Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHFORD HOSPITALITY TRUST INCAHT · Entity 7629 | Director | February 24, 2026 | February 26, 2026 |
| Ashford Inc.AINC · Entity 86648 | Director · CEO and Chairman of the Board · 10% owner | October 18, 2024 | October 22, 2024 |
| Braemar Hotels & Resorts Inc.BHR · Entity 6531 | Director | February 24, 2026 | February 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHFORD HOSPITALITY TRUST INC
Report date February 24, 2026 · Filed February 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ashford Financial Corporation | 471 |
Reported balance
After 2026-02-24 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-02-24 · Other · Acquired 471 · Balance 471 F10: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 471.6 Common Units of the Subsidiary. Such Common Units were redeemable, at the option of the Issuer, for 471 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Units. F11: Reflects only the Reporting Person's pecuniary interest in the shares of common stock held directly by Ashford Financial Corporation. The Reporting Person hereby disclaims any interest in all other securities of the Issuer held directly by Ashford Financial Corporation. |
| Performance LTIP Units (2023)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31 | IndirectTexas Yarrow LLC - 2023 PS | 1,660 |
Reported balance
After 2026-02-24 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-24 · Disposition to issuer · Disposed 20,174.5 · Balance 1,660 F1: Each performance LTIP unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. F3: Represents 20,174.50 Performance LTIP Units that were forfeited due to certain performance criteria of the 2023 Performance LTIP Unit award not being met. F2: Represents the maximum number of LTIP Units that may vest pursuant to such award of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder return, the Performance LTIP Units will generally vest on December 31, 2025 (with respect to the 2023 grant). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. |
| Performance LTIP Units (2023)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31 | IndirectTexas Yarrow LLC - 2023 PS | 0 |
Reported balance
After 2026-02-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-02-24 · Exercise / conversion · Disposed 1,660 · Balance 0 F1: Each performance LTIP unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria. |
| Special Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectTexas Yarrow LLC - 2023 PS | 1,660 |
Reported balance
After 2026-02-24 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-02-24 · Exercise / conversion · Acquired 1,660 · Balance 1,660 F4: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. F7: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F5: Neither the Common Units nor the LTIP Units have an expiration date. F8: Reflects the aggregate number of Common Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 7 discussing the convertibility of the Common Units. |
| Common Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Ashford Financial Corporation | 0 |
Reported balance
After 2026-02-24 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2026-02-24 · Other · Disposed 471.6 · Balance 0 F7: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F9: Represents Common Units redeemed by the Issuer on February 24, 2026 for 471 shares of the Issuer's common stock. Such transaction is further reflected in Table I above (see also footnote 10). F10: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 471.6 Common Units of the Subsidiary. Such Common Units were redeemable, at the option of the Issuer, for 471 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Units. F5: Neither the Common Units nor the LTIP Units have an expiration date. |
| Common StockSEC Table I · non-derivative | Direct | 385 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 385 |
| Common StockSEC Table I · non-derivative | IndirectBy MJB Investments, LP | 761 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 761 |
| Common StockSEC Table I · non-derivative | IndirectBy Dartmore, LP | 358 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 358 |
| Common StockSEC Table I · non-derivative | IndirectBy Reserve, LP IV | 74 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 74 |
| Special Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectTexas Yarrow LLC - 2022 PS | 13,085 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 13,085 F4: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. F5: Neither the Common Units nor the LTIP Units have an expiration date. F6: Reflects the aggregate number of LTIP Units held directly or indirectly by the Reporting Person, and includes LTIP Units comprising awards previously granted to, and reported by, the Reporting Person. Such LTIP Units have different grant and vesting dates and include those which (i) may have achieved parity with the Common Units, (ii) have not yet achieved parity with the Common Units, (iii) are currently vested, or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes. |
| Special Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectTexas Yarrow LLC - 2021 PS | 8,550.4 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 8,550.4 F4: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. F5: Neither the Common Units nor the LTIP Units have an expiration date. F6: Reflects the aggregate number of LTIP Units held directly or indirectly by the Reporting Person, and includes LTIP Units comprising awards previously granted to, and reported by, the Reporting Person. Such LTIP Units have different grant and vesting dates and include those which (i) may have achieved parity with the Common Units, (ii) have not yet achieved parity with the Common Units, (iii) are currently vested, or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes. |
| Special Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 200.3 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 200.3 F4: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. F5: Neither the Common Units nor the LTIP Units have an expiration date. F6: Reflects the aggregate number of LTIP Units held directly or indirectly by the Reporting Person, and includes LTIP Units comprising awards previously granted to, and reported by, the Reporting Person. Such LTIP Units have different grant and vesting dates and include those which (i) may have achieved parity with the Common Units, (ii) have not yet achieved parity with the Common Units, (iii) are currently vested, or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes. |
| Special Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy MJB Operating, LP | 714.8 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 714.8 F4: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units. F5: Neither the Common Units nor the LTIP Units have an expiration date. F6: Reflects the aggregate number of LTIP Units held directly or indirectly by the Reporting Person, and includes LTIP Units comprising awards previously granted to, and reported by, the Reporting Person. Such LTIP Units have different grant and vesting dates and include those which (i) may have achieved parity with the Common Units, (ii) have not yet achieved parity with the Common Units, (iii) are currently vested, or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes. |
| Common Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy MJB Operating, LP | 966.8 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 966.8 F7: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F5: Neither the Common Units nor the LTIP Units have an expiration date. F8: Reflects the aggregate number of Common Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 7 discussing the convertibility of the Common Units. |
| Common Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Dartmore, LP | 2,535.9 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 2,535.9 F7: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F5: Neither the Common Units nor the LTIP Units have an expiration date. F8: Reflects the aggregate number of Common Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 7 discussing the convertibility of the Common Units. |
| Common Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy MJB Investments, LP | 177.1 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 177.1 F7: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F5: Neither the Common Units nor the LTIP Units have an expiration date. F8: Reflects the aggregate number of Common Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 7 discussing the convertibility of the Common Units. |
| Common Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Reserve, LP IV | 549.7 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 549.7 F7: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F5: Neither the Common Units nor the LTIP Units have an expiration date. F8: Reflects the aggregate number of Common Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 7 discussing the convertibility of the Common Units. |
| Common Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Reserve, LP III | 396.8 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 396.8 F7: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F5: Neither the Common Units nor the LTIP Units have an expiration date. F8: Reflects the aggregate number of Common Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 7 discussing the convertibility of the Common Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance LTIP unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to specified performance-based vesting criteria.
F2: Represents the maximum number of LTIP Units that may vest pursuant to such award of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder return, the Performance LTIP Units will generally vest on December 31, 2025 (with respect to the 2023 grant). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units.
F3: Represents 20,174.50 Performance LTIP Units that were forfeited due to certain performance criteria of the 2023 Performance LTIP Unit award not being met.
F4: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of the Common Units.
F5: Neither the Common Units nor the LTIP Units have an expiration date.
F6: Reflects the aggregate number of LTIP Units held directly or indirectly by the Reporting Person, and includes LTIP Units comprising awards previously granted to, and reported by, the Reporting Person. Such LTIP Units have different grant and vesting dates and include those which (i) may have achieved parity with the Common Units, (ii) have not yet achieved parity with the Common Units, (iii) are currently vested, or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes.
F7: Common Limited Partnership Units of the Subsidiary ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis.
F8: Reflects the aggregate number of Common Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 7 discussing the convertibility of the Common Units.
F9: Represents Common Units redeemed by the Issuer on February 24, 2026 for 471 shares of the Issuer's common stock. Such transaction is further reflected in Table I above (see also footnote 10).
F10: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 471.6 Common Units of the Subsidiary. Such Common Units were redeemable, at the option of the Issuer, for 471 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Units.
F11: Reflects only the Reporting Person's pecuniary interest in the shares of common stock held directly by Ashford Financial Corporation. The Reporting Person hereby disclaims any interest in all other securities of the Issuer held directly by Ashford Financial Corporation.
Ashford Inc.
Report date October 18, 2024 · Filed October 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Special Limited Partnership Units (2024)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectTexas Yarrow LLC - 2024 PS | 100,000 |
Reported balance
After 2024-10-18 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-10-18 · Grant · Acquired 100,000 · Balance 100,000 F1: The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Issuer's 2014 Incentive Plan, as amended (the "Plan") and such LTIP Units are fully vested. F3: Vested LTIP Units, upon achieving parity with Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 10 discussing the convertibility of Common Units. F4: Neither the LTIP Units nor the Common Units have an expiration date. |
| Special Limited Partnership Units (2024)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectTexas Yarrow LLC - 2024 PS | 37,640 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 37,640 F2: The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. F3: Vested LTIP Units, upon achieving parity with Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 10 discussing the convertibility of Common Units. F4: Neither the LTIP Units nor the Common Units have an expiration date. |
| Common StockSEC Table I · non-derivative | Direct | 267,519 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 267,519 |
| Common StockSEC Table I · non-derivative | IndirectBy MJB Investments LP | 332,927 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 332,927 |
| Common StockSEC Table I · non-derivative | IndirectBy Dartmore LP | 62,116 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 62,116 |
| Common StockSEC Table I · non-derivative | IndirectBy Reserve, LP IV | 12,351 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 12,351 |
| Common StockSEC Table I · non-derivative | IndirectBy Ashford Financial Corporation | 10,597.5 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 10,597.5 |
| Special Limited Partnership Units (2023)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectTexas Yarrow LLC - 2023 PS | 41,174 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 41,174 F2: The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. F3: Vested LTIP Units, upon achieving parity with Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 10 discussing the convertibility of Common Units. F4: Neither the LTIP Units nor the Common Units have an expiration date. |
| Special Limited Partnership Units (2022)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectTexas Yarrow LLC - 2022 PS | 38,853 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 38,853 F2: The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. F3: Vested LTIP Units, upon achieving parity with Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 10 discussing the convertibility of Common Units. F4: Neither the LTIP Units nor the Common Units have an expiration date. |
| Class 2 LTIP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $45.59 · Expires 2026-03-31 | IndirectTexas Yarrow LLC - 2021 PS | 100,000 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 100,000 |
| Class 2 LTIP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $57.71 · Expires 2027-10-03 | IndirectTexas Yarrow LLC - 2021 PS | 50,000 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 50,000 |
| Class 2 LTIP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $57.34 · Expires 2027-04-18 | IndirectTexas Yarrow LLC - 2021 PS | 50,000 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 50,000 |
| Class 2 LTIP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $45.00 · Expires 2032-03-15 | IndirectTexas Yarrow LLC - 2022 PS | 48,170 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 48,170 F5: Class 2 Long-Term Incentive Partnership Units ("LTIP 2") in Ashford Hospitality Holdings LLC ("AHH") granted under the Plan. The LTIP 2s will vest on March 15, 2025, the third anniversary of the grant date on March 15, 2022. Each vested LTIP 2 can convert into a number of common limited partnership units of AHH ("Common Units"), based on the appreciation in a share of the Issuer's common stock over the issue price, but a vested LTIP 2 may only be so converted prior to the final conversion date of such LTIP 2. |
| Class 2 LTIP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $61.12 · Expires 2029-02-27 | IndirectTexas Yarrow LLC - 2022 PS | 90,000 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 90,000 |
| Class 2 LTIP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $85.97 · Expires 2025-12-11 | IndirectTexas Yarrow LLC - 2022 PS | 60,000 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 60,000 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $94.96 · Expires 2028-03-14 | Direct | 77,206 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 77,206 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $85.97 · Expires 2025-12-11 | IndirectBy MJB Operating, LP | 35,000 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 35,000 |
| Series D Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.21 | IndirectBy MJB Investments LP | 9,047,300 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 9,047,300 F6: Such 9,047,300 of Series D Convertible Preferred Stock have no expiration date and are convertible at any time and from time to time, in full or partially, into 2,082,481 shares of the Issuer's common stock (including 157,523 of the Issuer's common stock in connection with the potential conversion of all unpaid accrued and accumulated dividends thereon) at a conversion ratio equal to the liquidation preference of a share of Series D Convertible Preferred Stock, par value $25.00, divided by $117.50, subject to adjustment (the "Conversion Ratio"). |
| Series D Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.21 | IndirectBy Trust | 80,000 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · Balance 80,000 F7: In connection with the transactions contemplated by the Combination Agreement, dated May 31, 2019, as amended (the "Combination Agreement"), among the Issuer, the Reporting Person, Archie Bennett, Jr., Remington Holdings, L.P., Remington Holdings GP, LLC, Project Management LLC, MJB Investments, L.P., Jeremy Welter, James L. Cowen, Ashford Nevada Holding Corp. and Ashford Merger Sub Inc., the 80,000 shares of Series B Convertible Preferred Stock beneficially owned by a trust for the benefit of one of the Reporting Person's minor children were converted on a one-for-one basis into 80,000 shares of Series D Convertible Preferred Stock. F8: Such 80,000 shares of Series D Convertible Preferred Stock have no expiration date and are convertible at any time and from time to time, in full or partially, into 18,414 shares of the Issuer's common stock (including 1,393 of the Issuer's common stock in connection with the potential conversion of all unpaid accrued and accumulated dividends thereon) at the Conversion Ratio. |
| Series D Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.21 | Direct | 152,000 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · Balance 152,000 F9: In connection with the transactions contemplated by the Combination Agreement, the Reporting Person received 152,000 shares of Series D Convertible Preferred Stock. Such 152,000 shares of Series D Convertible Preferred Stock have no expiration date and are convertible at any time and from time to time, in full or partially, into 34,987 shares of the Issuer's common stock (including 2,646 of the Issuer's common stock in connection with the potential conversion of all unpaid accrued and accumulated dividends thereon) at the Conversion Ratio. |
| Common UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy MJB Operating, LP | 143.04 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · Balance 143.04 F10: Common Units in AHH, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. |
| Common UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Dartmore LP | 501.6 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · Balance 501.6 F10: Common Units in AHH, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. |
| Common UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy MJB Investments LP | 35.91 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · Balance 35.91 F10: Common Units in AHH, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. |
| Common UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Reserve, LP IV | 109.24 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · Balance 109.24 F10: Common Units in AHH, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. |
| Common UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Reserve, LP III | 78.67 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · Balance 78.67 F10: Common Units in AHH, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. |
| Common UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Ashford Financial Corporation | 93.18 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · Balance 93.18 F10: Common Units in AHH, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. |
| Stock Units under Deferred Compensation PlanSEC Table II · derivative / convertible security | IndirectBennett Family Trust | 195,579 |
Reported balance
Holding disclosure · report date 2024-10-18 · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · Balance 195,579 F11: Each Stock Unit entitles the Reporting Person to receive one share of the Issuer's common stock on the date (or dates) elected by the Reporting Person under the Ashford Inc. Amended and Restated Nonqualified Deferred Compensation Plan (originally adopted by Ashford Hospitality Trust, Inc., effective January 1, 2008) assumed by the Issuer, effective November 12, 2014. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Issuer's 2014 Incentive Plan, as amended (the "Plan") and such LTIP Units are fully vested.
F2: The Reporting Person received the LTIP Units pursuant to a grant from the Issuer under the Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant.
F3: Vested LTIP Units, upon achieving parity with Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 10 discussing the convertibility of Common Units.
F4: Neither the LTIP Units nor the Common Units have an expiration date.
F5: Class 2 Long-Term Incentive Partnership Units ("LTIP 2") in Ashford Hospitality Holdings LLC ("AHH") granted under the Plan. The LTIP 2s will vest on March 15, 2025, the third anniversary of the grant date on March 15, 2022. Each vested LTIP 2 can convert into a number of common limited partnership units of AHH ("Common Units"), based on the appreciation in a share of the Issuer's common stock over the issue price, but a vested LTIP 2 may only be so converted prior to the final conversion date of such LTIP 2.
F6: Such 9,047,300 of Series D Convertible Preferred Stock have no expiration date and are convertible at any time and from time to time, in full or partially, into 2,082,481 shares of the Issuer's common stock (including 157,523 of the Issuer's common stock in connection with the potential conversion of all unpaid accrued and accumulated dividends thereon) at a conversion ratio equal to the liquidation preference of a share of Series D Convertible Preferred Stock, par value $25.00, divided by $117.50, subject to adjustment (the "Conversion Ratio").
F7: In connection with the transactions contemplated by the Combination Agreement, dated May 31, 2019, as amended (the "Combination Agreement"), among the Issuer, the Reporting Person, Archie Bennett, Jr., Remington Holdings, L.P., Remington Holdings GP, LLC, Project Management LLC, MJB Investments, L.P., Jeremy Welter, James L. Cowen, Ashford Nevada Holding Corp. and Ashford Merger Sub Inc., the 80,000 shares of Series B Convertible Preferred Stock beneficially owned by a trust for the benefit of one of the Reporting Person's minor children were converted on a one-for-one basis into 80,000 shares of Series D Convertible Preferred Stock.
F8: Such 80,000 shares of Series D Convertible Preferred Stock have no expiration date and are convertible at any time and from time to time, in full or partially, into 18,414 shares of the Issuer's common stock (including 1,393 of the Issuer's common stock in connection with the potential conversion of all unpaid accrued and accumulated dividends thereon) at the Conversion Ratio.
F9: In connection with the transactions contemplated by the Combination Agreement, the Reporting Person received 152,000 shares of Series D Convertible Preferred Stock. Such 152,000 shares of Series D Convertible Preferred Stock have no expiration date and are convertible at any time and from time to time, in full or partially, into 34,987 shares of the Issuer's common stock (including 2,646 of the Issuer's common stock in connection with the potential conversion of all unpaid accrued and accumulated dividends thereon) at the Conversion Ratio.
F10: Common Units in AHH, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date.
F11: Each Stock Unit entitles the Reporting Person to receive one share of the Issuer's common stock on the date (or dates) elected by the Reporting Person under the Ashford Inc. Amended and Restated Nonqualified Deferred Compensation Plan (originally adopted by Ashford Hospitality Trust, Inc., effective January 1, 2008) assumed by the Issuer, effective November 12, 2014.
Braemar Hotels & Resorts Inc.
Report date February 24, 2026 · Filed February 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ashford Financial Corporation | 123,477 |
Reported balance
After 2026-02-24 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-02-24 · Other · Acquired 123,477 · Balance 123,477 F7: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 123,477.15 Common Partnership Units of the Subsidiary. Such Common Partnership Units were redeemable, at the option of the Issuer, for 123,477 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Partnership Units. F8: Reflects only the Reporting Person's pecuniary interest in the aggregate number of shares of common stock held directly by Ashford Financial Corporation. The Reporting Person hereby disclaims any interest in all other securities of the Issuer held directly by Ashford Financial Corporation. |
| Performance LTIP Units (2023)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31 | IndirectBy Texas Yarrow LLC - 2023 PS | 0 |
Reported balance
After 2026-02-24 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-24 · Disposition to issuer · Disposed 352,590 · Balance 0 F1: Each performance LTIP Unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria. F2: Represents 352,950 Performance LTIP Units that were forfeited due to certain performance criteria of the 2023 Performance LTIP Unit award not being met. |
| Common Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Ashford Financial Corporation | 0 |
Reported balance
After 2026-02-24 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-02-24 · Other · Disposed 123,477.15 · Balance 0 F5: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 4 discussing the convertibility of the Common Partnership Units. F4: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F6: Represents Common Partnership Units redeemed by the Issuer on February 24, 2026 for 123,477 shares of the Issuer's common stock. Such transaction is further reflected in Table I above (see also footnote 7). F7: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 123,477.15 Common Partnership Units of the Subsidiary. Such Common Partnership Units were redeemable, at the option of the Issuer, for 123,477 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Partnership Units. F3: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. |
| Common StockSEC Table I · non-derivative | IndirectBy Texas Yarrow 2021 PS | 445,764 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 445,764 |
| Common StockSEC Table I · non-derivative | Direct | 14,152 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,152 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 267 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 267 |
| Series E Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy MJB Investments, LP | 44,444 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 44,444 |
| Common Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Texas Yarrow 2021 PS | 56,745 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 56,745 F5: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 4 discussing the convertibility of the Common Partnership Units. F4: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F3: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. |
| Common Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Texas Yarrow LLC - 2022 PS | 454,310 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 454,310 F5: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 4 discussing the convertibility of the Common Partnership Units. F4: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F3: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. |
| Common Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Spouse | 3,200 |
Reported balance
Holding disclosure · report date 2026-02-24 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 3,200 F5: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 4 discussing the convertibility of the Common Partnership Units. F4: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis. F3: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance LTIP Unit ("Performance LTIP Unit") award represented a special long-term incentive partnership unit ("LTIP Unit") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"), subject to performance-based vesting criteria.
F2: Represents 352,950 Performance LTIP Units that were forfeited due to certain performance criteria of the 2023 Performance LTIP Unit award not being met.
F3: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date.
F4: Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, redeemable for shares of the Issuer's common stock on a 1-for-1 basis.
F5: Reflects the aggregate number of Common Partnership Units currently held directly or indirectly, as noted, by the Reporting Person, some of which may have been converted from LTIP Units by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 4 discussing the convertibility of the Common Partnership Units.
F6: Represents Common Partnership Units redeemed by the Issuer on February 24, 2026 for 123,477 shares of the Issuer's common stock. Such transaction is further reflected in Table I above (see also footnote 7).
F7: Represents shares of common stock issued by the Issuer in connection with the Issuer's redemption of 123,477.15 Common Partnership Units of the Subsidiary. Such Common Partnership Units were redeemable, at the option of the Issuer, for 123,477 shares of the Issuer's common stock on a one-for-one basis, while rounding down fractional Common Partnership Units.
F8: Reflects only the Reporting Person's pecuniary interest in the aggregate number of shares of common stock held directly by Ashford Financial Corporation. The Reporting Person hereby disclaims any interest in all other securities of the Issuer held directly by Ashford Financial Corporation.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Stirling Hotels & Resorts, Inc.
Report date September 02, 2025 · Filed September 03, 2025
Section 16 reporting ended · disclosed 2025-09-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common StockSEC Table I · non-derivative | IndirectMJB Investments LP | 0 |
Reported balance
After 2025-09-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-09-02 · Other · Disposed 1,969.3489 · Balance 0 F2: Includes shares acquired pursuant to the Issuer's DRIP program. F1: The reported securities were redeemed by the Reporting Person at a price per share equal to the net asset value for the Class I Common Stock as of July 31, 2025, in connection with the wind-down of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were redeemed by the Reporting Person at a price per share equal to the net asset value for the Class I Common Stock as of July 31, 2025, in connection with the wind-down of the Issuer.
F2: Includes shares acquired pursuant to the Issuer's DRIP program.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 07, 2022 Filed Jul 8, 2022 18:41 UTC | Ashford Inc. AINC · Entity 86648 | GrantStock Options (right to purchase) · Derivative | 35,000 | $0.00 Strike: $85.97 | $0.00 |
DisclosureSEC source: 0001104659-22-078447 · tm2220729-4_4seq1.xml · derivative · entry 18 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MJB Operating, LP Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2025-12-11 F6 · kind: The reported transaction involves an amendment of an outstanding option originally granted on December 11, 2014 (the "Former Award"), resulting in the deemed cancellation of the Former Award and the grant of a replacement option. F6 · price: The reported transaction involves an amendment of an outstanding option originally granted on December 11, 2014 (the "Former Award"), resulting in the deemed cancellation of the Former Award and the grant of a replacement option. Read SEC document |
| July 07, 2022 Filed Jul 8, 2022 18:41 UTC | Ashford Inc. AINC · Entity 86648 | Disposition to issuerStock Options (right to purchase) · Derivative | 95,000 | $0.00 Strike: $85.97 | $0.00 |
DisclosureSEC source: 0001104659-22-078447 · tm2220729-4_4seq1.xml · derivative · entry 17 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MJB Operating, LP Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2022-12-11 F5 · kind: This stock option was voluntarily forfeited by the Reporting Person in exchange for LTIP 2s, as described in Footnote 2. F6 · kind: The reported transaction involves an amendment of an outstanding option originally granted on December 11, 2014 (the "Former Award"), resulting in the deemed cancellation of the Former Award and the grant of a replacement option. F5 · price: This stock option was voluntarily forfeited by the Reporting Person in exchange for LTIP 2s, as described in Footnote 2. F6 · price: The reported transaction involves an amendment of an outstanding option originally granted on December 11, 2014 (the "Former Award"), resulting in the deemed cancellation of the Former Award and the grant of a replacement option. Read SEC document |
| July 07, 2022 Filed Jul 8, 2022 18:41 UTC | Ashford Inc. AINC · Entity 86648 | Disposition to issuerStock Options (right to purchase) · Derivative | 90,000 | $0.00 Strike: $61.12 | $0.00 |
DisclosureSEC source: 0001104659-22-078447 · tm2220729-4_4seq1.xml · derivative · entry 15 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2029-02-27 F5 · kind: This stock option was voluntarily forfeited by the Reporting Person in exchange for LTIP 2s, as described in Footnote 2. F5 · price: This stock option was voluntarily forfeited by the Reporting Person in exchange for LTIP 2s, as described in Footnote 2. Read SEC document |
| July 07, 2022 Filed Jul 8, 2022 18:41 UTC | Ashford Inc. AINC · Entity 86648 | GrantClass 2 LTIP Units · Derivative | 60,000 | $0.00 Strike: $85.97 | $0.00 |
DisclosureSEC source: 0001104659-22-078447 · tm2220729-4_4seq1.xml · derivative · entry 13 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MJB Operating, LP Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2025-12-11 F2 · kind: This LTIP 2 in AHH, was granted to the Reporting Person under the Plan as a substitute award for the corresponding stock option voluntarily forfeited by the Reporting Person, as described herein. The LTIP 2s vest on the same schedule as the applicable forfeited option (and so were vested upon grant) and are intended to replicate the economics of each such option; therefore, each vested LTIP 2 can convert into a number of LTIPs in AHH based on the appreciation in a share of the Issuer's common stock over the initial exercise price of the applicable forfeited option, but a vested LTIP 2 may only be so converted prior to the final conversion date of such LTIP 2 (which is the same as the expiration date of the applicable forfeited option). F3 · kind: Vested LTIP Units, upon achieving parity with Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of Common Units. F2 · price: This LTIP 2 in AHH, was granted to the Reporting Person under the Plan as a substitute award for the corresponding stock option voluntarily forfeited by the Reporting Person, as described herein. The LTIP 2s vest on the same schedule as the applicable forfeited option (and so were vested upon grant) and are intended to replicate the economics of each such option; therefore, each vested LTIP 2 can convert into a number of LTIPs in AHH based on the appreciation in a share of the Issuer's common stock over the initial exercise price of the applicable forfeited option, but a vested LTIP 2 may only be so converted prior to the final conversion date of such LTIP 2 (which is the same as the expiration date of the applicable forfeited option). F3 · price: Vested LTIP Units, upon achieving parity with Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of Common Units. Read SEC document |
| July 07, 2022 Filed Jul 8, 2022 18:41 UTC | Ashford Inc. AINC · Entity 86648 | GrantClass 2 LTIP Units · Derivative | 90,000 | $0.00 Strike: $61.12 | $0.00 |
DisclosureSEC source: 0001104659-22-078447 · tm2220729-4_4seq1.xml · derivative · entry 12 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2029-02-27 F2 · kind: This LTIP 2 in AHH, was granted to the Reporting Person under the Plan as a substitute award for the corresponding stock option voluntarily forfeited by the Reporting Person, as described herein. The LTIP 2s vest on the same schedule as the applicable forfeited option (and so were vested upon grant) and are intended to replicate the economics of each such option; therefore, each vested LTIP 2 can convert into a number of LTIPs in AHH based on the appreciation in a share of the Issuer's common stock over the initial exercise price of the applicable forfeited option, but a vested LTIP 2 may only be so converted prior to the final conversion date of such LTIP 2 (which is the same as the expiration date of the applicable forfeited option). F3 · kind: Vested LTIP Units, upon achieving parity with Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of Common Units. F2 · price: This LTIP 2 in AHH, was granted to the Reporting Person under the Plan as a substitute award for the corresponding stock option voluntarily forfeited by the Reporting Person, as described herein. The LTIP 2s vest on the same schedule as the applicable forfeited option (and so were vested upon grant) and are intended to replicate the economics of each such option; therefore, each vested LTIP 2 can convert into a number of LTIPs in AHH based on the appreciation in a share of the Issuer's common stock over the initial exercise price of the applicable forfeited option, but a vested LTIP 2 may only be so converted prior to the final conversion date of such LTIP 2 (which is the same as the expiration date of the applicable forfeited option). F3 · price: Vested LTIP Units, upon achieving parity with Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 7 discussing the convertibility of Common Units. Read SEC document |
| May 17, 2022 Filed May 18, 2022 17:26 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | PurchaseSeries E Redeemable Preferred Stock | 44,444 | $22.50 | $999,990.00 |
DisclosureSEC source: 0001104659-22-062527 · tm2215974-1_4seq1.xml · nonDerivative · entry 5 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By MJB Investments, LP Disclosed balance after: 44,444 Read SEC document |
| March 15, 2022 Filed Mar 15, 2022 21:23 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | GrantPerformance LTIP Units (2022) · Derivative | 455,968 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-034119 · tm229350-3_4seq1.xml · derivative · entry 9 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Texas Yarrow LLC - 2022 PS Disclosed balance after: 455,968 Underlying: Common Stock · 455,968 shares Expires 2024-12-31 F7 · security: Each performance LTIP unit ("Performance LTIP Unit") award represents an LTIP Unit subject to specified performance-based vesting criteria. F7 · derivative.exercise_price: Each performance LTIP unit ("Performance LTIP Unit") award represents an LTIP Unit subject to specified performance-based vesting criteria. F8 · kind: The Reporting Person received the Performance LTIP Units and LTIP Units awards reported herein under the Issuer's Second Amended and Restated 2013 Equity Incentive Plan. F9 · shares: Represents the maximum number of LTIP Units that may vest pursuant to the 2021 and 2022 awards of Performance LTIP Units, which is 200% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 200% of the target number of Performance LTIP Units, based on achievement of specified performance metrics. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, the Performance LTIP Units will generally vest on December 31, 2023 (with respect to the 2021 Performance LTIP Units) and December 31, 2024 (with respect to the 2022 Performance LTIP Units). See Footnote 3 discussing the convertibility of vested LTIP Units. F8 · price: The Reporting Person received the Performance LTIP Units and LTIP Units awards reported herein under the Issuer's Second Amended and Restated 2013 Equity Incentive Plan. F9 · derivative.underlying_shares: Represents the maximum number of LTIP Units that may vest pursuant to the 2021 and 2022 awards of Performance LTIP Units, which is 200% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 200% of the target number of Performance LTIP Units, based on achievement of specified performance metrics. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, the Performance LTIP Units will generally vest on December 31, 2023 (with respect to the 2021 Performance LTIP Units) and December 31, 2024 (with respect to the 2022 Performance LTIP Units). See Footnote 3 discussing the convertibility of vested LTIP Units. F9 · balance_after: Represents the maximum number of LTIP Units that may vest pursuant to the 2021 and 2022 awards of Performance LTIP Units, which is 200% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 200% of the target number of Performance LTIP Units, based on achievement of specified performance metrics. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, the Performance LTIP Units will generally vest on December 31, 2023 (with respect to the 2021 Performance LTIP Units) and December 31, 2024 (with respect to the 2022 Performance LTIP Units). See Footnote 3 discussing the convertibility of vested LTIP Units. Read SEC document |
| March 15, 2022 Filed Mar 15, 2022 21:13 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantPerformance LTIP Units (2022) · Derivative | 481,050 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-034114 · tm229348-4_4seq1.xml · derivative · entry 6 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Texas Yarrow LLC - 2022 PS Disclosed balance after: 481,050 Underlying: Common Stock · 481,050 shares Expires 2024-12-31 F5 · security: Each performance LTIP unit ("Performance LTIP Unit") award represents an LTIP Unit (as defined below) subject to specified performance-based vesting criteria. F5 · derivative.exercise_price: Each performance LTIP unit ("Performance LTIP Unit") award represents an LTIP Unit (as defined below) subject to specified performance-based vesting criteria. F6 · kind: The Reporting Person received the Performance LTIP Units and LTIP Units awards reported herein under the Issuer's 2021 Stock Incentive Plan. F7 · shares: Represents the maximum number of LTIP Units that may vest pursuant to such award of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder return, the Performance LTIP Units will generally vest on December 31, 2023 (with respect to the 2021 grant) and December 31, 2024 (with respect to the 2022 grant). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 12 discussing the convertibility of the Common Units. F6 · price: The Reporting Person received the Performance LTIP Units and LTIP Units awards reported herein under the Issuer's 2021 Stock Incentive Plan. F7 · derivative.underlying_shares: Represents the maximum number of LTIP Units that may vest pursuant to such award of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder return, the Performance LTIP Units will generally vest on December 31, 2023 (with respect to the 2021 grant) and December 31, 2024 (with respect to the 2022 grant). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 12 discussing the convertibility of the Common Units. F7 · balance_after: Represents the maximum number of LTIP Units that may vest pursuant to such award of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder return, the Performance LTIP Units will generally vest on December 31, 2023 (with respect to the 2021 grant) and December 31, 2024 (with respect to the 2022 grant). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 12 discussing the convertibility of the Common Units. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:33 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 38,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-035203 · tm229626-5_4seq1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,203 F1 · kind: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2014 Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. F1 · price: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2014 Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. Read SEC document |
| March 15, 2022 Filed Apr 6, 2022 21:02 UTC Amendment | Ashford Inc. AINC · Entity 86648 | GrantSpecial Limited Partnership Units · Derivative | 38,853 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-043354 · tm2212051-1_4aseq1.xml · derivative · entry 12 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Texas Yarrow LLC - 2022 PS Disclosed balance after: 38,853 Underlying: Common Stock · 38,853 shares Expires not disclosed F5 · derivative.exercise_price: This LTIP Unit in AHH was granted to the Reporting Person under the Plan and is reported in lieu of the restricted stock grant previously reported by the Reporting Person on March 17, 2022. Vested LTIP Units, upon achieving parity with Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 8 discussing the convertibility of Common Units. F6 · kind: The LTIP Unit awards reported herein were issued as an annual grant under the Plan. F6 · price: The LTIP Unit awards reported herein were issued as an annual grant under the Plan. F5 · derivative.exercise_date: This LTIP Unit in AHH was granted to the Reporting Person under the Plan and is reported in lieu of the restricted stock grant previously reported by the Reporting Person on March 17, 2022. Vested LTIP Units, upon achieving parity with Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 8 discussing the convertibility of Common Units. F7 · derivative.expiration_date: Neither the LTIP Units nor the Common Units have an expiration date. F5 · derivative.underlying_shares: This LTIP Unit in AHH was granted to the Reporting Person under the Plan and is reported in lieu of the restricted stock grant previously reported by the Reporting Person on March 17, 2022. Vested LTIP Units, upon achieving parity with Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 8 discussing the convertibility of Common Units. F8 · derivative.underlying_shares: Common Units in AHH, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. Read SEC document |
| March 15, 2022 Filed Apr 6, 2022 21:02 UTC Amendment | Ashford Inc. AINC · Entity 86648 | GrantClass 2 LTIP Units · Derivative | 48,170 | $0.00 Strike: $45.00 | $0.00 |
DisclosureSEC source: 0001104659-22-043354 · tm2212051-1_4aseq1.xml · derivative · entry 11 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Texas Yarrow LLC - 2022 PS Disclosed balance after: 48,170 Underlying: Common Stock · 48,170 shares Expires 2032-03-15 F3 · kind: LTIP Units, upon achieving parity with the Common Units, are in turn convertible into Common Units, which are themselves redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F4 · kind: Reflects the Reporting Person's pecuniary interest in such securities held directly by Ashford Financial Corporation, of which the Reporting Person is a shareholder. The Reporting Person disclaims any beneficial interest in any other Common Units (as defined below) or any shares of the Issuer's common stock (or securities convertible into shares of the Issuer's common stock) held directly or indirectly by Ashford Financial Corporation. F3 · price: LTIP Units, upon achieving parity with the Common Units, are in turn convertible into Common Units, which are themselves redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F4 · price: Reflects the Reporting Person's pecuniary interest in such securities held directly by Ashford Financial Corporation, of which the Reporting Person is a shareholder. The Reporting Person disclaims any beneficial interest in any other Common Units (as defined below) or any shares of the Issuer's common stock (or securities convertible into shares of the Issuer's common stock) held directly or indirectly by Ashford Financial Corporation. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 21:23 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | Tax withholdingCommon Stock | 5,681 | $6.04 | $34,313.24 |
DisclosureSEC source: 0001104659-22-034119 · tm229350-3_4seq1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,219 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the common stock on March 10, 2022, the last trading day before the date of forfeiture. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 21:13 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 182 | $8.56 | $1,557.92 |
DisclosureSEC source: 0001104659-22-034114 · tm229348-4_4seq1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,239 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the common stock on March 10, 2022, the last trading day before the date of forfeiture. Read SEC document |
| March 11, 2022 Filed Dec 19, 2022 16:34 UTC Amendment | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 282 | $8.56 | $2,413.92 |
DisclosureSEC source: 0001104659-22-128265 · tm2233044-1_4aseq1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,139 F1 · kind: The number of shares of common stock forfeited to the Issuer to satisfy tax-withholding obligations of the Reporting Person in connection with the vesting of restricted stock was incorrectly reported on the Form 4 filed by the Reporting Person on March 15, 2022. This amended Form 4 shows the correct number of shares forfeited. F1 · shares: The number of shares of common stock forfeited to the Issuer to satisfy tax-withholding obligations of the Reporting Person in connection with the vesting of restricted stock was incorrectly reported on the Form 4 filed by the Reporting Person on March 15, 2022. This amended Form 4 shows the correct number of shares forfeited. F2 · price: Represents the closing price of the common stock on March 10, 2022, the last trading day before the date of forfeiture. Read SEC document |
| March 11, 2022 Filed Dec 19, 2022 16:28 UTC Amendment | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | Tax withholdingCommon Stock | 9,123 | $6.04 | $55,102.92 |
DisclosureSEC source: 0001104659-22-128261 · tm2233043-1_4aseq1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,777 F1 · kind: The number of shares of common stock forfeited to the Issuer to satisfy tax-withholding obligations of the Reporting Person in connection with the vesting of restricted stock was incorrectly reported on the Form 4 filed by the Reporting Person on March 15, 2022. This amended Form 4 shows the correct number of shares forfeited. F1 · shares: The number of shares of common stock forfeited to the Issuer to satisfy tax-withholding obligations of the Reporting Person in connection with the vesting of restricted stock was incorrectly reported on the Form 4 filed by the Reporting Person on March 15, 2022. This amended Form 4 shows the correct number of shares forfeited. F2 · price: Represents the closing price of the common stock on March 10, 2022, the last trading day before the date of forfeiture. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:57 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | Tax withholdingCommon Stock | 5,324 | $6.20 | $33,008.80 |
DisclosureSEC source: 0001104659-22-029581 · tm228254-1_4seq1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,779 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the common stock on February 25, 2022, the last trading day before the date of forfeiture. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:39 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 209 | $8.65 | $1,807.85 |
DisclosureSEC source: 0001104659-22-029558 · tm228268-1_4seq1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,417 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the common stock on February 25, 2022, the last trading day before the date of forfeiture. F3 · balance_after: The shares shown have been adjusted to reflect the Issuer's reverse stock split of its outstanding shares of common stock on a 1-for-10 basis that occurred on July 16, 2021. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 06:12 UTC | Ashford Inc. AINC · Entity 86648 | Disposition to issuerStock Options (right to purchase) · Derivative | 100,000 | $0.00 Strike: $45.59 | $0.00 |
DisclosureSEC source: 0001104659-21-115255 · tm2127486-1_4seq1.xml · derivative · entry 13 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MJB Operating, LP Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2026-03-31 F4 · kind: This stock option was voluntarily forfeited by the Reporting Person in exchange for a long-term incentive partnership unit ("LTIP") in the Issuer's subsidiary operating partnership, granted under the Issuer's 2014 Incentive Plan, as amended. F4 · price: This stock option was voluntarily forfeited by the Reporting Person in exchange for a long-term incentive partnership unit ("LTIP") in the Issuer's subsidiary operating partnership, granted under the Issuer's 2014 Incentive Plan, as amended. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 06:12 UTC | Ashford Inc. AINC · Entity 86648 | Disposition to issuerStock Options (right to purchase) · Derivative | 50,000 | $0.00 Strike: $57.34 | $0.00 |
DisclosureSEC source: 0001104659-21-115255 · tm2127486-1_4seq1.xml · derivative · entry 12 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MJB Operating, LP Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2027-04-18 F4 · kind: This stock option was voluntarily forfeited by the Reporting Person in exchange for a long-term incentive partnership unit ("LTIP") in the Issuer's subsidiary operating partnership, granted under the Issuer's 2014 Incentive Plan, as amended. F4 · price: This stock option was voluntarily forfeited by the Reporting Person in exchange for a long-term incentive partnership unit ("LTIP") in the Issuer's subsidiary operating partnership, granted under the Issuer's 2014 Incentive Plan, as amended. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 06:12 UTC | Ashford Inc. AINC · Entity 86648 | Disposition to issuerStock Options (right to purchase) · Derivative | 50,000 | $0.00 Strike: $57.71 | $0.00 |
DisclosureSEC source: 0001104659-21-115255 · tm2127486-1_4seq1.xml · derivative · entry 11 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2027-10-03 F4 · kind: This stock option was voluntarily forfeited by the Reporting Person in exchange for a long-term incentive partnership unit ("LTIP") in the Issuer's subsidiary operating partnership, granted under the Issuer's 2014 Incentive Plan, as amended. F4 · price: This stock option was voluntarily forfeited by the Reporting Person in exchange for a long-term incentive partnership unit ("LTIP") in the Issuer's subsidiary operating partnership, granted under the Issuer's 2014 Incentive Plan, as amended. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 06:12 UTC | Ashford Inc. AINC · Entity 86648 | GrantClass 2 LTIP Units · Derivative | 100,000 | $0.00 Strike: $45.59 | $0.00 |
DisclosureSEC source: 0001104659-21-115255 · tm2127486-1_4seq1.xml · derivative · entry 10 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2026-03-31 F2 · kind: This Class 2 Long-Term Incentive Partnership Unit ("LTIP 2") in the Issuer's subsidiary operating partnership, Ashford Hospitality Holdings LLC ("AHH"), was granted to the Reporting Person under the Issuer's 2014 Incentive Plan, as amended, as a substitute award for the corresponding stock option voluntarily forfeited by the Reporting Person, as described herein. The LTIP 2s vest on the same schedule as the applicable forfeited option and are intended to replicate the economics of each such option; therefore, each vested LTIP 2 can convert into a number of LTIPs in AHH based on the appreciation in a share of the Issuer's common stock over the initial exercise price of the applicable forfeited option, but a vested LTIP 2 may only be so converted prior to the final conversion date of such LTIP 2 (which is the same as the expiration date of the applicable forfeited option). F3 · kind: LTIPs, upon achieving parity with common limited partnership units of AHH, are in turn convertible into common limited partnership units of AHH, which are themselves redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F2 · price: This Class 2 Long-Term Incentive Partnership Unit ("LTIP 2") in the Issuer's subsidiary operating partnership, Ashford Hospitality Holdings LLC ("AHH"), was granted to the Reporting Person under the Issuer's 2014 Incentive Plan, as amended, as a substitute award for the corresponding stock option voluntarily forfeited by the Reporting Person, as described herein. The LTIP 2s vest on the same schedule as the applicable forfeited option and are intended to replicate the economics of each such option; therefore, each vested LTIP 2 can convert into a number of LTIPs in AHH based on the appreciation in a share of the Issuer's common stock over the initial exercise price of the applicable forfeited option, but a vested LTIP 2 may only be so converted prior to the final conversion date of such LTIP 2 (which is the same as the expiration date of the applicable forfeited option). F3 · price: LTIPs, upon achieving parity with common limited partnership units of AHH, are in turn convertible into common limited partnership units of AHH, which are themselves redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 06:12 UTC | Ashford Inc. AINC · Entity 86648 | GrantClass 2 LTIP Units · Derivative | 50,000 | $0.00 Strike: $57.34 | $0.00 |
DisclosureSEC source: 0001104659-21-115255 · tm2127486-1_4seq1.xml · derivative · entry 9 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-04-18 F2 · kind: This Class 2 Long-Term Incentive Partnership Unit ("LTIP 2") in the Issuer's subsidiary operating partnership, Ashford Hospitality Holdings LLC ("AHH"), was granted to the Reporting Person under the Issuer's 2014 Incentive Plan, as amended, as a substitute award for the corresponding stock option voluntarily forfeited by the Reporting Person, as described herein. The LTIP 2s vest on the same schedule as the applicable forfeited option and are intended to replicate the economics of each such option; therefore, each vested LTIP 2 can convert into a number of LTIPs in AHH based on the appreciation in a share of the Issuer's common stock over the initial exercise price of the applicable forfeited option, but a vested LTIP 2 may only be so converted prior to the final conversion date of such LTIP 2 (which is the same as the expiration date of the applicable forfeited option). F3 · kind: LTIPs, upon achieving parity with common limited partnership units of AHH, are in turn convertible into common limited partnership units of AHH, which are themselves redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F2 · price: This Class 2 Long-Term Incentive Partnership Unit ("LTIP 2") in the Issuer's subsidiary operating partnership, Ashford Hospitality Holdings LLC ("AHH"), was granted to the Reporting Person under the Issuer's 2014 Incentive Plan, as amended, as a substitute award for the corresponding stock option voluntarily forfeited by the Reporting Person, as described herein. The LTIP 2s vest on the same schedule as the applicable forfeited option and are intended to replicate the economics of each such option; therefore, each vested LTIP 2 can convert into a number of LTIPs in AHH based on the appreciation in a share of the Issuer's common stock over the initial exercise price of the applicable forfeited option, but a vested LTIP 2 may only be so converted prior to the final conversion date of such LTIP 2 (which is the same as the expiration date of the applicable forfeited option). F3 · price: LTIPs, upon achieving parity with common limited partnership units of AHH, are in turn convertible into common limited partnership units of AHH, which are themselves redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 06:12 UTC | Ashford Inc. AINC · Entity 86648 | GrantClass 2 LTIP Units · Derivative | 50,000 | $0.00 Strike: $57.71 | $0.00 |
DisclosureSEC source: 0001104659-21-115255 · tm2127486-1_4seq1.xml · derivative · entry 8 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-10-03 F2 · kind: This Class 2 Long-Term Incentive Partnership Unit ("LTIP 2") in the Issuer's subsidiary operating partnership, Ashford Hospitality Holdings LLC ("AHH"), was granted to the Reporting Person under the Issuer's 2014 Incentive Plan, as amended, as a substitute award for the corresponding stock option voluntarily forfeited by the Reporting Person, as described herein. The LTIP 2s vest on the same schedule as the applicable forfeited option and are intended to replicate the economics of each such option; therefore, each vested LTIP 2 can convert into a number of LTIPs in AHH based on the appreciation in a share of the Issuer's common stock over the initial exercise price of the applicable forfeited option, but a vested LTIP 2 may only be so converted prior to the final conversion date of such LTIP 2 (which is the same as the expiration date of the applicable forfeited option). F3 · kind: LTIPs, upon achieving parity with common limited partnership units of AHH, are in turn convertible into common limited partnership units of AHH, which are themselves redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F2 · price: This Class 2 Long-Term Incentive Partnership Unit ("LTIP 2") in the Issuer's subsidiary operating partnership, Ashford Hospitality Holdings LLC ("AHH"), was granted to the Reporting Person under the Issuer's 2014 Incentive Plan, as amended, as a substitute award for the corresponding stock option voluntarily forfeited by the Reporting Person, as described herein. The LTIP 2s vest on the same schedule as the applicable forfeited option and are intended to replicate the economics of each such option; therefore, each vested LTIP 2 can convert into a number of LTIPs in AHH based on the appreciation in a share of the Issuer's common stock over the initial exercise price of the applicable forfeited option, but a vested LTIP 2 may only be so converted prior to the final conversion date of such LTIP 2 (which is the same as the expiration date of the applicable forfeited option). F3 · price: LTIPs, upon achieving parity with common limited partnership units of AHH, are in turn convertible into common limited partnership units of AHH, which are themselves redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. Read SEC document |
| May 12, 2021 Filed May 14, 2021 20:47 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantSpecial Limited Partnership Units · Derivative | 488,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-067135 · tm2116393-8_4seq1.xml · derivative · entry 8 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,600 Underlying: Common Stock · 488,600 shares Expires not disclosed F7 · security: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 11 discussing the convertibility of the Common Units. F7 · derivative.exercise_price: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 11 discussing the convertibility of the Common Units. F5 · kind: The Reporting Person received the Performance LTIP Units and LTIP Units (as defined below) awards reported herein under the Issuer's (a) 2011 Stock Incentive Plan, in the case of Performance LTIP Units and LTIP Units granted prior to 2021, and (b) 2021 Stock Incentive Plan (the "2021 Plan"), in the case of Performance LTIP Units and LTIP Units granted in 2021. The 2021 Performance LTIP Units and LTIP Units were approved by the Issuer on March 8, 2021, subject to approval of the 2021 Plan by the Company's stockholders at the Company's Annual Meeting on May 12, 2021 (which approval was obtained). F7 · shares: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 11 discussing the convertibility of the Common Units. F5 · price: The Reporting Person received the Performance LTIP Units and LTIP Units (as defined below) awards reported herein under the Issuer's (a) 2011 Stock Incentive Plan, in the case of Performance LTIP Units and LTIP Units granted prior to 2021, and (b) 2021 Stock Incentive Plan (the "2021 Plan"), in the case of Performance LTIP Units and LTIP Units granted in 2021. The 2021 Performance LTIP Units and LTIP Units were approved by the Issuer on March 8, 2021, subject to approval of the 2021 Plan by the Company's stockholders at the Company's Annual Meeting on May 12, 2021 (which approval was obtained). F8 · derivative.exercise_date: The LTIP Units reported herein vest in three (3) substantially equal installments on the first three (3) anniversaries of the date of grant. See Footnote 7 discussing the convertibility of vested LTIP Units. F9 · derivative.expiration_date: Neither the Common Units nor the LTIP Units have an expiration date. F7 · derivative.underlying_shares: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 11 discussing the convertibility of the Common Units. F7 · balance_after: Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Units (as defined below), are convertible into Common Units at the option of the Reporting Person. See Footnote 11 discussing the convertibility of the Common Units. Read SEC document |
| May 12, 2021 Filed May 14, 2021 20:47 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantPerformance LTIP Units (2021) · Derivative | 1,221,498 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-067135 · tm2116393-8_4seq1.xml · derivative · entry 7 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,221,498 Underlying: Common Stock · 1,221,498 shares Expires 2023-03-13 F4 · security: Each performance LTIP unit ("Performance LTIP Unit") award represents an LTIP Unit (as defined below) subject to specified performance-based vesting criteria. F4 · derivative.exercise_price: Each performance LTIP unit ("Performance LTIP Unit") award represents an LTIP Unit (as defined below) subject to specified performance-based vesting criteria. F5 · kind: The Reporting Person received the Performance LTIP Units and LTIP Units (as defined below) awards reported herein under the Issuer's (a) 2011 Stock Incentive Plan, in the case of Performance LTIP Units and LTIP Units granted prior to 2021, and (b) 2021 Stock Incentive Plan (the "2021 Plan"), in the case of Performance LTIP Units and LTIP Units granted in 2021. The 2021 Performance LTIP Units and LTIP Units were approved by the Issuer on March 8, 2021, subject to approval of the 2021 Plan by the Company's stockholders at the Company's Annual Meeting on May 12, 2021 (which approval was obtained). F6 · shares: Represents the maximum number of LTIP Units (as defined below) that may vest pursuant to the 2021 awards of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of 2021 Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified performance metrics. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, the 2021 Performance LTIP Units will generally vest on December 31, 2023. See Footnote 7 discussing the convertibility of vested LTIP Units. F5 · price: The Reporting Person received the Performance LTIP Units and LTIP Units (as defined below) awards reported herein under the Issuer's (a) 2011 Stock Incentive Plan, in the case of Performance LTIP Units and LTIP Units granted prior to 2021, and (b) 2021 Stock Incentive Plan (the "2021 Plan"), in the case of Performance LTIP Units and LTIP Units granted in 2021. The 2021 Performance LTIP Units and LTIP Units were approved by the Issuer on March 8, 2021, subject to approval of the 2021 Plan by the Company's stockholders at the Company's Annual Meeting on May 12, 2021 (which approval was obtained). F6 · derivative.underlying_shares: Represents the maximum number of LTIP Units (as defined below) that may vest pursuant to the 2021 awards of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of 2021 Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified performance metrics. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, the 2021 Performance LTIP Units will generally vest on December 31, 2023. See Footnote 7 discussing the convertibility of vested LTIP Units. F6 · balance_after: Represents the maximum number of LTIP Units (as defined below) that may vest pursuant to the 2021 awards of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of 2021 Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified performance metrics. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, the 2021 Performance LTIP Units will generally vest on December 31, 2023. See Footnote 7 discussing the convertibility of vested LTIP Units. Read SEC document |
| May 11, 2021 Filed May 13, 2021 17:21 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | GrantPerformance LTIP Units (2021) · Derivative | 612,483 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-066063 · tm2116222-8_4seq1.xml · derivative · entry 8 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,483 Underlying: Common Stock · 612,483 shares Expires 2023-12-31 F6 · security: Each performance LTIP unit ("Performance LTIP Unit") award represents an LTIP Unit (as defined below) subject to specified performance-based vesting criteria. F6 · derivative.exercise_price: Each performance LTIP unit ("Performance LTIP Unit") award represents an LTIP Unit (as defined below) subject to specified performance-based vesting criteria. F2 · kind: The Reporting Person received the Performance LTIP Units and LTIP Units (as defined below) awards reported herein under the Issuer's Second Amended and Restated 2013 Equity Incentive Plan (the "Plan"). The 2021 Performance LTIP Units and LTIP Units were approved by the Issuer on February 26, 2021, subject to approval of the Plan by the Company's stockholders at the Company's Annual Meeting on May 11, 2021 (which approval was obtained). F7 · shares: Represents the maximum number of LTIP Units that may vest pursuant to the 2021 awards of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of 2021 Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified performance metrics. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, the 2021 Performance LTIP Units will generally vest on December 31, 2023. See Footnote 1 discussing the convertibility of vested LTIP Units. F2 · price: The Reporting Person received the Performance LTIP Units and LTIP Units (as defined below) awards reported herein under the Issuer's Second Amended and Restated 2013 Equity Incentive Plan (the "Plan"). The 2021 Performance LTIP Units and LTIP Units were approved by the Issuer on February 26, 2021, subject to approval of the Plan by the Company's stockholders at the Company's Annual Meeting on May 11, 2021 (which approval was obtained). F7 · derivative.underlying_shares: Represents the maximum number of LTIP Units that may vest pursuant to the 2021 awards of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of 2021 Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified performance metrics. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, the 2021 Performance LTIP Units will generally vest on December 31, 2023. See Footnote 1 discussing the convertibility of vested LTIP Units. F7 · balance_after: Represents the maximum number of LTIP Units that may vest pursuant to the 2021 awards of Performance LTIP Units, which is 250% of the target number of LTIP Units. The actual number of 2021 Performance LTIP Units that may vest can range from 0% to 250% of the target number of Performance LTIP Units, based on achievement of specified performance metrics. Assuming continued service through the vesting date and minimum achievement of the specified performance metrics, the 2021 Performance LTIP Units will generally vest on December 31, 2023. See Footnote 1 discussing the convertibility of vested LTIP Units. Read SEC document |
| May 11, 2021 Filed May 13, 2021 17:21 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | GrantLTIP Units · Derivative | 117,922 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-066063 · tm2116222-8_4seq1.xml · derivative · entry 5 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,922 Underlying: Common Stock · 117,922 shares Expires not disclosed F1 · security: Represents special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are convertible into Common Partnership Units at the option of the Reporting Person. See Footnote 10 discussing convertibility of Common Partnership Units. F1 · derivative.exercise_price: Represents special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are convertible into Common Partnership Units at the option of the Reporting Person. See Footnote 10 discussing convertibility of Common Partnership Units. F2 · kind: The Reporting Person received the Performance LTIP Units and LTIP Units (as defined below) awards reported herein under the Issuer's Second Amended and Restated 2013 Equity Incentive Plan (the "Plan"). The 2021 Performance LTIP Units and LTIP Units were approved by the Issuer on February 26, 2021, subject to approval of the Plan by the Company's stockholders at the Company's Annual Meeting on May 11, 2021 (which approval was obtained). F1 · shares: Represents special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are convertible into Common Partnership Units at the option of the Reporting Person. See Footnote 10 discussing convertibility of Common Partnership Units. F2 · price: The Reporting Person received the Performance LTIP Units and LTIP Units (as defined below) awards reported herein under the Issuer's Second Amended and Restated 2013 Equity Incentive Plan (the "Plan"). The 2021 Performance LTIP Units and LTIP Units were approved by the Issuer on February 26, 2021, subject to approval of the Plan by the Company's stockholders at the Company's Annual Meeting on May 11, 2021 (which approval was obtained). F3 · derivative.exercise_date: The LTIP Units reported herein vest and are convertible in three (3) equal installments over a three (3) year term from the date of the award. See Footnote 1 discussing the convertibility of vested LTIP Units. F4 · derivative.expiration_date: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. F1 · derivative.underlying_shares: Represents special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are convertible into Common Partnership Units at the option of the Reporting Person. See Footnote 10 discussing convertibility of Common Partnership Units. F1 · balance_after: Represents special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are convertible into Common Partnership Units at the option of the Reporting Person. See Footnote 10 discussing convertibility of Common Partnership Units. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:18 UTC | Braemar Hotels & Resorts Inc. BHR · Entity 6531 | GrantLTIP Units · Derivative | 127,071 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-037937 · tm219711-10_4seq1.xml · derivative · entry 5 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,164 Underlying: Common Stock · 127,071 shares Expires not disclosed F1 · security: Represents special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are convertible into Common Partnership Units at the option of the Reporting Person. See Footnote 10 discussing convertibility of Common Partnership Units. F1 · derivative.exercise_price: Represents special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are convertible into Common Partnership Units at the option of the Reporting Person. See Footnote 10 discussing convertibility of Common Partnership Units. F2 · kind: The Reporting Person received the LTIP Units award reported herein under the Issuer's Second Amended and Restated 2013 Equity Incentive Plan. F2 · price: The Reporting Person received the LTIP Units award reported herein under the Issuer's Second Amended and Restated 2013 Equity Incentive Plan. F3 · derivative.exercise_date: The LTIP Units reported herein vest and are convertible in three (3) equal installments over a three (3) year term from the date of the award. See Footnote 1 discussing the convertibility of vested LTIP Units. F4 · derivative.expiration_date: Neither the Common Partnership Units nor vested LTIP Units (including any LTIP Units awarded upon achievement of the specified performance criteria relating to vested Performance LTIP Units) have an expiration date. F1 · derivative.underlying_shares: Represents special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Partnership Units (as defined below) are convertible into Common Partnership Units at the option of the Reporting Person. See Footnote 10 discussing convertibility of Common Partnership Units. F5 · balance_after: Reflects the aggregate number of LTIP Units held directly or indirectly by the Reporting Person, and includes LTIP Units comprising awards previously granted to, and reported by, the Reporting Person. Such LTIP Units have different grant and vesting dates and include those which (i) may have achieved parity with the Common Partnership Units, (ii) have not yet achieved parity with the Common Partnership Units, (iii) are currently vested or (iv) have not yet vested. Such LTIP Units have been combined herein solely for reporting purposes. See Footnote 1 discussing convertibility of LTIP Units and Footnote 10 discussing convertibility of Common Partnership Units. Read SEC document |
| February 05, 2021 Filed Feb 8, 2021 16:28 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 3,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-002440 · doc1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,350 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 16:09 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 3,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-001525 · doc1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,880 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| January 08, 2021 Filed Jan 11, 2021 16:19 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 2,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000855 · doc1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,428 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 16:13 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 109,212 | $5.36 | $585,376.32 |
DisclosureSEC source: 0001104659-20-140548 · a4.xml · nonDerivative · entry 2 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,448 F2 · kind: These shares of fully vested Common Stock were issued under the Issuer's 2014 Incentive Plan in lieu of a portion of the Reporting Person's 2019 cash bonus that would have otherwise been paid in cash. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 16:13 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 5,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-140548 · a4.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,236 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 17:40 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 4,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-021054 · doc1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,892 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 16:06 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 4,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020421 · doc1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,368 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| November 13, 2020 Filed Nov 13, 2020 16:05 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 4,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-019536 · doc1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,082 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 16:12 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 5,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-018533 · doc1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,806 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| October 16, 2020 Filed Oct 16, 2020 16:07 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 4,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017921 · doc1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,213 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 16:32 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 4,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017627 · doc1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,360 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 16:17 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 4,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016978 · doc1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,930 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| September 04, 2020 Filed Sep 4, 2020 16:18 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 4,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016491 · doc1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,881 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 16:11 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 3,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-015962 · doc1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,496 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 18:22 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 4,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-092868 · a4.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,740 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| July 24, 2020 Filed Jul 24, 2020 16:04 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 3,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013706 · doc1.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,920 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 16:05 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 2,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-083087 · a4.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,773 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| June 26, 2020 Filed Jun 26, 2020 17:20 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 2,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-077548 · a4.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,987 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 16:06 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 2,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-073379 · a4.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,239 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| May 29, 2020 Filed May 29, 2020 16:01 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 4,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-067739 · a4.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,862 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:20 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 4,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-063776 · a4.xml · nonDerivative · entry 1 Bennett Monty J · CIK 0001260654 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,477 F1 · kind: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. F1 · price: The Reporting Person received the shares of Common Stock as payment of base salary in lieu of cash. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 18:28 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantPerformance Stock Units (2020) · Derivative | 225,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-033379 · a4.xml · derivative · entry 5 Bennett Monty J · CIK 0001260654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 225,000 shares Expires 2022-12-31 F2 · security: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero (0) and two (2) shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F2 · derivative.exercise_price: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero (0) and two (2) shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F3 · kind: The Reporting Person received the Performance Stock Units pursuant to a grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4 · shares: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on December 31, 2021 (with respect to the 2019 grant) and December 31, 2022 (with respect to the 2020 grant). One-third of the Performance Stock Units granted in 2020 will be eligible to vest (at up to 200% of target) based on performance during the first year of the performance period. F3 · price: The Reporting Person received the Performance Stock Units pursuant to a grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4 · derivative.underlying_shares: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on December 31, 2021 (with respect to the 2019 grant) and December 31, 2022 (with respect to the 2020 grant). One-third of the Performance Stock Units granted in 2020 will be eligible to vest (at up to 200% of target) based on performance during the first year of the performance period. F4 · balance_after: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on December 31, 2021 (with respect to the 2019 grant) and December 31, 2022 (with respect to the 2020 grant). One-third of the Performance Stock Units granted in 2020 will be eligible to vest (at up to 200% of target) based on performance during the first year of the performance period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.