Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.LC · Entity 4526 | Chief Risk Officer | February 25, 2026 | February 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date February 25, 2026 · Filed February 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 388,268 |
Ending reported balance
After 2026-02-25 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-02-25 · Exercise / conversion · Acquired 7,749 · Balance 385,944 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2026-02-25 · Exercise / conversion · Acquired 8,864 · Balance 394,808 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2026-02-25 · Exercise / conversion · Acquired 5,006 · Balance 399,814 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2026-02-25 · Tax withholding · Disposed 11,546 · Balance 388,268 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-02-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-25 · Exercise / conversion · Disposed 7,749 · Balance 0 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 35,459 |
Reported balance
After 2026-02-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-02-25 · Exercise / conversion · Disposed 8,864 · Balance 35,459 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 40,046 |
Reported balance
After 2026-02-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-02-25 · Exercise / conversion · Disposed 5,006 · Balance 40,046 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F4: Not applicable.
F5: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F6: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2024 Filed Nov 27, 2024 17:44 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 11,231 | $16.73 | $187,894.63 |
DisclosureSEC source: 0001127602-24-028192 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,805 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 17:44 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 8,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028192 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 17:44 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028192 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 17:44 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028192 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 18:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,865 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023086 · form4.xml · derivative · entry 7 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,646 Underlying: Common Stock · 8,865 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 18:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,749 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023086 · form4.xml · derivative · entry 6 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,494 Underlying: Common Stock · 7,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 18:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023086 · form4.xml · derivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,559 Underlying: Common Stock · 4,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 18:19 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 11,231 | $12.33 | $138,478.23 |
DisclosureSEC source: 0001127602-24-023086 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 351,144 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 18:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 8,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023086 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 362,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 18:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023086 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 353,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 18:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023086 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2024 Filed May 29, 2024 18:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,864 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016826 · form4.xml · derivative · entry 9 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,511 Underlying: Common Stock · 8,864 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2024 Filed May 29, 2024 18:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,749 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016826 · form4.xml · derivative · entry 8 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,243 Underlying: Common Stock · 7,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2024 Filed May 29, 2024 18:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016826 · form4.xml · derivative · entry 7 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,838 Underlying: Common Stock · 4,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2024 Filed May 29, 2024 18:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,778 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016826 · form4.xml · derivative · entry 6 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,778 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2024 Filed May 29, 2024 18:19 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 24,012 | $9.02 | $216,588.24 |
DisclosureSEC source: 0001127602-24-016826 · form4.xml · nonDerivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 341,482 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2024 Filed May 29, 2024 18:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 8,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016826 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 365,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2024 Filed May 29, 2024 18:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016826 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2024 Filed May 29, 2024 18:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016826 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 348,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2024 Filed May 29, 2024 18:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 23,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016826 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 20:44 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 106,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011148 · form4.xml · derivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,375 Underlying: Common Stock · 106,375 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 19:20 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,749 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007332 · form4.xml · derivative · entry 9 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,992 Underlying: Common Stock · 7,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 19:20 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007332 · form4.xml · derivative · entry 8 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,117 Underlying: Common Stock · 4,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 19:20 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,488 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007332 · form4.xml · derivative · entry 7 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 19:20 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007332 · form4.xml · derivative · entry 6 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,778 Underlying: Common Stock · 23,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 19:20 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 22,953 | $8.15 | $187,066.95 |
DisclosureSEC source: 0001127602-24-007332 · form4.xml · nonDerivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,824 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 19:20 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007332 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 19:20 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007332 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 336,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 19:20 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007332 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 331,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 19:20 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 23,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007332 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 326,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 18:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,749 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028364 · form4.xml · derivative · entry 9 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,741 Underlying: Common Stock · 7,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 18:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028364 · form4.xml · derivative · entry 8 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,396 Underlying: Common Stock · 4,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 18:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028364 · form4.xml · derivative · entry 7 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,488 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 18:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028364 · form4.xml · derivative · entry 6 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,555 Underlying: Common Stock · 23,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 18:34 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 21,741 | $5.61 | $121,967.01 |
DisclosureSEC source: 0001127602-23-028364 · form4.xml · nonDerivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 302,484 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 18:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028364 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 18:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028364 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 18:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028364 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 18:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 23,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028364 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 18:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,749 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023394 · form4.xml · derivative · entry 9 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,490 Underlying: Common Stock · 7,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 18:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,280 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023394 · form4.xml · derivative · entry 8 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,675 Underlying: Common Stock · 4,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 18:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023394 · form4.xml · derivative · entry 7 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,975 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 18:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023394 · form4.xml · derivative · entry 6 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,332 Underlying: Common Stock · 23,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 18:31 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 21,742 | $6.88 | $149,584.96 |
DisclosureSEC source: 0001127602-23-023394 · form4.xml · nonDerivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,933 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 18:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023394 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 18:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023394 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 18:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023394 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 18:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 23,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023394 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 19:06 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 95,972 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019079 · form4.xml · derivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 95,972 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The RSUs vested as to 100% of the total shares on June 15, 2023. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 19:06 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 95,972 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019079 · form4.xml · derivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,972 Underlying: Common Stock · 95,972 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for the period of June 2020 through May 2023. The RSUs vested as to 100% of the total shares on June 15, 2023. F4 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.