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Erceg Mark J

Disclosed activity across 3 companies

Tapewire entity
63708
SEC CIK
0001580700

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NEWELL BRANDS INC.NWL · Entity 4339Chief Financial OfficerFebruary 27, 2026March 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEWELL BRANDS INC.

Report date February 27, 2026 · Filed March 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,972,621.35 Reported balance After 2026-02-27 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-02-27 · Exercise / conversion · Acquired 1,655,172 · Balance 1,972,621.35

Common StockSEC Table I · non-derivativeDirect1,230,441.35 Reported balance After 2026-02-27 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2026-02-27 · Tax withholding · Disposed 742,180 · Balance 1,230,441.35

F1: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 27, 2026.

Common StockSEC Table I · non-derivativeDirect243,725 Reported balance Holding disclosure · report date 2026-02-27 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 243,725

F2: Represents shares owned in a joint account with reporting person's spouse.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-02-27 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-02-27 · Exercise / conversion · Disposed 1,655,172 · Balance 0

F4: Each Performance Based Restricted Stock Unit ("PRSU") represents the right to receive one share of the Company's common stock.

F5: The terms of the PRSUs provide for vesting on February 27, 2026, subject to continuous employment with the Company.

F6: N/A

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect443,681 Reported balance After 2026-02-27 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-02-27 · Grant · Acquired 443,681 · Balance 443,681

F7: Each Time Based Restricted Stock Unit ("TRSU") represents a contingent right to receive one share of the Company's common stock.

F8: The TRSUs vest ratably, with one-third (1/3) vesting on February 27, 2027, one-third (1/3) vesting on February 15, 2028, and the remainder of shares vesting on February 15, 2029, subject to continuous employment with the Company.

F6: N/A

Common StockSEC Table I · non-derivativeIndirectBy 401(k)4,750.79 Reported balance Holding disclosure · report date 2026-02-27 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,750.79

F3: Represents shares held by the reporting person in the Newell Brands Employee Savings Plan, a 401(k) plan.

Filing footnotes · ownership attribution and instrument terms

F1: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 27, 2026.

F2: Represents shares owned in a joint account with reporting person's spouse.

F3: Represents shares held by the reporting person in the Newell Brands Employee Savings Plan, a 401(k) plan.

F4: Each Performance Based Restricted Stock Unit ("PRSU") represents the right to receive one share of the Company's common stock.

F5: The terms of the PRSUs provide for vesting on February 27, 2026, subject to continuous employment with the Company.

F6: N/A

F7: Each Time Based Restricted Stock Unit ("TRSU") represents a contingent right to receive one share of the Company's common stock.

F8: The TRSUs vest ratably, with one-third (1/3) vesting on February 27, 2027, one-third (1/3) vesting on February 15, 2028, and the remainder of shares vesting on February 15, 2029, subject to continuous employment with the Company.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CERNER Corp

Report date June 07, 2022 · Filed June 09, 2022

Section 16 reporting ended · disclosed 2022-06-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-06-07 transaction · row 1
1 source row

Row 1 · 2022-06-07 · Other · Disposed 43,905 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

Common StockSEC Table I · non-derivativeIndirectby 401(k) Plan0 Reported balance After 2022-06-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-06-07 · Other · Disposed 7 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

Common StockSEC Table I · non-derivativeIndirectby ASPP account0 Reported balance After 2022-06-07 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2022-06-07 · Other · Disposed 332 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-02-22Direct0 Reported balance After 2022-06-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-06-08 · Disposition to issuer · Disposed 13,221 · Balance 0

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-05-07Direct0 Reported balance After 2022-06-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-06-08 · Disposition to issuer · Disposed 28,691 · Balance 0

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-03-04Direct0 Reported balance After 2022-06-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-06-08 · Disposition to issuer · Disposed 25,677 · Balance 0

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

TIFFANY & CO

Report date January 07, 2021 · Filed January 11, 2021

Section 16 reporting ended · disclosed 2021-01-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $.01 ParSEC Table I · non-derivativeDirect0 Reported balance After 2021-01-07 transaction · row 1
1 source row

Row 1 · 2021-01-07 · Disposition to issuer · Disposed 108,153 · Balance 0

F1: Disposed of pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 28, 2020, by and among Tiffany & Co. (the "Company"), LVMH Moet Hennessy-Louis Vuitton SE ("Parent"), Breakfast Holdings Acquisition Corp. ("Holding") and Breakfast Acquisition Corp. ("Merger Sub") (the "Merger Agreement"), which amended and restated the Agreement and Plan of Merger, dated as of November 24, 2019, by and among the Company, Parent, Holding and Merger Sub, in exchange for $131.50 per share in cash, without interest and less any required withholding taxes (the "Per Share Merger Consideration").

Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-01-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-01-07 · Disposition to issuer · Disposed 16,867 · Balance 0

F2: Pursuant to the Merger Agreement, each outstanding performance-based restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such performance-based restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such performance-based restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-01-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-01-07 · Disposition to issuer · Disposed 8,476 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 28, 2020, by and among Tiffany & Co. (the "Company"), LVMH Moet Hennessy-Louis Vuitton SE ("Parent"), Breakfast Holdings Acquisition Corp. ("Holding") and Breakfast Acquisition Corp. ("Merger Sub") (the "Merger Agreement"), which amended and restated the Agreement and Plan of Merger, dated as of November 24, 2019, by and among the Company, Parent, Holding and Merger Sub, in exchange for $131.50 per share in cash, without interest and less any required withholding taxes (the "Per Share Merger Consideration").

F2: Pursuant to the Merger Agreement, each outstanding performance-based restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such performance-based restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such performance-based restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

F3: Pursuant to the Merger Agreement, each outstanding restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2026 Filed Mar 3, 2026 22:29 UTC NEWELL BRANDS INC. NWL · Entity 4339 GrantRestricted Stock Units · Derivative 443,681 $0.00 $0.00
Disclosure

SEC source: 0001580700-26-000011 · wk-form4_1772576946.xml · derivative · entry 6

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,681

Underlying: Common Stock · 443,681 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Time Based Restricted Stock Unit ("TRSU") represents a contingent right to receive one share of the Company's common stock.

F8 · derivative.exercise_date: The TRSUs vest ratably, with one-third (1/3) vesting on February 27, 2027, one-third (1/3) vesting on February 15, 2028, and the remainder of shares vesting on February 15, 2029, subject to continuous employment with the Company.

F6 · derivative.expiration_date: N/A

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:29 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionRestricted Stock Units · Derivative 1,655,172 $0.00 $0.00
Disclosure

SEC source: 0001580700-26-000011 · wk-form4_1772576946.xml · derivative · entry 5

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,655,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Based Restricted Stock Unit ("PRSU") represents the right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The terms of the PRSUs provide for vesting on February 27, 2026, subject to continuous employment with the Company.

F6 · derivative.expiration_date: N/A

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:29 UTC NEWELL BRANDS INC. NWL · Entity 4339 Tax withholdingCommon Stock 742,180 $4.55 $3,376,919.00
Disclosure

SEC source: 0001580700-26-000011 · wk-form4_1772576946.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,230,441.35

F1 · price: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 27, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:29 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 1,655,172 $0.00 $0.00
Disclosure

SEC source: 0001580700-26-000011 · wk-form4_1772576946.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,972,621.35

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionRestricted Stock Units · Derivative 113,315 $0.00 $0.00
Disclosure

SEC source: 0001580700-26-000007 · wk-form4_1771448869.xml · derivative · entry 14

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 113,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each Performance Based Restricted Stock Unit ("PRSU") represents the right to receive one share of the Company's common stock.

F9 · derivative.exercise_date: The terms of the reporting person's PRSUs provide for vesting on February 17, 2026, subject to continuous employment with the Company.

F7 · derivative.expiration_date: N/A

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionRestricted Stock Units · Derivative 92,576 $0.00 $0.00
Disclosure

SEC source: 0001580700-26-000007 · wk-form4_1771448869.xml · derivative · entry 13

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,152

Underlying: Common Stock · 92,576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Time Based Restricted Stock Unit ("TRSU") represents a contingent right to receive one share of the Company's common stock.

F6 · derivative.exercise_date: The TRSU vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the reporting person's continuous employment with the Company.

F7 · derivative.expiration_date: N/A

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionRestricted Stock Units · Derivative 40,269 $0.00 $0.00
Disclosure

SEC source: 0001580700-26-000007 · wk-form4_1771448869.xml · derivative · entry 12

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Time Based Restricted Stock Unit ("TRSU") represents a contingent right to receive one share of the Company's common stock.

F6 · derivative.exercise_date: The TRSU vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the reporting person's continuous employment with the Company.

F7 · derivative.expiration_date: N/A

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Tax withholdingCommon Stock 35,093 $4.67 $163,884.31
Disclosure

SEC source: 0001580700-26-000007 · wk-form4_1771448869.xml · nonDerivative · entry 8

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,449.35

F2 · price: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 17, 2026.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 113,315 $0.00 $0.00
Disclosure

SEC source: 0001580700-26-000007 · wk-form4_1771448869.xml · nonDerivative · entry 7

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,542.35

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Tax withholdingCommon Stock 41,512 $4.67 $193,861.04
Disclosure

SEC source: 0001580700-26-000007 · wk-form4_1771448869.xml · nonDerivative · entry 6

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,227.35

F2 · price: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 17, 2026.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 92,576 $0.00 $0.00
Disclosure

SEC source: 0001580700-26-000007 · wk-form4_1771448869.xml · nonDerivative · entry 5

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,739.35

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Tax withholdingCommon Stock 18,057 $4.67 $84,326.19
Disclosure

SEC source: 0001580700-26-000007 · wk-form4_1771448869.xml · nonDerivative · entry 4

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,163.35

F2 · price: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 17, 2026.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 40,269 $0.00 $0.00
Disclosure

SEC source: 0001580700-26-000007 · wk-form4_1771448869.xml · nonDerivative · entry 3

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,220.35

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2026 Filed Feb 18, 2026 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionRestricted Stock Units · Derivative 78,227 $0.00 $0.00
Disclosure

SEC source: 0001580700-26-000007 · wk-form4_1771448869.xml · derivative · entry 11

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,227

Underlying: Common Stock · 78,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Time Based Restricted Stock Unit ("TRSU") represents a contingent right to receive one share of the Company's common stock.

F6 · derivative.exercise_date: The TRSU vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the reporting person's continuous employment with the Company.

F7 · derivative.expiration_date: N/A

Read SEC document
February 16, 2026 Filed Feb 18, 2026 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Tax withholdingCommon Stock 23,668 $4.70 $111,239.60
Disclosure

SEC source: 0001580700-26-000007 · wk-form4_1771448869.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,951.35

F1 · price: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 13, 2026.

Read SEC document
February 16, 2026 Filed Feb 18, 2026 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 78,227 $0.00 $0.00
Disclosure

SEC source: 0001580700-26-000007 · wk-form4_1771448869.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,619.35

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2026 Filed Feb 10, 2026 21:17 UTC NEWELL BRANDS INC. NWL · Entity 4339 GrantRestricted Stock Units · Derivative 1,655,172 $0.00 $0.00
Disclosure

SEC source: 0001580700-26-000003 · wk-form4_1770758268.xml · derivative · entry 2

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,655,172

Underlying: Common Stock · 1,655,172 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Based Restricted Stock Unit ("PRSU") represents the right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The Company's Compensation and Human Capital Committee certified achievement of the pre-established performance metrics for the reporting person's PRSUs granted on July 5, 2023. The terms of the PRSUs granted on July 5, 2023 provide for vesting on February 27, 2026, subject to the continuous employment with the Company.

F3 · derivative.expiration_date: N/A

Read SEC document
February 09, 2026 Filed Feb 10, 2026 21:17 UTC NEWELL BRANDS INC. NWL · Entity 4339 GrantRestricted Stock Units · Derivative 113,315 $0.00 $0.00
Disclosure

SEC source: 0001580700-26-000003 · wk-form4_1770758268.xml · derivative · entry 1

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,315

Underlying: Common Stock · 113,315 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Based Restricted Stock Unit ("PRSU") represents the right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The Company's Compensation and Human Capital Committee certified partial achievement of the pre-established performance metrics for the reporting person's PRSUs granted on February 17, 2023. The terms of the reporting person's PRSUs provided for vesting on February 17, 2026, subject to continuous employment with the Company.

F3 · derivative.expiration_date: N/A

Read SEC document
February 17, 2025 Filed Feb 18, 2025 21:12 UTC NEWELL BRANDS INC. NWL · Entity 4339 GrantRestricted Stock Units · Derivative 277,728 $0.00 $0.00
Disclosure

SEC source: 0000814453-25-000018 · wk-form4_1739913166.xml · derivative · entry 1

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,728

Underlying: Common Stock · 277,728 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.

F2 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F3 · derivative.expiration_date: N/A

Read SEC document
February 17, 2025 Filed Feb 19, 2025 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionRestricted Stock Units · Derivative 40,268 $0.00 $0.00
Disclosure

SEC source: 0000814453-25-000033 · wk-form4_1739999226.xml · derivative · entry 8

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F6 · derivative.expiration_date: N/A

Read SEC document
February 17, 2025 Filed Feb 19, 2025 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Tax withholdingCommon Stock 12,016 $7.06 $84,772.88
Disclosure

SEC source: 0000814453-25-000033 · wk-form4_1739999226.xml · nonDerivative · entry 4

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,392.35

F1 · price: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 14, 2025.

Read SEC document
February 17, 2025 Filed Feb 19, 2025 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 40,268 $0.00 $0.00
Disclosure

SEC source: 0000814453-25-000033 · wk-form4_1739999226.xml · nonDerivative · entry 3

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,408.35

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2025 Filed Feb 19, 2025 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionRestricted Stock Units · Derivative 78,226 $0.00 $0.00
Disclosure

SEC source: 0000814453-25-000033 · wk-form4_1739999226.xml · derivative · entry 7

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F6 · derivative.expiration_date: N/A

Read SEC document
February 16, 2025 Filed Feb 19, 2025 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Tax withholdingCommon Stock 23,879 $7.06 $168,466.35
Disclosure

SEC source: 0000814453-25-000033 · wk-form4_1739999226.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,140.35

F1 · price: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 14, 2025.

Read SEC document
February 16, 2025 Filed Feb 19, 2025 21:07 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 78,226 $0.00 $0.00
Disclosure

SEC source: 0000814453-25-000033 · wk-form4_1739999226.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,019.35

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2024 Filed Feb 21, 2024 21:26 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionRestricted Stock Units · Derivative 40,268 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000040 · wk-form4_1708550755.xml · derivative · entry 3

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F4 · derivative.expiration_date: N/A

Read SEC document
February 17, 2024 Filed Feb 21, 2024 21:26 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 40,268 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000040 · wk-form4_1708550755.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:26 UTC NEWELL BRANDS INC. NWL · Entity 4339 GrantRestricted Stock Units · Derivative 234,680 $0.00 $0.00
Disclosure

SEC source: 0000814453-24-000040 · wk-form4_1708550755.xml · derivative · entry 4

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,680

Underlying: Common Stock · 234,680 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F4 · derivative.expiration_date: N/A

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:26 UTC NEWELL BRANDS INC. NWL · Entity 4339 Tax withholdingCommon Stock 12,447 $7.67 $95,468.49
Disclosure

SEC source: 0000814453-24-000040 · wk-form4_1708550755.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,546

F2 · price: Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on February 16, 2024.

Read SEC document
May 04, 2023 Filed May 5, 2023 11:33 UTC NEWELL BRANDS INC. NWL · Entity 4339 PurchaseCommon Stock 90,585 $9.98 $904,038.30
Disclosure

SEC source: 0000814453-23-000071 · wf-form4_168328638202410.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,725

F1 · price: The price reported is a weighted average stock price. Shares were purchased between $9.92 and $9.99 inclusive.

Read SEC document
May 03, 2023 Filed May 5, 2023 11:33 UTC NEWELL BRANDS INC. NWL · Entity 4339 PurchaseCommon Stock 9,515 $9.99 $95,054.85
Disclosure

SEC source: 0000814453-23-000071 · wf-form4_168328638202410.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,140

Read SEC document
March 10, 2023 Filed Mar 13, 2023 20:17 UTC NEWELL BRANDS INC. NWL · Entity 4339 PurchaseCommon Stock 48,643 $12.81 $623,116.83
Disclosure

SEC source: 0000814453-23-000055 · wf-form4_167873860948485.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,625

F1 · price: The price reported is a weighted average stock price. Shares were purchased between $12.78 and $12.83 inclusive.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:17 UTC NEWELL BRANDS INC. NWL · Entity 4339 PurchaseCommon Stock 28,282 $13.00 $367,666.00
Disclosure

SEC source: 0000814453-23-000055 · wf-form4_167873860948485.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,982

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:15 UTC NEWELL BRANDS INC. NWL · Entity 4339 GrantRestricted Stock Units · Derivative 120,805 $0.00 $0.00
Disclosure

SEC source: 0000814453-23-000042 · wf-form4_167710048116346.xml · derivative · entry 2

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,805

Underlying: Common Stock · 120,805 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock unit vests ratably in one-third increments on the grant date's first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company.

F4 · derivative.expiration_date: N/A

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:15 UTC NEWELL BRANDS INC. NWL · Entity 4339 PurchaseCommon Stock 66,700 $14.99 $999,833.00
Disclosure

SEC source: 0000814453-23-000042 · wf-form4_167710048116346.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,700

F1 · price: The price reported is a weighted average stock price. Shares were purchased between $14.93 and $15.00 inclusive.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:27 UTC NEWELL BRANDS INC. NWL · Entity 4339 GrantStock Option (Right to Buy) · Derivative 344,115 $0.00 Strike: $14.53 $0.00
Disclosure

SEC source: 0000814453-23-000010 · wf-form4_167347240964625.xml · derivative · entry 1

Erceg Mark J · CIK 0001580700 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,115

Underlying: Common Stock · 344,115 shares

Expires 2033-01-09

F1 · derivative.exercise_date: The option vests on the fifth anniversary of the grant date, subject to the reporting person's continuous employment with the Company.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 17:23 UTC CERNER Corp CERN · Entity 126375 Disposition to issuerRestricted Stock Units · Derivative 25,677 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-035493 · doc4.xml · derivative · entry 6

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,677 shares

Expires 2025-03-04

F2 · derivative.exercise_price: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

F2 · kind: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

F2 · price: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 17:23 UTC CERNER Corp CERN · Entity 126375 Disposition to issuerRestricted Stock Units · Derivative 28,691 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-035493 · doc4.xml · derivative · entry 5

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,691 shares

Expires 2024-05-07

F2 · derivative.exercise_price: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

F2 · kind: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

F2 · price: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 17:23 UTC CERNER Corp CERN · Entity 126375 Disposition to issuerRestricted Stock Units · Derivative 13,221 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-035493 · doc4.xml · derivative · entry 4

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,221 shares

Expires 2025-02-22

F2 · derivative.exercise_price: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

F2 · kind: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

F2 · price: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 17:23 UTC CERNER Corp CERN · Entity 126375 OtherCommon Stock 332 $95.00 $31,540.00
Disclosure

SEC source: 0001209191-22-035493 · doc4.xml · nonDerivative · entry 3

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by ASPP account

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 17:23 UTC CERNER Corp CERN · Entity 126375 OtherCommon Stock 7 $95.00 $665.00
Disclosure

SEC source: 0001209191-22-035493 · doc4.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Plan

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 17:23 UTC CERNER Corp CERN · Entity 126375 OtherCommon Stock 43,905 $95.00 $4,170,975.00
Disclosure

SEC source: 0001209191-22-035493 · doc4.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 16:07 UTC CERNER Corp CERN · Entity 126375 GrantRestricted Stock Units · Derivative 25,677 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017045 · doc4.xml · derivative · entry 4

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,677

Underlying: Common Stock · 25,677 shares

Expires 2025-03-04

F1 · derivative.exercise_price: The restricted stock units convert on a one for one basis for shares of common stock, without any consideration.

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of Cerner Corporation common stock. The restricted stock units are eligible for vesting, per the following schedule: 8,559 on 3/4/2023, 8,559 on 3/4/2024 and 8,559 on 3/4/2025, subject to continued employment through the respective vesting dates.

F3 · price: This transaction represents a grant of restricted stock units to the reporting person by the issuer. Therefore, no consideration other than the value of services rendered was paid for the security.

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December 31, 2021 Filed Jan 21, 2022 16:05 UTC CERNER Corp CERN · Entity 126375 OtherCommon Stock 332 $66.45 $22,061.40
Disclosure

SEC source: 0001209191-22-004387 · doc5.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by ASPP account

Disclosed balance after: 332

F3 · kind: Represents shares purchased through the associate stock purchase plan (ASPP), an Internal Revenue Code Section 423 stock purchase plan, in transactions exempt under Rule 16b-3(c), at prices ranging from $66.44 to $70.30.

F2 · price: Full information regarding the number of shares acquired at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.

F3 · price: Represents shares purchased through the associate stock purchase plan (ASPP), an Internal Revenue Code Section 423 stock purchase plan, in transactions exempt under Rule 16b-3(c), at prices ranging from $66.44 to $70.30.

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December 31, 2021 Filed Jan 21, 2022 16:05 UTC CERNER Corp CERN · Entity 126375 OtherCommon Stock 7 $72.01 $504.07
Disclosure

SEC source: 0001209191-22-004387 · doc5.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Plan

Disclosed balance after: 7

F1 · kind: Represents shares acquired through routine payroll deduction and participation in the issuer's 401(k) plan between 2/23/2021 and 12/31/2021, at prices ranging from $70.65 to $80.12 per share. Balance is based on plan statement as of 12/31/2021. This transaction qualifies as a non-discretionary transaction from a tax-qualified plan.

F1 · price: Represents shares acquired through routine payroll deduction and participation in the issuer's 401(k) plan between 2/23/2021 and 12/31/2021, at prices ranging from $70.65 to $80.12 per share. Balance is based on plan statement as of 12/31/2021. This transaction qualifies as a non-discretionary transaction from a tax-qualified plan.

F2 · price: Full information regarding the number of shares acquired at each separate price will be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder.

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December 20, 2021 Filed Dec 22, 2021 17:01 UTC CERNER Corp CERN · Entity 126375 Exercise / conversionRestricted Stock Units · Derivative 14,345 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070953 · doc4.xml · derivative · entry 5

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,691

Underlying: Common Stock · 14,345 shares

Expires 2024-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units convert on a one for one basis for shares of common stock, without any consideration.

F3 · shares: Reflects the accelerated vesting of restricted stock units for tax planning purposes in connection with the transactions contemplated by that certain merger agreement dated December 20, 2021.

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December 20, 2021 Filed Dec 22, 2021 17:01 UTC CERNER Corp CERN · Entity 126375 Exercise / conversionRestricted Stock Units · Derivative 4,407 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070953 · doc4.xml · derivative · entry 4

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,221

Underlying: Common Stock · 4,407 shares

Expires 2025-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units convert on a one for one basis for shares of common stock, without any consideration.

F3 · shares: Reflects the accelerated vesting of restricted stock units for tax planning purposes in connection with the transactions contemplated by that certain merger agreement dated December 20, 2021.

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December 20, 2021 Filed Dec 22, 2021 17:01 UTC CERNER Corp CERN · Entity 126375 Tax withholdingCommon Stock 6,810 $90.49 $616,236.90
Disclosure

SEC source: 0001209191-21-070953 · doc4.xml · nonDerivative · entry 3

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,905

F1 · shares: Shares withheld to satisfy the tax withholdings for the vesting of restricted stock units.

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December 20, 2021 Filed Dec 22, 2021 17:01 UTC CERNER Corp CERN · Entity 126375 Exercise / conversionCommon Stock 14,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070953 · doc4.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 17:01 UTC CERNER Corp CERN · Entity 126375 Exercise / conversionCommon Stock 4,407 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070953 · doc4.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Exec. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.