Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIPER SANDLER COMPANIESPIPR · Entity 3863 | General Counsel | February 26, 2026 | March 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIPER SANDLER COMPANIES
Report date February 26, 2026 · Filed March 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,983 |
Ending reported balance
After 2026-02-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-26 · Grant · Acquired 1,806 · Balance 14,807 F1: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 163% overall, with 126% vesting of the portion of the award based on attaining certain levels of adjusted return on equity and 200% vesting of the portion of the award based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2023 through December 31, 2025. Row 2 · 2026-02-26 · Tax withholding · Disposed 824 · Balance 13,983 |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 163% overall, with 126% vesting of the portion of the award based on attaining certain levels of adjusted return on equity and 200% vesting of the portion of the award based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2023 through December 31, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2020 Filed Feb 19, 2020 23:28 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 72 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-20-000019 · edgar.xml · nonDerivative · entry 3 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,525 Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 23:28 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-20-000019 · edgar.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,597 Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 23:28 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | Tax withholdingCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-20-000019 · edgar.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,656 Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 23:28 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 810 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-20-000019 · edgar.xml · nonDerivative · entry 4 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,335 Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:01 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionPerformance share unit · Derivative | 5,018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-19-000052 · edgar.xml · derivative · entry 3 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,018 shares Expires 2019-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share unit vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share unit vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share unit vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:01 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 1,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000052 · edgar.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,717 Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:01 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionCommon Stock | 5,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000052 · edgar.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share unit vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 21:04 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 594 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000023 · edgar.xml · nonDerivative · entry 4 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,235 Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 21:04 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000023 · edgar.xml · nonDerivative · entry 3 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,641 Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 21:04 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000023 · edgar.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,700 Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 21:04 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-19-000023 · edgar.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,760 Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 21:18 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GiftCommon Stock | 689 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000113 · edgar.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,875 F1 · price: Represents shares of Common Stock that the reporting person donated as a gift to a donor advised fund. Read SEC document |
| May 21, 2018 Filed May 23, 2018 16:20 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionPerformance Share Unit · Derivative | 4,581 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-18-000066 · edgar.xml · derivative · entry 3 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,581 shares Expires 2018-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. Read SEC document |
| May 21, 2018 Filed May 23, 2018 16:20 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 1,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000066 · edgar.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,564 Read SEC document |
| May 21, 2018 Filed May 23, 2018 16:20 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionCommon Stock | 3,885 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-18-000066 · edgar.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 21:32 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 82 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000027 · edgar.xml · nonDerivative · entry 3 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,868 Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:32 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000027 · edgar.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,950 Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:32 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000027 · edgar.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,010 Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:32 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 489 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-18-000021 · edgar.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,125 Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:05 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionPerformance Share Unit · Derivative | 4,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-17-000090 · edgar.xml · derivative · entry 3 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,270 shares Expires 2017-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:05 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 1,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-17-000090 · edgar.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,636 Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:05 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionCommon Stock | 4,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-17-000090 · edgar.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 21:29 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 60 | $76.05 | $4,563.00 |
DisclosureSEC source: 0001230245-17-000046 · edgar.xml · nonDerivative · entry 2 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,801 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:29 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 93 | $76.05 | $7,072.65 |
DisclosureSEC source: 0001230245-17-000046 · edgar.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,861 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:53 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 125 | $78.85 | $9,856.25 |
DisclosureSEC source: 0001230245-17-000035 · edgar.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,954 Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:31 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 502 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-17-000026 · edgar.xml · nonDerivative · entry 1 Geelan John W · CIK 0001566456 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,079 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.