person · Reporting owner

MOELIS KENNETH

Disclosed activity across 5 companies

Tapewire entity: 65380
SEC CIK: 0001604686

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Atlas Crest Investment Corp. IIACII.U · Entity 126082	Director · 10% owner	February 03, 2021	February 03, 2021
Moelis & CoMC · Entity 3898	Director · Executive Chairman	February 18, 2026	February 20, 2026
Steele Creek Capital CorpNONE · Entity 122100	10% owner	November 24, 2020	December 09, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Atlas Crest Investment Corp. II

Report date February 03, 2021 · Filed February 03, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table II · derivative / convertible security	IndirectSee Footnote	Not disclosed	Reported balance Holding disclosure · report date 2021-02-03 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251893) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2: These shares represent Class B common stock held by Atlas Crest Investment II LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. The Class B common stock owned by the Sponsor includes up to 1,125,000 shares that are subject to forfeiture in the event the underwriters of the registrant's initial public offering do not exercise their over-allotment option in full as described in the Registration Statement. F3: The Reporting Person is the sole managing member of Atlas Crest II Manager LLC, the managing member of the Sponsor. The Reporting Person has voting and investment discretion with respect to the common stock held of record by the Sponsor. The Reporting Person disclaims any beneficial ownership of any shares held by the Sponsor except to the extent of his ultimate pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251893) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2: These shares represent Class B common stock held by Atlas Crest Investment II LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. The Class B common stock owned by the Sponsor includes up to 1,125,000 shares that are subject to forfeiture in the event the underwriters of the registrant's initial public offering do not exercise their over-allotment option in full as described in the Registration Statement.

F3: The Reporting Person is the sole managing member of Atlas Crest II Manager LLC, the managing member of the Sponsor. The Reporting Person has voting and investment discretion with respect to the common stock held of record by the Sponsor. The Reporting Person disclaims any beneficial ownership of any shares held by the Sponsor except to the extent of his ultimate pecuniary interest.

Moelis & Co

Report date February 18, 2026 · Filed February 20, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common Stock, par value $0.01SEC Table II · derivative / convertible security	Direct	4,190,479	Reported balance After 2026-02-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-02-18 · Exercise / conversion · Disposed 847 · Balance 4,190,479 F1: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders. F2: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock. and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders.

F2: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock. and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.

Steele Creek Capital Corp

Report date November 24, 2020 · Filed December 09, 2020 · Amendment

Jointly reported with Moelis Asset Management LP, MAM Dynasty LLC, KJM Children's LLC

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par valueSEC Table I · non-derivative	IndirectBy Moelis Asset Management, LP	735,800	Reported balance Holding disclosure · report date 2020-11-24 · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · Balance 735,800 F1: This Form 3 amendment is being filed to correct an administrative error which incorrectly calculated the number of shares of Common Stock previously disclosed as owned by the Reporting Persons. F2: Kenneth D. Moelis is the Chairman of Moelis Asset Management, LP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by Moelis Asset Management, LP. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common Stock, par valueSEC Table I · non-derivative	IndirectBy MAM Dynasty LLC	928,192.4	Reported balance Holding disclosure · report date 2020-11-24 · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · Balance 928,192.4 F1: This Form 3 amendment is being filed to correct an administrative error which incorrectly calculated the number of shares of Common Stock previously disclosed as owned by the Reporting Persons. F3: Kenneth D. Moelis is the Managing Member of MAM Dynasty LLC. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by MAM Dynasty LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common Stock, par valueSEC Table I · non-derivative	IndirectBy KJM Children's LLC	618,794.93	Reported balance Holding disclosure · report date 2020-11-24 · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · Balance 618,794.93 F1: This Form 3 amendment is being filed to correct an administrative error which incorrectly calculated the number of shares of Common Stock previously disclosed as owned by the Reporting Persons. F4: Kenneth D. Moelis is the Managing Member KJM Children's LLC. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by KJM Children's LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 amendment is being filed to correct an administrative error which incorrectly calculated the number of shares of Common Stock previously disclosed as owned by the Reporting Persons.

F2: Kenneth D. Moelis is the Chairman of Moelis Asset Management, LP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by Moelis Asset Management, LP. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: Kenneth D. Moelis is the Managing Member of MAM Dynasty LLC. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by MAM Dynasty LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F4: Kenneth D. Moelis is the Managing Member KJM Children's LLC. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by KJM Children's LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Archer Aviation Inc.

Report date September 16, 2021 · Filed September 20, 2021

Section 16 reporting ended · disclosed 2021-09-20. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Kinsale Capital Group, Inc.

Report date May 17, 2017 · Filed May 18, 2017

Jointly reported with Moelis Capital Partners Opportunity Fund I, LP, Moelis Capital Partners Opportunity Fund I-A, LP, Moelis Capital Partners Opportunity Fund I LLC, Moelis Capital Partners LLC

Section 16 reporting ended · disclosed 2017-05-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy Moelis Capital Partners Opportunity Fund I, LP	0	Reported balance After 2017-05-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-05-17 · Sale · Disposed 4,001,713 · Balance 0 F1: Moelis Capital Partners Opportunity Fund I LLC ("MCPOF I") is the general partner of each of Moelis Capital Partners Opportunity Fund I, LP ("Opportunity Fund I") and Moelis Capital Partners Opportunity Fund I-A, LP ("Opportunity Fund I-A" and, together with Opportunity Fund I, collectively, the "Moelis Funds"). Moelis Capital Partners LLC ("MCP") is the managing member of MCPOF I. Kenneth D. Moelis is the chief executive officer of MCP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by the Moelis Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy Moelis Capital Partners Opportunity Fund I-A, LP	0	Reported balance After 2017-05-17 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2017-05-17 · Sale · Disposed 306,061 · Balance 0 F1: Moelis Capital Partners Opportunity Fund I LLC ("MCPOF I") is the general partner of each of Moelis Capital Partners Opportunity Fund I, LP ("Opportunity Fund I") and Moelis Capital Partners Opportunity Fund I-A, LP ("Opportunity Fund I-A" and, together with Opportunity Fund I, collectively, the "Moelis Funds"). Moelis Capital Partners LLC ("MCP") is the managing member of MCPOF I. Kenneth D. Moelis is the chief executive officer of MCP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by the Moelis Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Moelis Capital Partners Opportunity Fund I LLC ("MCPOF I") is the general partner of each of Moelis Capital Partners Opportunity Fund I, LP ("Opportunity Fund I") and Moelis Capital Partners Opportunity Fund I-A, LP ("Opportunity Fund I-A" and, together with Opportunity Fund I, collectively, the "Moelis Funds"). Moelis Capital Partners LLC ("MCP") is the managing member of MCPOF I. Kenneth D. Moelis is the chief executive officer of MCP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by the Moelis Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 12, 2018 Filed Sep 14, 2018 22:19 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive RSUs Granted in 2015 · Derivative	3,025.73	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-18-011449 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,807.62 Underlying: Class A Common Stock · 3,025.73 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
September 12, 2018 Filed Sep 14, 2018 22:19 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive Restricted Stock Units · Derivative	1,280.04	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-18-011449 · edgar.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,147.23 Underlying: Class A Common Stock · 1,280.04 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:57 UTC	Moelis & Co MC · Entity 3898	Disposition to issuerClass B common stock, par value $0.01 · Derivative	4,685,217	$0.03	$157,891.81	Disclosure SEC source: 0001179110-18-010394 · edgar.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Partnership Disclosed balance after: 10,493,358 Underlying: Class A Common Stock, par value $0.01 · 2,591 shares Expires not disclosed F6 · security: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · security: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (7). F8 · security: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F9 · security: Conversions and repurchase transactions referred to in Footnotes (6) and (7) are expected to occur on a regular, periodic basis. F6 · derivative.exercise_price: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · derivative.exercise_price: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (7). F8 · derivative.exercise_price: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F9 · derivative.exercise_price: Conversions and repurchase transactions referred to in Footnotes (6) and (7) are expected to occur on a regular, periodic basis. F6 · kind: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · kind: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (7). F8 · kind: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F9 · kind: Conversions and repurchase transactions referred to in Footnotes (6) and (7) are expected to occur on a regular, periodic basis. F10 · price: Price per Class B share. F6 · derivative.exercise_date: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · derivative.exercise_date: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (7). F8 · derivative.exercise_date: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F9 · derivative.exercise_date: Conversions and repurchase transactions referred to in Footnotes (6) and (7) are expected to occur on a regular, periodic basis. F6 · derivative.expiration_date: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · derivative.expiration_date: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (7). F8 · derivative.expiration_date: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F9 · derivative.expiration_date: Conversions and repurchase transactions referred to in Footnotes (6) and (7) are expected to occur on a regular, periodic basis. Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:57 UTC	Moelis & Co MC · Entity 3898	Disposition to issuerPartnership Interests · Derivative	467,675	$60.16 Strike: $60.16	$28,135,328.00	Disclosure SEC source: 0001179110-18-010394 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,007,567 Underlying: Class A Common Stock, par value $0.01 · 467,675 shares Expires not disclosed F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option. F5 · security: Represents transaction by The Moelis Family Irrevocable Trust, of which Mr. Moelis's children are the primary beneficiaries. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Irrevocable Trust with Mrs. Julie Moelis. Mr. Moelis does not have a pecuniary interest in these shares. Mr. Moelis disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest in such interests. F3 · kind: In connection with the public offering of Moelis & Company common stock closed on August 6, 2018, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3. F4 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F4 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F5 · ownership.nature: Represents transaction by The Moelis Family Irrevocable Trust, of which Mr. Moelis's children are the primary beneficiaries. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Irrevocable Trust with Mrs. Julie Moelis. Mr. Moelis does not have a pecuniary interest in these shares. Mr. Moelis disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest in such interests. Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:57 UTC	Moelis & Co MC · Entity 3898	Disposition to issuerPartnership Interests · Derivative	1,795,733	$60.16 Strike: $60.16	$108,031,297.28	Disclosure SEC source: 0001179110-18-010394 · edgar.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,868,747 Underlying: Class A Common Stock, par value $0.01 · 1,795,733 shares Expires not disclosed F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option. F2 · security: Represents transaction by The Moelis Family Trust, of which Mr. Moelis is a beneficiary. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F3 · kind: In connection with the public offering of Moelis & Company common stock closed on August 6, 2018, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3. F4 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F4 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F2 · ownership.nature: Represents transaction by The Moelis Family Trust, of which Mr. Moelis is a beneficiary. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document
June 12, 2018 Filed Jun 14, 2018 21:00 UTC	Moelis & Co MC · Entity 3898	Disposition to issuerClass B Common Stock, par value $0.01 · Derivative	26,118	$0.03	$885.40	Disclosure SEC source: 0001179110-18-008528 · edgar.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Partnership Disclosed balance after: 15,178,575 Underlying: Class A common stock, par value $0.01 · 14 shares Expires not disclosed F1 · security: Each share of the Moelis & Company Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · security: In addition, upon the forfeiture or other retirement of Group Units, the Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. This transaction is a repurchase as described in this Footnote (2). F3 · security: This transaction was approved by the Issuer's Board of Directors pursuant to the Exchange Act Rule 16b-3. F4 · security: Conversion and repurchase transactions referred to in Footnotes (1) and (2) are expected to occur on a regular, periodic basis. F1 · derivative.exercise_price: Each share of the Moelis & Company Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · derivative.exercise_price: In addition, upon the forfeiture or other retirement of Group Units, the Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. This transaction is a repurchase as described in this Footnote (2). F3 · derivative.exercise_price: This transaction was approved by the Issuer's Board of Directors pursuant to the Exchange Act Rule 16b-3. F4 · derivative.exercise_price: Conversion and repurchase transactions referred to in Footnotes (1) and (2) are expected to occur on a regular, periodic basis. F1 · kind: Each share of the Moelis & Company Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · kind: In addition, upon the forfeiture or other retirement of Group Units, the Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. This transaction is a repurchase as described in this Footnote (2). F3 · kind: This transaction was approved by the Issuer's Board of Directors pursuant to the Exchange Act Rule 16b-3. F4 · kind: Conversion and repurchase transactions referred to in Footnotes (1) and (2) are expected to occur on a regular, periodic basis. F5 · price: Price per Class B Share. F1 · derivative.exercise_date: Each share of the Moelis & Company Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · derivative.exercise_date: In addition, upon the forfeiture or other retirement of Group Units, the Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. This transaction is a repurchase as described in this Footnote (2). F3 · derivative.exercise_date: This transaction was approved by the Issuer's Board of Directors pursuant to the Exchange Act Rule 16b-3. F4 · derivative.exercise_date: Conversion and repurchase transactions referred to in Footnotes (1) and (2) are expected to occur on a regular, periodic basis. F1 · derivative.expiration_date: Each share of the Moelis & Company Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · derivative.expiration_date: In addition, upon the forfeiture or other retirement of Group Units, the Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. This transaction is a repurchase as described in this Footnote (2). F3 · derivative.expiration_date: This transaction was approved by the Issuer's Board of Directors pursuant to the Exchange Act Rule 16b-3. F4 · derivative.expiration_date: Conversion and repurchase transactions referred to in Footnotes (1) and (2) are expected to occur on a regular, periodic basis. Read SEC document
May 17, 2018 Filed May 21, 2018 20:29 UTC	Moelis & Co MC · Entity 3898	Grant2017 Long Term Incentive Award · Derivative	95.26	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-18-007234 · edgar.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,942.3 Underlying: Class A Common Stock · 95.26 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F7 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
May 17, 2018 Filed May 21, 2018 20:29 UTC	Moelis & Co MC · Entity 3898	Grant2017 Incentive RSUs · Derivative	658.93	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-18-007234 · edgar.xml · derivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,604.31 Underlying: Class A Common Stock · 658.93 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
May 17, 2018 Filed May 21, 2018 20:29 UTC	Moelis & Co MC · Entity 3898	Grant2016 Incentive RSUs · Derivative	647.73	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-18-007234 · edgar.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,200.78 Underlying: Class A Common Stock · 647.73 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
May 17, 2018 Filed May 21, 2018 20:29 UTC	Moelis & Co MC · Entity 3898	Grant2015 Incentive RSUs · Derivative	959.16	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-18-007234 · edgar.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,241.52 Underlying: Class A Common Stock · 959.16 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
May 17, 2018 Filed May 21, 2018 20:29 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive RSUs Granted in 2015 · Derivative	676.3	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-18-007234 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,781.89 Underlying: Class A Common Stock · 676.3 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
May 17, 2018 Filed May 21, 2018 20:29 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive Restricted Stock Units · Derivative	286.11	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-18-007234 · edgar.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,867.19 Underlying: Class A Common Stock · 286.11 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
May 08, 2018 Filed May 10, 2018 20:01 UTC	Moelis & Co MC · Entity 3898	SaleClass A Common Stock	3,683	$55.26	$203,513.74	Disclosure SEC source: 0001179110-18-006554 · edgar.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,011 F1 · shares: Certain shares of Class A Common Stock have been sold pursuant to a 10b5-1 plan. Read SEC document
May 07, 2018 Filed May 7, 2018 22:11 UTC	Moelis & Co MC · Entity 3898	SaleClass A Common Stock	8,000	$54.93	$439,400.00	Disclosure SEC source: 0001179110-18-006391 · edgar.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,694 F1 · shares: Certain shares of Class A Common Stock have been sold pursuant to a 10b5-1 plan. Read SEC document
May 04, 2018 Filed May 7, 2018 22:11 UTC	Moelis & Co MC · Entity 3898	SaleClass A Common Stock	12,915	$54.12	$698,997.25	Disclosure SEC source: 0001179110-18-006391 · edgar.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,694 F1 · shares: Certain shares of Class A Common Stock have been sold pursuant to a 10b5-1 plan. Read SEC document
May 03, 2018 Filed May 7, 2018 22:11 UTC	Moelis & Co MC · Entity 3898	SaleClass A Common Stock	20,870	$54.02	$1,127,405.75	Disclosure SEC source: 0001179110-18-006391 · edgar.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,609 F1 · shares: Certain shares of Class A Common Stock have been sold pursuant to a 10b5-1 plan. Read SEC document
May 01, 2018 Filed May 1, 2018 21:47 UTC	Moelis & Co MC · Entity 3898	Exercise / conversionClass B Common Stock, par value $0.01 · Derivative	18,242	Not disclosed	Not disclosed	Disclosure SEC source: 0001179110-18-006002 · edgar.xml · derivative · entry 7 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Partnership Disclosed balance after: 15,204,693 Underlying: Class A Common Stock · 10 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in liue of fractional share, the Company will pay the holder (Moelis & Company Partner Holdings, LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F8 · kind: The conversion covered by this footnote automatically occured pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation on May 1, 2018 when certain Class A partnership units in Moelis & Company Group LP ("Group Units") were exchanged by the holders thereof for the Company's Class A common stock. F8 · price: The conversion covered by this footnote automatically occured pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation on May 1, 2018 when certain Class A partnership units in Moelis & Company Group LP ("Group Units") were exchanged by the holders thereof for the Company's Class A common stock. F9 · derivative.exercise_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in liue of fractional share, the Company will pay the holder (Moelis & Company Partner Holdings, LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F9 · derivative.expiration_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in liue of fractional share, the Company will pay the holder (Moelis & Company Partner Holdings, LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. Read SEC document
May 01, 2018 Filed May 1, 2018 21:47 UTC	Moelis & Co MC · Entity 3898	SaleClass A Common Stock	228	$54.00	$12,312.00	Disclosure SEC source: 0001179110-18-006002 · edgar.xml · nonDerivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,479 F10 · shares: Certain shares of Class A Common Stock may have been sold pursuant to a 10b5-1 plan. Read SEC document
May 01, 2018 Filed May 1, 2018 21:47 UTC	Moelis & Co MC · Entity 3898	Exercise / conversionClass A Common Stock	10	Not disclosed	Not disclosed	Disclosure SEC source: 0001179110-18-006002 · edgar.xml · nonDerivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: The conversion covered by this footnote automatically occured pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation on May 1, 2018 when certain Class A partnership units in Moelis & Company Group LP ("Group Units") were exchanged by the holders thereof for the Company's Class A common stock. F8 · price: The conversion covered by this footnote automatically occured pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation on May 1, 2018 when certain Class A partnership units in Moelis & Company Group LP ("Group Units") were exchanged by the holders thereof for the Company's Class A common stock. Read SEC document
April 30, 2018 Filed May 1, 2018 21:47 UTC	Moelis & Co MC · Entity 3898	OtherMAM Incentive Restricted Stock Units (Right to Buy) · Derivative	5,600	$53.80	$301,280.00	Disclosure SEC source: 0001179110-18-006002 · edgar.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 0 Underlying: Class A Common Stock · 5,600 shares Expires not disclosed F3 · security: As part of the process of separating the Asset Management business from the Advisory business at the time of the IPO, MAM purchased Class A common stock from the Company and subsequently granted the MAM Employee RSUs to certain MAM employees. F4 · derivative.exercise_price: Each MAM Employee RSU represents the right to receive upon settlement either, at the Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. On April 30, 2018, 5,600 MAM Employee RSUs were settled for Class A Common Stock. F2 · price: Closing price of MC stock on April 30, 2018. F5 · derivative.exercise_date: The second installment of 5,600 MAM Employee RSUs vested on April 22, 2018. F5 · derivative.expiration_date: The second installment of 5,600 MAM Employee RSUs vested on April 22, 2018. F6 · balance_after: Following settlement of the MAM Employee RSUs, MAM cancelled 5,600 of the MAM Employee RSUs. F7 · ownership.nature: Represents MAM Employee RSUs granted by MAM to certain MAM employees. Mr. Moelis had dispositive power over the MAM Employee RSUs as a result of his controlling interest in MAM. As part of the process of separating the Asset Management business from the Advisory business at the time of the IPO, MAM purchased Class A Common Stock from the Company in order for MAM to grant MAM Employee RSUs to certain MAM employees. On April 30, 2018, 5,600 MAM Employee RSUs were settled for Class A Common Stock. The MAM Employee RSUs were not granted under the Moelis & Company 2014 Omnibus Incentive Plan (the "Plan"). Read SEC document
April 30, 2018 Filed May 1, 2018 21:47 UTC	Moelis & Co MC · Entity 3898	OtherClass A Common Stock	5,600	$53.80	$301,280.00	Disclosure SEC source: 0001179110-18-006002 · edgar.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,600 F1 · security: Class A Common Stock held by Moelis Asset Management ("MAM"). Mr. Moelis has voting and dispositive power over the Class A Common Stock as a result of his controlling interest in MAM. As part of the process of separating the Asset Management business from the Advisory business at the time of the IPO of Moelis & Company (the "Company"), MAM purchased 16,800 shares from the Company in order for MAM to grant Restricted Stock Units to certain MAM employees (the "MAM Employee RSUs"). MAM purchased the Common Stock for $25.00. These transactions were approved by the Company's Board under Section 16b-3. On April 22, 2018, 5,600 MAM Employee RSUs vested. On April 30, 2018, MAM delivered 5,600 shares of Class A Common Stock to certain MAM employees upon settlement of the 5,600 MAM Employee RSUs. The remaining MAM Employee RSUs will vest on April 22, 2019. F2 · price: Closing price of MC stock on April 30, 2018. F1 · ownership.nature: Class A Common Stock held by Moelis Asset Management ("MAM"). Mr. Moelis has voting and dispositive power over the Class A Common Stock as a result of his controlling interest in MAM. As part of the process of separating the Asset Management business from the Advisory business at the time of the IPO of Moelis & Company (the "Company"), MAM purchased 16,800 shares from the Company in order for MAM to grant Restricted Stock Units to certain MAM employees (the "MAM Employee RSUs"). MAM purchased the Common Stock for $25.00. These transactions were approved by the Company's Board under Section 16b-3. On April 22, 2018, 5,600 MAM Employee RSUs vested. On April 30, 2018, MAM delivered 5,600 shares of Class A Common Stock to certain MAM employees upon settlement of the 5,600 MAM Employee RSUs. The remaining MAM Employee RSUs will vest on April 22, 2019. Read SEC document
April 30, 2018 Filed May 1, 2018 21:47 UTC	Moelis & Co MC · Entity 3898	SaleClass A Common Stock	8,000	$54.00	$432,000.00	Disclosure SEC source: 0001179110-18-006002 · edgar.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,697 F10 · shares: Certain shares of Class A Common Stock may have been sold pursuant to a 10b5-1 plan. Read SEC document
April 27, 2018 Filed May 1, 2018 21:47 UTC	Moelis & Co MC · Entity 3898	SaleClass A Common Stock	100	$54.00	$5,400.00	Disclosure SEC source: 0001179110-18-006002 · edgar.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,697 F10 · shares: Certain shares of Class A Common Stock may have been sold pursuant to a 10b5-1 plan. Read SEC document
April 26, 2018 Filed Apr 26, 2018 21:24 UTC	Moelis & Co MC · Entity 3898	SaleClass A Common Stock	8,000	$54.00	$432,000.00	Disclosure SEC source: 0001179110-18-005894 · edgar.xml · nonDerivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,797 F4 · shares: Class A common stock sold pursuant to a 10b5-1 plan. Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:24 UTC	Moelis & Co MC · Entity 3898	SaleClass A Common Stock	5,102	$54.03	$275,663.10	Disclosure SEC source: 0001179110-18-005894 · edgar.xml · nonDerivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,797 F4 · shares: Class A common stock sold pursuant to a 10b5-1 plan. Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:24 UTC	Moelis & Co MC · Entity 3898	Exercise / conversion2014 Incentive Restricted Stock Units · Derivative	35,570.405	$0.00	$0.00	Disclosure SEC source: 0001179110-18-005894 · edgar.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,581.08 Underlying: Class A Common Stock · 35,570.405 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The RSUs were settled for Class A common stock on April 24, 2018. F5 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 24, 2018. F5 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 24, 2018. F5 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 24, 2018. Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:24 UTC	Moelis & Co MC · Entity 3898	SaleClass A Common Stock	17,785	$54.45	$968,393.25	Disclosure SEC source: 0001179110-18-005894 · edgar.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,899 Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:24 UTC	Moelis & Co MC · Entity 3898	Disposition to issuerClass A Common Stock	0.405	$22.05	$8.93	Disclosure SEC source: 0001179110-18-005894 · edgar.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,684 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $54.45. Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:24 UTC	Moelis & Co MC · Entity 3898	Exercise / conversionClass A Common Stock	35,570.405	Not disclosed	Not disclosed	Disclosure SEC source: 0001179110-18-005894 · edgar.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,684.405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:52 UTC	Moelis & Co MC · Entity 3898	Disposition to issuerClass B common stock, par value $0.01 · Derivative	4,689,295	$0.03	$134,582.77	Disclosure SEC source: 0001179110-18-004480 · edgar.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Partnership Disclosed balance after: 15,222,935 Underlying: Class A Common Stock, par value $0.01 · 2,594 shares Expires not disclosed F6 · security: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · security: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (7). F8 · security: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F9 · security: Conversions and repurchase transactions referred to in Footnotes (6) and (7) are expected to occur on a regular, periodic basis. F6 · derivative.exercise_price: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · derivative.exercise_price: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (7). F8 · derivative.exercise_price: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F9 · derivative.exercise_price: Conversions and repurchase transactions referred to in Footnotes (6) and (7) are expected to occur on a regular, periodic basis. F6 · kind: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · kind: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (7). F8 · kind: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F9 · kind: Conversions and repurchase transactions referred to in Footnotes (6) and (7) are expected to occur on a regular, periodic basis. F10 · price: Price per Class B share. F6 · derivative.exercise_date: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · derivative.exercise_date: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (7). F8 · derivative.exercise_date: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F9 · derivative.exercise_date: Conversions and repurchase transactions referred to in Footnotes (6) and (7) are expected to occur on a regular, periodic basis. F6 · derivative.expiration_date: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · derivative.expiration_date: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (7). F8 · derivative.expiration_date: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F9 · derivative.expiration_date: Conversions and repurchase transactions referred to in Footnotes (6) and (7) are expected to occur on a regular, periodic basis. Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:52 UTC	Moelis & Co MC · Entity 3898	Disposition to issuerPartnership Interests · Derivative	461,641	$50.00 Strike: $50.00	$23,082,050.00	Disclosure SEC source: 0001179110-18-004480 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,475,242 Underlying: Class A Common Stock, par value $0.01 · 461,641 shares Expires not disclosed F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option. F5 · security: Represents transaction by The Moelis Family Irrevocable Trust, of which Mr. Moelis's children are the primary beneficiaries. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Irrevocable Trust with Mrs. Julie Moelis. Mr. Moelis does not have a pecuniary interest in these shares. Mr. Moelis disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest in such interests. F3 · kind: In connection with the public offering of Moelis & Company common stock closed on March 14, 2018, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3. F4 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F4 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F5 · ownership.nature: Represents transaction by The Moelis Family Irrevocable Trust, of which Mr. Moelis's children are the primary beneficiaries. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Irrevocable Trust with Mrs. Julie Moelis. Mr. Moelis does not have a pecuniary interest in these shares. Mr. Moelis disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest in such interests. Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:52 UTC	Moelis & Co MC · Entity 3898	Disposition to issuerPartnership Interests · Derivative	1,772,566	$50.00 Strike: $50.00	$88,628,300.00	Disclosure SEC source: 0001179110-18-004480 · edgar.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,664,480 Underlying: Class A Common Stock, par value $0.01 · 1,772,566 shares Expires not disclosed F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option. F2 · security: Represents transaction by The Moelis Family Trust, of which Mr. Moelis is a beneficiary. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F3 · kind: In connection with the public offering of Moelis & Company common stock closed on March 14, 2018, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3. F4 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F4 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F2 · ownership.nature: Represents transaction by The Moelis Family Trust, of which Mr. Moelis is a beneficiary. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:03 UTC	Moelis & Co MC · Entity 3898	Grant2017 Long Term Incentive Award · Derivative	432.04	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-18-003948 · edgar.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,847.04 Underlying: Class A Common Stock · 432.04 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F7 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:03 UTC	Moelis & Co MC · Entity 3898	Grant2017 Incentive RSUs · Derivative	2,988.38	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-18-003948 · edgar.xml · derivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,945.38 Underlying: Class A Common Stock · 2,988.38 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:03 UTC	Moelis & Co MC · Entity 3898	Grant2016 Incentive RSUs · Derivative	2,937.61	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-18-003948 · edgar.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,553.05 Underlying: Class A Common Stock · 2,937.61 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:03 UTC	Moelis & Co MC · Entity 3898	Grant2015 Incentive RSUs · Derivative	4,349.99	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-18-003948 · edgar.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,282.36 Underlying: Class A Common Stock · 4,349.99 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:03 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive RSUs Granted in 2015 · Derivative	3,067.16	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-18-003948 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,105.59 Underlying: Class A Common Stock · 3,067.16 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:03 UTC	Moelis & Co MC · Entity 3898	Grant2014 Incentive Restricted Stock Units · Derivative	2,594.75	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-18-003948 · edgar.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,151.48 Underlying: Class A Common Stock · 2,594.75 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:18 UTC	Moelis & Co MC · Entity 3898	Exercise / conversion2016 Incentive RSUs · Derivative	19,403.8602	$0.00	$0.00	Disclosure SEC source: 0001179110-18-002885 · edgar.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,615.44 Underlying: Class A Common Stock · 19,403.8602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:18 UTC	Moelis & Co MC · Entity 3898	Exercise / conversion2015 Incentive RSUs · Derivative	38,309.6482	$0.00	$0.00	Disclosure SEC source: 0001179110-18-002885 · edgar.xml · derivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,932.37 Underlying: Class A Common Stock · 38,309.6482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:18 UTC	Moelis & Co MC · Entity 3898	Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative	40,517.9922	$0.00	$0.00	Disclosure SEC source: 0001179110-18-002885 · edgar.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,038.43 Underlying: Class A Common Stock · 40,517.9922 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:18 UTC	Moelis & Co MC · Entity 3898	SaleClass A Common Stock	49,116	$50.00	$2,455,800.00	Disclosure SEC source: 0001179110-18-002885 · edgar.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,113 Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:18 UTC	Moelis & Co MC · Entity 3898	Disposition to issuerClass A Common Stock	2.5004	$125.02	$312.60	Disclosure SEC source: 0001179110-18-002885 · edgar.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,229 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $50.00. Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:18 UTC	Moelis & Co MC · Entity 3898	GrantClass A Common Stock	98,231.5004	Not disclosed	Not disclosed	Disclosure SEC source: 0001179110-18-002885 · edgar.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,231.5004 F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:26 UTC	Moelis & Co MC · Entity 3898	Grant2017 Long Term Incentive Award · Derivative	11,415	$0.00	$0.00	Disclosure SEC source: 0001179110-18-002385 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,415 Underlying: Class A Common Stock · 11,415 shares Expires not disclosed F3 · security: Each 2017 Long Term Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F3 · derivative.exercise_price: Each 2017 Long Term Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: The 2017 Long Term Incentive RSUs vest in equal installments on February 23, 2021, February 23, 2022 and February 23, 2023. F4 · derivative.expiration_date: The 2017 Long Term Incentive RSUs vest in equal installments on February 23, 2021, February 23, 2022 and February 23, 2023. Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:26 UTC	Moelis & Co MC · Entity 3898	Grant2017 Incentive RSUs · Derivative	78,957	$0.00	$0.00	Disclosure SEC source: 0001179110-18-002385 · edgar.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,957 Underlying: Class A Common Stock · 78,957 shares Expires not disclosed F1 · security: Each 2017 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2017 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2017 Incentive Restricted Stock Units vest in equal installments on February 23, 2019, February 23, 2020, February 23, 2021, February 23, 2022, and February 23, 2023. F2 · derivative.expiration_date: The 2017 Incentive Restricted Stock Units vest in equal installments on February 23, 2019, February 23, 2020, February 23, 2021, February 23, 2022, and February 23, 2023. Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:33 UTC	Moelis & Co MC · Entity 3898	Exercise / conversionClass B common stock, par value $0.01 · Derivative	133,506	Not disclosed	Not disclosed	Disclosure SEC source: 0001179110-17-014954 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Partnership Disclosed balance after: 19,912,230 Underlying: Class A Common Stock · 74 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F1 · kind: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation on December 1, 2017 when certain Class A partnership units in Moelis & Company Group LP ("Group Units") were exchanged by the holders thereof for the Company's Class A common stock. F1 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation on December 1, 2017 when certain Class A partnership units in Moelis & Company Group LP ("Group Units") were exchanged by the holders thereof for the Company's Class A common stock. F3 · derivative.exercise_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F3 · derivative.expiration_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. Read SEC document
December 01, 2017 Filed Dec 5, 2017 22:33 UTC	Moelis & Co MC · Entity 3898	Exercise / conversionClass A common stock, par value $0.01	74	Not disclosed	Not disclosed	Disclosure SEC source: 0001179110-17-014954 · edgar.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation on December 1, 2017 when certain Class A partnership units in Moelis & Company Group LP ("Group Units") were exchanged by the holders thereof for the Company's Class A common stock. F1 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation on December 1, 2017 when certain Class A partnership units in Moelis & Company Group LP ("Group Units") were exchanged by the holders thereof for the Company's Class A common stock. F2 · balance_after: This excludes 11,200 shares of Class A common stock held by Moelis Asset Management LP. Mr. Moelis controls Moelis Asset Management LP. Read SEC document
November 20, 2017 Filed Nov 22, 2017 21:27 UTC	Moelis & Co MC · Entity 3898	Grant2016 Incentive RSUs · Derivative	774.98	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-014534 · edgar.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,019.3 Underlying: Class A Common Stock · 774.98 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document
November 20, 2017 Filed Nov 22, 2017 21:27 UTC	Moelis & Co MC · Entity 3898	Grant2015 Incentive RSUs · Derivative	1,224.08	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001179110-17-014534 · edgar.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,242.02 Underlying: Class A Common Stock · 1,224.08 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.