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NYSE · USD

WST

WEST PHARMACEUTICAL SERVICES INC

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Tapewire entity
3201
SEC CIK
0000105770
Parsed reports
469

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 2, 2026 21:10 UTC GrantPhantom Stock Unit · Derivative 44 $370.76 $16,313.44
Disclosure

SEC source: 0000105770-26-000112 · wk-form4_1790961039.xml · derivative · entry 2

HAUGEN JANET BRUTSCHEA · CIK 0001185136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350.87

Underlying: Common Stock · 44 shares

Expires not disclosed

F2 · derivative.exercise_price: Awards of Phantom stock units are to be settled by delivery of shares of stock upon the reporting person's termination as a director.

F2 · derivative.exercise_date: Awards of Phantom stock units are to be settled by delivery of shares of stock upon the reporting person's termination as a director.

F2 · derivative.expiration_date: Awards of Phantom stock units are to be settled by delivery of shares of stock upon the reporting person's termination as a director.

Read SEC document
September 15, 2026 Filed Sep 15, 2026 20:37 UTC
Favorite Annette FSr. VP & Chief HR Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,524 $0.00 Strike: $89.64 $0.00
Disclosure

SEC source: 0000105770-26-000110 · wk-form4_1789504664.xml · derivative · entry 9

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,524 shares

Expires 2028-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This award granted on February 20, 2018 vested in four equal annual installments beginning on February 20, 2019.

Read SEC document
September 15, 2026 Filed Sep 15, 2026 20:37 UTC
Favorite Annette FSr. VP & Chief HR Officer
SaleCommon Stock 2,524 $365.00 $921,260.00
Disclosure

SEC source: 0000105770-26-000110 · wk-form4_1789504664.xml · nonDerivative · entry 6

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,817.8098

Read SEC document
September 15, 2026 Filed Sep 15, 2026 20:37 UTC
Favorite Annette FSr. VP & Chief HR Officer
Exercise / conversionCommon Stock 2,524 $89.64 $226,251.36
Disclosure

SEC source: 0000105770-26-000110 · wk-form4_1789504664.xml · nonDerivative · entry 5

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,341.8098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2026 Filed Sep 15, 2026 20:37 UTC
Favorite Annette FSr. VP & Chief HR Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $89.64 $0.00
Disclosure

SEC source: 0000105770-26-000110 · wk-form4_1789504664.xml · derivative · entry 8

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,524

Underlying: Common Stock · 2,500 shares

Expires 2028-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This award granted on February 20, 2018 vested in four equal annual installments beginning on February 20, 2019.

Read SEC document
September 14, 2026 Filed Sep 15, 2026 20:37 UTC
Favorite Annette FSr. VP & Chief HR Officer
SaleCommon Stock 2,500 $355.00 $887,500.00
Disclosure

SEC source: 0000105770-26-000110 · wk-form4_1789504664.xml · nonDerivative · entry 4

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,817.8098

Read SEC document
September 14, 2026 Filed Sep 15, 2026 20:37 UTC
Favorite Annette FSr. VP & Chief HR Officer
Exercise / conversionCommon Stock 2,500 $89.64 $224,100.00
Disclosure

SEC source: 0000105770-26-000110 · wk-form4_1789504664.xml · nonDerivative · entry 3

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,317.8098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2026 Filed Sep 15, 2026 20:37 UTC
Favorite Annette FSr. VP & Chief HR Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $89.64 $0.00
Disclosure

SEC source: 0000105770-26-000110 · wk-form4_1789504664.xml · derivative · entry 7

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,024

Underlying: Common Stock · 2,500 shares

Expires 2028-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This award granted on February 20, 2018 vested in four equal annual installments beginning on February 20, 2019.

Read SEC document
September 11, 2026 Filed Sep 15, 2026 20:37 UTC
Favorite Annette FSr. VP & Chief HR Officer
SaleCommon Stock 2,500 $345.00 $862,500.00
Disclosure

SEC source: 0000105770-26-000110 · wk-form4_1789504664.xml · nonDerivative · entry 2

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,817.8098

Read SEC document
September 11, 2026 Filed Sep 15, 2026 20:37 UTC
Favorite Annette FSr. VP & Chief HR Officer
Exercise / conversionCommon Stock 2,500 $89.64 $224,100.00
Disclosure

SEC source: 0000105770-26-000110 · wk-form4_1789504664.xml · nonDerivative · entry 1

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,317.8098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 21:36 UTC
Favorite Annette FSr. VP & Chief HR Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $89.64 $0.00
Disclosure

SEC source: 0000105770-26-000108 · wk-form4_1789076210.xml · derivative · entry 9

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,524

Underlying: Common Stock · 2,500 shares

Expires 2028-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This award granted on February 20, 2018 vested in four equal annual installments beginning on February 20, 2019.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 21:36 UTC
Favorite Annette FSr. VP & Chief HR Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 2,818 $0.00 Strike: $83.47 $0.00
Disclosure

SEC source: 0000105770-26-000108 · wk-form4_1789076210.xml · derivative · entry 8

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,818 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This award granted on February 21, 2017 vested in four equal annual installments beginning on February 21, 2018.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 21:36 UTC
Favorite Annette FSr. VP & Chief HR Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 2,817 $0.00 Strike: $83.47 $0.00
Disclosure

SEC source: 0000105770-26-000108 · wk-form4_1789076210.xml · derivative · entry 7

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,818

Underlying: Common Stock · 2,817 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This award granted on February 21, 2017 vested in four equal annual installments beginning on February 21, 2018.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 21:36 UTC
Favorite Annette FSr. VP & Chief HR Officer
SaleCommon Stock 2,500 $340.81 $852,025.00
Disclosure

SEC source: 0000105770-26-000108 · wk-form4_1789076210.xml · nonDerivative · entry 6

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,844.5548

F1 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price resulting in such weighted average price.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 21:36 UTC
Favorite Annette FSr. VP & Chief HR Officer
Exercise / conversionCommon Stock 2,500 $89.64 $224,100.00
Disclosure

SEC source: 0000105770-26-000108 · wk-form4_1789076210.xml · nonDerivative · entry 5

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,344.5548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 21:36 UTC
Favorite Annette FSr. VP & Chief HR Officer
SaleCommon Stock 2,818 $340.81 $960,402.58
Disclosure

SEC source: 0000105770-26-000108 · wk-form4_1789076210.xml · nonDerivative · entry 4

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,844.5548

F1 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price resulting in such weighted average price.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 21:36 UTC
Favorite Annette FSr. VP & Chief HR Officer
Exercise / conversionCommon Stock 2,818 $83.47 $235,218.46
Disclosure

SEC source: 0000105770-26-000108 · wk-form4_1789076210.xml · nonDerivative · entry 3

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,662.5548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 21:36 UTC
Favorite Annette FSr. VP & Chief HR Officer
SaleCommon Stock 2,817 $340.81 $960,061.77
Disclosure

SEC source: 0000105770-26-000108 · wk-form4_1789076210.xml · nonDerivative · entry 2

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,844.5548

F1 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price resulting in such weighted average price.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 21:36 UTC
Favorite Annette FSr. VP & Chief HR Officer
Exercise / conversionCommon Stock 2,817 $83.47 $235,134.99
Disclosure

SEC source: 0000105770-26-000108 · wk-form4_1789076210.xml · nonDerivative · entry 1

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,661.5548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 19:40 UTC
Lagarde MichelDirector · President and CEO
GrantRst. Stock Unit · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001518973-26-000007 · wk-form4_1789069215.xml · derivative · entry 6

Lagarde Michel · CIK 0001518973 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 3,600 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WST common stock.

F2 · derivative.exercise_date: This award cliff vests on September 8, 2031.

F2 · derivative.expiration_date: This award cliff vests on September 8, 2031.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 19:40 UTC
Lagarde MichelDirector · President and CEO
GrantRst. Stock Unit · Derivative 4,950 $0.00 $0.00
Disclosure

SEC source: 0001518973-26-000007 · wk-form4_1789069215.xml · derivative · entry 5

Lagarde Michel · CIK 0001518973 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,950

Underlying: Common Stock · 4,950 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WST common stock.

F1 · derivative.exercise_date: This award vests in four equal annual installments beginning on September 8, 2027.

F1 · derivative.expiration_date: This award vests in four equal annual installments beginning on September 8, 2027.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 19:40 UTC
Lagarde MichelDirector · President and CEO
GrantRst. Stock Unit · Derivative 6,200 $0.00 $0.00
Disclosure

SEC source: 0001518973-26-000007 · wk-form4_1789069215.xml · derivative · entry 4

Lagarde Michel · CIK 0001518973 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,200

Underlying: Common Stock · 6,200 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WST common stock.

F1 · derivative.exercise_date: This award vests in four equal annual installments beginning on September 8, 2027.

F1 · derivative.expiration_date: This award vests in four equal annual installments beginning on September 8, 2027.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 19:40 UTC
Lagarde MichelDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 12,088 $0.00 Strike: $337.75 $0.00
Disclosure

SEC source: 0001518973-26-000007 · wk-form4_1789069215.xml · derivative · entry 3

Lagarde Michel · CIK 0001518973 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,088

Underlying: Common Stock · 12,088 shares

Expires 2036-09-08

F2 · derivative.exercise_date: This award cliff vests on September 8, 2031.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 19:40 UTC
Lagarde MichelDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 11,081 $0.00 Strike: $337.75 $0.00
Disclosure

SEC source: 0001518973-26-000007 · wk-form4_1789069215.xml · derivative · entry 2

Lagarde Michel · CIK 0001518973 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,081

Underlying: Common Stock · 11,081 shares

Expires 2036-09-08

F1 · derivative.exercise_date: This award vests in four equal annual installments beginning on September 8, 2027.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 19:40 UTC
Lagarde MichelDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 13,879 $0.00 Strike: $337.75 $0.00
Disclosure

SEC source: 0001518973-26-000007 · wk-form4_1789069215.xml · derivative · entry 1

Lagarde Michel · CIK 0001518973 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,879

Underlying: Common Stock · 13,879 shares

Expires 2036-09-08

F1 · derivative.exercise_date: This award vests in four equal annual installments beginning on September 8, 2027.

Read SEC document
August 11, 2026 Filed Aug 12, 2026 18:56 UTC
McMahon Robert W.SVP & Chief Financial Officer
Exercise / conversionRst. Stock Unit · Derivative 794.469 $0.00 $0.00
Disclosure

SEC source: 0000105770-26-000104 · wk-form4_1786561008.xml · derivative · entry 6

McMahon Robert W. · CIK 0001608730 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,383.4

Underlying: Common Stock · 794.469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WST common stock.

F3 · derivative.exercise_date: This award vests in four equal annual installments beginning on August 11, 2026.

F3 · derivative.expiration_date: This award vests in four equal annual installments beginning on August 11, 2026.

Read SEC document
August 11, 2026 Filed Aug 12, 2026 18:56 UTC
McMahon Robert W.SVP & Chief Financial Officer
Exercise / conversionRst. Stock Unit · Derivative 6,354.736 $0.00 $0.00
Disclosure

SEC source: 0000105770-26-000104 · wk-form4_1786561008.xml · derivative · entry 5

McMahon Robert W. · CIK 0001608730 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,118.579

Underlying: Common Stock · 6,354.736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WST common stock.

F2 · derivative.exercise_date: On August 11, 2025, the reporting person was granted 12,670 restricted stock units, vesting in three installments - 4,223 shares (plus dividend equivalents) to vest six months from the grant date, 6,335 shares (plus dividend equivalents) to vest 12 months from the grant date and 2,112 shares (plus dividend equivalents) to vest 24 months from the grant date.

F2 · derivative.expiration_date: On August 11, 2025, the reporting person was granted 12,670 restricted stock units, vesting in three installments - 4,223 shares (plus dividend equivalents) to vest six months from the grant date, 6,335 shares (plus dividend equivalents) to vest 12 months from the grant date and 2,112 shares (plus dividend equivalents) to vest 24 months from the grant date.

Read SEC document
August 11, 2026 Filed Aug 12, 2026 18:56 UTC
McMahon Robert W.SVP & Chief Financial Officer
Tax withholdingCommon Stock 2,763.675 $351.37 $971,072.48
Disclosure

SEC source: 0000105770-26-000104 · wk-form4_1786561008.xml · nonDerivative · entry 4

McMahon Robert W. · CIK 0001608730 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,020.506

Read SEC document
August 11, 2026 Filed Aug 12, 2026 18:56 UTC
McMahon Robert W.SVP & Chief Financial Officer
Exercise / conversionCommon Stock 6,354.736 Not disclosed Not disclosed
Disclosure

SEC source: 0000105770-26-000104 · wk-form4_1786561008.xml · nonDerivative · entry 3

McMahon Robert W. · CIK 0001608730 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,784.181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of WST common stock.

Read SEC document
August 11, 2026 Filed Aug 12, 2026 18:56 UTC
McMahon Robert W.SVP & Chief Financial Officer
Tax withholdingCommon Stock 345.515 $351.37 $121,403.61
Disclosure

SEC source: 0000105770-26-000104 · wk-form4_1786561008.xml · nonDerivative · entry 2

McMahon Robert W. · CIK 0001608730 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,429.445

Read SEC document
August 11, 2026 Filed Aug 12, 2026 18:56 UTC
McMahon Robert W.SVP & Chief Financial Officer
Exercise / conversionCommon Stock 794.469 Not disclosed Not disclosed
Disclosure

SEC source: 0000105770-26-000104 · wk-form4_1786561008.xml · nonDerivative · entry 1

McMahon Robert W. · CIK 0001608730 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,774.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of WST common stock.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 23:06 UTC GrantPhantom Stock Unit · Derivative 46 $359.00 $16,514.00
Disclosure

SEC source: 0000105770-26-000085 · wk-form4_1782947185.xml · derivative · entry 2

HAUGEN JANET BRUTSCHEA · CIK 0001185136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306.678

Underlying: Common Stock · 46 shares

Expires not disclosed

F2 · derivative.exercise_price: Awards of Phantom stock units are to be settled by delivery of shares of stock upon the reporting person's termination as a director.

F2 · derivative.exercise_date: Awards of Phantom stock units are to be settled by delivery of shares of stock upon the reporting person's termination as a director.

F2 · derivative.expiration_date: Awards of Phantom stock units are to be settled by delivery of shares of stock upon the reporting person's termination as a director.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:00 UTC
Campbell Shane AldenSVP, Proprietary Segment
Exercise / conversionRst. Stock Unit · Derivative 473.593 $0.00 $0.00
Disclosure

SEC source: 0000105770-26-000075 · form4.xml · derivative · entry 6

Campbell Shane Alden · CIK 0002068522 · SVP, Proprietary Segment

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,417.407

Underlying: Common Stock · 473.593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 12, 2025, the reporting person was granted 1,891 restricted stock units, vesting in four equal annual installments (plus dividend equivalents).

F3 · derivative.expiration_date: On May 12, 2025, the reporting person was granted 1,891 restricted stock units, vesting in four equal annual installments (plus dividend equivalents).

Read SEC document
May 12, 2026 Filed May 14, 2026 20:00 UTC
Campbell Shane AldenSVP, Proprietary Segment
Exercise / conversionRst. Stock Unit · Derivative 295.995 $0.00 $0.00
Disclosure

SEC source: 0000105770-26-000075 · form4.xml · derivative · entry 5

Campbell Shane Alden · CIK 0002068522 · SVP, Proprietary Segment

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 886.005

Underlying: Common Stock · 295.995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 12, 2025, the reporting person was granted 1,182 restricted stock units, vesting in four equal annual installments (plus dividend equivalents).

F2 · derivative.expiration_date: On May 12, 2025, the reporting person was granted 1,182 restricted stock units, vesting in four equal annual installments (plus dividend equivalents).

Read SEC document
May 12, 2026 Filed May 14, 2026 20:00 UTC
Campbell Shane AldenSVP, Proprietary Segment
Tax withholdingCommon Stock 134.927 $312.07 $42,106.67
Disclosure

SEC source: 0000105770-26-000075 · form4.xml · nonDerivative · entry 4

Campbell Shane Alden · CIK 0002068522 · SVP, Proprietary Segment

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 612.7964

Read SEC document
May 12, 2026 Filed May 14, 2026 20:00 UTC
Campbell Shane AldenSVP, Proprietary Segment
Exercise / conversionCommon Stock 473.593 Not disclosed Not disclosed
Disclosure

SEC source: 0000105770-26-000075 · form4.xml · nonDerivative · entry 3

Campbell Shane Alden · CIK 0002068522 · SVP, Proprietary Segment

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 747.7234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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May 12, 2026 Filed May 14, 2026 20:00 UTC
Campbell Shane AldenSVP, Proprietary Segment
Tax withholdingCommon Stock 84.329 $312.07 $26,316.55
Disclosure

SEC source: 0000105770-26-000075 · form4.xml · nonDerivative · entry 2

Campbell Shane Alden · CIK 0002068522 · SVP, Proprietary Segment

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274.1304

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May 12, 2026 Filed May 14, 2026 20:00 UTC
Campbell Shane AldenSVP, Proprietary Segment
Exercise / conversionCommon Stock 295.995 Not disclosed Not disclosed
Disclosure

SEC source: 0000105770-26-000075 · form4.xml · nonDerivative · entry 1

Campbell Shane Alden · CIK 0002068522 · SVP, Proprietary Segment

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358.4594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 04, 2026 Filed May 6, 2026 21:37 UTC
Pucci PaoloDirector
GrantCommon Stock 791 $0.00 $0.00
Disclosure

SEC source: 0000105770-26-000066 · form4.xml · nonDerivative · entry 1

Pucci Paolo · CIK 0001436861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,854.297

F1 · shares: These shares of restricted stock units will vest in full on the date of the next annual shareholder meeting and will be distributable under the terms of the Deferred Compensation Plan for Outside Directors.

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May 04, 2026 Filed May 6, 2026 21:35 UTC GrantCommon Stock 791 $0.00 $0.00
Disclosure

SEC source: 0000105770-26-000065 · form4.xml · nonDerivative · entry 1

Michels Douglas A · CIK 0001295391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,495.55

F1 · shares: These shares of restricted stock units will vest in full on the date of the next annual shareholder meeting and will be distributable under the terms of the Deferred Compensation Plan for Outside Directors.

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May 04, 2026 Filed May 6, 2026 21:33 UTC GrantCommon Stock 791 $0.00 $0.00
Disclosure

SEC source: 0000105770-26-000064 · form4.xml · nonDerivative · entry 1

Lockhart Stephen H · CIK 0001856013 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,523.2615

F1 · shares: These shares of restricted stock units will vest in full on the date of the next annual shareholder meeting.

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May 04, 2026 Filed May 6, 2026 21:32 UTC GrantCommon Stock 791 $0.00 $0.00
Disclosure

SEC source: 0000105770-26-000063 · form4.xml · nonDerivative · entry 1

LAI GOLDMAN MYLA · CIK 0001168581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,434.587

F1 · shares: These shares of restricted stock units will vest in full on the date of the next annual shareholder meeting and will be distributable under the terms of the Deferred Compensation Plan for Outside Directors.

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May 04, 2026 Filed May 6, 2026 21:30 UTC GrantCommon Stock 791 $0.00 $0.00
Disclosure

SEC source: 0000105770-26-000062 · form4.xml · nonDerivative · entry 1

Keller Deborah L · CIK 0001352992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,560.479

F1 · shares: These shares of restricted stock units will vest in full on the date of the next annual shareholder meeting.

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May 04, 2026 Filed May 6, 2026 21:29 UTC
Joseph MollyDirector
GrantCommon Stock 791 $0.00 $0.00
Disclosure

SEC source: 0000105770-26-000061 · form4.xml · nonDerivative · entry 1

Joseph Molly · CIK 0001709261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,398.187

F1 · shares: These shares of restricted stock units will vest in full on the date of the next annual shareholder meeting.

Read SEC document
May 04, 2026 Filed May 6, 2026 21:23 UTC GrantCommon Stock 791 $0.00 $0.00
Disclosure

SEC source: 0000105770-26-000059 · form4.xml · nonDerivative · entry 1

FRIEL ROBERT F · CIK 0001224110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,512.97

F1 · shares: These shares of restricted stock units will vest in full on the date of the next annual shareholder meeting and will be distributable under the terms of the Deferred Compensation Plan for Outside Directors.

Read SEC document
May 04, 2026 Filed May 6, 2026 21:26 UTC GrantCommon Stock 791 $0.00 $0.00
Disclosure

SEC source: 0000105770-26-000060 · form4.xml · nonDerivative · entry 1

HAUGEN JANET BRUTSCHEA · CIK 0001185136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,372.752

F1 · shares: These shares of restricted stock units will vest in full on the date of the next annual shareholder meeting and will be distributable under the terms of the Deferred Compensation Plan for Outside Directors.

Read SEC document
May 04, 2026 Filed May 6, 2026 21:21 UTC GrantCommon Stock 791 $0.00 $0.00
Disclosure

SEC source: 0000105770-26-000058 · form4.xml · nonDerivative · entry 1

Feehery William F · CIK 0001543193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,519.345

F1 · shares: These shares of restricted stock units will vest in full on the date of the next annual shareholder meeting and will be distributable under the terms of the Deferred Compensation Plan for Outside Directors.

Read SEC document
May 04, 2026 Filed May 6, 2026 21:18 UTC GrantCommon Stock 791 $0.00 $0.00
Disclosure

SEC source: 0000105770-26-000057 · form4.xml · nonDerivative · entry 1

BUTHMAN MARK A · CIK 0001223783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,308.5494

F1 · shares: These shares of restricted stock units will vest in full on the date of the next annual shareholder meeting.

Read SEC document
April 27, 2026 Filed Apr 29, 2026 16:22 UTC
Favorite Annette FSr. VP & Chief HR Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 2,817 $0.00 Strike: $83.47 $0.00
Disclosure

SEC source: 0000105770-26-000054 · form4.xml · derivative · entry 4

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,635

Underlying: Common Stock · 2,817 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This award granted on February 21, 2017 vested in four equal annual installments beginning on February 21, 2018.

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April 27, 2026 Filed Apr 29, 2026 16:22 UTC
Favorite Annette FSr. VP & Chief HR Officer
SaleCommon Stock 2,817 $305.20 $859,753.47
Disclosure

SEC source: 0000105770-26-000054 · form4.xml · nonDerivative · entry 2

Favorite Annette F · CIK 0001654975 · Sr. VP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,828.4906

F1 · price: The price reported in Column 4 is a weighted average price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.