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Hockridge Stuart A

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65032
SEC CIK
0001675043

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALIGN TECHNOLOGY INCALGN · Entity 3488EVP, GLOBAL HRFebruary 20, 2026February 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALIGN TECHNOLOGY INC

Report date February 20, 2026 · Filed February 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,102 Reported balance After 2026-02-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-20 · Exercise / conversion · Acquired 4,310 · Balance 16,102

F1: Includes 125 shares acquired on January 30, 2026 and 109 shares acquired on January 31, 2025 under the ALGN Employee Stock Purchase Plan.

Common StockSEC Table I · non-derivativeDirect14,892 Reported balance After 2026-02-20 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-02-20 · Tax withholding · Disposed 1,210 · Balance 14,892

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct836 Reported balance After 2026-02-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-02-20 · Exercise / conversion · Disposed 419 · Balance 836

F2: Represents par value of ALGN common stock.

F3: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,590 Reported balance After 2026-02-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-02-20 · Exercise / conversion · Disposed 531 · Balance 1,590

F2: Represents par value of ALGN common stock.

F4: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-02-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-02-20 · Exercise / conversion · Disposed 227 · Balance 0

F2: Represents par value of ALGN common stock.

F5: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct418 Reported balance After 2026-02-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-02-20 · Exercise / conversion · Disposed 419 · Balance 418

F2: Represents par value of ALGN common stock.

F7: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Market Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-02-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-02-20 · Exercise / conversion · Disposed 2,714 · Balance 0

F2: Represents par value of ALGN common stock.

F6: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 125 shares acquired on January 30, 2026 and 109 shares acquired on January 31, 2025 under the ALGN Employee Stock Purchase Plan.

F2: Represents par value of ALGN common stock.

F3: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F4: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F5: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

F6: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.

F7: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2021 Filed Aug 3, 2021 20:34 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 1,156 $704.02 $813,845.39
Disclosure

SEC source: 0001209191-21-049348 · doc4.xml · nonDerivative · entry 4

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,259

F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $703.56 to $704.53, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:34 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 4,278 $705.38 $3,017,627.62
Disclosure

SEC source: 0001209191-21-049348 · doc4.xml · nonDerivative · entry 3

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,415

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $704.55 to $705.53, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:34 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 20 $705.74 $14,114.70
Disclosure

SEC source: 0001209191-21-049348 · doc4.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,693

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:34 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 130 $705.04 $91,654.95
Disclosure

SEC source: 0001209191-21-049348 · doc4.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,713

Read SEC document
February 24, 2021 Filed Feb 24, 2021 22:32 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 980 $574.20 $562,716.00
Disclosure

SEC source: 0001209191-21-013909 · doc4.xml · nonDerivative · entry 4

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,843

F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $573.74 to $574.495, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 24, 2021 Filed Feb 24, 2021 22:32 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 4,622 $573.07 $2,648,729.54
Disclosure

SEC source: 0001209191-21-013909 · doc4.xml · nonDerivative · entry 3

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,823

F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $572.74 to $573.73, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:32 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 4,160 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013909 · doc4.xml · derivative · entry 11

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,160

Underlying: Common Stock · 4,160 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F10 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F10 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:32 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 832 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013909 · doc4.xml · derivative · entry 10

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832

Underlying: Common Stock · 832 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 will become vested on February 20, 2022 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F9 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 will become vested on February 20, 2022 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:32 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 7,579 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013909 · doc4.xml · derivative · entry 9

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: The market stock unit granted on February 20, 2018 became fully vested on February 20, 2021. Shares were delivered to reporting person on February 22, 2021.

F8 · derivative.expiration_date: The market stock unit granted on February 20, 2018 became fully vested on February 20, 2021. Shares were delivered to reporting person on February 22, 2021.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:32 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 453 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013909 · doc4.xml · derivative · entry 8

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,358

Underlying: Common Stock · 453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:32 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013909 · doc4.xml · derivative · entry 7

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

Underlying: Common Stock · 521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:32 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013909 · doc4.xml · derivative · entry 6

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:32 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013909 · doc4.xml · derivative · entry 5

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021.

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:32 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 4,901 $599.25 $2,936,924.25
Disclosure

SEC source: 0001209191-21-013909 · doc4.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,445

Read SEC document
February 20, 2021 Filed Feb 24, 2021 22:32 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 10,503 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013909 · doc4.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 00:01 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065415 · doc4.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,199

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value per share of issuer's common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on December 27, 2017 became vested and exercisable on December 27, 2020 and shares were delivered to reporting person on December 28, 2020. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on December 27, 2017 became vested and exercisable on December 27, 2020 and shares were delivered to reporting person on December 28, 2020. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 00:01 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 643 $520.86 $334,912.98
Disclosure

SEC source: 0001209191-20-065415 · doc4.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,843

Read SEC document
December 28, 2020 Filed Dec 30, 2020 00:01 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065415 · doc4.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2020 Filed Jun 22, 2020 23:29 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 5,388 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038324 · doc4.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on June 1, 2016 became vested on June 20, 2020 and shares were be delivered to reporting person on February 22, 2020.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on June 1, 2016 became vested on June 20, 2020 and shares were be delivered to reporting person on February 22, 2020.

Read SEC document
June 20, 2020 Filed Jun 22, 2020 23:29 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 2,899 $260.91 $756,378.09
Disclosure

SEC source: 0001209191-20-038324 · doc4.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,286

Read SEC document
June 20, 2020 Filed Jun 22, 2020 23:29 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 5,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038324 · doc4.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:35 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 9,193 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012257 · doc4.xml · derivative · entry 8

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,193

Underlying: Common Stock · 9,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F7 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:35 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,811 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012257 · doc4.xml · derivative · entry 7

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811

Underlying: Common Stock · 1,811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:35 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012257 · doc4.xml · derivative · entry 6

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date.

F5 · derivative.expiration_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:35 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012257 · doc4.xml · derivative · entry 5

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563

Underlying: Common Stock · 521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:35 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012257 · doc4.xml · derivative · entry 4

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:35 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012257 · doc4.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:35 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 7,804 $272.49 $2,126,511.96
Disclosure

SEC source: 0001209191-20-012257 · doc4.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,797

Read SEC document
February 20, 2020 Filed Feb 25, 2020 00:35 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 14,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012257 · doc4.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 23:22 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 561 $253.58 $142,258.38
Disclosure

SEC source: 0001675043-20-000001 · primary_doc.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130

Read SEC document
February 03, 2020 Filed Feb 4, 2020 23:22 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 241 $253.84 $61,174.98
Disclosure

SEC source: 0001675043-20-000001 · primary_doc.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.77 to $253.87, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 124 shares acquired under the ALGN ESPP on January 31,2020.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 01:21 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001675043-19-000004 · primary_doc.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,399

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on December 27, 2017 became vested on December 27, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on December 27, 2017 became vested on December 27, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 01:21 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 639 $277.64 $177,411.96
Disclosure

SEC source: 0001675043-19-000004 · primary_doc.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808

Read SEC document
December 27, 2019 Filed Dec 31, 2019 01:21 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001675043-19-000004 · primary_doc.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 21:05 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 5,049 $250.08 $1,262,655.43
Disclosure

SEC source: 0001675043-19-000002 · primary_doc.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.88 to $250.31, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes six (6) shares acquired under the ALGN ESPP on July 31, 2019.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 22:58 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 5,389 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001675043-19-000001 · primary_doc.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,388

Underlying: Common Stock · 5,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on June 1, 2016 became vested on June 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on June 1, 2016 became vested on June 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 22:58 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 2,672 $295.67 $790,030.24
Disclosure

SEC source: 0001675043-19-000001 · primary_doc.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,290

Read SEC document
June 20, 2019 Filed Jun 24, 2019 22:58 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 5,389 $0.00 $0.00
Disclosure

SEC source: 0001675043-19-000001 · primary_doc.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:07 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 10,418 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004546 · doc4.xml · derivative · entry 6

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,418

Underlying: Common Stock · 10,418 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F6 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:07 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 2,084 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004546 · doc4.xml · derivative · entry 5

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084

Underlying: Common Stock · 2,084 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:07 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004546 · doc4.xml · derivative · entry 4

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:07 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004546 · doc4.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:07 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 737 $253.79 $187,043.23
Disclosure

SEC source: 0000899243-19-004546 · doc4.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,573

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:07 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 1,950 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004546 · doc4.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 241 shares acquired under the ALGN ESPP on January 31, 2019.

Read SEC document
December 27, 2018 Filed Dec 27, 2018 23:15 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000030 · primary_doc.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,599

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on December 27, 2017 became vested on December 27, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on December 27, 2017 became vested on December 27, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
December 27, 2018 Filed Dec 27, 2018 23:15 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 595 $211.33 $125,741.35
Disclosure

SEC source: 0001288257-18-000030 · primary_doc.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,119

Read SEC document
December 27, 2018 Filed Dec 27, 2018 23:15 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000030 · primary_doc.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 15, 2018 21:28 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 2,753 $366.73 $1,009,607.69
Disclosure

SEC source: 0001288257-18-000023 · primary_doc.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514

Read SEC document
June 20, 2018 Filed Jun 20, 2018 22:31 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 5,389 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-18-000019 · primary_doc.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,177

Underlying: Common Stock · 5,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN Common Stock

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on June 1,2016 became vested on June 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on June 1,2016 became vested on June 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
June 20, 2018 Filed Jun 20, 2018 22:31 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 2,636 $364.70 $961,349.20
Disclosure

SEC source: 0001288257-18-000019 · primary_doc.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,267

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.