Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.LC · Entity 4526 | Chief Risk Officer | February 25, 2026 | February 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date February 25, 2026 · Filed February 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 388,268 |
Ending reported balance
After 2026-02-25 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-02-25 · Exercise / conversion · Acquired 7,749 · Balance 385,944 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2026-02-25 · Exercise / conversion · Acquired 8,864 · Balance 394,808 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2026-02-25 · Exercise / conversion · Acquired 5,006 · Balance 399,814 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2026-02-25 · Tax withholding · Disposed 11,546 · Balance 388,268 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-02-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-25 · Exercise / conversion · Disposed 7,749 · Balance 0 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 35,459 |
Reported balance
After 2026-02-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-25 · Exercise / conversion · Disposed 8,864 · Balance 35,459 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 40,046 |
Reported balance
After 2026-02-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-02-25 · Exercise / conversion · Disposed 5,006 · Balance 40,046 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F4: Not applicable.
F5: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F6: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2022 Filed May 27, 2022 19:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 36,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 23,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 09, 2022 Filed May 11, 2022 19:36 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 1,290 | $14.49 | $18,692.10 |
DisclosureSEC source: 0001127602-22-014198 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,769 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 28, 2022 Filed May 2, 2022 19:24 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 2,027 | $17.00 | $34,459.00 |
DisclosureSEC source: 0001127602-22-012926 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,059 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 07, 2022 Filed Apr 11, 2022 20:11 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 1,290 | $14.50 | $18,705.00 |
DisclosureSEC source: 0001127602-22-011865 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,086 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 13, 2022 Filed Mar 15, 2022 20:23 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 51,350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009391 · form4.xml · derivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,350 Underlying: Common Stock · 51,350 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 18:40 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 3,317 | $15.47 | $51,313.99 |
DisclosureSEC source: 0001127602-22-008804 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,376 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 19:40 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 14,974 | $18.60 | $278,501.43 |
DisclosureSEC source: 0001127602-22-007464 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,693 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $18.24 to $19.04. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 19:40 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007464 · form4.xml · derivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,897 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 19:40 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007464 · form4.xml · derivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,995 Underlying: Common Stock · 23,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 19:40 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007464 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 19:40 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 23,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007464 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 19:47 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 3,317 | $17.37 | $57,616.29 |
DisclosureSEC source: 0001127602-22-004061 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,403 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 18:45 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 144,232 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-001976 · form4.xml · derivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,232 Underlying: Common Stock · 144,232 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for the period of January 2020 through December 2021. The RSUs will vest as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 19:06 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 369 | $25.37 | $9,361.53 |
DisclosureSEC source: 0001127602-22-001543 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,720 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 19:34 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 3,317 | $22.35 | $74,134.95 |
DisclosureSEC source: 0001127602-22-001358 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,089 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 18:53 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 3,686 | $31.31 | $115,408.66 |
DisclosureSEC source: 0001127602-21-030673 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,406 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 25, 2021 Filed Nov 29, 2021 19:53 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029799 · form4.xml · derivative · entry 6 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,384 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2021 Filed Nov 29, 2021 19:53 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,778 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029799 · form4.xml · derivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,772 Underlying: Common Stock · 23,778 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2021 Filed Nov 29, 2021 19:53 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,721 | $38.07 | $103,588.47 |
DisclosureSEC source: 0001127602-21-029799 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,092 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2021 Filed Nov 29, 2021 19:53 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029799 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2021 Filed Nov 29, 2021 19:53 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 11,790 | $38.07 | $448,845.30 |
DisclosureSEC source: 0001127602-21-029799 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,326 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2021 Filed Nov 29, 2021 19:53 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 23,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029799 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 18:17 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 3,686 | $45.96 | $169,408.56 |
DisclosureSEC source: 0001127602-21-028851 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,338 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 07, 2021 Filed Oct 12, 2021 19:31 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 3,686 | $29.19 | $107,594.34 |
DisclosureSEC source: 0001127602-21-026996 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,024 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 17:49 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 3,686 | $31.37 | $115,629.82 |
DisclosureSEC source: 0001127602-21-025086 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,710 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 18:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024452 · form4.xml · derivative · entry 6 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,871 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 18:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024452 · form4.xml · derivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,550 Underlying: Common Stock · 23,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 18:43 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,721 | $29.08 | $79,126.68 |
DisclosureSEC source: 0001127602-21-024452 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,396 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 18:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024452 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 18:43 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 11,789 | $29.08 | $342,824.12 |
DisclosureSEC source: 0001127602-21-024452 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,630 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 18:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 23,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024452 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:20 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018255 · form4.xml · derivative · entry 6 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,358 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:20 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 95,108 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018255 · form4.xml · derivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,327 Underlying: Common Stock · 95,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:20 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,721 | $13.90 | $37,821.90 |
DisclosureSEC source: 0001127602-21-018255 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,642 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:20 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018255 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:20 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 38,232 | $13.90 | $531,424.80 |
DisclosureSEC source: 0001127602-21-018255 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,876 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:20 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 95,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018255 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 18:43 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 65,845 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010285 · form4.xml · derivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,845 Underlying: Common Stock · 65,845 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.