Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHFORD HOSPITALITY TRUST INCAHT · Entity 7629 | Director | February 24, 2026 | February 26, 2026 |
| Ashford Inc.AINC · Entity 86648 | Director · CEO and Chairman of the Board · 10% owner | October 18, 2024 | October 22, 2024 |
| Braemar Hotels & Resorts Inc.BHR · Entity 6531 | Director | February 24, 2026 | February 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHFORD HOSPITALITY TRUST INC
Report date February 24, 2026 · Filed February 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ashford Financial Corporation | 471 |
Reported balance
After 2026-02-24 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-02-24 · Other · Acquired 471 · Balance 471 F10: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 471.6 Common Units of the Subsidiary. Such Common Units were redeemable, at the option of the Issuer, for 471 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Units. F11: Reflects only the Reporting Person's pecuniary interest in the shares of common stock held directly by Ashford Financial Corporation. The Reporting Person hereby disclaims any interest in all other securities of the Issuer held directly by Ashford Financial Corporation. |
| Performance LTIP Units (2023)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31 | IndirectTexas Yarrow LLC - 2023 PS | 1,660 |
Reported balance
After 2026-02-24 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-24 · Disposition to issuer · Disposed 20,174.5 · Balance 1,660 F1: Each performance LTIP unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F3: Represents 20,174.50 Performance LTIP Units that were forfeited due to certain performance criteria of the 2023 Performance LTIP Unit award not being met. F2: Represents the maximum number of LTIP Units that may vest pursuant to such award of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder return, the Performance LTIP Units will generally vest on December 31, 2025 (with respect to the 2023 grant). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. |
| Performance LTIP Units (2023)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31 | IndirectTexas Yarrow LLC - 2023 PS | 0 |
Reported balance
After 2026-02-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-02-24 · Exercise / conversion · Disposed 1,660 · Balance 0 F1: Each performance LTIP unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. |
| Special Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectTexas Yarrow LLC - 2023 PS | 1,660 |
Reported balance
After 2026-02-24 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-02-24 · Exercise / conversion · Acquired 1,660 · Balance 1,660 F4: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. F7: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F5: Neither the Common Units nor the LTIP Units have an expiration date. F8: Reflects the aggregate number of Common Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 7 discussing the convertibility of the Common Units. |
| Common Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Ashford Financial Corporation | 0 |
Reported balance
After 2026-02-24 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2026-02-24 · Other · Disposed 471.6 · Balance 0 F7: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F9: Represents Common Units redeemed by the Issuer on February 24, 2026 for 471 shares of the Issuer's common stock. Such transaction is further reflected in Table I above (see also footnote 10). F10: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 471.6 Common Units of the Subsidiary. Such Common Units were redeemable, at the option of the Issuer, for 471 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Units. F5: Neither the Common Units nor the LTIP Units have an expiration date. |
| Common StockSEC Table I · non-derivative | Direct | 385 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 385 |
| Common StockSEC Table I · non-derivative | IndirectBy MJB Investments, LP | 761 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 761 |
| Common StockSEC Table I · non-derivative | IndirectBy Dartmore, LP | 358 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 358 |
| Common StockSEC Table I · non-derivative | IndirectBy Reserve, LP IV | 74 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 74 |
| Special Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectTexas Yarrow LLC - 2022 PS | 13,085 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 13,085 F4: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. F5: Neither the Common Units nor the LTIP Units have an expiration date. F6: Reflects the aggregate number of LTIP Units held directly or indirectly by the Reporting Person, and includes LTIP Units comprising awards previously granted to, and reported by, the Reporting Person. Such LTIP Units have different grant and vesting dates and include those which (i) may have achieved parity with the Common Units, (ii) have not yet achieved parity with the Common Units, (iii) are currently vested, or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes. |
| Special Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectTexas Yarrow LLC - 2021 PS | 8,550.4 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 8,550.4 F4: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. F5: Neither the Common Units nor the LTIP Units have an expiration date. F6: Reflects the aggregate number of LTIP Units held directly or indirectly by the Reporting Person, and includes LTIP Units comprising awards previously granted to, and reported by, the Reporting Person. Such LTIP Units have different grant and vesting dates and include those which (i) may have achieved parity with the Common Units, (ii) have not yet achieved parity with the Common Units, (iii) are currently vested, or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes. |
| Special Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 200.3 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 200.3 F4: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. F5: Neither the Common Units nor the LTIP Units have an expiration date. F6: Reflects the aggregate number of LTIP Units held directly or indirectly by the Reporting Person, and includes LTIP Units comprising awards previously granted to, and reported by, the Reporting Person. Such LTIP Units have different grant and vesting dates and include those which (i) may have achieved parity with the Common Units, (ii) have not yet achieved parity with the Common Units, (iii) are currently vested, or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes. |
| Special Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy MJB Operating, LP | 714.8 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 714.8 F4: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. F5: Neither the Common Units nor the LTIP Units have an expiration date. F6: Reflects the aggregate number of LTIP Units held directly or indirectly by the Reporting Person, and includes LTIP Units comprising awards previously granted to, and reported by, the Reporting Person. Such LTIP Units have different grant and vesting dates and include those which (i) may have achieved parity with the Common Units, (ii) have not yet achieved parity with the Common Units, (iii) are currently vested, or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes. |
| Common Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy MJB Operating, LP | 966.8 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 966.8 F7: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F5: Neither the Common Units nor the LTIP Units have an expiration date. F8: Reflects the aggregate number of Common Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 7 discussing the convertibility of the Common Units. |
| Common Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Dartmore, LP | 2,535.9 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 2,535.9 F7: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F5: Neither the Common Units nor the LTIP Units have an expiration date. F8: Reflects the aggregate number of Common Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 7 discussing the convertibility of the Common Units. |
| Common Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy MJB Investments, LP | 177.1 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 177.1 F7: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F5: Neither the Common Units nor the LTIP Units have an expiration date. F8: Reflects the aggregate number of Common Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 7 discussing the convertibility of the Common Units. |
| Common Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Reserve, LP IV | 549.7 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 549.7 F7: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F5: Neither the Common Units nor the LTIP Units have an expiration date. F8: Reflects the aggregate number of Common Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 7 discussing the convertibility of the Common Units. |
| Common Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Reserve, LP III | 396.8 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 396.8 F7: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F5: Neither the Common Units nor the LTIP Units have an expiration date. F8: Reflects the aggregate number of Common Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 7 discussing the convertibility of the Common Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance LTIP unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria.
F2: Represents the maximum number of LTIP Units that may vest pursuant to such award of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder return, the Performance LTIP Units will generally vest on December 31, 2025 (with respect to the 2023 grant). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units.
F3: Represents 20,174.50 Performance LTIP Units that were forfeited due to certain performance criteria of the 2023 Performance LTIP Unit award not being met.
F4: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units.
F5: Neither the Common Units nor the LTIP Units have an expiration date.
F6: Reflects the aggregate number of LTIP Units held directly or indirectly by the Reporting Person, and includes LTIP Units comprising awards previously granted to, and reported by, the Reporting Person. Such LTIP Units have different grant and vesting dates and include those which (i) may have achieved parity with the Common Units, (ii) have not yet achieved parity with the Common Units, (iii) are currently vested, or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes.
F7: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis.
F8: Reflects the aggregate number of Common Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 7 discussing the convertibility of the Common Units.
F9: Represents Common Units redeemed by the Issuer on February 24, 2026 for 471 shares of the Issuer's common stock. Such transaction is further reflected in Table I above (see also footnote 10).
F10: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 471.6 Common Units of the Subsidiary. Such Common Units were redeemable, at the option of the Issuer, for 471 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Units.
F11: Reflects only the Reporting Person's pecuniary interest in the shares of common stock held directly by Ashford Financial Corporation. The Reporting Person hereby disclaims any interest in all other securities of the Issuer held directly by Ashford Financial Corporation.
Ashford Inc.
Report date October 18, 2024 · Filed October 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Special Limited Partnership Units (2024)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectTexas Yarrow LLC - 2024 PS | 100,000 |
Reported balance
After 2024-10-18 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-10-18 · Grant · Acquired 100,000 · Balance 100,000 F1: The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Issuer's 2014 Incentive Plan, as amended (the "Plan") and such LTIP Units are fully vested. F3: Vested LTIP Units, upon achieving parity with Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 10 discussing the convertibility of Common Units. F4: Neither the LTIP Units nor the Common Units have an expiration date. |
| Special Limited Partnership Units (2024)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectTexas Yarrow LLC - 2024 PS | 37,640 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 37,640 F2: The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. F3: Vested LTIP Units, upon achieving parity with Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 10 discussing the convertibility of Common Units. F4: Neither the LTIP Units nor the Common Units have an expiration date. |
| Common StockSEC Table I · non-derivative | Direct | 267,519 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 267,519 |
| Common StockSEC Table I · non-derivative | IndirectBy MJB Investments LP | 332,927 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 332,927 |
| Common StockSEC Table I · non-derivative | IndirectBy Dartmore LP | 62,116 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 62,116 |
| Common StockSEC Table I · non-derivative | IndirectBy Reserve, LP IV | 12,351 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 12,351 |
| Common StockSEC Table I · non-derivative | IndirectBy Ashford Financial Corporation | 10,597.5 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 10,597.5 |
| Special Limited Partnership Units (2023)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectTexas Yarrow LLC - 2023 PS | 41,174 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 41,174 F2: The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. F3: Vested LTIP Units, upon achieving parity with Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 10 discussing the convertibility of Common Units. F4: Neither the LTIP Units nor the Common Units have an expiration date. |
| Special Limited Partnership Units (2022)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectTexas Yarrow LLC - 2022 PS | 38,853 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 38,853 F2: The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. F3: Vested LTIP Units, upon achieving parity with Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 10 discussing the convertibility of Common Units. F4: Neither the LTIP Units nor the Common Units have an expiration date. |
| Class 2 LTIP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $45.59 · Expires 2026-03-31 | IndirectTexas Yarrow LLC - 2021 PS | 100,000 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 100,000 |
| Class 2 LTIP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $57.71 · Expires 2027-10-03 | IndirectTexas Yarrow LLC - 2021 PS | 50,000 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 50,000 |
| Class 2 LTIP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $57.34 · Expires 2027-04-18 | IndirectTexas Yarrow LLC - 2021 PS | 50,000 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 50,000 |
| Class 2 LTIP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $45.00 · Expires 2032-03-15 | IndirectTexas Yarrow LLC - 2022 PS | 48,170 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 48,170 F5: Class 2 Long-Term Incentive Partnership Units ("LTIP 2") in Ashford Hospitality Holdings LLC ("AHH") granted under the Plan. The LTIP 2s will vest on March 15, 2025, the third anniversary of the grant date on March 15, 2022. Each vested LTIP 2 can convert into a number of common limited partnership units of AHH ("Common Units"), based on the appreciation in a share of the Issuer's common stock over the issue price, but a vested LTIP 2 may only be so converted prior to the final conversion date of such LTIP 2. |
| Class 2 LTIP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $61.12 · Expires 2029-02-27 | IndirectTexas Yarrow LLC - 2022 PS | 90,000 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 90,000 |
| Class 2 LTIP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $85.97 · Expires 2025-12-11 | IndirectTexas Yarrow LLC - 2022 PS | 60,000 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 60,000 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $94.96 · Expires 2028-03-14 | Direct | 77,206 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 77,206 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $85.97 · Expires 2025-12-11 | IndirectBy MJB Operating, LP | 35,000 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 35,000 |
| Series D Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.21 | IndirectBy MJB Investments LP | 9,047,300 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 9,047,300 F6: Such 9,047,300 of Series D Convertible Preferred Stock have no expiration date and are convertible at any time and from time to time, in full or partially, into 2,082,481 shares of the Issuer's common stock (including 157,523 of the Issuer's common stock in connection with the potential conversion of all unpaid accrued and accumulated dividends thereon) at a conversion ratio equal to the liquidation preference of a share of Series D Convertible Preferred Stock, par value $25.00, divided by $117.50, subject to adjustment (the "Conversion Ratio"). |
| Series D Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.21 | IndirectBy Trust | 80,000 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · Balance 80,000 F7: In connection with the transactions contemplated by the Combination Agreement, dated May 31, 2019, as amended (the "Combination Agreement"), among the Issuer, the Reporting Person, Archie Bennett, Jr., Remington Holdings, L.P., Remington Holdings GP, LLC, Project Management LLC, MJB Investments, L.P., Jeremy Welter, James L. Cowen, Ashford Nevada Holding Corp. and Ashford Merger Sub Inc., the 80,000 shares of Series B Convertible Preferred Stock beneficially owned by a trust for the benefit of one of the Reporting Person's minor children were converted on a one-for-one basis into 80,000 shares of Series D Convertible Preferred Stock. F8: Such 80,000 shares of Series D Convertible Preferred Stock have no expiration date and are convertible at any time and from time to time, in full or partially, into 18,414 shares of the Issuer's common stock (including 1,393 of the Issuer's common stock in connection with the potential conversion of all unpaid accrued and accumulated dividends thereon) at the Conversion Ratio. |
| Series D Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.21 | Direct | 152,000 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · Balance 152,000 F9: In connection with the transactions contemplated by the Combination Agreement, the Reporting Person received 152,000 shares of Series D Convertible Preferred Stock. Such 152,000 shares of Series D Convertible Preferred Stock have no expiration date and are convertible at any time and from time to time, in full or partially, into 34,987 shares of the Issuer's common stock (including 2,646 of the Issuer's common stock in connection with the potential conversion of all unpaid accrued and accumulated dividends thereon) at the Conversion Ratio. |
| Common UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy MJB Operating, LP | 143.04 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · Balance 143.04 F10: Common Units in AHH, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. |
| Common UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Dartmore LP | 501.6 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · Balance 501.6 F10: Common Units in AHH, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. |
| Common UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy MJB Investments LP | 35.91 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · Balance 35.91 F10: Common Units in AHH, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. |
| Common UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Reserve, LP IV | 109.24 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · Balance 109.24 F10: Common Units in AHH, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. |
| Common UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Reserve, LP III | 78.67 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · Balance 78.67 F10: Common Units in AHH, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. |
| Common UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Ashford Financial Corporation | 93.18 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · Balance 93.18 F10: Common Units in AHH, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. |
| Stock Units under Deferred Compensation PlanSEC Table II · derivative / convertible security | IndirectBennett Family Trust | 195,579 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · Balance 195,579 F11: Each Stock Unit entitles the Reporting Person to receive one share of the Issuer's common stock on the date (or dates) elected by the Reporting Person under the Ashford Inc. Amended and Restated Nonqualified Deferred Compensation Plan (originally adopted by Ashford Hospitality Trust, Inc., effective January 1, 2008) assumed by the Issuer, effective November 12, 2014. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Issuer's 2014 Incentive Plan, as amended (the "Plan") and such LTIP Units are fully vested.
F2: The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant.
F3: Vested LTIP Units, upon achieving parity with Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 10 discussing the convertibility of Common Units.
F4: Neither the LTIP Units nor the Common Units have an expiration date.
F5: Class 2 Long-Term Incentive Partnership Units ("LTIP 2") in Ashford Hospitality Holdings LLC ("AHH") granted under the Plan. The LTIP 2s will vest on March 15, 2025, the third anniversary of the grant date on March 15, 2022. Each vested LTIP 2 can convert into a number of common limited partnership units of AHH ("Common Units"), based on the appreciation in a share of the Issuer's common stock over the issue price, but a vested LTIP 2 may only be so converted prior to the final conversion date of such LTIP 2.
F6: Such 9,047,300 of Series D Convertible Preferred Stock have no expiration date and are convertible at any time and from time to time, in full or partially, into 2,082,481 shares of the Issuer's common stock (including 157,523 of the Issuer's common stock in connection with the potential conversion of all unpaid accrued and accumulated dividends thereon) at a conversion ratio equal to the liquidation preference of a share of Series D Convertible Preferred Stock, par value $25.00, divided by $117.50, subject to adjustment (the "Conversion Ratio").
F7: In connection with the transactions contemplated by the Combination Agreement, dated May 31, 2019, as amended (the "Combination Agreement"), among the Issuer, the Reporting Person, Archie Bennett, Jr., Remington Holdings, L.P., Remington Holdings GP, LLC, Project Management LLC, MJB Investments, L.P., Jeremy Welter, James L. Cowen, Ashford Nevada Holding Corp. and Ashford Merger Sub Inc., the 80,000 shares of Series B Convertible Preferred Stock beneficially owned by a trust for the benefit of one of the Reporting Person's minor children were converted on a one-for-one basis into 80,000 shares of Series D Convertible Preferred Stock.
F8: Such 80,000 shares of Series D Convertible Preferred Stock have no expiration date and are convertible at any time and from time to time, in full or partially, into 18,414 shares of the Issuer's common stock (including 1,393 of the Issuer's common stock in connection with the potential conversion of all unpaid accrued and accumulated dividends thereon) at the Conversion Ratio.
F9: In connection with the transactions contemplated by the Combination Agreement, the Reporting Person received 152,000 shares of Series D Convertible Preferred Stock. Such 152,000 shares of Series D Convertible Preferred Stock have no expiration date and are convertible at any time and from time to time, in full or partially, into 34,987 shares of the Issuer's common stock (including 2,646 of the Issuer's common stock in connection with the potential conversion of all unpaid accrued and accumulated dividends thereon) at the Conversion Ratio.
F10: Common Units in AHH, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date.
F11: Each Stock Unit entitles the Reporting Person to receive one share of the Issuer's common stock on the date (or dates) elected by the Reporting Person under the Ashford Inc. Amended and Restated Nonqualified Deferred Compensation Plan (originally adopted by Ashford Hospitality Trust, Inc., effective January 1, 2008) assumed by the Issuer, effective November 12, 2014.
Braemar Hotels & Resorts Inc.
Report date February 24, 2026 · Filed February 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ashford Financial Corporation | 123,477 |
Reported balance
After 2026-02-24 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-02-24 · Other · Acquired 123,477 · Balance 123,477 F7: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 123,477.15 Common Partnership Units of the Subsidiary. Such Common Partnership Units were redeemable, at the option of the Issuer, for 123,477 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Partnership Units. F8: Reflects only the Reporting Person's pecuniary interest in the aggregate number of shares of common stock held directly by Ashford Financial Corporation. The Reporting Person hereby disclaims any interest in all other securities of the Issuer held directly by Ashford Financial Corporation. |
| Performance LTIP Units (2023)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31 | IndirectBy Texas Yarrow LLC - 2023 PS | 0 |
Reported balance
After 2026-02-24 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-24 · Disposition to issuer · Disposed 352,590 · Balance 0 F1: Each performance LTIP Unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria. F2: Represents 352,950 Performance LTIP Units that were forfeited due to certain performance criteria of the 2023 Performance LTIP Unit award not being met. |
| Common Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Ashford Financial Corporation | 0 |
Reported balance
After 2026-02-24 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-02-24 · Other · Disposed 123,477.15 · Balance 0 F5: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 4 discussing the convertibility of the Common Partnership Units. F4: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F6: Represents Common Partnership Units redeemed by the Issuer on February 24, 2026 for 123,477 shares of the Issuer's common stock. Such transaction is further reflected in Table I above (see also footnote 7). F7: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 123,477.15 Common Partnership Units of the Subsidiary. Such Common Partnership Units were redeemable, at the option of the Issuer, for 123,477 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Partnership Units. F3: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. |
| Common StockSEC Table I · non-derivative | IndirectBy Texas Yarrow 2021 PS | 445,764 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 445,764 |
| Common StockSEC Table I · non-derivative | Direct | 14,152 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,152 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 267 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 267 |
| Series E Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy MJB Investments, LP | 44,444 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 44,444 |
| Common Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Texas Yarrow 2021 PS | 56,745 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 56,745 F5: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 4 discussing the convertibility of the Common Partnership Units. F4: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F3: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. |
| Common Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Texas Yarrow LLC - 2022 PS | 454,310 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 454,310 F5: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 4 discussing the convertibility of the Common Partnership Units. F4: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F3: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. |
| Common Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Spouse | 3,200 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 3,200 F5: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 4 discussing the convertibility of the Common Partnership Units. F4: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F3: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance LTIP Unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria.
F2: Represents 352,950 Performance LTIP Units that were forfeited due to certain performance criteria of the 2023 Performance LTIP Unit award not being met.
F3: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date.
F4: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis.
F5: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 4 discussing the convertibility of the Common Partnership Units.
F6: Represents Common Partnership Units redeemed by the Issuer on February 24, 2026 for 123,477 shares of the Issuer's common stock. Such transaction is further reflected in Table I above (see also footnote 7).
F7: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 123,477.15 Common Partnership Units of the Subsidiary. Such Common Partnership Units were redeemable, at the option of the Issuer, for 123,477 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Partnership Units.
F8: Reflects only the Reporting Person's pecuniary interest in the aggregate number of shares of common stock held directly by Ashford Financial Corporation. The Reporting Person hereby disclaims any interest in all other securities of the Issuer held directly by Ashford Financial Corporation.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Stirling Hotels & Resorts, Inc.
Report date September 02, 2025 · Filed September 03, 2025
Section 16 reporting ended · disclosed 2025-09-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common StockSEC Table I · non-derivative | IndirectMJB Investments LP | 0 |
Reported balance
After 2025-09-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-09-02 · Other · Disposed 1,969.3489 · Balance 0 F2: Includes shares acquired pursuant to the Issuer's DRIP program. F1: The reported securities were redeemed by the Reporting Person at a price per share equal to the net asset value for the Class I Common Stock as of July 31, 2025, in connection with the wind-down of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were redeemed by the Reporting Person at a price per share equal to the net asset value for the Class I Common Stock as of July 31, 2025, in connection with the wind-down of the Issuer.
F2: Includes shares acquired pursuant to the Issuer's DRIP program.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2026 Filed Feb 26, 2026 18:26 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | OtherCommon Partnership Units · Derivative | 123,477.15 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-26-020759 · tm267365-1_4seq1.xml · derivative · entry 9 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ashford Financial Corporation Disclosed balance after: 0 Underlying: Common Stock · 123,477.15 shares Expires not disclosed F5 · security: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 4 discussing the convertibility of the Common Partnership Units. F4 · derivative.exercise_price: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F6 · kind: Represents Common Partnership Units redeemed by the Issuer on February 24, 2026 for 123,477 shares of the Issuer's common stock. Such transaction is further reflected in Table I above (see also footnote 7). F7 · price: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 123,477.15 Common Partnership Units of the Subsidiary. Such Common Partnership Units were redeemable, at the option of the Issuer, for 123,477 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Partnership Units. F4 · derivative.exercise_date: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F3 · derivative.expiration_date: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 18:26 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | Disposition to issuerPerformance LTIP Units (2023) · Derivative | 352,590 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-26-020759 · tm267365-1_4seq1.xml · derivative · entry 6 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Texas Yarrow LLC - 2023 PS Disclosed balance after: 0 Underlying: Common Stock · 352,590 shares Expires 2025-12-31 F1 · security: Each performance LTIP Unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria. F1 · derivative.exercise_price: Each performance LTIP Unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria. F2 · kind: Represents 352,950 Performance LTIP Units that were forfeited due to certain performance criteria of the 2023 Performance LTIP Unit award not being met. F1 · price: Each performance LTIP Unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 18:26 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | OtherCommon Stock | 123,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-020759 · tm267365-1_4seq1.xml · nonDerivative · entry 4 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ashford Financial Corporation Disclosed balance after: 123,477 F7 · kind: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 123,477.15 Common Partnership Units of the Subsidiary. Such Common Partnership Units were redeemable, at the option of the Issuer, for 123,477 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Partnership Units. F7 · price: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 123,477.15 Common Partnership Units of the Subsidiary. Such Common Partnership Units were redeemable, at the option of the Issuer, for 123,477 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Partnership Units. F8 · balance_after: Reflects only the Reporting Person's pecuniary interest in the aggregate number of shares of common stock held directly by Ashford Financial Corporation. The Reporting Person hereby disclaims any interest in all other securities of the Issuer held directly by Ashford Financial Corporation. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 18:13 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | OtherCommon Limited Partnership Units · Derivative | 471.6 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-26-020752 · tm267364-1_4seq1.xml · derivative · entry 18 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ashford Financial Corporation Disclosed balance after: 0 Underlying: Common Stock · 471.6 shares Expires not disclosed F7 · security: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F7 · derivative.exercise_price: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F9 · kind: Represents Common Units redeemed by the Issuer on February 24, 2026 for 471 shares of the Issuer's common stock. Such transaction is further reflected in Table I above (see also footnote 10). F10 · price: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 471.6 Common Units of the Subsidiary. Such Common Units were redeemable, at the option of the Issuer, for 471 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Units. F7 · derivative.exercise_date: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F5 · derivative.expiration_date: Neither the Common Units nor the LTIP Units have an expiration date. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 18:13 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Exercise / conversionSpecial Limited Partnership Units · Derivative | 1,660 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-020752 · tm267364-1_4seq1.xml · derivative · entry 8 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Texas Yarrow LLC - 2023 PS Disclosed balance after: 1,660 Underlying: Common Stock · 1,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. F7 · derivative.exercise_price: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F7 · price: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F4 · derivative.exercise_date: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. F5 · derivative.expiration_date: Neither the Common Units nor the LTIP Units have an expiration date. F7 · derivative.underlying_shares: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F8 · balance_after: Reflects the aggregate number of Common Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 7 discussing the convertibility of the Common Units. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 18:13 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Exercise / conversionPerformance LTIP Units (2023) · Derivative | 1,660 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-26-020752 · tm267364-1_4seq1.xml · derivative · entry 7 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Texas Yarrow LLC - 2023 PS Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each performance LTIP unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F1 · derivative.exercise_price: Each performance LTIP unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F1 · price: Each performance LTIP unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 18:13 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Disposition to issuerPerformance LTIP Units (2023) · Derivative | 20,174.5 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-26-020752 · tm267364-1_4seq1.xml · derivative · entry 6 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Texas Yarrow LLC - 2023 PS Disclosed balance after: 1,660 Underlying: Common Stock · 1,660 shares Expires 2025-12-31 F1 · security: Each performance LTIP unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F1 · derivative.exercise_price: Each performance LTIP unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F3 · kind: Represents 20,174.50 Performance LTIP Units that were forfeited due to certain performance criteria of the 2023 Performance LTIP Unit award not being met. F1 · price: Each performance LTIP unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F2 · derivative.underlying_shares: Represents the maximum number of LTIP Units that may vest pursuant to such award of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder return, the Performance LTIP Units will generally vest on December 31, 2025 (with respect to the 2023 grant). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. F2 · balance_after: Represents the maximum number of LTIP Units that may vest pursuant to such award of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder return, the Performance LTIP Units will generally vest on December 31, 2025 (with respect to the 2023 grant). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 18:13 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | OtherCommon Stock | 471 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-020752 · tm267364-1_4seq1.xml · nonDerivative · entry 5 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ashford Financial Corporation Disclosed balance after: 471 F10 · kind: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 471.6 Common Units of the Subsidiary. Such Common Units were redeemable, at the option of the Issuer, for 471 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Units. F10 · price: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 471.6 Common Units of the Subsidiary. Such Common Units were redeemable, at the option of the Issuer, for 471 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Units. F11 · balance_after: Reflects only the Reporting Person's pecuniary interest in the shares of common stock held directly by Ashford Financial Corporation. The Reporting Person hereby disclaims any interest in all other securities of the Issuer held directly by Ashford Financial Corporation. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 16:16 UTC | Stirling Hotels & Resorts, Inc. NONE · Entity 75835 | OtherClass I Common Stock | 1,969.3489 | $33.80 | $66,563.99 |
DisclosureSEC source: 0001104659-25-087038 · tm2525041-3_4seq1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · MJB Investments LP Disclosed balance after: 0 F2 · shares: Includes shares acquired pursuant to the Issuer's DRIP program. F1 · acquired: The reported securities were redeemed by the Reporting Person at a price per share equal to the net asset value for the Class I Common Stock as of July 31, 2025, in connection with the wind-down of the Issuer. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 21:42 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | Disposition to issuerLTIP Units · Derivative | 734,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-060388 · tm2518261-1_4seq1.xml · derivative · entry 6 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Texas Yarrow 2021 PS Disclosed balance after: 0 Underlying: Common Stock · 734,979 shares Expires not disclosed F2 · security: Represented special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) were redeemable for Common Partnership Units at the option of the Reporting Person. See Footnote 8 discussing redemption of Common Partnership Units. F1 · derivative.exercise_price: On June 13, 2025, the Reporting Person entered into an Exchange Agreement (the "Exchange Agreement") with the Issuer pursuant to which the Reporting Person exchanged a number of vested LTIP Units (as defined below) for an equal number of shares of common stock in a Rule 16b-3 exempt transaction. No other consideration was involved in connection with the Exchange Agreement. F1 · kind: On June 13, 2025, the Reporting Person entered into an Exchange Agreement (the "Exchange Agreement") with the Issuer pursuant to which the Reporting Person exchanged a number of vested LTIP Units (as defined below) for an equal number of shares of common stock in a Rule 16b-3 exempt transaction. No other consideration was involved in connection with the Exchange Agreement. F2 · derivative.exercise_date: Represented special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) were redeemable for Common Partnership Units at the option of the Reporting Person. See Footnote 8 discussing redemption of Common Partnership Units. F5 · derivative.expiration_date: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 21:42 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | Tax withholdingCommon Stock | 289,215 | $2.49 | $720,145.35 |
DisclosureSEC source: 0001104659-25-060388 · tm2518261-1_4seq1.xml · nonDerivative · entry 2 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Texas Yarrow 2021 PS Disclosed balance after: 445,764 F9 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F10 · price: Represents the closing price of the common stock on June 12, 2025, the last trading day before the date of forfeiture. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 21:42 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | GrantCommon Stock | 734,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-060388 · tm2518261-1_4seq1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Texas Yarrow 2021 PS Disclosed balance after: 734,979 F1 · kind: On June 13, 2025, the Reporting Person entered into an Exchange Agreement (the "Exchange Agreement") with the Issuer pursuant to which the Reporting Person exchanged a number of vested LTIP Units (as defined below) for an equal number of shares of common stock in a Rule 16b-3 exempt transaction. No other consideration was involved in connection with the Exchange Agreement. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 16:34 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Exercise / conversionSpecial Limited Partnership Units · Derivative | 13,085 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-020360 · tm258170-1_4seq1.xml · derivative · entry 8 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Texas Yarrow LLC - 2022 PS Disclosed balance after: 13,085 Underlying: Common Stock · 13,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. F7 · derivative.exercise_price: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F7 · price: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F4 · derivative.exercise_date: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. F5 · derivative.expiration_date: Neither the Common Units nor the LTIP Units have an expiration date. F7 · derivative.underlying_shares: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F8 · balance_after: Reflects the aggregate number of Common Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 7 discussing the convertibility of the Common Units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 16:34 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Exercise / conversionPerformance LTIP Units (2022) · Derivative | 13,085 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-25-020360 · tm258170-1_4seq1.xml · derivative · entry 7 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Texas Yarrow LLC - 2022 PS Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each performance LTIP unit ("Performance LTIP Unit") award represents a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F1 · derivative.exercise_price: Each performance LTIP unit ("Performance LTIP Unit") award represents a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F1 · price: Each performance LTIP unit ("Performance LTIP Unit") award represents a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 16:34 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Disposition to issuerPerformance LTIP Units (2022) · Derivative | 35,020 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-25-020360 · tm258170-1_4seq1.xml · derivative · entry 6 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Texas Yarrow LLC - 2022 PS Disclosed balance after: 13,085 Underlying: Common Stock · 13,085 shares Expires 2024-12-31 F1 · security: Each performance LTIP unit ("Performance LTIP Unit") award represents a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F1 · derivative.exercise_price: Each performance LTIP unit ("Performance LTIP Unit") award represents a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F3 · kind: Represents 35,020 Performance LTIP Units that were forfeited due to certain performance criteria of the 2022 Performance LTIP Unit award not being met. F1 · price: Each performance LTIP unit ("Performance LTIP Unit") award represents a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F2 · derivative.underlying_shares: Represents the maximum number of LTIP Units that may vest pursuant to such award of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder return, the Performance LTIP Units will generally vest on December 31, 2024 (with respect to the 2022 grant) and December 31, 2025 (with respect to the 2023 grant). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. F2 · balance_after: Represents the maximum number of LTIP Units that may vest pursuant to such award of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder return, the Performance LTIP Units will generally vest on December 31, 2024 (with respect to the 2022 grant) and December 31, 2025 (with respect to the 2023 grant). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 16:41 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | GrantCommon Partnership Units · Derivative | 57,617 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-019193 · tm257919-1_4seq1.xml · derivative · entry 10 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Texas Yarrow LLC - 2022 PS Disclosed balance after: 454,310 Underlying: Common Stock · 57,617 shares Expires not disclosed F10 · security: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 9 discussing the convertibility of the Common Partnership Units. F9 · derivative.exercise_price: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F5 · shares: Represents dividend equivalent rights that accrued on a Performance LTIP Unit award pursuant to the dividend reinvestment feature of the award. F9 · price: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F11 · derivative.exercise_date: The Common Partnership Units reflected as beneficially owned indirectly through Ashford Financial Corporation reflect only the Reporting Person's pecuniary interest in all Common Partnership Units owned by such entity. The Reporting Person hereby disclaims interest in all other securities of the Issuer or the Subsidiary owned directly by such entity. F7 · derivative.expiration_date: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. F9 · derivative.underlying_shares: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F10 · balance_after: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 9 discussing the convertibility of the Common Partnership Units. F11 · balance_after: The Common Partnership Units reflected as beneficially owned indirectly through Ashford Financial Corporation reflect only the Reporting Person's pecuniary interest in all Common Partnership Units owned by such entity. The Reporting Person hereby disclaims interest in all other securities of the Issuer or the Subsidiary owned directly by such entity. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 16:41 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | Exercise / conversionCommon Partnership Units · Derivative | 396,693 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-019193 · tm257919-1_4seq1.xml · derivative · entry 9 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Texas Yarrow LLC - 2022 PS Disclosed balance after: 396,693 Underlying: Common Stock · 396,693 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 9 discussing the convertibility of the Common Partnership Units. F9 · derivative.exercise_price: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F9 · price: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F11 · derivative.exercise_date: The Common Partnership Units reflected as beneficially owned indirectly through Ashford Financial Corporation reflect only the Reporting Person's pecuniary interest in all Common Partnership Units owned by such entity. The Reporting Person hereby disclaims interest in all other securities of the Issuer or the Subsidiary owned directly by such entity. F7 · derivative.expiration_date: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. F9 · derivative.underlying_shares: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F10 · balance_after: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 9 discussing the convertibility of the Common Partnership Units. F11 · balance_after: The Common Partnership Units reflected as beneficially owned indirectly through Ashford Financial Corporation reflect only the Reporting Person's pecuniary interest in all Common Partnership Units owned by such entity. The Reporting Person hereby disclaims interest in all other securities of the Issuer or the Subsidiary owned directly by such entity. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 16:41 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | Exercise / conversionPerformance LTIP Units (2022) · Derivative | 396,693 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-25-019193 · tm257919-1_4seq1.xml · derivative · entry 6 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Texas Yarrow LLC - 2022 PS Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each performance LTIP Unit ("Performance LTIP Unit") award represents a special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria. F1 · derivative.exercise_price: Each performance LTIP Unit ("Performance LTIP Unit") award represents a special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria. F1 · price: Each performance LTIP Unit ("Performance LTIP Unit") award represents a special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 16:41 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | Disposition to issuerPerformance LTIP Units (2022) · Derivative | 59,275 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-25-019193 · tm257919-1_4seq1.xml · derivative · entry 5 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Texas Yarrow LLC - 2022 PS Disclosed balance after: 396,693 Underlying: Common Stock · 396,693 shares Expires 2024-12-31 F1 · security: Each performance LTIP Unit ("Performance LTIP Unit") award represents a special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria. F1 · derivative.exercise_price: Each performance LTIP Unit ("Performance LTIP Unit") award represents a special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria. F3 · kind: Represents 59,275 Performance LTIP Units that were forfeited due to certain performance criteria of the 2022 Performance Stock Unit award not being met. F1 · price: Each performance LTIP Unit ("Performance LTIP Unit") award represents a special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria. F2 · derivative.underlying_shares: Represents the maximum number of LTIP Units that may vest pursuant to the 2022 and 2023 awards of Performance LTIP Units, which is 200% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 200% of the target number of Performance LTIP Units, based on achievement of specified performance metrics. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, December 31, 2024 (with respect to the 2022 Performance LTIP Units) and December 31, 2025 (with respect to the 2023 Performance LTIP Units). See Footnote 4 discussing the convertibility of vested LTIP Units. F2 · balance_after: Represents the maximum number of LTIP Units that may vest pursuant to the 2022 and 2023 awards of Performance LTIP Units, which is 200% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 200% of the target number of Performance LTIP Units, based on achievement of specified performance metrics. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, December 31, 2024 (with respect to the 2022 Performance LTIP Units) and December 31, 2025 (with respect to the 2023 Performance LTIP Units). See Footnote 4 discussing the convertibility of vested LTIP Units. Read SEC document |
| November 01, 2024 Filed Nov 1, 2024 16:41 UTC | Stirling Hotels & Resorts, Inc. NONE · Entity 75835 | PurchaseClass I Common Stock | 1,908.8851 | $26.19 | $50,000.00 |
DisclosureSEC source: 0001104659-24-113532 · tm2427318-2_4seq1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · MJB Investments LP Disclosed balance after: 1,908.8851 F1 · price: The price in Column 4 represents the NAV as most recently reported by the Issuer. Read SEC document |
| October 18, 2024 Filed Oct 22, 2024 17:00 UTC | Ashford Inc. AINC · Entity 86648 | GrantSpecial Limited Partnership Units (2024) · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-110603 · tm2426603-2_4seq1.xml · derivative · entry 6 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Texas Yarrow LLC - 2024 PS Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · security: The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Issuer's 2014 Incentive Plan, as amended (the "Plan") and such LTIP Units are fully vested. F3 · derivative.exercise_date: Vested LTIP Units, upon achieving parity with Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 10 discussing the convertibility of Common Units. F4 · derivative.expiration_date: Neither the LTIP Units nor the Common Units have an expiration date. Read SEC document |
| April 15, 2024 Filed Apr 16, 2024 16:27 UTC | Ashford Inc. AINC · Entity 86648 | PurchaseCommon Stock | 200,000 | $4.91 | $982,000.00 |
DisclosureSEC source: 0001104659-24-047798 · tm2411973-1_4seq1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 467,504 F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $4.75 to $4.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 16:31 UTC | Ashford Inc. AINC · Entity 86648 | GrantSpecial Limited Partnership Units (2024) · Derivative | 37,640 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-039055 · tm249730-1_4seq1.xml · derivative · entry 9 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,640 Underlying: Common Stock · 37,640 shares Expires not disclosed F1 · security: The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Issuer's 2014 Incentive Plan, as amended (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. F1 · kind: The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Issuer's 2014 Incentive Plan, as amended (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. F2 · derivative.exercise_date: Vested LTIP Units, upon achieving parity with Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 9 discussing the convertibility of Common Units. F3 · derivative.expiration_date: Neither the LTIP Units nor the Common Units have an expiration date. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 17:59 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Exercise / conversionSpecial Limited Partnership Units · Derivative | 36,644.25 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-24-032504 · tm248313-1_4seq1.xml · derivative · entry 9 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Texas Yarrow 2021 Disclosed balance after: 85,504.25 Underlying: Common Stock · 36,644.25 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 8 discussing the convertibility of the Common Units. F4 · derivative.exercise_price: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 8 discussing the convertibility of the Common Units. F4 · price: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 8 discussing the convertibility of the Common Units. F5 · derivative.exercise_date: The LTIP Units reported herein vest in three (3) substantially equal installments on the first three (3) anniversaries of the date of grant. See Footnote 4 discussing the convertibility of vested LTIP Units. F6 · derivative.expiration_date: Neither the Common Units nor the LTIP Units have an expiration date. F4 · derivative.underlying_shares: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 8 discussing the convertibility of the Common Units. F7 · balance_after: Reflects the aggregate number of LTIP Units held directly or indirectly by the Reporting Person, and includes LTIP Units comprising awards previously granted to, and reported by, the Reporting Person. Such LTIP Units have different grant and vesting dates and include those which (i) may have achieved parity with the Common Units, (ii) have not yet achieved parity with the Common Units, (iii) are currently vested, or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 17:59 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Exercise / conversionPerformance LTIP Units (2021) · Derivative | 36,644.25 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-24-032504 · tm248313-1_4seq1.xml · derivative · entry 8 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Texas Yarrow 2021 Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each performance LTIP unit ("Performance LTIP Unit") award represents a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F1 · derivative.exercise_price: Each performance LTIP unit ("Performance LTIP Unit") award represents a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F1 · price: Each performance LTIP unit ("Performance LTIP Unit") award represents a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 17:59 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Disposition to issuerPerformance LTIP Units (2021) · Derivative | 85,504.75 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-24-032504 · tm248313-1_4seq1.xml · derivative · entry 7 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Texas Yarrow 2021 Disclosed balance after: 36,644.25 Underlying: Common Stock · 36,644.25 shares Expires 2023-12-31 F1 · security: Each performance LTIP unit ("Performance LTIP Unit") award represents a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F1 · derivative.exercise_price: Each performance LTIP unit ("Performance LTIP Unit") award represents a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F3 · kind: Represents 85,504.75 Performance LTIP Units that were forfeited due to certain performance criteria of the 2021 Performance Stock Unit award not being met. F1 · price: Each performance LTIP unit ("Performance LTIP Unit") award represents a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F2 · derivative.underlying_shares: Represents the maximum number of LTIP Units that may vest pursuant to such award of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder return, the Performance LTIP Units will generally vest on December 31, 2023 (with respect to the 2021 grant), December 31, 2024 (with respect to the 2022 grant) and December 31, 2025 (with respect to the 2023 grant). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 8 discussing the convertibility of the Common Units. F2 · balance_after: Represents the maximum number of LTIP Units that may vest pursuant to such award of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder return, the Performance LTIP Units will generally vest on December 31, 2023 (with respect to the 2021 grant), December 31, 2024 (with respect to the 2022 grant) and December 31, 2025 (with respect to the 2023 grant). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 8 discussing the convertibility of the Common Units. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 17:49 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | GrantCommon Partnership Units · Derivative | 56,745 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-032496 · tm248317-1_4seq1.xml · derivative · entry 8 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Texas Yarrow 2021 Disclosed balance after: 56,745 Underlying: Common Stock · 56,745 shares Expires not disclosed F9 · security: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 8 discussing the convertibility of the Common Partnership Units. F8 · derivative.exercise_price: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F4 · shares: Represents dividend equivalent rights that accrued on a Performance LTIP Unit award pursuant to the dividend reinvestment feature of the award. F8 · price: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F10 · derivative.exercise_date: The Common Partnership Units reflected as beneficially owned indirectly through Ashford Financial Corporation reflect only the Reporting Person's pecuniary interest in all Common Partnership Units owned by such entity. The Reporting Person hereby disclaims interest in all other securities of the Issuer or the Subsidiary owned directly by such entity. F6 · derivative.expiration_date: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. F8 · derivative.underlying_shares: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F9 · balance_after: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 8 discussing the convertibility of the Common Partnership Units. F10 · balance_after: The Common Partnership Units reflected as beneficially owned indirectly through Ashford Financial Corporation reflect only the Reporting Person's pecuniary interest in all Common Partnership Units owned by such entity. The Reporting Person hereby disclaims interest in all other securities of the Issuer or the Subsidiary owned directly by such entity. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 17:49 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | Exercise / conversionLTIP Units · Derivative | 489,986 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-24-032496 · tm248317-1_4seq1.xml · derivative · entry 7 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Texas Yarrow 2021 Disclosed balance after: 734,979 Underlying: Common Stock · 489,986 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents LTIP Units in the Subsidiary. Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are redeemable for Common Partnership Units at the option of the Reporting Person. See Footnote 8 discussing redemption of Common Partnership Units. F3 · derivative.exercise_price: Represents LTIP Units in the Subsidiary. Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are redeemable for Common Partnership Units at the option of the Reporting Person. See Footnote 8 discussing redemption of Common Partnership Units. F3 · price: Represents LTIP Units in the Subsidiary. Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are redeemable for Common Partnership Units at the option of the Reporting Person. See Footnote 8 discussing redemption of Common Partnership Units. F5 · derivative.exercise_date: The LTIP Units reported herein vest and are convertible in three (3) equal installments over a three (3) year term from the date of the award. See Footnote 3 discussing the convertibility of vested LTIP Units. F6 · derivative.expiration_date: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. F3 · derivative.underlying_shares: Represents LTIP Units in the Subsidiary. Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are redeemable for Common Partnership Units at the option of the Reporting Person. See Footnote 8 discussing redemption of Common Partnership Units. F3 · balance_after: Represents LTIP Units in the Subsidiary. Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are redeemable for Common Partnership Units at the option of the Reporting Person. See Footnote 8 discussing redemption of Common Partnership Units. F7 · balance_after: Reflects the aggregate number of LTIP Units held directly or indirectly by the Reporting Person, and includes LTIP Units comprising awards previously granted to, and reported by, the Reporting Person. Such LTIP Units have different grant and vesting dates and include those which (i) may have achieved parity with the Common Partnership Units, (ii) have not yet achieved parity with the Common Partnership Units, (iii) are currently vested or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes. See Footnote 3 discussing convertibility of LTIP Units and Footnote 8 discussing convertibility of Common Partnership Units. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 17:49 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | Exercise / conversionPerformance LTIP Units (2021) · Derivative | 489,986 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-24-032496 · tm248317-1_4seq1.xml · derivative · entry 6 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Texas Yarrow 2021 Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each performance LTIP Unit ("Performance LTIP Unit") award represents a special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria. F1 · derivative.exercise_price: Each performance LTIP Unit ("Performance LTIP Unit") award represents a special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria. F1 · price: Each performance LTIP Unit ("Performance LTIP Unit") award represents a special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria. F2 · derivative.underlying_shares: Represents the maximum number of LTIP Units that may vest pursuant to the 2021, 2022 and 2023 awards of Performance LTIP Units, which is 200% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 200% of the target number of Performance LTIP Units, based on achievement of specified performance metrics. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, the Performance LTIP Units will generally vest on December 31, 2023 (with respect to the 2021 Performance LTIP Units), December 31, 2024 (with respect to the 2022 Performance LTIP Units) and December 31, 2025 (with respect to the 2023 Performance LTIP Units). See Footnote 3 discussing the convertibility of vested LTIP Units. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 16:34 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | Tax withholdingCommon Stock | 9,182 | $4.38 | $40,217.16 |
DisclosureSEC source: 0001104659-23-032830 · tm239625-1_4seq1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,152 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the common stock on March 10, 2023, the last trading day before the date of forfeiture. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 16:29 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 296 | $3.78 | $1,118.88 |
DisclosureSEC source: 0001104659-23-032805 · tm239623-1_4seq1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,843 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the common stock on March 10, 2023, the last trading day before the date of forfeiture. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:49 UTC | Ashford Inc. AINC · Entity 86648 | GrantSpecial Limited Partnership Units · Derivative | 41,174 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-029765 · tm238704-1_4seq1.xml · derivative · entry 9 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,174 Underlying: Common Stock · 41,174 shares Expires not disclosed F1 · security: The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Issuer's 2014 Incentive Plan, as amended (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. F1 · kind: The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Issuer's 2014 Incentive Plan, as amended (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. F2 · derivative.exercise_date: Vested LTIP Units, upon achieving parity with Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 8 discussing the convertibility of Common Units. F3 · derivative.expiration_date: Neither the LTIP Units nor the Common Units have an expiration date. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 17:00 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantPerformance LTIP Units (2023) · Derivative | 218,345 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-029616 · tm238703-1_4seq1.xml · derivative · entry 5 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,345 Underlying: Common Stock · 218,345 shares Expires 2025-12-31 F1 · security: Each performance LTIP unit ("Performance LTIP Unit") award represents a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F1 · derivative.exercise_price: Each performance LTIP unit ("Performance LTIP Unit") award represents a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F2 · kind: The Reporting Person received the Performance LTIP Units and LTIP Units awards reported herein under the Issuer's 2021 Stock Incentive Plan. F3 · shares: Represents the maximum number of LTIP Units that may vest pursuant to such award of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder return, the Performance LTIP Units will generally vest on December 31, 2023 (with respect to the 2021 grant), December 31, 2024 (with respect to the 2022 grant) and December 31, 2025 (with respect to the 2023 grant). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 8 discussing the convertibility of the Common Units. F1 · price: Each performance LTIP unit ("Performance LTIP Unit") award represents a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F3 · derivative.underlying_shares: Represents the maximum number of LTIP Units that may vest pursuant to such award of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder return, the Performance LTIP Units will generally vest on December 31, 2023 (with respect to the 2021 grant), December 31, 2024 (with respect to the 2022 grant) and December 31, 2025 (with respect to the 2023 grant). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 8 discussing the convertibility of the Common Units. F3 · balance_after: Represents the maximum number of LTIP Units that may vest pursuant to such award of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder return, the Performance LTIP Units will generally vest on December 31, 2023 (with respect to the 2021 grant), December 31, 2024 (with respect to the 2022 grant) and December 31, 2025 (with respect to the 2023 grant). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 8 discussing the convertibility of the Common Units. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 17:00 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | GrantPerformance LTIP Units (2023) · Derivative | 352,590 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-029615 · tm238202-2_4seq1.xml · derivative · entry 4 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,590 Underlying: Common Stock · 352,590 shares Expires 2025-12-31 F1 · security: Each performance LTIP Unit ("Performance LTIP Unit") award represents a special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria. F1 · derivative.exercise_price: Each performance LTIP Unit ("Performance LTIP Unit") award represents a special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria. F2 · kind: The Reporting Person received the Performance LTIP Unit award reported herein under the Issuer's Second Amended and Restated 2013 Equity Incentive Plan. F3 · shares: Represents the maximum number of LTIP Units that may vest pursuant to the 2021, 2022 and 2023 awards of Performance LTIP Units, which is 200% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 200% of the target number of Performance LTIP Units, based on achievement of specified performance metrics. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, the Performance LTIP Units will generally vest on December 31, 2023 (with respect to the 2021 Performance LTIP Units), December 31, 2024 (with respect to the 2022 Performance LTIP Units) and December 31, 2025 (with respect to the 2023 Performance LTIP Units). See Footnote 4 discussing the convertibility of vested LTIP Units. F1 · price: Each performance LTIP Unit ("Performance LTIP Unit") award represents a special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria. F3 · derivative.underlying_shares: Represents the maximum number of LTIP Units that may vest pursuant to the 2021, 2022 and 2023 awards of Performance LTIP Units, which is 200% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 200% of the target number of Performance LTIP Units, based on achievement of specified performance metrics. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, the Performance LTIP Units will generally vest on December 31, 2023 (with respect to the 2021 Performance LTIP Units), December 31, 2024 (with respect to the 2022 Performance LTIP Units) and December 31, 2025 (with respect to the 2023 Performance LTIP Units). See Footnote 4 discussing the convertibility of vested LTIP Units. F3 · balance_after: Represents the maximum number of LTIP Units that may vest pursuant to the 2021, 2022 and 2023 awards of Performance LTIP Units, which is 200% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 200% of the target number of Performance LTIP Units, based on achievement of specified performance metrics. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, the Performance LTIP Units will generally vest on December 31, 2023 (with respect to the 2021 Performance LTIP Units), December 31, 2024 (with respect to the 2022 Performance LTIP Units) and December 31, 2025 (with respect to the 2023 Performance LTIP Units). See Footnote 4 discussing the convertibility of vested LTIP Units. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 16:36 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | SaleCommon Stock | 67,458 | $4.83 | $325,822.14 |
DisclosureSEC source: 0001104659-23-027350 · tm238202-1_4seq1.xml · nonDerivative · entry 8 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Dartmore, LP Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.90. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 16:36 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | SaleCommon Stock | 13,925 | $4.83 | $67,257.75 |
DisclosureSEC source: 0001104659-23-027350 · tm238202-1_4seq1.xml · nonDerivative · entry 6 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Reserve, LP IV Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.90. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 16:36 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | SaleCommon Stock | 169,479 | $4.83 | $818,583.57 |
DisclosureSEC source: 0001104659-23-027350 · tm238202-1_4seq1.xml · nonDerivative · entry 4 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By MJB Investments, LP Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.90. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 16:36 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | SaleCommon Stock | 75,361 | $4.83 | $363,993.63 |
DisclosureSEC source: 0001104659-23-027350 · tm238202-1_4seq1.xml · nonDerivative · entry 2 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,334 F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.90. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 16:36 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | SaleCommon Stock | 18,871 | $4.87 | $91,901.77 |
DisclosureSEC source: 0001104659-23-027350 · tm238202-1_4seq1.xml · nonDerivative · entry 7 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Dartmore, LP Disclosed balance after: 67,458 F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $4.82 to $4.97. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 16:36 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | SaleCommon Stock | 3,903 | $4.87 | $19,007.61 |
DisclosureSEC source: 0001104659-23-027350 · tm238202-1_4seq1.xml · nonDerivative · entry 5 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Reserve, LP IV Disclosed balance after: 13,925 F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $4.82 to $4.97. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 16:36 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | SaleCommon Stock | 47,412 | $4.87 | $230,896.44 |
DisclosureSEC source: 0001104659-23-027350 · tm238202-1_4seq1.xml · nonDerivative · entry 3 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By MJB Investments, LP Disclosed balance after: 169,479 F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $4.82 to $4.97. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 16:36 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | SaleCommon Stock | 21,082 | $4.87 | $102,669.34 |
DisclosureSEC source: 0001104659-23-027350 · tm238202-1_4seq1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,695 F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $4.82 to $4.97. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 06:27 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | OtherCommon Partnership Units · Derivative | 103,911.2 | $4.94 Strike: $0.00 | $513,321.33 |
DisclosureSEC source: 0001104659-23-025585 · tm237430-2_4seq1.xml · derivative · entry 18 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Reserve, LP III Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F9 · security: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F9 · derivative.exercise_price: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F10 · kind: On February 24, 2023, pursuant to the Redemption Notice, the Reporting Person elected to redeem the Common Partnership Units and such redemption was settled in cash at the election of the Issuer at a price per Common Partnership Unit based on the average of the closing price of the Issuer's Common Stock for the ten consecutive trading days ending on February 23, 2023, rounded to the nearest cent. F10 · price: On February 24, 2023, pursuant to the Redemption Notice, the Reporting Person elected to redeem the Common Partnership Units and such redemption was settled in cash at the election of the Issuer at a price per Common Partnership Unit based on the average of the closing price of the Issuer's Common Stock for the ten consecutive trading days ending on February 23, 2023, rounded to the nearest cent. F9 · derivative.exercise_date: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F3 · derivative.expiration_date: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. F9 · derivative.underlying_shares: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F11 · balance_after: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 9 discussing the convertibility of the Common Partnership Units. Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 06:27 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | OtherCommon Partnership Units · Derivative | 143,924.9 | $4.94 Strike: $0.00 | $710,989.01 |
DisclosureSEC source: 0001104659-23-025585 · tm237430-2_4seq1.xml · derivative · entry 17 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Reserve, LP IV Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F9 · security: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F9 · derivative.exercise_price: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F10 · kind: On February 24, 2023, pursuant to the Redemption Notice, the Reporting Person elected to redeem the Common Partnership Units and such redemption was settled in cash at the election of the Issuer at a price per Common Partnership Unit based on the average of the closing price of the Issuer's Common Stock for the ten consecutive trading days ending on February 23, 2023, rounded to the nearest cent. F10 · price: On February 24, 2023, pursuant to the Redemption Notice, the Reporting Person elected to redeem the Common Partnership Units and such redemption was settled in cash at the election of the Issuer at a price per Common Partnership Unit based on the average of the closing price of the Issuer's Common Stock for the ten consecutive trading days ending on February 23, 2023, rounded to the nearest cent. F9 · derivative.exercise_date: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F3 · derivative.expiration_date: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. F9 · derivative.underlying_shares: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F11 · balance_after: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 9 discussing the convertibility of the Common Partnership Units. Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 06:27 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | OtherCommon Partnership Units · Derivative | 46,364.7 | $4.94 Strike: $0.00 | $229,041.62 |
DisclosureSEC source: 0001104659-23-025585 · tm237430-2_4seq1.xml · derivative · entry 16 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By MJB Investments, LP Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F9 · security: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F9 · derivative.exercise_price: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F10 · kind: On February 24, 2023, pursuant to the Redemption Notice, the Reporting Person elected to redeem the Common Partnership Units and such redemption was settled in cash at the election of the Issuer at a price per Common Partnership Unit based on the average of the closing price of the Issuer's Common Stock for the ten consecutive trading days ending on February 23, 2023, rounded to the nearest cent. F10 · price: On February 24, 2023, pursuant to the Redemption Notice, the Reporting Person elected to redeem the Common Partnership Units and such redemption was settled in cash at the election of the Issuer at a price per Common Partnership Unit based on the average of the closing price of the Issuer's Common Stock for the ten consecutive trading days ending on February 23, 2023, rounded to the nearest cent. F9 · derivative.exercise_date: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F3 · derivative.expiration_date: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. F9 · derivative.underlying_shares: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F11 · balance_after: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 9 discussing the convertibility of the Common Partnership Units. Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 06:27 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | OtherCommon Partnership Units · Derivative | 664,012.7 | $4.94 Strike: $0.00 | $3,280,222.74 |
DisclosureSEC source: 0001104659-23-025585 · tm237430-2_4seq1.xml · derivative · entry 14 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Dartmore, LP Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F9 · security: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F9 · derivative.exercise_price: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F10 · kind: On February 24, 2023, pursuant to the Redemption Notice, the Reporting Person elected to redeem the Common Partnership Units and such redemption was settled in cash at the election of the Issuer at a price per Common Partnership Unit based on the average of the closing price of the Issuer's Common Stock for the ten consecutive trading days ending on February 23, 2023, rounded to the nearest cent. F10 · price: On February 24, 2023, pursuant to the Redemption Notice, the Reporting Person elected to redeem the Common Partnership Units and such redemption was settled in cash at the election of the Issuer at a price per Common Partnership Unit based on the average of the closing price of the Issuer's Common Stock for the ten consecutive trading days ending on February 23, 2023, rounded to the nearest cent. F9 · derivative.exercise_date: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F3 · derivative.expiration_date: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. F9 · derivative.underlying_shares: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F11 · balance_after: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 9 discussing the convertibility of the Common Partnership Units. Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 06:27 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | OtherCommon Partnership Units · Derivative | 53,084 | $4.94 Strike: $0.00 | $262,234.96 |
DisclosureSEC source: 0001104659-23-025585 · tm237430-2_4seq1.xml · derivative · entry 13 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By MJB Operating, LP Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F9 · security: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F9 · derivative.exercise_price: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F10 · kind: On February 24, 2023, pursuant to the Redemption Notice, the Reporting Person elected to redeem the Common Partnership Units and such redemption was settled in cash at the election of the Issuer at a price per Common Partnership Unit based on the average of the closing price of the Issuer's Common Stock for the ten consecutive trading days ending on February 23, 2023, rounded to the nearest cent. F10 · price: On February 24, 2023, pursuant to the Redemption Notice, the Reporting Person elected to redeem the Common Partnership Units and such redemption was settled in cash at the election of the Issuer at a price per Common Partnership Unit based on the average of the closing price of the Issuer's Common Stock for the ten consecutive trading days ending on February 23, 2023, rounded to the nearest cent. F9 · derivative.exercise_date: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F3 · derivative.expiration_date: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. F9 · derivative.underlying_shares: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F11 · balance_after: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 9 discussing the convertibility of the Common Partnership Units. Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 06:27 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | OtherCommon Partnership Units · Derivative | 242,956 | $4.94 Strike: $0.00 | $1,200,202.64 |
DisclosureSEC source: 0001104659-23-025585 · tm237430-2_4seq1.xml · derivative · entry 12 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F9 · security: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F9 · derivative.exercise_price: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F10 · kind: On February 24, 2023, pursuant to the Redemption Notice, the Reporting Person elected to redeem the Common Partnership Units and such redemption was settled in cash at the election of the Issuer at a price per Common Partnership Unit based on the average of the closing price of the Issuer's Common Stock for the ten consecutive trading days ending on February 23, 2023, rounded to the nearest cent. F10 · price: On February 24, 2023, pursuant to the Redemption Notice, the Reporting Person elected to redeem the Common Partnership Units and such redemption was settled in cash at the election of the Issuer at a price per Common Partnership Unit based on the average of the closing price of the Issuer's Common Stock for the ten consecutive trading days ending on February 23, 2023, rounded to the nearest cent. F9 · derivative.exercise_date: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F3 · derivative.expiration_date: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. F9 · derivative.underlying_shares: Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F11 · balance_after: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 9 discussing the convertibility of the Common Partnership Units. Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 06:27 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | OtherLTIP Units · Derivative | 95,430 | $4.94 Strike: $0.00 | $471,424.20 |
DisclosureSEC source: 0001104659-23-025585 · tm237430-2_4seq1.xml · derivative · entry 9 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By MJB Operating, LP Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F1 · security: Represents special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are convertible into Common Partnership Units at the option of the Reporting Person. See Footnote 9 discussing convertibility of Common Partnership Units. F1 · derivative.exercise_price: Represents special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are convertible into Common Partnership Units at the option of the Reporting Person. See Footnote 9 discussing convertibility of Common Partnership Units. F5 · kind: On February 24, 2023, each vested LTIP Unit was converted into Common Limited Partnership Units of the Subsidiary ("Common Partnership Units") at the election of the Reporting Person on a one-for-one basis. Pursuant to a Notice of Exercise of Redemption Right (the "Redemption Notice"), the Reporting Person subsequently elected to redeem the Common Partnership Units and such redemption was settled in cash at the Issuer's election at a price per Common Partnership Unit based on the average of the closing price of the Issuer's Common Stock for the ten consecutive trading days ending on February 23, 2023, rounded to the nearest cent. F5 · price: On February 24, 2023, each vested LTIP Unit was converted into Common Limited Partnership Units of the Subsidiary ("Common Partnership Units") at the election of the Reporting Person on a one-for-one basis. Pursuant to a Notice of Exercise of Redemption Right (the "Redemption Notice"), the Reporting Person subsequently elected to redeem the Common Partnership Units and such redemption was settled in cash at the Issuer's election at a price per Common Partnership Unit based on the average of the closing price of the Issuer's Common Stock for the ten consecutive trading days ending on February 23, 2023, rounded to the nearest cent. F2 · derivative.exercise_date: The LTIP Units reported herein vest and are convertible in three (3) equal installments over a three (3) year term from the date of the award. See Footnote 1 discussing the convertibility of vested LTIP Units. F3 · derivative.expiration_date: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. F1 · derivative.underlying_shares: Represents special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are convertible into Common Partnership Units at the option of the Reporting Person. See Footnote 9 discussing convertibility of Common Partnership Units. F4 · balance_after: Reflects the aggregate number of LTIP Units held directly or indirectly by the Reporting Person, and includes LTIP Units comprising awards previously granted to, and reported by, the Reporting Person. Such LTIP Units have different grant and vesting dates and include those which (i) may have achieved parity with the Common Partnership Units, (ii) have not yet achieved parity with the Common Partnership Units, (iii) are currently vested or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes. See Footnote 1 discussing convertibility of LTIP Units and Footnote 9 discussing convertibility of Common Partnership Units. Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 06:27 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | OtherLTIP Units · Derivative | 74,093 | $4.94 Strike: $0.00 | $366,019.42 |
DisclosureSEC source: 0001104659-23-025585 · tm237430-2_4seq1.xml · derivative · entry 8 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F1 · security: Represents special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are convertible into Common Partnership Units at the option of the Reporting Person. See Footnote 9 discussing convertibility of Common Partnership Units. F1 · derivative.exercise_price: Represents special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are convertible into Common Partnership Units at the option of the Reporting Person. See Footnote 9 discussing convertibility of Common Partnership Units. F5 · kind: On February 24, 2023, each vested LTIP Unit was converted into Common Limited Partnership Units of the Subsidiary ("Common Partnership Units") at the election of the Reporting Person on a one-for-one basis. Pursuant to a Notice of Exercise of Redemption Right (the "Redemption Notice"), the Reporting Person subsequently elected to redeem the Common Partnership Units and such redemption was settled in cash at the Issuer's election at a price per Common Partnership Unit based on the average of the closing price of the Issuer's Common Stock for the ten consecutive trading days ending on February 23, 2023, rounded to the nearest cent. F5 · price: On February 24, 2023, each vested LTIP Unit was converted into Common Limited Partnership Units of the Subsidiary ("Common Partnership Units") at the election of the Reporting Person on a one-for-one basis. Pursuant to a Notice of Exercise of Redemption Right (the "Redemption Notice"), the Reporting Person subsequently elected to redeem the Common Partnership Units and such redemption was settled in cash at the Issuer's election at a price per Common Partnership Unit based on the average of the closing price of the Issuer's Common Stock for the ten consecutive trading days ending on February 23, 2023, rounded to the nearest cent. F2 · derivative.exercise_date: The LTIP Units reported herein vest and are convertible in three (3) equal installments over a three (3) year term from the date of the award. See Footnote 1 discussing the convertibility of vested LTIP Units. F3 · derivative.expiration_date: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. F1 · derivative.underlying_shares: Represents special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are convertible into Common Partnership Units at the option of the Reporting Person. See Footnote 9 discussing convertibility of Common Partnership Units. F4 · balance_after: Reflects the aggregate number of LTIP Units held directly or indirectly by the Reporting Person, and includes LTIP Units comprising awards previously granted to, and reported by, the Reporting Person. Such LTIP Units have different grant and vesting dates and include those which (i) may have achieved parity with the Common Partnership Units, (ii) have not yet achieved parity with the Common Partnership Units, (iii) are currently vested or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes. See Footnote 1 discussing convertibility of LTIP Units and Footnote 9 discussing convertibility of Common Partnership Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.