Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Knowles CorpKN · Entity 4245 | SVP, General Counsel & Sec | February 24, 2026 | February 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Knowles Corp
Report date February 24, 2026 · Filed February 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 80,272 |
Reported balance
After 2026-02-24 transaction · row 1
1 source rowRow 1 · 2026-02-24 · Sale · Disposed 7,422 · Balance 80,272 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.98 to $28.11, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 0 |
Reported balance
After 2026-02-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-02-26 · Sale · Disposed 9,221 · Balance 0 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.88 to $27.89, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.98 to $28.11, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.88 to $27.89, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ROCKWELL COLLINS INC
Report date November 26, 2018 · Filed November 28, 2018
Section 16 reporting ended · disclosed 2018-11-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 1
1 source rowRow 1 · 2018-11-26 · Disposition to issuer · Disposed 18,467 · Balance 0 F1: Includes (a) 8,413 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 3,805 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 2,500 restricted stock units and 3,749 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 0 |
Reported balance
After 2018-11-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-11-26 · Disposition to issuer · Disposed 610.0908 · Balance 0 F2: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.75 · Expires 2025-11-09 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-26 · Exercise / conversion · Disposed 5,867 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $88.71 · Expires 2026-11-14 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-11-26 · Exercise / conversion · Disposed 13,134 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Phantom StockSEC Table II · derivative / convertible security | IndirectBy Non-Qualified Savings Plan | 0 |
Reported balance
After 2018-11-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-11-26 · Exercise / conversion · Disposed 362.6756 · Balance 0 F5: The price varies based on the date the phantom stock was credited. F4: Represents phantom shares of common stock held in the Issuer's 2005 non-qualified savings plan exchanged for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement). |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (a) 8,413 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 3,805 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 2,500 restricted stock units and 3,749 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement).
F2: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan.
F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option.
F4: Represents phantom shares of common stock held in the Issuer's 2005 non-qualified savings plan exchanged for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement).
F5: The price varies based on the date the phantom stock was credited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2019 Filed May 15, 2019 17:47 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 10,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018597 · form4.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · Senior VP, Gen.Cnsl.,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,063 F1 · shares: Restricted stock granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:08 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionPhantom Stock · Derivative | 362.6756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137411-18-000131 · edgar.xml · derivative · entry 5 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Indirect · By Non-Qualified Savings Plan Disclosed balance after: 0 Underlying: Common Stock · 362.6756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The price varies based on the date the phantom stock was credited. F5 · price: The price varies based on the date the phantom stock was credited. F4 · derivative.exercise_date: Represents phantom shares of common stock held in the Issuer's 2005 non-qualified savings plan exchanged for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement). F4 · derivative.expiration_date: Represents phantom shares of common stock held in the Issuer's 2005 non-qualified savings plan exchanged for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement). Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:08 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,134 | $0.00 Strike: $88.71 | $0.00 |
DisclosureSEC source: 0001137411-18-000131 · edgar.xml · derivative · entry 4 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,134 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:08 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,867 | $0.00 Strike: $86.75 | $0.00 |
DisclosureSEC source: 0001137411-18-000131 · edgar.xml · derivative · entry 3 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,867 shares Expires 2025-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:08 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Disposition to issuerCommon Stock | 610.0908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137411-18-000131 · edgar.xml · nonDerivative · entry 2 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Disclosed balance after: 0 F2 · shares: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan. F2 · price: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:08 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Disposition to issuerCommon Stock | 18,467 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137411-18-000131 · edgar.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes (a) 8,413 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 3,805 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 2,500 restricted stock units and 3,749 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). F1 · price: Includes (a) 8,413 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 3,805 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 2,500 restricted stock units and 3,749 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). Read SEC document |
| November 13, 2018 Filed Nov 13, 2018 18:30 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Tax withholdingCommon Stock | 567 | $131.48 | $74,549.16 |
DisclosureSEC source: 0001137411-18-000102 · edgar.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,913 F1 · shares: Tax withholding in respect of the portion of the RSUs granted on November 13, 2017 that vested on November 13, 2018. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:54 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Tax withholdingCommon Stock | 1,247 | $141.27 | $176,163.69 |
DisclosureSEC source: 0001137411-18-000084 · edgar.xml · nonDerivative · entry 2 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,480 Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:54 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 4,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001137411-18-000084 · edgar.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,727 F1 · shares: Vesting of performance shares granted on November 9, 2015 under the Company's Long-Term Incentives Plan ("LTIP"). Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,566 | $0.00 Strike: $88.71 | $0.00 |
DisclosureSEC source: 0001137411-17-000147 · edgar.xml · derivative · entry 11 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,134 Underlying: Common Stock · 6,566 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Employee stock options granted pursuant to the Company's 2015 Long-Term Incentives Plan ("LTIP"). F6 · derivative.exercise_date: The options vest in three equal or substantially equal annual installments beginning 9 years prior to the Expiration Date. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,733 | $0.00 Strike: $86.75 | $0.00 |
DisclosureSEC source: 0001137411-17-000147 · edgar.xml · derivative · entry 10 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,867 Underlying: Common Stock · 11,733 shares Expires 2025-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Employee stock options granted pursuant to the Company's 2015 Long-Term Incentives Plan ("LTIP"). F6 · derivative.exercise_date: The options vest in three equal or substantially equal annual installments beginning 9 years prior to the Expiration Date. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,700 | $0.00 Strike: $83.69 | $0.00 |
DisclosureSEC source: 0001137411-17-000147 · edgar.xml · derivative · entry 9 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,700 shares Expires 2024-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Employee stock options granted pursuant to the Company's 2015 Long-Term Incentives Plan ("LTIP"). F6 · derivative.exercise_date: The options vest in three equal or substantially equal annual installments beginning 9 years prior to the Expiration Date. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,600 | $0.00 Strike: $76.10 | $0.00 |
DisclosureSEC source: 0001137411-17-000147 · edgar.xml · derivative · entry 8 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,600 shares Expires 2024-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Employee stock options granted pursuant to the Company's 2015 Long-Term Incentives Plan ("LTIP"). F6 · derivative.exercise_date: The options vest in three equal or substantially equal annual installments beginning 9 years prior to the Expiration Date. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | SaleCommon Stock | 3,200 | $133.76 | $428,032.00 |
DisclosureSEC source: 0001137411-17-000147 · edgar.xml · nonDerivative · entry 6 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,620 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F3 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $133.71 to $133.81, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | SaleCommon Stock | 44,399 | $133.43 | $5,924,158.57 |
DisclosureSEC source: 0001137411-17-000147 · edgar.xml · nonDerivative · entry 5 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,820 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F2 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $132.70 to $133.68, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 6,566 | $88.71 | $582,469.86 |
DisclosureSEC source: 0001137411-17-000147 · edgar.xml · nonDerivative · entry 4 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 11,733 | $86.75 | $1,017,837.75 |
DisclosureSEC source: 0001137411-17-000147 · edgar.xml · nonDerivative · entry 3 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 14,700 | $83.69 | $1,230,243.00 |
DisclosureSEC source: 0001137411-17-000147 · edgar.xml · nonDerivative · entry 2 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 14,600 | $76.10 | $1,111,060.00 |
DisclosureSEC source: 0001137411-17-000147 · edgar.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:41 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 3,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001137411-17-000137 · edgar.xml · nonDerivative · entry 3 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,620 F2 · kind: Restricted stock units which generally vest in three substantially equal annual installments on the first three anniversaries of the Transaction Date subject to continued employment. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:41 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Tax withholdingCommon Stock | 1,204 | $133.37 | $160,577.48 |
DisclosureSEC source: 0001137411-17-000137 · edgar.xml · nonDerivative · entry 2 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,871 Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:41 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 3,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001137411-17-000137 · edgar.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,075 F1 · shares: Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP"). Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 17:47 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantStock Option (Right to Buy) · Derivative | 19,700 | $0.00 Strike: $88.71 | $0.00 |
DisclosureSEC source: 0001672811-16-000010 · edgar.xml · derivative · entry 4 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,700 Underlying: Common Stock · 19,700 shares Expires 2026-11-14 F3 · security: Employee stock options granted under the LTIP. F4 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning November 14, 2017. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 17:47 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Tax withholdingCommon Stock | 1,235 | $88.71 | $109,556.85 |
DisclosureSEC source: 0001672811-16-000010 · edgar.xml · nonDerivative · entry 2 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,467 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 17:47 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 3,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001672811-16-000010 · edgar.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · Sr. VP, Gnrl Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,702 F1 · shares: Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.