · Entity 3898	Grant2015 Incentive RSUs · Derivative	1,836.78	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-16-032675 · edgar.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,460.99 Underlying: Class A Common Stock · 1,836.78 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.