Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atlas Crest Investment Corp. IIACII.U · Entity 126082 | Director · 10% owner | February 03, 2021 | February 03, 2021 |
| Moelis & CoMC · Entity 3898 | Director · Executive Chairman | February 18, 2026 | February 20, 2026 |
| Steele Creek Capital CorpNONE · Entity 122100 | 10% owner | November 24, 2020 | December 09, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atlas Crest Investment Corp. II
Report date February 03, 2021 · Filed February 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-03 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251893) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2: These shares represent Class B common stock held by Atlas Crest Investment II LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. The Class B common stock owned by the Sponsor includes up to 1,125,000 shares that are subject to forfeiture in the event the underwriters of the registrant's initial public offering do not exercise their over-allotment option in full as described in the Registration Statement. F3: The Reporting Person is the sole managing member of Atlas Crest II Manager LLC, the managing member of the Sponsor. The Reporting Person has voting and investment discretion with respect to the common stock held of record by the Sponsor. The Reporting Person disclaims any beneficial ownership of any shares held by the Sponsor except to the extent of his ultimate pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251893) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F2: These shares represent Class B common stock held by Atlas Crest Investment II LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. The Class B common stock owned by the Sponsor includes up to 1,125,000 shares that are subject to forfeiture in the event the underwriters of the registrant's initial public offering do not exercise their over-allotment option in full as described in the Registration Statement.
F3: The Reporting Person is the sole managing member of Atlas Crest II Manager LLC, the managing member of the Sponsor. The Reporting Person has voting and investment discretion with respect to the common stock held of record by the Sponsor. The Reporting Person disclaims any beneficial ownership of any shares held by the Sponsor except to the extent of his ultimate pecuniary interest.
Moelis & Co
Report date February 18, 2026 · Filed February 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common Stock, par value $0.01SEC Table II · derivative / convertible security | Direct | 4,190,479 |
Reported balance
After 2026-02-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-18 · Exercise / conversion · Disposed 847 · Balance 4,190,479 F1: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders. F2: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock. and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders.
F2: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock. and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.
Steele Creek Capital Corp
Report date November 24, 2020 · Filed December 09, 2020 · Amendment
Jointly reported with Moelis Asset Management LP, MAM Dynasty LLC, KJM Children's LLC
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par valueSEC Table I · non-derivative | IndirectBy Moelis Asset Management, LP | 735,800 |
Reported balance
Holding disclosure · report date 2020-11-24 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 735,800 F1: This Form 3 amendment is being filed to correct an administrative error which incorrectly calculated the number of shares of Common Stock previously disclosed as owned by the Reporting Persons. F2: Kenneth D. Moelis is the Chairman of Moelis Asset Management, LP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by Moelis Asset Management, LP. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common Stock, par valueSEC Table I · non-derivative | IndirectBy MAM Dynasty LLC | 928,192.4 |
Reported balance
Holding disclosure · report date 2020-11-24 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 928,192.4 F1: This Form 3 amendment is being filed to correct an administrative error which incorrectly calculated the number of shares of Common Stock previously disclosed as owned by the Reporting Persons. F3: Kenneth D. Moelis is the Managing Member of MAM Dynasty LLC. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by MAM Dynasty LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common Stock, par valueSEC Table I · non-derivative | IndirectBy KJM Children's LLC | 618,794.93 |
Reported balance
Holding disclosure · report date 2020-11-24 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 618,794.93 F1: This Form 3 amendment is being filed to correct an administrative error which incorrectly calculated the number of shares of Common Stock previously disclosed as owned by the Reporting Persons. F4: Kenneth D. Moelis is the Managing Member KJM Children's LLC. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by KJM Children's LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 amendment is being filed to correct an administrative error which incorrectly calculated the number of shares of Common Stock previously disclosed as owned by the Reporting Persons.
F2: Kenneth D. Moelis is the Chairman of Moelis Asset Management, LP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by Moelis Asset Management, LP. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: Kenneth D. Moelis is the Managing Member of MAM Dynasty LLC. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by MAM Dynasty LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4: Kenneth D. Moelis is the Managing Member KJM Children's LLC. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by KJM Children's LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Archer Aviation Inc.
Report date September 16, 2021 · Filed September 20, 2021
Section 16 reporting ended · disclosed 2021-09-20. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Kinsale Capital Group, Inc.
Report date May 17, 2017 · Filed May 18, 2017
Jointly reported with Moelis Capital Partners Opportunity Fund I, LP, Moelis Capital Partners Opportunity Fund I-A, LP, Moelis Capital Partners Opportunity Fund I LLC, Moelis Capital Partners LLC
Section 16 reporting ended · disclosed 2017-05-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Moelis Capital Partners Opportunity Fund I, LP | 0 |
Reported balance
After 2017-05-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-05-17 · Sale · Disposed 4,001,713 · Balance 0 F1: Moelis Capital Partners Opportunity Fund I LLC ("MCPOF I") is the general partner of each of Moelis Capital Partners Opportunity Fund I, LP ("Opportunity Fund I") and Moelis Capital Partners Opportunity Fund I-A, LP ("Opportunity Fund I-A" and, together with Opportunity Fund I, collectively, the "Moelis Funds"). Moelis Capital Partners LLC ("MCP") is the managing member of MCPOF I. Kenneth D. Moelis is the chief executive officer of MCP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by the Moelis Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Moelis Capital Partners Opportunity Fund I-A, LP | 0 |
Reported balance
After 2017-05-17 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-05-17 · Sale · Disposed 306,061 · Balance 0 F1: Moelis Capital Partners Opportunity Fund I LLC ("MCPOF I") is the general partner of each of Moelis Capital Partners Opportunity Fund I, LP ("Opportunity Fund I") and Moelis Capital Partners Opportunity Fund I-A, LP ("Opportunity Fund I-A" and, together with Opportunity Fund I, collectively, the "Moelis Funds"). Moelis Capital Partners LLC ("MCP") is the managing member of MCPOF I. Kenneth D. Moelis is the chief executive officer of MCP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by the Moelis Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Moelis Capital Partners Opportunity Fund I LLC ("MCPOF I") is the general partner of each of Moelis Capital Partners Opportunity Fund I, LP ("Opportunity Fund I") and Moelis Capital Partners Opportunity Fund I-A, LP ("Opportunity Fund I-A" and, together with Opportunity Fund I, collectively, the "Moelis Funds"). Moelis Capital Partners LLC ("MCP") is the managing member of MCPOF I. Kenneth D. Moelis is the chief executive officer of MCP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by the Moelis Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2016 Filed Dec 9, 2016 21:10 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 1,165.59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032675 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,076.29 Underlying: Class A Common Stock · 1,165.59 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 21:10 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive Restricted Stock Units · Derivative | 986.03 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032675 · edgar.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,118.4 Underlying: Class A Common Stock · 986.03 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:15 UTC | Kinsale Capital Group, Inc. KNSL · Entity 3606 | SaleCommon Stock, par value $0.01 per share | 274,530 | $26.13 | $7,172,096.25 |
DisclosureSEC source: 0001567619-16-003331 · form4.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · 10% owner Moelis Capital Partners Opportunity Fund I, LP · CIK 0001680814 · 10% owner Moelis Capital Partners Opportunity Fund I-A, LP · CIK 0001680787 · 10% owner Moelis Capital Partners Opportunity Fund I LLC · CIK 0001680826 · 10% owner Moelis Capital Partners LLC · CIK 0001680789 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Moelis Capital Partners Opportunity Fund I-A, LP Disclosed balance after: 306,061 F1 · ownership.nature: Moelis Capital Partners Opportunity Fund I LLC ("MCPOF I") is the general partner of each of Moelis Capital Partners Opportunity Fund I, LP ("Opportunity Fund I") and Moelis Capital Partners Opportunity Fund I-A, LP ("Opportunity Fund I-A" and, together with Opportunity Fund I, collectively, the "Moelis Funds"). Moelis Capital Partners LLC ("MCP") is the managing member of MCPOF I. Kenneth D. Moelis is the chief executive officer of MCP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by the Moelis Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:15 UTC | Kinsale Capital Group, Inc. KNSL · Entity 3606 | SaleCommon Stock, par value $0.01 per share | 3,589,470 | $26.13 | $93,774,903.75 |
DisclosureSEC source: 0001567619-16-003331 · form4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · 10% owner Moelis Capital Partners Opportunity Fund I, LP · CIK 0001680814 · 10% owner Moelis Capital Partners Opportunity Fund I-A, LP · CIK 0001680787 · 10% owner Moelis Capital Partners Opportunity Fund I LLC · CIK 0001680826 · 10% owner Moelis Capital Partners LLC · CIK 0001680789 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Moelis Capital Partners Opportunity Fund I, LP Disclosed balance after: 4,001,713 F1 · ownership.nature: Moelis Capital Partners Opportunity Fund I LLC ("MCPOF I") is the general partner of each of Moelis Capital Partners Opportunity Fund I, LP ("Opportunity Fund I") and Moelis Capital Partners Opportunity Fund I-A, LP ("Opportunity Fund I-A" and, together with Opportunity Fund I, collectively, the "Moelis Funds"). Moelis Capital Partners LLC ("MCP") is the managing member of MCPOF I. Kenneth D. Moelis is the chief executive officer of MCP. Accordingly, Mr. Moelis may be deemed to share voting and dispositive power with respect to the shares held by the Moelis Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:30 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 2,088.99 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-029440 · edgar.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,624.21 Underlying: Class A Common Stock · 2,088.99 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F9 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F9 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:30 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 1,325.65 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-029440 · edgar.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,910.69 Underlying: Class A Common Stock · 1,325.65 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F8 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F8 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:30 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive Restricted Stock Units · Derivative | 1,121.42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-029440 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,132.37 Underlying: Class A Common Stock · 1,121.42 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F7 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| August 19, 2016 Filed Sep 8, 2016 20:30 UTC | Moelis & Co MC · Entity 3898 | Disposition to issuerClass B common stock, par value $0.01 · Derivative | 358 | $0.01 | $5.26 |
DisclosureSEC source: 0001179110-16-029440 · edgar.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Partnership Disclosed balance after: 31,138,193 Underlying: Class A Common Stock · 0 shares Expires not disclosed F1 · security: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · security: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (2). F3 · security: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F4 · security: Conversions and repurchase transactions referred to in Footnotes (1) and (2) are expected to occur on a regular, periodic basis. F1 · derivative.exercise_price: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · derivative.exercise_price: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (2). F3 · derivative.exercise_price: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F4 · derivative.exercise_price: Conversions and repurchase transactions referred to in Footnotes (1) and (2) are expected to occur on a regular, periodic basis. F1 · kind: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · kind: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (2). F3 · kind: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F4 · kind: Conversions and repurchase transactions referred to in Footnotes (1) and (2) are expected to occur on a regular, periodic basis. F5 · price: Price per Class B share. F1 · derivative.exercise_date: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · derivative.exercise_date: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (2). F3 · derivative.exercise_date: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F4 · derivative.exercise_date: Conversions and repurchase transactions referred to in Footnotes (1) and (2) are expected to occur on a regular, periodic basis. F1 · derivative.expiration_date: Each share of Moelis & Company (the "Company") Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Moelis & Company Group LP ("Group LP") Class A partnership units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, Moelis & Company will pay the holder (Moelis & Company Partner Holdings LP) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · derivative.expiration_date: In addition, upon the forfeiture or other retirement of Group LP Class A partnership units, Moelis & Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. The transactions reported on this Form 4 are repurchases as described in this Footnote (2). F3 · derivative.expiration_date: The transactions reported in this Form 4 were approved by the issuer's Board of Directors pursuant to Exchange Act Rule 16b-3. F4 · derivative.expiration_date: Conversions and repurchase transactions referred to in Footnotes (1) and (2) are expected to occur on a regular, periodic basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.