Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.LC · Entity 4526 | Chief Risk Officer | February 25, 2026 | February 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date February 25, 2026 · Filed February 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 388,268 |
Ending reported balance
After 2026-02-25 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-02-25 · Exercise / conversion · Acquired 7,749 · Balance 385,944 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2026-02-25 · Exercise / conversion · Acquired 8,864 · Balance 394,808 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2026-02-25 · Exercise / conversion · Acquired 5,006 · Balance 399,814 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2026-02-25 · Tax withholding · Disposed 11,546 · Balance 388,268 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-02-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-25 · Exercise / conversion · Disposed 7,749 · Balance 0 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 35,459 |
Reported balance
After 2026-02-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-25 · Exercise / conversion · Disposed 8,864 · Balance 35,459 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 40,046 |
Reported balance
After 2026-02-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-02-25 · Exercise / conversion · Disposed 5,006 · Balance 40,046 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F4: Not applicable.
F5: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F6: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2023 Filed Jun 20, 2023 19:06 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 50,530 | $9.41 | $475,487.30 |
DisclosureSEC source: 0001127602-23-019079 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,382 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 19:06 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 95,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019079 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,748 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · derivative · entry 9 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,239 Underlying: Common Stock · 7,748 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · derivative · entry 8 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,955 Underlying: Common Stock · 4,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · derivative · entry 7 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,462 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · derivative · entry 6 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,109 Underlying: Common Stock · 23,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 21,741 | $8.10 | $176,102.10 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · nonDerivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,940 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 23,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 12, 2023 Filed Mar 14, 2023 19:18 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 92,987 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010159 · form4.xml · derivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,987 Underlying: Common Stock · 92,987 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 19:11 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007635 · form4.xml · derivative · entry 9 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,234 Underlying: Common Stock · 4,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 19:11 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007635 · form4.xml · derivative · entry 8 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,949 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 19:11 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 36,058 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007635 · form4.xml · derivative · entry 7 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 19:11 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,778 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007635 · form4.xml · derivative · entry 6 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,886 Underlying: Common Stock · 23,778 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 19:11 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 36,647 | $9.61 | $352,177.67 |
DisclosureSEC source: 0001127602-23-007635 · form4.xml · nonDerivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,390 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 19:11 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007635 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 19:11 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007635 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 19:11 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 36,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007635 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 19:11 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 23,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007635 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 20:02 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 38,322 | $10.08 | $386,293.42 |
DisclosureSEC source: 0001127602-22-026510 · form4.xml · nonDerivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,435 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.93 to $10.28. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 20:02 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026510 · form4.xml · derivative · entry 9 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,513 Underlying: Common Stock · 4,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 20:02 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026510 · form4.xml · derivative · entry 8 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,436 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 20:02 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 36,058 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026510 · form4.xml · derivative · entry 7 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,058 Underlying: Common Stock · 36,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 20:02 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026510 · form4.xml · derivative · entry 6 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,664 Underlying: Common Stock · 23,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 20:02 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026510 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 20:02 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026510 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 20:02 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 36,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026510 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 20:02 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 23,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026510 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 26, 2022 Filed Aug 29, 2022 20:13 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 37,046 | $13.86 | $513,472.38 |
DisclosureSEC source: 0001127602-22-021734 · form4.xml · nonDerivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,156 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.71 to $14.05. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 20:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021734 · form4.xml · derivative · entry 9 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,792 Underlying: Common Stock · 4,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 20:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021734 · form4.xml · derivative · entry 8 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,923 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 20:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 36,058 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021734 · form4.xml · derivative · entry 7 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,116 Underlying: Common Stock · 36,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 20:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021734 · form4.xml · derivative · entry 6 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,441 Underlying: Common Stock · 23,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 20:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021734 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 20:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021734 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 20:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 36,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021734 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 20:13 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 23,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021734 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| July 22, 2022 Filed Jul 26, 2022 19:23 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 2,027 | $15.00 | $30,405.00 |
DisclosureSEC source: 0001127602-22-019795 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,601 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 19:05 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 1,290 | $13.00 | $16,770.00 |
DisclosureSEC source: 0001127602-22-019217 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,628 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 07, 2022 Filed Jun 10, 2022 17:22 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 3,317 | $15.57 | $51,645.69 |
DisclosureSEC source: 0001127602-22-017255 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,918 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 27, 2022 Filed May 27, 2022 19:16 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 2,027 | $15.00 | $30,405.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · nonDerivative · entry 6 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,235 F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 26, 2022 Filed May 27, 2022 19:16 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 33,108 | $14.07 | $465,829.56 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · nonDerivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,262 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.91 to $14.25. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · derivative · entry 10 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,071 Underlying: Common Stock · 4,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · derivative · entry 9 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,410 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 36,058 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · derivative · entry 8 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,174 Underlying: Common Stock · 36,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · derivative · entry 7 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,218 Underlying: Common Stock · 23,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.