Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | Chief Operating Officer | February 27, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 46,296 |
Reported balance
After 2026-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-27 · Grant · Acquired 12,424 · Balance 46,296 F2: Units vest in 20% increments over a five year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 51,698 |
Reported balance
After 2026-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-27 · Grant · Acquired 5,402 · Balance 51,698 F4: Units vest in 10% increments over a 10 year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 254,910 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 254,910 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
F2: Units vest in 20% increments over a five year period.
F3: No expiration date for these Units
F4: Units vest in 10% increments over a 10 year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,053 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 34 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,675 Underlying: Common Stock · 2,053 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: Currently convertible. Units vest 100% seven years from the original grant date. F10 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,277 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 33 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,728 Underlying: Common Stock · 2,277 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Currently convertible. Units vest 100% nine years from the original grant date. F10 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,277 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 32 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,005 Underlying: Common Stock · 2,277 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: Currently convertible. Units vest 100% eight years from the original grant date. F10 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,277 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · derivative · entry 31 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,282 Underlying: Common Stock · 2,277 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Currently convertible. Units vest 100% ten years from the original grant date. F10 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 864 | $60.13 | $51,952.32 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 30 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,681 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,802 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 29 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 3,504 | $60.13 | $210,695.52 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 28 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,743 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 7,307 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 27 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,077 | $60.13 | $64,760.01 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 26 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,940 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,248 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 25 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 916 | $60.13 | $55,079.08 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 24 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,769 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,906 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 23 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 733 | $60.13 | $44,075.29 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 22 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,779 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,529 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 21 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 880 | $60.13 | $52,914.40 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 20 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,983 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,836 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 19 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Shares represent a grant of restricted stock which vest 100% five years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 344 | $60.13 | $20,684.72 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 18 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,027 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 717 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 17 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 344 | $60.13 | $20,684.72 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 16 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,654 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 717 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 15 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Shares represent a grant of restricted stock which vest 100% seven years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 344 | $60.13 | $20,684.72 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 14 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,281 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 717 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 13 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Shares represent a grant of restricted stock which vest 100% six years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 984 | $60.13 | $59,167.92 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 12 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,908 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,053 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 11 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 984 | $60.13 | $59,167.92 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 10 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,839 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,053 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 9 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 984 | $60.13 | $59,167.92 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 8 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,770 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,053 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 7 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Shares represent a grant of restricted stock which vest 100% seven years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,092 | $60.13 | $65,661.96 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 6 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,701 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,277 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 5 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,092 | $60.13 | $65,661.96 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 4 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,516 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,277 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 1,092 | $60.13 | $65,661.96 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,331 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,277 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000101 · edgardoc.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares represent a grant of restricted stock which vest 100% ten years from the original grant date of the phantom stock unit. Read SEC document |
| December 15, 2017 Filed Feb 12, 2018 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 99 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000024 · edgardoc.xml · derivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,777 Underlying: Common Stock · 99 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| November 17, 2017 Filed Feb 13, 2018 21:59 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000029 · edgardoc.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,146 Read SEC document |
| September 15, 2017 Filed Feb 12, 2018 21:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 119 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000024 · edgardoc.xml · derivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,678 Underlying: Common Stock · 119 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:52 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,998 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000048 · edgardoc.xml · derivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,559 Underlying: Common Stock · 2,998 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 22,814 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000016 · edgardoc.xml · derivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,561 Underlying: Common Stock · 22,814 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 22,814 of the reporting person's phantom stock units were settled for cash. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 22,814 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 22,814 | $49.95 | $1,139,559.30 |
DisclosureSEC source: 0000720672-17-000016 · edgardoc.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,146 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 22,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000016 · edgardoc.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 22,814 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:08 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 15,000 | $50.20 | $753,000.00 |
DisclosureSEC source: 0000720672-16-000179 · edgardoc.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Dir Strategic Planning & Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,146 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.