Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ILLINOIS TOOL WORKS INCITW · Entity 2959 | Sr. VP, General Counsel & Secy | May 03, 2021 | May 05, 2021 |
| WEST PHARMACEUTICAL SERVICES INCWST · Entity 3201 | SVP, GC & Corporate Secretary | March 01, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ILLINOIS TOOL WORKS INC
Report date May 03, 2021 · Filed May 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,160 |
Reported balance
After 2021-05-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-03 · Exercise / conversion · Acquired 3,844 · Balance 15,160 F1: Includes 388 shares acquired under a dividend reinvestment plan. |
| Common StockSEC Table I · non-derivative | Direct | 11,316 |
Reported balance
After 2021-05-03 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-05-03 · Sale · Disposed 3,844 · Balance 11,316 |
| Common StockSEC Table I · non-derivative | Direct | 19,874 |
Reported balance
After 2021-05-03 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-05-03 · Exercise / conversion · Acquired 8,558 · Balance 19,874 |
| Common StockSEC Table I · non-derivative | Direct | 11,316 |
Reported balance
After 2021-05-03 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2021-05-03 · Sale · Disposed 8,558 · Balance 11,316 |
| Common StockSEC Table I · non-derivative | Direct | 17,682 |
Reported balance
After 2021-05-03 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2021-05-03 · Exercise / conversion · Acquired 6,366 · Balance 17,682 |
| Common StockSEC Table I · non-derivative | Direct | 11,316 |
Reported balance
After 2021-05-03 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2021-05-03 · Sale · Disposed 6,366 · Balance 11,316 |
| Common StockSEC Table I · non-derivative | Direct | 14,401 |
Reported balance
After 2021-05-03 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2021-05-03 · Exercise / conversion · Acquired 3,085 · Balance 14,401 |
| Common StockSEC Table I · non-derivative | Direct | 11,316 |
Reported balance
After 2021-05-03 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2021-05-03 · Sale · Disposed 3,085 · Balance 11,316 |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $128.00 · Expires 2027-02-10 | Direct | 0 |
Reported balance
After 2021-05-03 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-05-03 · Exercise / conversion · Disposed 3,844 · Balance 0 F3: Options vested in four (4) equal annual installments beginning one year from date of grant. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $163.36 · Expires 2028-02-15 | Direct | 2,853 |
Reported balance
After 2021-05-03 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-05-03 · Exercise / conversion · Disposed 8,558 · Balance 2,853 F4: Options vest in four (4) equal installments beginning one year from date of grant. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $144.21 · Expires 2029-02-15 | Direct | 6,366 |
Reported balance
After 2021-05-03 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-05-03 · Exercise / conversion · Disposed 6,366 · Balance 6,366 F4: Options vest in four (4) equal installments beginning one year from date of grant. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $187.86 · Expires 2030-02-14 | Direct | 9,256 |
Reported balance
After 2021-05-03 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2021-05-03 · Exercise / conversion · Disposed 3,085 · Balance 9,256 F4: Options vest in four (4) equal installments beginning one year from date of grant. |
| Common StockSEC Table I · non-derivative | IndirectSEE FOOTNOTE | 615 |
Reported balance
Holding disclosure · report date 2021-05-03 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 615 F2: Shares of common stock held in spouse's IRA. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 388 shares acquired under a dividend reinvestment plan.
F2: Shares of common stock held in spouse's IRA.
F3: Options vested in four (4) equal annual installments beginning one year from date of grant.
F4: Options vest in four (4) equal installments beginning one year from date of grant.
WEST PHARMACEUTICAL SERVICES INC
Report date March 01, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Rst. Stock UnitSEC Table II · derivative / convertible security | Direct | 1,285 |
Reported balance
After 2026-03-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-01 · Grant · Acquired 1,285 · Balance 1,285 F1: Each restricted stock unit represents a contingent right to receive one share of WST common stock. F2: The restricted stock units vest in four equal annual installments beginning on March 1, 2027. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $254.34 · Expires 2036-03-01 | Direct | 3,057 |
Reported balance
After 2026-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-01 · Grant · Acquired 3,057 · Balance 3,057 F3: The stock option vests in four equal annual installments beginning on March 1, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of WST common stock.
F2: The restricted stock units vest in four equal annual installments beginning on March 1, 2027.
F3: The stock option vests in four equal annual installments beginning on March 1, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2026 Filed Mar 3, 2026 16:36 UTC | WEST PHARMACEUTICAL SERVICES INC WST · Entity 3201 | GrantStock Option (Right to Buy) · Derivative | 3,057 | $0.00 Strike: $254.34 | $0.00 |
DisclosureSEC source: 0000105770-26-000039 · form4.xml · derivative · entry 2 Finch Norman D. Jr. · CIK 0001577064 · SVP, GC & Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,057 Underlying: Common Stock · 3,057 shares Expires 2036-03-01 F3 · derivative.exercise_date: The stock option vests in four equal annual installments beginning on March 1, 2027. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 16:36 UTC | WEST PHARMACEUTICAL SERVICES INC WST · Entity 3201 | GrantRst. Stock Unit · Derivative | 1,285 | $0.00 | $0.00 |
DisclosureSEC source: 0000105770-26-000039 · form4.xml · derivative · entry 1 Finch Norman D. Jr. · CIK 0001577064 · SVP, GC & Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,285 Underlying: Common Stock · 1,285 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WST common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on March 1, 2027. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on March 1, 2027. Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 15:33 UTC | WEST PHARMACEUTICAL SERVICES INC WST · Entity 3201 | GrantStock Option (Right to Buy) · Derivative | 459 | $269.08 Strike: $269.08 | $123,507.72 |
DisclosureSEC source: 0000105770-25-000100 · form4.xml · derivative · entry 2 Finch Norman D. Jr. · CIK 0001577064 · SVP, GC & Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 459 Underlying: Common Stock · 459 shares Expires 2035-12-08 F1 · derivative.exercise_date: This award vests in four equal installments beginning on December 8, 2026. Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 15:33 UTC | WEST PHARMACEUTICAL SERVICES INC WST · Entity 3201 | GrantRst. Stock Unit · Derivative | 192 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000105770-25-000100 · form4.xml · derivative · entry 1 Finch Norman D. Jr. · CIK 0001577064 · SVP, GC & Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192 Underlying: Common Stock · 192 shares Expires not disclosed F1 · derivative.exercise_date: This award vests in four equal installments beginning on December 8, 2026. F1 · derivative.expiration_date: This award vests in four equal installments beginning on December 8, 2026. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:12 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionEmployee Stock Option · Derivative | 3,085 | $0.00 Strike: $187.86 | $0.00 |
DisclosureSEC source: 0001577064-21-000005 · wf-form4_162024555482130.xml · derivative · entry 13 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,256 Underlying: Common Stock · 3,085 shares Expires 2030-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vest in four (4) equal installments beginning one year from date of grant. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:12 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionEmployee Stock Option · Derivative | 6,366 | $0.00 Strike: $144.21 | $0.00 |
DisclosureSEC source: 0001577064-21-000005 · wf-form4_162024555482130.xml · derivative · entry 12 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,366 Underlying: Common Stock · 6,366 shares Expires 2029-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vest in four (4) equal installments beginning one year from date of grant. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:12 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionEmployee Stock Option · Derivative | 8,558 | $0.00 Strike: $163.36 | $0.00 |
DisclosureSEC source: 0001577064-21-000005 · wf-form4_162024555482130.xml · derivative · entry 11 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,853 Underlying: Common Stock · 8,558 shares Expires 2028-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vest in four (4) equal installments beginning one year from date of grant. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:12 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionEmployee Stock Option · Derivative | 3,844 | $0.00 Strike: $128.00 | $0.00 |
DisclosureSEC source: 0001577064-21-000005 · wf-form4_162024555482130.xml · derivative · entry 10 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,844 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vested in four (4) equal annual installments beginning one year from date of grant. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:12 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | SaleCommon Stock | 3,085 | $232.00 | $715,720.00 |
DisclosureSEC source: 0001577064-21-000005 · wf-form4_162024555482130.xml · nonDerivative · entry 8 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,316 Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:12 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionCommon Stock | 3,085 | $187.86 | $579,548.10 |
DisclosureSEC source: 0001577064-21-000005 · wf-form4_162024555482130.xml · nonDerivative · entry 7 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:12 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | SaleCommon Stock | 6,366 | $232.00 | $1,476,912.00 |
DisclosureSEC source: 0001577064-21-000005 · wf-form4_162024555482130.xml · nonDerivative · entry 6 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,316 Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:12 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionCommon Stock | 6,366 | $144.21 | $918,040.86 |
DisclosureSEC source: 0001577064-21-000005 · wf-form4_162024555482130.xml · nonDerivative · entry 5 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:12 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | SaleCommon Stock | 8,558 | $232.00 | $1,985,456.00 |
DisclosureSEC source: 0001577064-21-000005 · wf-form4_162024555482130.xml · nonDerivative · entry 4 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,316 Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:12 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionCommon Stock | 8,558 | $163.36 | $1,398,034.88 |
DisclosureSEC source: 0001577064-21-000005 · wf-form4_162024555482130.xml · nonDerivative · entry 3 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:12 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | SaleCommon Stock | 3,844 | $232.00 | $891,808.00 |
DisclosureSEC source: 0001577064-21-000005 · wf-form4_162024555482130.xml · nonDerivative · entry 2 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,316 Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:12 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionCommon Stock | 3,844 | $128.00 | $492,032.00 |
DisclosureSEC source: 0001577064-21-000005 · wf-form4_162024555482130.xml · nonDerivative · entry 1 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 388 shares acquired under a dividend reinvestment plan. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 22:14 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionPerformance Share Units (granted 2/15/18) · Derivative | 1,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001577064-21-000003 · wf-form4_161360002102356.xml · derivative · entry 4 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: PSUs vested and became payable on February 15, 2021. F5 · derivative.expiration_date: PSUs vested and became payable on February 15, 2021. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 22:14 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Tax withholdingCommon Stock | 380 | $200.98 | $76,372.40 |
DisclosureSEC source: 0001577064-21-000003 · wf-form4_161360002102356.xml · nonDerivative · entry 2 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,291 Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 22:14 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionCommon Stock | 1,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001577064-21-000003 · wf-form4_161360002102356.xml · nonDerivative · entry 1 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon vesting of Performance Share Units (PSUs) and accrued dividends thereon, following certification of performance metrics. F2 · price: Each PSU represents a contingent right to receive one share of the Company's common stock. F3 · balance_after: Includes 364 shares acquired under a dividend reinvestment plan. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 22:06 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionEmployee Stock Option · Derivative | 7,232 | $0.00 Strike: $126.88 | $0.00 |
DisclosureSEC source: 0001577064-21-000002 · wf-form4_161290835941895.xml · derivative · entry 4 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,232 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vested in four (4) equal annual installments beginning one year from date of grant. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 22:06 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | SaleCommon Stock | 7,232 | $203.00 | $1,468,096.00 |
DisclosureSEC source: 0001577064-21-000002 · wf-form4_161290835941895.xml · nonDerivative · entry 2 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,376 Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 22:06 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionCommon Stock | 7,232 | $126.88 | $917,596.16 |
DisclosureSEC source: 0001577064-21-000002 · wf-form4_161290835941895.xml · nonDerivative · entry 1 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 397 shares acquired under a dividend reinvestment plan. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 21:08 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionEmployee Stock Option · Derivative | 11,530 | $0.00 Strike: $128.00 | $0.00 |
DisclosureSEC source: 0001577064-20-000004 · wf-form4_159718011454397.xml · derivative · entry 6 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,844 Underlying: Common Stock · 11,530 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 21:08 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionEmployee Stock Option · Derivative | 21,696 | $0.00 Strike: $126.88 | $0.00 |
DisclosureSEC source: 0001577064-20-000004 · wf-form4_159718011454397.xml · derivative · entry 5 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,232 Underlying: Common Stock · 21,696 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 21:08 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | SaleCommon Stock | 33,226 | $189.84 | $6,307,623.84 |
DisclosureSEC source: 0001577064-20-000004 · wf-form4_159718011454397.xml · nonDerivative · entry 3 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,325 F2 · price: This transaction was executed at multiple prices ranging from $189.50 to $190.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 21:08 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionCommon Stock | 11,530 | $128.00 | $1,475,840.00 |
DisclosureSEC source: 0001577064-20-000004 · wf-form4_159718011454397.xml · nonDerivative · entry 2 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 21:08 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionCommon Stock | 21,696 | $126.88 | $2,752,788.48 |
DisclosureSEC source: 0001577064-20-000004 · wf-form4_159718011454397.xml · nonDerivative · entry 1 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 346 shares acquired under a dividend reinvestment plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:46 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantEmployee Stock Option · Derivative | 12,341 | $0.00 Strike: $187.86 | $0.00 |
DisclosureSEC source: 0000049826-20-000036 · wf-form4_158214877688260.xml · derivative · entry 4 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,341 Underlying: Common Stock · 12,341 shares Expires 2030-02-14 F4 · derivative.exercise_date: Options vest in four (4) equal installments beginning one year from date of grant. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:46 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Tax withholdingCommon Stock | 1,115 | $183.84 | $204,981.60 |
DisclosureSEC source: 0000049826-20-000036 · wf-form4_158214877688260.xml · nonDerivative · entry 2 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,264 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:46 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionCommon Stock | 2,516 | $0.00 | $0.00 |
DisclosureSEC source: 0000049826-20-000036 · wf-form4_158214877688260.xml · nonDerivative · entry 1 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock of ITW issued upon vesting of Performance Share Units ("PSUs") granted on 2/10/17, determined after application of the performance factor achievement levels as set forth in the PSU and includes additional shares accrued as dividend equivalents. F2 · balance_after: Includes 286 shares acquired under a dividend reinvestment plan. Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 22:10 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionRestricted Stock Unit (granted 2/1/17) · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001577064-20-000002 · wf-form4_158085423978854.xml · derivative · entry 8 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: The RSU award became vested and payable on February 1, 2020. F5 · derivative.expiration_date: The RSU award became vested and payable on February 1, 2020. Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 22:10 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Tax withholdingCommon Stock | 1,868 | $174.98 | $326,862.64 |
DisclosureSEC source: 0001577064-20-000002 · wf-form4_158085423978854.xml · nonDerivative · entry 2 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,503 Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 22:10 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionCommon Stock | 6,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001577064-20-000002 · wf-form4_158085423978854.xml · nonDerivative · entry 1 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 252 shares acquired under a dividend reinvestment plan. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:53 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantEmployee Stock Option · Derivative | 12,732 | $0.00 Strike: $144.21 | $0.00 |
DisclosureSEC source: 0000049826-19-000035 · wf-form4_155069960750756.xml · derivative · entry 10 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,732 Underlying: Common Stock · 12,732 shares Expires 2029-02-15 F3 · derivative.exercise_date: Options vest in four (4) equal installments beginning one year from date of grant. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:53 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantPerformance Share Units (granted 2/15/19) · Derivative | 1,516 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000049826-19-000035 · wf-form4_155069960750756.xml · derivative · entry 9 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,516 Underlying: Common Stock · 1,516 shares Expires not disclosed F4 · security: Each restricted stock unit (RSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock. F6 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date. F7 · derivative.exercise_date: Each PSU vests 100% three years from the date of grant if performance goals are met. F7 · derivative.expiration_date: Each PSU vests 100% three years from the date of grant if performance goals are met. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:40 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantPerformance Share Units (granted 2/15/18) · Derivative | 1,339 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000049826-18-000032 · wf-form4_151916278638956.xml · derivative · entry 8 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,339 Underlying: Common Stock · 1,339 shares Expires not disclosed F4 · security: Each restricted stock unit (RSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock. F6 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date. F7 · derivative.exercise_date: Each PSU vests 100% three years from the date of grant if performance goals are met. F7 · derivative.expiration_date: Each PSU vests 100% three years from the date of grant if performance goals are met. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:40 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantEmployee Stock Option · Derivative | 11,411 | $0.00 Strike: $163.36 | $0.00 |
DisclosureSEC source: 0000049826-18-000032 · wf-form4_151916278638956.xml · derivative · entry 7 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,411 Underlying: Common Stock · 11,411 shares Expires 2028-02-15 F3 · derivative.exercise_date: Options vest in four (4) equal installments beginning one year from date of grant. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 21:19 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | PurchaseCommom Stock | 615 | $156.40 | $96,186.00 |
DisclosureSEC source: 0001577064-17-000007 · wf-form4_150905277016347.xml · nonDerivative · entry 2 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 615 F1 · ownership.nature: Shares of common stock held in spouse's IRA. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 21:19 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | PurchaseCommon Stock | 4,371 | $156.33 | $683,318.43 |
DisclosureSEC source: 0001577064-17-000007 · wf-form4_150905277016347.xml · nonDerivative · entry 1 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,371 Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:05 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantPerformance Share Units granted 2/10/17 · Derivative | 1,611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000049826-17-000055 · wf-form4_148711351675579.xml · derivative · entry 5 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611 Underlying: Common Stock · 1,611 shares Expires not disclosed F2 · security: Each restricted stock unit (RSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: Each PSU vests 100% three years from the date of grant if performance goals are met. F4 · derivative.expiration_date: Each PSU vests 100% three years from the date of grant if performance goals are met. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:05 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantEmployee Stock Option · Derivative | 15,374 | $0.00 Strike: $128.00 | $0.00 |
DisclosureSEC source: 0000049826-17-000055 · wf-form4_148711351675579.xml · derivative · entry 4 Finch Norman D. Jr. · CIK 0001577064 · Sr. VP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,374 Underlying: Common Stock · 15,374 shares Expires 2027-02-10 F1 · derivative.exercise_date: Options vest in four (4) equal installments beginning one year from date of grant. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 23:48 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantRestricted Stock Unit (granted 2/1/17) · Derivative | 6,108 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001577064-17-000005 · wf-form4_148616572717073.xml · derivative · entry 3 Finch Norman D. Jr. · CIK 0001577064 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,108 Underlying: Common Stock · 6,108 shares Expires not disclosed F2 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: Each RSU vests 100% three years from the date of grant. F3 · derivative.expiration_date: Each RSU vests 100% three years from the date of grant. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 23:48 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantEmployee Stock Option · Derivative | 28,928 | $0.00 Strike: $126.88 | $0.00 |
DisclosureSEC source: 0001577064-17-000005 · wf-form4_148616572717073.xml · derivative · entry 2 Finch Norman D. Jr. · CIK 0001577064 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,928 Underlying: Common Stock · 28,928 shares Expires 2027-02-01 F1 · derivative.exercise_date: Options vest in four (4) equal installments beginning one year from date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.