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Carey Nate C

Disclosed activity across 1 company

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65338
SEC CIK
0001724475

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BALL CorpBALL · Entity 3320Vice President & ControllerFebruary 19, 2026February 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BALL Corp

Report date February 19, 2026 · Filed February 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,601 Reported balance After 2026-02-19 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-19 · Grant · Acquired 1,825 · Balance 3,601

F1: Convert without cost to shares of common stock on a one-for-one basis.

F2: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.

F3: N/A

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $66.03Direct5,575 Reported balance After 2026-02-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-19 · Grant · Acquired 5,575 · Balance 5,575

F4: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.

F5: The stock options were granted under the Ball Corporation Stock and Cash Incentive Plan and will vest in approximately four equal annual installments, beginning on the first anniversary of the award date, subject generally to continued employment through each vesting date.

F6: Expires upon termination, with certain grace periods, or ten years after award, whichever is less.

Filing footnotes · ownership attribution and instrument terms

F1: Convert without cost to shares of common stock on a one-for-one basis.

F2: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date.

F3: N/A

F4: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.

F5: The stock options were granted under the Ball Corporation Stock and Cash Incentive Plan and will vest in approximately four equal annual installments, beginning on the first anniversary of the award date, subject generally to continued employment through each vesting date.

F6: Expires upon termination, with certain grace periods, or ten years after award, whichever is less.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2020 Filed Aug 20, 2020 13:34 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Option (Right to Buy) · Derivative 1,700 $0.00 Strike: $33.05 $0.00
Disclosure

SEC source: 0001562180-20-005574 · primarydocument.xml · derivative · entry 7

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,700 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Non-Qualified Stock Options (NQs).

Read SEC document
August 18, 2020 Filed Aug 20, 2020 13:34 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Option (Right to Buy) · Derivative 1,736 $0.00 Strike: $37.59 $0.00
Disclosure

SEC source: 0001562180-20-005574 · primarydocument.xml · derivative · entry 6

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734

Underlying: Common Stock · 1,736 shares

Expires 2027-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Non-Qualified Stock Options (NQs).

Read SEC document
August 18, 2020 Filed Aug 20, 2020 13:34 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 3,046 $76.05 $231,636.12
Disclosure

SEC source: 0001562180-20-005574 · primarydocument.xml · nonDerivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,174.7876

Read SEC document
August 18, 2020 Filed Aug 20, 2020 13:34 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 2,126 $76.36 $162,341.36
Disclosure

SEC source: 0001562180-20-005574 · primarydocument.xml · nonDerivative · entry 3

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,220.7876

F2 · kind: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 13:34 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 1,736 $37.59 $65,247.56
Disclosure

SEC source: 0001562180-20-005574 · primarydocument.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,346.7876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs).

Read SEC document
August 18, 2020 Filed Aug 20, 2020 13:34 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 1,700 $33.05 $56,185.00
Disclosure

SEC source: 0001562180-20-005574 · primarydocument.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,610.7876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs).

Read SEC document
January 31, 2020 Filed Feb 7, 2020 21:53 UTC BALL Corp BLL · Entity 3320 Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 2,269.0851 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001023 · primarydocument.xml · derivative · entry 8

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900.8552

Underlying: Common Stock · 2,269.0851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F8 · kind: Lapse of Special Acquisition Restricted Stock Units (SAIP) deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F8 · derivative.exercise_date: Lapse of Special Acquisition Restricted Stock Units (SAIP) deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F8 · derivative.expiration_date: Lapse of Special Acquisition Restricted Stock Units (SAIP) deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

Read SEC document
January 31, 2020 Filed Feb 7, 2020 21:53 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 1,992 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001023 · primarydocument.xml · derivative · entry 7

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,482

Underlying: Common Stock · 1,992 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · derivative.exercise_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

F6 · derivative.expiration_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

Read SEC document
January 31, 2020 Filed Feb 7, 2020 21:53 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 472 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001023 · primarydocument.xml · derivative · entry 6

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,474

Underlying: Common Stock · 472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · derivative.exercise_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

F5 · derivative.expiration_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

Read SEC document
January 31, 2020 Filed Feb 7, 2020 21:53 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 4,646 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001023 · primarydocument.xml · derivative · entry 5

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,002

Underlying: Common Stock · 4,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6 · derivative.exercise_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

F6 · derivative.expiration_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

Read SEC document
January 31, 2020 Filed Feb 7, 2020 21:53 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 1,100 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001023 · primarydocument.xml · derivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,648

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · derivative.exercise_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

F5 · derivative.expiration_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

Read SEC document
January 31, 2020 Filed Feb 7, 2020 21:53 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 1,409 $72.18 $101,701.62
Disclosure

SEC source: 0001562180-20-001023 · primarydocument.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,837.5586

F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2020 Filed Feb 7, 2020 21:53 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 4,646 $72.18 $335,348.28
Disclosure

SEC source: 0001562180-20-001023 · primarydocument.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,246.5586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 29, 2020 Filed Feb 1, 2020 00:14 UTC BALL Corp BLL · Entity 3320 GrantStock Option (Right to Buy) · Derivative 7,682 $0.00 Strike: $72.59 $0.00
Disclosure

SEC source: 0001562180-20-000714 · primarydocument.xml · derivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,682

Underlying: Common Stock · 7,682 shares

Expires 2030-01-29

F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

Read SEC document
January 29, 2020 Filed Feb 1, 2020 00:14 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 1,626 $72.59 $118,031.34
Disclosure

SEC source: 0001562180-20-000714 · primarydocument.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,548

Underlying: Common Stock · 1,626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Read SEC document
October 15, 2019 Filed Oct 16, 2019 01:40 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005162 · primarydocument.xml · derivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,922

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · derivative.exercise_date: Lapse of restricted stock units.

F5 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
October 15, 2019 Filed Oct 16, 2019 01:40 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 116 $72.16 $8,370.56
Disclosure

SEC source: 0001562180-19-005162 · primarydocument.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,553.5368

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock.

Read SEC document
October 15, 2019 Filed Oct 16, 2019 01:40 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005162 · primarydocument.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,669.5368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
September 15, 2019 Filed Sep 18, 2019 01:47 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 1,800 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004857 · primarydocument.xml · derivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,322

Underlying: Common Stock · 1,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · derivative.exercise_date: Lapse of restricted stock units.

F5 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
September 15, 2019 Filed Sep 18, 2019 01:47 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 522 $72.73 $37,965.06
Disclosure

SEC source: 0001562180-19-004857 · primarydocument.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,252.9459

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock.

Read SEC document
September 15, 2019 Filed Sep 18, 2019 01:47 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004857 · primarydocument.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,774.9459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
August 23, 2019 Filed Aug 23, 2019 19:14 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 7,000 $79.59 $557,103.40
Disclosure

SEC source: 0001562180-19-004451 · primarydocument.xml · nonDerivative · entry 7

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,964.7364

F3 · price: This transaction was executed in multiple trades at prices ranging from $79.50 to $79.64. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 19:14 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Option (Right to Buy) · Derivative 5,100 $0.00 Strike: $33.05 $0.00
Disclosure

SEC source: 0001562180-19-004451 · primarydocument.xml · derivative · entry 11

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 5,100 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Non-Qualified Stock Options (NQs).

Read SEC document
August 21, 2019 Filed Aug 23, 2019 19:14 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Option (Right to Buy) · Derivative 3,470 $0.00 Strike: $37.59 $0.00
Disclosure

SEC source: 0001562180-19-004451 · primarydocument.xml · derivative · entry 10

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,470

Underlying: Common Stock · 3,470 shares

Expires 2027-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Non-Qualified Stock Options (NQs).

Read SEC document
August 21, 2019 Filed Aug 23, 2019 19:14 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Option (Right to Buy) · Derivative 2,536 $0.00 Strike: $38.84 $0.00
Disclosure

SEC source: 0001562180-19-004451 · primarydocument.xml · derivative · entry 9

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,607

Underlying: Common Stock · 2,536 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Non-Qualified Stock Options (NQs).

Read SEC document
August 21, 2019 Filed Aug 23, 2019 19:14 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 1,613 $79.73 $128,604.49
Disclosure

SEC source: 0001562180-19-004451 · primarydocument.xml · nonDerivative · entry 6

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,964.7364

F2 · kind: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 19:14 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 2,980 $79.73 $237,595.40
Disclosure

SEC source: 0001562180-19-004451 · primarydocument.xml · nonDerivative · entry 5

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,577.7364

F2 · kind: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 19:14 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 2,168 $79.73 $172,854.64
Disclosure

SEC source: 0001562180-19-004451 · primarydocument.xml · nonDerivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,557.7364

F2 · kind: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 19:14 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 2,536 $38.84 $98,498.24
Disclosure

SEC source: 0001562180-19-004451 · primarydocument.xml · nonDerivative · entry 3

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,725.7364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs).

Read SEC document
August 21, 2019 Filed Aug 23, 2019 19:14 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 5,100 $33.05 $168,555.00
Disclosure

SEC source: 0001562180-19-004451 · primarydocument.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,189.7364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs).

Read SEC document
August 21, 2019 Filed Aug 23, 2019 19:14 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 3,470 $37.59 $130,419.95
Disclosure

SEC source: 0001562180-19-004451 · primarydocument.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,089.7364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 4.5388 $57.50 $260.98
Disclosure

SEC source: 0001562180-19-001955 · primarydocument.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614.3691

Underlying: Common Stock · 4.5388 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:07 UTC BALL Corp BLL · Entity 3320 Exercise / conversionStock Option (Right to Buy) · Derivative 6,800 $0.00 Strike: $33.08 $0.00
Disclosure

SEC source: 0001562180-19-001870 · primarydocument.xml · derivative · entry 6

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,800 shares

Expires 2025-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Exercise of Non-Qualified Stock Options (NQs).

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:07 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 800 $55.57 $44,456.00
Disclosure

SEC source: 0001562180-19-001870 · primarydocument.xml · nonDerivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,468.7022

F4 · price: This transaction was executed in multiple trades at prices ranging from $55.57 to $55.575. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 11, 2019 Filed Mar 12, 2019 20:07 UTC BALL Corp BLL · Entity 3320 SaleCommon Stock 1,100 $55.60 $61,160.00
Disclosure

SEC source: 0001562180-19-001870 · primarydocument.xml · nonDerivative · entry 3

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,268.7022

F3 · price: This transaction was executed in multiple trades at prices ranging from $55.60 to $55.605 The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 11, 2019 Filed Mar 12, 2019 20:07 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 4,967 $55.60 $276,165.20
Disclosure

SEC source: 0001562180-19-001870 · primarydocument.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,368.7022

F2 · kind: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs.

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March 11, 2019 Filed Mar 12, 2019 20:07 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 6,800 $33.08 $224,910.00
Disclosure

SEC source: 0001562180-19-001870 · primarydocument.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,335.7022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs).

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March 11, 2019 Filed Mar 14, 2019 16:28 UTC Amendment BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 4,888 $55.60 $271,772.80
Disclosure

SEC source: 0001562180-19-001904 · primarydocument.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,547.7022

F1 · kind: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs.

F2 · shares: Due to a third-party clerical error, the amount of shares withheld were reported incorrectly on the original submission.

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February 22, 2019 Filed Feb 26, 2019 17:30 UTC BALL Corp BLL · Entity 3320 OtherDeferred Compensation Company Stock Plan · Derivative 2,609.8304 $54.48 $142,183.56
Disclosure

SEC source: 0001562180-19-001398 · primarydocument.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,609.8304

Underlying: Common Stock · 2,609.8304 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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January 23, 2019 Filed Jan 25, 2019 20:57 UTC BALL Corp BLL · Entity 3320 GrantStock Option (Right to Buy) · Derivative 8,746 $0.00 Strike: $50.78 $0.00
Disclosure

SEC source: 0001562180-19-000513 · primarydocument.xml · derivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,746

Underlying: Common Stock · 8,746 shares

Expires 2029-01-23

F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

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January 23, 2019 Filed Jan 25, 2019 20:57 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 2,087 $50.78 $105,977.86
Disclosure

SEC source: 0001562180-19-000513 · primarydocument.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,122

Underlying: Common Stock · 2,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

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October 15, 2018 Filed Oct 17, 2018 15:23 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004238 · primarydocument.xml · derivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,035

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · derivative.exercise_date: Lapse of restricted stock units.

F5 · derivative.expiration_date: Lapse of restricted stock units.

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October 15, 2018 Filed Oct 17, 2018 15:23 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 116 $44.60 $5,173.60
Disclosure

SEC source: 0001562180-18-004238 · primarydocument.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,452.4342

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock.

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October 15, 2018 Filed Oct 17, 2018 15:23 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 400 $44.60 $17,840.00
Disclosure

SEC source: 0001562180-18-004238 · primarydocument.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,568.4342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

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September 15, 2018 Filed Sep 18, 2018 20:26 UTC BALL Corp BLL · Entity 3320 Exercise / conversionRestricted Stock Units · Derivative 1,800 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003966 · primarydocument.xml · derivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,435

Underlying: Common Stock · 1,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · derivative.exercise_date: Lapse of restricted stock units.

F5 · derivative.expiration_date: Lapse of restricted stock units.

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September 15, 2018 Filed Sep 18, 2018 20:26 UTC BALL Corp BLL · Entity 3320 Tax withholdingCommon Stock 522 $44.14 $23,041.08
Disclosure

SEC source: 0001562180-18-003966 · primarydocument.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,139.3263

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock.

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September 15, 2018 Filed Sep 18, 2018 20:26 UTC BALL Corp BLL · Entity 3320 Exercise / conversionCommon Stock 1,800 $44.14 $79,452.00
Disclosure

SEC source: 0001562180-18-003966 · primarydocument.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,661.3263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 16:47 UTC BALL Corp BLL · Entity 3320 GrantStock Option (Right to Buy) · Derivative 9,923 $0.00 Strike: $38.84 $0.00
Disclosure

SEC source: 0001127602-18-002581 · form4.xml · derivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,923

Underlying: Common Stock · 9,923 shares

Expires 2028-01-24

F3 · kind: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan.

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January 24, 2018 Filed Jan 26, 2018 16:47 UTC BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 2,317 $38.84 $89,992.28
Disclosure

SEC source: 0001127602-18-002581 · form4.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,183

Underlying: Common Stock · 2,317 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

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January 24, 2018 Filed Jan 31, 2018 23:13 UTC Amendment BALL Corp BLL · Entity 3320 GrantRestricted Stock Units · Derivative 2,369 $38.84 $92,011.96
Disclosure

SEC source: 0001127602-18-003226 · form4a.xml · derivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,235

Underlying: Common Stock · 2,369 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F4 · shares: Due to an administrative error, reporting person's January 24, 2018, RSU award was reported on January 26, 2018 as 2,317 RSUs instead of 2,369 RSUs. Correcting entry.

F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.