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Erceg Mark J

Disclosed activity across 3 companies

Tapewire entity
63708
SEC CIK
0001580700

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NEWELL BRANDS INC.NWL · Entity 4339Chief Financial OfficerFebruary 27, 2026March 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEWELL BRANDS INC.

Report date February 27, 2026 · Filed March 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,972,621.35 Reported balance After 2026-02-27 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-02-27 · Exercise / conversion · Acquired 1,655,172 · Balance 1,972,621.35

Common StockSEC Table I · non-derivativeDirect1,230,441.35 Reported balance After 2026-02-27 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2026-02-27 · Tax withholding · Disposed 742,180 · Balance 1,230,441.35

F1: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 27, 2026.

Common StockSEC Table I · non-derivativeDirect243,725 Reported balance Holding disclosure · report date 2026-02-27 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 243,725

F2: Represents shares owned in a joint account with reporting person's spouse.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-02-27 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-02-27 · Exercise / conversion · Disposed 1,655,172 · Balance 0

F4: Each Performance Based Restricted Stock Unit ("PRSU") represents the right to receive one share of the Company's common stock.

F5: The terms of the PRSUs provide for vesting on February 27, 2026, subject to continuous employment with the Company.

F6: N/A

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect443,681 Reported balance After 2026-02-27 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-02-27 · Grant · Acquired 443,681 · Balance 443,681

F7: Each Time Based Restricted Stock Unit ("TRSU") represents a contingent right to receive one share of the Company's common stock.

F8: The TRSUs vest ratably, with one-third (1/3) vesting on February 27, 2027, one-third (1/3) vesting on February 15, 2028, and the remainder of shares vesting on February 15, 2029, subject to continuous employment with the Company.

F6: N/A

Common StockSEC Table I · non-derivativeIndirectBy 401(k)4,750.79 Reported balance Holding disclosure · report date 2026-02-27 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,750.79

F3: Represents shares held by the reporting person in the Newell Brands Employee Savings Plan, a 401(k) plan.

Filing footnotes · ownership attribution and instrument terms

F1: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 27, 2026.

F2: Represents shares owned in a joint account with reporting person's spouse.

F3: Represents shares held by the reporting person in the Newell Brands Employee Savings Plan, a 401(k) plan.

F4: Each Performance Based Restricted Stock Unit ("PRSU") represents the right to receive one share of the Company's common stock.

F5: The terms of the PRSUs provide for vesting on February 27, 2026, subject to continuous employment with the Company.

F6: N/A

F7: Each Time Based Restricted Stock Unit ("TRSU") represents a contingent right to receive one share of the Company's common stock.

F8: The TRSUs vest ratably, with one-third (1/3) vesting on February 27, 2027, one-third (1/3) vesting on February 15, 2028, and the remainder of shares vesting on February 15, 2029, subject to continuous employment with the Company.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CERNER Corp

Report date June 07, 2022 · Filed June 09, 2022

Section 16 reporting ended · disclosed 2022-06-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-06-07 transaction · row 1
1 source row

Row 1 · 2022-06-07 · Other · Disposed 43,905 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

Common StockSEC Table I · non-derivativeIndirectby 401(k) Plan0 Reported balance After 2022-06-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-06-07 · Other · Disposed 7 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

Common StockSEC Table I · non-derivativeIndirectby ASPP account0 Reported balance After 2022-06-07 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2022-06-07 · Other · Disposed 332 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-02-22Direct0 Reported balance After 2022-06-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-06-08 · Disposition to issuer · Disposed 13,221 · Balance 0

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-05-07Direct0 Reported balance After 2022-06-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-06-08 · Disposition to issuer · Disposed 28,691 · Balance 0

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-03-04Direct0 Reported balance After 2022-06-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-06-08 · Disposition to issuer · Disposed 25,677 · Balance 0

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

TIFFANY & CO

Report date January 07, 2021 · Filed January 11, 2021

Section 16 reporting ended · disclosed 2021-01-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $.01 ParSEC Table I · non-derivativeDirect0 Reported balance After 2021-01-07 transaction · row 1
1 source row

Row 1 · 2021-01-07 · Disposition to issuer · Disposed 108,153 · Balance 0

F1: Disposed of pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 28, 2020, by and among Tiffany & Co. (the "Company"), LVMH Moet Hennessy-Louis Vuitton SE ("Parent"), Breakfast Holdings Acquisition Corp. ("Holding") and Breakfast Acquisition Corp. ("Merger Sub") (the "Merger Agreement"), which amended and restated the Agreement and Plan of Merger, dated as of November 24, 2019, by and among the Company, Parent, Holding and Merger Sub, in exchange for $131.50 per share in cash, without interest and less any required withholding taxes (the "Per Share Merger Consideration").

Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-01-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-01-07 · Disposition to issuer · Disposed 16,867 · Balance 0

F2: Pursuant to the Merger Agreement, each outstanding performance-based restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such performance-based restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such performance-based restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-01-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-01-07 · Disposition to issuer · Disposed 8,476 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 28, 2020, by and among Tiffany & Co. (the "Company"), LVMH Moet Hennessy-Louis Vuitton SE ("Parent"), Breakfast Holdings Acquisition Corp. ("Holding") and Breakfast Acquisition Corp. ("Merger Sub") (the "Merger Agreement"), which amended and restated the Agreement and Plan of Merger, dated as of November 24, 2019, by and among the Company, Parent, Holding and Merger Sub, in exchange for $131.50 per share in cash, without interest and less any required withholding taxes (the "Per Share Merger Consideration").

F2: Pursuant to the Merger Agreement, each outstanding performance-based restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such performance-based restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such performance-based restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

F3: Pursuant to the Merger Agreement, each outstanding restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2021 Filed May 11, 2021 16:04 UTC CERNER Corp CERN · Entity 126375 GrantRestricted Stock Units · Derivative 43,036 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031605 · doc4.xml · derivative · entry 2

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,036

Underlying: Common Stock · 43,036 shares

Expires 2024-05-07

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Cerner Corporation common stock. The restricted stock units are eligible for vesting, per the following schedule: 14,345 on 5/7/2022, 14,345 on 5/7/2023 and 14,346 on 5/7/2024, subject to continued employment through the respective vesting dates.

F2 · price: This transaction represents a grant of restricted stock units to the reporting person by the issuer. Therefore, no consideration other than the value of services rendered was paid for the security.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 16:01 UTC CERNER Corp CERN · Entity 126375 PurchaseCommon Stock 3,520 $71.06 $250,131.20
Disclosure

SEC source: 0001209191-21-019437 · doc4.xml · nonDerivative · entry 3

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,963

Read SEC document
March 09, 2021 Filed Mar 10, 2021 16:01 UTC CERNER Corp CERN · Entity 126375 PurchaseCommon Stock 3,506 $71.29 $249,942.74
Disclosure

SEC source: 0001209191-21-019437 · doc4.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,443

Read SEC document
March 08, 2021 Filed Mar 10, 2021 16:01 UTC CERNER Corp CERN · Entity 126375 PurchaseCommon Stock 3,521 $71.05 $250,167.05
Disclosure

SEC source: 0001209191-21-019437 · doc4.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,937

Read SEC document
March 03, 2021 Filed Mar 3, 2021 16:33 UTC CERNER Corp CERN · Entity 126375 PurchaseCommon Stock 3,639 $68.56 $249,489.84
Disclosure

SEC source: 0001209191-21-016875 · doc4.xml · nonDerivative · entry 3

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,416

Read SEC document
March 02, 2021 Filed Mar 3, 2021 16:33 UTC CERNER Corp CERN · Entity 126375 PurchaseCommon Stock 3,559 $70.25 $250,019.75
Disclosure

SEC source: 0001209191-21-016875 · doc4.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,777

F1 · price: Price reflects a weighted-average price for the transaction. Purchase of shares took place at actual prices ranging from $70.23 to $70.25.

F2 · price: Full information regarding the number of shares acquired at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:33 UTC CERNER Corp CERN · Entity 126375 PurchaseCommon Stock 3,563 $70.19 $250,086.97
Disclosure

SEC source: 0001209191-21-016875 · doc4.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,218

Read SEC document
February 24, 2021 Filed Feb 24, 2021 16:02 UTC CERNER Corp CERN · Entity 126375 PurchaseCommon Stock 3,582 $69.87 $250,274.34
Disclosure

SEC source: 0001209191-21-013740 · doc4.xml · nonDerivative · entry 3

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,655

Read SEC document
February 23, 2021 Filed Feb 24, 2021 16:02 UTC CERNER Corp CERN · Entity 126375 PurchaseCommon Stock 3,558 $70.27 $250,020.66
Disclosure

SEC source: 0001209191-21-013740 · doc4.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,073

F1 · price: Price reflects a weighted-average price for the transaction. Purchase of shares took place at actual prices ranging from $70.27 to $70.28.

F2 · price: Full information regarding the number of shares acquired at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 16:02 UTC CERNER Corp CERN · Entity 126375 GrantRestricted Stock Units · Derivative 17,628 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013740 · doc4.xml · derivative · entry 4

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,628

Underlying: Common Stock · 17,628 shares

Expires 2025-02-22

F3 · shares: Each restricted stock unit represents a contingent right to receive one share of Cerner Corporation common stock. The restricted stock units are eligible for vesting, per the following schedule: 4,407 on 2/22/2022, 4,407 on 2/22/2023, 4,407 on 2/22/2024 and 4,407 on 2/22/2025, subject to continued employment through the respective vesting dates.

F4 · price: This transaction represents a grant of restricted stock units to the reporting person by the issuer. Therefore, no consideration other than the value of services rendered was paid for the security.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 16:02 UTC CERNER Corp CERN · Entity 126375 PurchaseCommon Stock 3,515 $71.16 $250,127.40
Disclosure

SEC source: 0001209191-21-013740 · doc4.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,515

Read SEC document
January 07, 2021 Filed Jan 11, 2021 17:23 UTC TIFFANY & CO TIF · Entity 143953 Disposition to issuerRestricted Stock Units · Derivative 8,476 Not disclosed Not disclosed
Disclosure

SEC source: 0000098246-21-000032 · wf-form4_161040377740519.xml · derivative · entry 3

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par · 8,476 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Merger Agreement, each outstanding restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

F3 · price: Pursuant to the Merger Agreement, each outstanding restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 17:23 UTC TIFFANY & CO TIF · Entity 143953 Disposition to issuerPerformance-based Restricted Stock Units · Derivative 16,867 Not disclosed Not disclosed
Disclosure

SEC source: 0000098246-21-000032 · wf-form4_161040377740519.xml · derivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par · 16,867 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, each outstanding performance-based restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such performance-based restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such performance-based restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

F2 · price: Pursuant to the Merger Agreement, each outstanding performance-based restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such performance-based restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such performance-based restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding performance-based restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such performance-based restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such performance-based restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding performance-based restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such performance-based restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such performance-based restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 17:23 UTC TIFFANY & CO TIF · Entity 143953 Disposition to issuerCommon Stock $.01 Par 108,153 $131.50 $14,222,119.50
Disclosure

SEC source: 0000098246-21-000032 · wf-form4_161040377740519.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 28, 2020, by and among Tiffany & Co. (the "Company"), LVMH Moet Hennessy-Louis Vuitton SE ("Parent"), Breakfast Holdings Acquisition Corp. ("Holding") and Breakfast Acquisition Corp. ("Merger Sub") (the "Merger Agreement"), which amended and restated the Agreement and Plan of Merger, dated as of November 24, 2019, by and among the Company, Parent, Holding and Merger Sub, in exchange for $131.50 per share in cash, without interest and less any required withholding taxes (the "Per Share Merger Consideration").

Read SEC document
December 22, 2020 Filed Dec 28, 2020 17:43 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionDividend Equivalent Units · Derivative 2,044 $0.00 $0.00
Disclosure

SEC source: 0000098246-20-000146 · wf-form4_160919542008311.xml · derivative · entry 9

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385

Underlying: Common Stock $.01 Par · 2,044 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent units in connection with vesting of performance-based stock units. The dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the performance-based stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Settlement of dividend equivalent units in connection with vesting of performance-based stock units. The dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the performance-based stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

F2 · derivative.expiration_date: Settlement of dividend equivalent units in connection with vesting of performance-based stock units. The dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the performance-based stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 17:43 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 24,924 $0.00 $0.00
Disclosure

SEC source: 0000098246-20-000146 · wf-form4_160919542008311.xml · derivative · entry 8

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par · 24,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2022 and publication of issuer's audited financial statements for the fiscal year ending on that date. 24,924 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. Such performance-based restricted stock units were accelerated to vest in full, notwithstanding actual financial performance, on December 22, 2020.

F4 · derivative.exercise_date: Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2022 and publication of issuer's audited financial statements for the fiscal year ending on that date. 24,924 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. Such performance-based restricted stock units were accelerated to vest in full, notwithstanding actual financial performance, on December 22, 2020.

F4 · derivative.expiration_date: Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2022 and publication of issuer's audited financial statements for the fiscal year ending on that date. 24,924 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. Such performance-based restricted stock units were accelerated to vest in full, notwithstanding actual financial performance, on December 22, 2020.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 17:43 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 19,498 $0.00 $0.00
Disclosure

SEC source: 0000098246-20-000146 · wf-form4_160919542008311.xml · derivative · entry 7

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par · 19,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2021 and publication of issuer's audited financial statements for the fiscal year ending on that date. 19,498 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. Such performance-based restricted stock units were accelerated to vest in full, notwithstanding actual financial performance, on December 22, 2020.

F1 · derivative.exercise_date: Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2021 and publication of issuer's audited financial statements for the fiscal year ending on that date. 19,498 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. Such performance-based restricted stock units were accelerated to vest in full, notwithstanding actual financial performance, on December 22, 2020.

F1 · derivative.expiration_date: Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2021 and publication of issuer's audited financial statements for the fiscal year ending on that date. 19,498 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. Such performance-based restricted stock units were accelerated to vest in full, notwithstanding actual financial performance, on December 22, 2020.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 17:43 UTC TIFFANY & CO TIF · Entity 143953 Tax withholdingCommon Stock $.01 Par 12,652 $131.18 $1,659,626.10
Disclosure

SEC source: 0000098246-20-000146 · wf-form4_160919542008311.xml · nonDerivative · entry 6

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,153

F3 · shares: Shares withheld to cover taxes on vested performance-based restricted stock units pursuant to issuer's default equity vesting procedures.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 17:43 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionCommon Stock $.01 Par 912 Not disclosed Not disclosed
Disclosure

SEC source: 0000098246-20-000146 · wf-form4_160919542008311.xml · nonDerivative · entry 5

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent units in connection with vesting of performance-based stock units. The dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the performance-based stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 17:43 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionCommon Stock $.01 Par 24,924 Not disclosed Not disclosed
Disclosure

SEC source: 0000098246-20-000146 · wf-form4_160919542008311.xml · nonDerivative · entry 4

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2022 and publication of issuer's audited financial statements for the fiscal year ending on that date. 24,924 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. Such performance-based restricted stock units were accelerated to vest in full, notwithstanding actual financial performance, on December 22, 2020.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 17:43 UTC TIFFANY & CO TIF · Entity 143953 Tax withholdingCommon Stock $.01 Par 10,103 $131.18 $1,325,261.03
Disclosure

SEC source: 0000098246-20-000146 · wf-form4_160919542008311.xml · nonDerivative · entry 3

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,969

F3 · shares: Shares withheld to cover taxes on vested performance-based restricted stock units pursuant to issuer's default equity vesting procedures.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 17:43 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionCommon Stock $.01 Par 1,132 Not disclosed Not disclosed
Disclosure

SEC source: 0000098246-20-000146 · wf-form4_160919542008311.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent units in connection with vesting of performance-based stock units. The dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the performance-based stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 17:43 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionCommon Stock $.01 Par 19,498 Not disclosed Not disclosed
Disclosure

SEC source: 0000098246-20-000146 · wf-form4_160919542008311.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2021 and publication of issuer's audited financial statements for the fiscal year ending on that date. 19,498 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. Such performance-based restricted stock units were accelerated to vest in full, notwithstanding actual financial performance, on December 22, 2020.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 20:27 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 67,980 $0.00 Strike: $85.26 $0.00
Disclosure

SEC source: 0000098246-20-000132 · wf-form4_160678605131043.xml · derivative · entry 5

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par · 67,980 shares

Expires 2029-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2019. The options were originally scheduled to vest in equal installments on January 17, 2020, 2021, 2022 and 2023. 16,995 options that were initially scheduled to vest on January 17, 2022, and 16,995 options that were initially scheduled to vest on January 17, 2023, were accelerated and vested on November 23, 2020.

F6 · balance_after: Total grant 67,980 shares. 0 shares previously exercised.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 20:27 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 53,232 $0.00 Strike: $108.99 $0.00
Disclosure

SEC source: 0000098246-20-000132 · wf-form4_160678605131043.xml · derivative · entry 4

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par · 53,232 shares

Expires 2028-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2018. The options were originally scheduled to vest in equal installments on January 17, 2019, 2020, 2021 and 2022. 13,308 options that were initially scheduled to vest on January 17, 2022 were accelerated and vested on November 23, 2020.

F4 · balance_after: Total grant 53,232 shares. 0 shares previously exercised.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 20:27 UTC TIFFANY & CO TIF · Entity 143953 SaleCommon Stock $.01 Par 106,909 $131.61 $14,069,855.16
Disclosure

SEC source: 0000098246-20-000132 · wf-form4_160678605131043.xml · nonDerivative · entry 3

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,442

F2 · price: The price in Column 4 is a weighted average price. The price actually received ranged from $131.5000 to $131.7250 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The sale represents shares sold to cover the exercise price and applicable taxes in connection with the exercise of the underlying options.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 20:27 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionCommon Stock $.01 Par 67,980 $85.26 $5,795,974.80
Disclosure

SEC source: 0000098246-20-000132 · wf-form4_160678605131043.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 20:27 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionCommon Stock $.01 Par 53,232 $108.99 $5,801,755.68
Disclosure

SEC source: 0000098246-20-000132 · wf-form4_160678605131043.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 939 shares representing dividend reinvestments inadvertently omitted from the previously reported total. Registrant's transfer agent maintains a direct stock purchase program for Registrant's stockholders with a dividend reinvestment feature and accordingly dividend reinvestments are not reported on Form 4 at the time of reinvestment pursuant to Rule 16a-11.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 18:35 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionDividend Equivalent Units · Derivative 1,083 $0.00 $0.00
Disclosure

SEC source: 0000098246-20-000048 · wf-form4_158500291582357.xml · derivative · entry 5

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413

Underlying: Common Stock $.01 Par · 1,083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent units in connection with vesting of performance-based stock units. The dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the performance-based stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Settlement of dividend equivalent units in connection with vesting of performance-based stock units. The dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the performance-based stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

F2 · derivative.expiration_date: Settlement of dividend equivalent units in connection with vesting of performance-based stock units. The dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the performance-based stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 18:35 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 16,657 $0.00 $0.00
Disclosure

SEC source: 0000098246-20-000048 · wf-form4_158500291582357.xml · derivative · entry 4

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par · 16,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2020 and publication of issuer's audited financial statements for the fiscal year ending on that date. 26,822 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. The vesting of 10,165 of such performance-based restricted stock units, which were previously projected to vest and be earned in March 2020 following publication of such audited financial statements, was accelerated to December 17, 2019. The remaining 16,657 performance-based restricted stock units were accelerated to vest in full, notwithstanding actual financial performance, on March 19, 2020.

F1 · shares: Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2020 and publication of issuer's audited financial statements for the fiscal year ending on that date. 26,822 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. The vesting of 10,165 of such performance-based restricted stock units, which were previously projected to vest and be earned in March 2020 following publication of such audited financial statements, was accelerated to December 17, 2019. The remaining 16,657 performance-based restricted stock units were accelerated to vest in full, notwithstanding actual financial performance, on March 19, 2020.

F1 · derivative.exercise_date: Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2020 and publication of issuer's audited financial statements for the fiscal year ending on that date. 26,822 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. The vesting of 10,165 of such performance-based restricted stock units, which were previously projected to vest and be earned in March 2020 following publication of such audited financial statements, was accelerated to December 17, 2019. The remaining 16,657 performance-based restricted stock units were accelerated to vest in full, notwithstanding actual financial performance, on March 19, 2020.

F1 · derivative.expiration_date: Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2020 and publication of issuer's audited financial statements for the fiscal year ending on that date. 26,822 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. The vesting of 10,165 of such performance-based restricted stock units, which were previously projected to vest and be earned in March 2020 following publication of such audited financial statements, was accelerated to December 17, 2019. The remaining 16,657 performance-based restricted stock units were accelerated to vest in full, notwithstanding actual financial performance, on March 19, 2020.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 18:35 UTC TIFFANY & CO TIF · Entity 143953 Tax withholdingCommon Stock $.01 Par 8,178 $118.70 $970,687.71
Disclosure

SEC source: 0000098246-20-000048 · wf-form4_158500291582357.xml · nonDerivative · entry 3

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,200

F3 · shares: Shares withheld to cover taxes on vested performance-based restricted stock units pursuant to issuer's default equity vesting procedures.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 18:35 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionCommon Stock $.01 Par 1,083 Not disclosed Not disclosed
Disclosure

SEC source: 0000098246-20-000048 · wf-form4_158500291582357.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent units in connection with vesting of performance-based stock units. The dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the performance-based stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 18:35 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionCommon Stock $.01 Par 16,657 Not disclosed Not disclosed
Disclosure

SEC source: 0000098246-20-000048 · wf-form4_158500291582357.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2020 and publication of issuer's audited financial statements for the fiscal year ending on that date. 26,822 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. The vesting of 10,165 of such performance-based restricted stock units, which were previously projected to vest and be earned in March 2020 following publication of such audited financial statements, was accelerated to December 17, 2019. The remaining 16,657 performance-based restricted stock units were accelerated to vest in full, notwithstanding actual financial performance, on March 19, 2020.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 16:39 UTC TIFFANY & CO TIF · Entity 143953 GrantPerformance-based Restricted Stock Units · Derivative 16,638 $0.00 $0.00
Disclosure

SEC source: 0000098246-20-000028 · wf-form4_157964278116658.xml · derivative · entry 3

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,638

Underlying: Common Stock $.01 Par · 16,638 shares

Expires not disclosed

F3 · derivative.exercise_price: The performance-based restricted stock units convert to the issuer's common stock on a one-for-one basis.

F2 · kind: Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.

F4 · derivative.exercise_date: All or a percentage of the units are scheduled to convert to common stock if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2023. Performance-based restricted stock units not eligible for conversion at the end of such performance period will be canceled.

F4 · derivative.expiration_date: All or a percentage of the units are scheduled to convert to common stock if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2023. Performance-based restricted stock units not eligible for conversion at the end of such performance period will be canceled.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 16:39 UTC TIFFANY & CO TIF · Entity 143953 GrantRestricted Stock Units · Derivative 8,320 $0.00 $0.00
Disclosure

SEC source: 0000098246-20-000028 · wf-form4_157964278116658.xml · derivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,320

Underlying: Common Stock $.01 Par · 8,320 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert to the issuer's common stock on a one-for-one basis and are scheduled to vest in four equal annual installments on January 16, 2021, 2022, 2023 and 2024.

F2 · kind: Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.

F1 · derivative.exercise_date: The restricted stock units convert to the issuer's common stock on a one-for-one basis and are scheduled to vest in four equal annual installments on January 16, 2021, 2022, 2023 and 2024.

F1 · derivative.expiration_date: The restricted stock units convert to the issuer's common stock on a one-for-one basis and are scheduled to vest in four equal annual installments on January 16, 2021, 2022, 2023 and 2024.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 17:31 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 73,128 $0.00 Strike: $79.23 $0.00
Disclosure

SEC source: 0000098246-20-000006 · wf-form4_157800426284202.xml · derivative · entry 5

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par · 73,128 shares

Expires 2027-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 19, 2017. The options were originally scheduled to vest in equal installments on January 19, 2018, 2019, 2020 and 2021. 18,282 options that were initially scheduled to vest on January 19, 2020, and 18,282 options that were initially scheduled to vest on January 19, 2021, were accelerated and vested on December 17, 2019.

F5 · balance_after: Total grant 73,128 shares. 0 shares previously exercised.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 17:31 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 140,847 $0.00 Strike: $76.19 $0.00
Disclosure

SEC source: 0000098246-20-000006 · wf-form4_157800426284202.xml · derivative · entry 4

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par · 140,847 shares

Expires 2026-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on November 16, 2016. The options vested in equal installments on November 16, 2017, 2018 and 2019.

F3 · balance_after: Total grant 140,847 shares. 0 shares previously exercised.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 17:31 UTC TIFFANY & CO TIF · Entity 143953 SaleCommon Stock $.01 Par 173,140 $133.57 $23,126,829.22
Disclosure

SEC source: 0000098246-20-000006 · wf-form4_157800426284202.xml · nonDerivative · entry 3

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,638

F1 · price: The price in Column 4 is a weighted average price. The price actually received ranged from $133.4500 to $133.8000 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The proceeds of the sale were applied to pay the exercise price, applicable taxes and commissions in connection with the exercise of the underlying options.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 17:31 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionCommon Stock $.01 Par 73,128 $79.23 $5,793,931.44
Disclosure

SEC source: 0000098246-20-000006 · wf-form4_157800426284202.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 17:31 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionCommon Stock $.01 Par 140,847 $76.19 $10,731,132.93
Disclosure

SEC source: 0000098246-20-000006 · wf-form4_157800426284202.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 20:20 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionDividend Equivalent Units · Derivative 614 $0.00 $0.00
Disclosure

SEC source: 0000098246-19-000153 · wf-form4_157680480813782.xml · derivative · entry 5

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222

Underlying: Common Stock $.01 Par · 614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent units in connection with vesting of performance-based stock units. The dividend equivalent units accrued when and as when dividends were paid on issuer's common stock and vested proportionately with the performance-based stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Settlement of dividend equivalent units in connection with vesting of performance-based stock units. The dividend equivalent units accrued when and as when dividends were paid on issuer's common stock and vested proportionately with the performance-based stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

F2 · derivative.expiration_date: Settlement of dividend equivalent units in connection with vesting of performance-based stock units. The dividend equivalent units accrued when and as when dividends were paid on issuer's common stock and vested proportionately with the performance-based stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

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December 17, 2019 Filed Dec 19, 2019 20:20 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 10,165 $0.00 $0.00
Disclosure

SEC source: 0000098246-19-000153 · wf-form4_157680480813782.xml · derivative · entry 4

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,657

Underlying: Common Stock $.01 Par · 10,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ending January 31, 2020 and publication of issuer's audited financial statements for the fiscal year ending on that date. 26,822 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. The vesting of 10,165 performance-based restricted stock units, which were projected to vest and be earned in March 2020, was accelerated to December 17, 2019.

F1 · shares: Each performance-based restricted stock unit represents a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ending January 31, 2020 and publication of issuer's audited financial statements for the fiscal year ending on that date. 26,822 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. The vesting of 10,165 performance-based restricted stock units, which were projected to vest and be earned in March 2020, was accelerated to December 17, 2019.

F1 · derivative.exercise_date: Each performance-based restricted stock unit represents a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ending January 31, 2020 and publication of issuer's audited financial statements for the fiscal year ending on that date. 26,822 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. The vesting of 10,165 performance-based restricted stock units, which were projected to vest and be earned in March 2020, was accelerated to December 17, 2019.

F1 · derivative.expiration_date: Each performance-based restricted stock unit represents a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ending January 31, 2020 and publication of issuer's audited financial statements for the fiscal year ending on that date. 26,822 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. The vesting of 10,165 performance-based restricted stock units, which were projected to vest and be earned in March 2020, was accelerated to December 17, 2019.

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December 17, 2019 Filed Dec 19, 2019 20:20 UTC TIFFANY & CO TIF · Entity 143953 Tax withholdingCommon Stock $.01 Par 5,737 $133.69 $766,950.85
Disclosure

SEC source: 0000098246-19-000153 · wf-form4_157680480813782.xml · nonDerivative · entry 3

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,803

F3 · shares: Shares withheld to cover taxes on vested performance-based restricted stock units pursuant to issuer's default equity vesting procedures.

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December 17, 2019 Filed Dec 19, 2019 20:20 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionCommon Stock $.01 Par 614 Not disclosed Not disclosed
Disclosure

SEC source: 0000098246-19-000153 · wf-form4_157680480813782.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent units in connection with vesting of performance-based stock units. The dividend equivalent units accrued when and as when dividends were paid on issuer's common stock and vested proportionately with the performance-based stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

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December 17, 2019 Filed Dec 19, 2019 20:20 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionCommon Stock $.01 Par 10,165 Not disclosed Not disclosed
Disclosure

SEC source: 0000098246-19-000153 · wf-form4_157680480813782.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance-based restricted stock unit represents a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ending January 31, 2020 and publication of issuer's audited financial statements for the fiscal year ending on that date. 26,822 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. The vesting of 10,165 performance-based restricted stock units, which were projected to vest and be earned in March 2020, was accelerated to December 17, 2019.

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November 16, 2019 Filed Nov 19, 2019 16:30 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionRestricted Stock Units · Derivative 8,751 $0.00 $0.00
Disclosure

SEC source: 0000098246-19-000133 · wf-form4_157419901520591.xml · derivative · entry 3

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par · 8,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert to the issuer's common stock on a one-for-one basis and vest in three equal installments on November 16, 2017, 2018 and 2019.

F1 · derivative.exercise_date: The restricted stock units convert to the issuer's common stock on a one-for-one basis and vest in three equal installments on November 16, 2017, 2018 and 2019.

F1 · derivative.expiration_date: The restricted stock units convert to the issuer's common stock on a one-for-one basis and vest in three equal installments on November 16, 2017, 2018 and 2019.

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November 16, 2019 Filed Nov 19, 2019 16:30 UTC TIFFANY & CO TIF · Entity 143953 Tax withholdingCommon Stock $.01 Par 3,534 $124.12 $438,622.41
Disclosure

SEC source: 0000098246-19-000133 · wf-form4_157419901520591.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,761

F2 · shares: Shares withheld to cover taxes on vested restricted stock units pursuant to issuer's default equity vesting procedures.

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November 16, 2019 Filed Nov 19, 2019 16:30 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionCommon Stock $.01 Par 8,751 Not disclosed Not disclosed
Disclosure

SEC source: 0000098246-19-000133 · wf-form4_157419901520591.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert to the issuer's common stock on a one-for-one basis and vest in three equal installments on November 16, 2017, 2018 and 2019.

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January 17, 2019 Filed Jan 22, 2019 16:31 UTC TIFFANY & CO TIF · Entity 143953 GrantPerformance-based Restricted Stock Units · Derivative 24,924 $0.00 $0.00
Disclosure

SEC source: 0000098246-19-000012 · wf-form4_154819268185544.xml · derivative · entry 3

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,924

Underlying: Common Stock $.01 Par · 24,924 shares

Expires not disclosed

F3 · derivative.exercise_price: The performance-based restricted stock units convert to the issuer's common stock on a one-for-one basis.

F1 · kind: Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.

F4 · derivative.exercise_date: All or a percentage of the units will be converted to common stock if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2022. Performance-based restricted stock units not eligible for conversion at the end of such performance period will be canceled.

F4 · derivative.expiration_date: All or a percentage of the units will be converted to common stock if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2022. Performance-based restricted stock units not eligible for conversion at the end of such performance period will be canceled.

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January 17, 2019 Filed Jan 22, 2019 16:31 UTC TIFFANY & CO TIF · Entity 143953 GrantEmployee Stock Option (Right to Buy) · Derivative 67,980 $0.00 Strike: $85.26 $0.00
Disclosure

SEC source: 0000098246-19-000012 · wf-form4_154819268185544.xml · derivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,980

Underlying: Common Stock $.01 Par · 67,980 shares

Expires 2029-01-17

F1 · kind: Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.

F2 · derivative.exercise_date: The option vests in four equal annual installments on January 17, 2020, 2021, 2022 and 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.