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Erceg Mark J

Disclosed activity across 3 companies

Tapewire entity
63708
SEC CIK
0001580700

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NEWELL BRANDS INC.NWL · Entity 4339Chief Financial OfficerFebruary 27, 2026March 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEWELL BRANDS INC.

Report date February 27, 2026 · Filed March 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,972,621.35 Reported balance After 2026-02-27 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-02-27 · Exercise / conversion · Acquired 1,655,172 · Balance 1,972,621.35

Common StockSEC Table I · non-derivativeDirect1,230,441.35 Reported balance After 2026-02-27 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2026-02-27 · Tax withholding · Disposed 742,180 · Balance 1,230,441.35

F1: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 27, 2026.

Common StockSEC Table I · non-derivativeDirect243,725 Reported balance Holding disclosure · report date 2026-02-27 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 243,725

F2: Represents shares owned in a joint account with reporting person's spouse.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-02-27 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-02-27 · Exercise / conversion · Disposed 1,655,172 · Balance 0

F4: Each Performance Based Restricted Stock Unit ("PRSU") represents the right to receive one share of the Company's common stock.

F5: The terms of the PRSUs provide for vesting on February 27, 2026, subject to continuous employment with the Company.

F6: N/A

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect443,681 Reported balance After 2026-02-27 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-02-27 · Grant · Acquired 443,681 · Balance 443,681

F7: Each Time Based Restricted Stock Unit ("TRSU") represents a contingent right to receive one share of the Company's common stock.

F8: The TRSUs vest ratably, with one-third (1/3) vesting on February 27, 2027, one-third (1/3) vesting on February 15, 2028, and the remainder of shares vesting on February 15, 2029, subject to continuous employment with the Company.

F6: N/A

Common StockSEC Table I · non-derivativeIndirectBy 401(k)4,750.79 Reported balance Holding disclosure · report date 2026-02-27 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,750.79

F3: Represents shares held by the reporting person in the Newell Brands Employee Savings Plan, a 401(k) plan.

Filing footnotes · ownership attribution and instrument terms

F1: The withholding of shares to cover taxes on the vesting was calculated on the Company's closing stock price on February 27, 2026.

F2: Represents shares owned in a joint account with reporting person's spouse.

F3: Represents shares held by the reporting person in the Newell Brands Employee Savings Plan, a 401(k) plan.

F4: Each Performance Based Restricted Stock Unit ("PRSU") represents the right to receive one share of the Company's common stock.

F5: The terms of the PRSUs provide for vesting on February 27, 2026, subject to continuous employment with the Company.

F6: N/A

F7: Each Time Based Restricted Stock Unit ("TRSU") represents a contingent right to receive one share of the Company's common stock.

F8: The TRSUs vest ratably, with one-third (1/3) vesting on February 27, 2027, one-third (1/3) vesting on February 15, 2028, and the remainder of shares vesting on February 15, 2029, subject to continuous employment with the Company.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CERNER Corp

Report date June 07, 2022 · Filed June 09, 2022

Section 16 reporting ended · disclosed 2022-06-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-06-07 transaction · row 1
1 source row

Row 1 · 2022-06-07 · Other · Disposed 43,905 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

Common StockSEC Table I · non-derivativeIndirectby 401(k) Plan0 Reported balance After 2022-06-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-06-07 · Other · Disposed 7 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

Common StockSEC Table I · non-derivativeIndirectby ASPP account0 Reported balance After 2022-06-07 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2022-06-07 · Other · Disposed 332 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-02-22Direct0 Reported balance After 2022-06-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-06-08 · Disposition to issuer · Disposed 13,221 · Balance 0

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-05-07Direct0 Reported balance After 2022-06-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-06-08 · Disposition to issuer · Disposed 28,691 · Balance 0

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-03-04Direct0 Reported balance After 2022-06-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-06-08 · Disposition to issuer · Disposed 25,677 · Balance 0

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Tender Offer Statement on Schedule TO (together with any amendments and supplements hereto) filed by Cedar Acquisition Corporation ("Merger Subsidiary") in connection with the Agreement and Plan of Merger, dated December 20, 2021 (as it may be amended or supplemented from time to time, the "Merger Agreement"), between Cerner Corporation ("Cerner") and Merger Subsidiary, which is a wholly owned subsidiary of OC Acquisition LLC ("Parent"), Parent, which is a wholly owned subsidiary of Oracle Corporation ("Oracle"), and Oracle. Pursuant to the Merger Agreement, on January 19, 2022, Oracle commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of Cerner common stock for a purchase price of $95.00 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. On June 7, 2022, Oracle accepted all shares tendered in the Offer.

F2: This Form 4 reports derivative securities disposed of pursuant to the Merger Agreement, pursuant to which Merger Subsidiary merged into Cerner, effective on June 8, 2022 (the "Effective Time"), with Cerner becoming a wholly owned indirect subsidiary of Oracle. At the Effective Time, each unvested restricted stock unit ("RSU") was assumed by Oracle and converted into a number of Oracle RSUs based on the Award Exchange Ratio (as defined in the Merger Agreement), on the same vesting terms, all in accordance with the Merger Agreement. Each RSU that vested on the Effective Time was cancelled and converted into the right to receive the Compensatory Award Payment (as defined in the Merger Agreement) in accordance with the Merger Agreement. The Merger Agreement was filed by Cerner on December 20, 2021, as Exhibit 2.1 to Form 8-K.

TIFFANY & CO

Report date January 07, 2021 · Filed January 11, 2021

Section 16 reporting ended · disclosed 2021-01-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $.01 ParSEC Table I · non-derivativeDirect0 Reported balance After 2021-01-07 transaction · row 1
1 source row

Row 1 · 2021-01-07 · Disposition to issuer · Disposed 108,153 · Balance 0

F1: Disposed of pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 28, 2020, by and among Tiffany & Co. (the "Company"), LVMH Moet Hennessy-Louis Vuitton SE ("Parent"), Breakfast Holdings Acquisition Corp. ("Holding") and Breakfast Acquisition Corp. ("Merger Sub") (the "Merger Agreement"), which amended and restated the Agreement and Plan of Merger, dated as of November 24, 2019, by and among the Company, Parent, Holding and Merger Sub, in exchange for $131.50 per share in cash, without interest and less any required withholding taxes (the "Per Share Merger Consideration").

Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-01-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-01-07 · Disposition to issuer · Disposed 16,867 · Balance 0

F2: Pursuant to the Merger Agreement, each outstanding performance-based restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such performance-based restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such performance-based restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-01-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-01-07 · Disposition to issuer · Disposed 8,476 · Balance 0

F3: Pursuant to the Merger Agreement, each outstanding restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 28, 2020, by and among Tiffany & Co. (the "Company"), LVMH Moet Hennessy-Louis Vuitton SE ("Parent"), Breakfast Holdings Acquisition Corp. ("Holding") and Breakfast Acquisition Corp. ("Merger Sub") (the "Merger Agreement"), which amended and restated the Agreement and Plan of Merger, dated as of November 24, 2019, by and among the Company, Parent, Holding and Merger Sub, in exchange for $131.50 per share in cash, without interest and less any required withholding taxes (the "Per Share Merger Consideration").

F2: Pursuant to the Merger Agreement, each outstanding performance-based restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such performance-based restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such performance-based restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

F3: Pursuant to the Merger Agreement, each outstanding restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest and less any required withholding taxes, equal to the product of (i) the total number of shares subject to such restricted stock unit (including for the avoidance of doubt any dividend equivalent units credited in respect of such restricted stock unit), multiplied by (ii) the Per Share Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2018 Filed Nov 20, 2018 16:43 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionRestricted Stock Units · Derivative 8,751 $0.00 $0.00
Disclosure

SEC source: 0000098246-18-000299 · wf-form4_154275016579152.xml · derivative · entry 3

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,751

Underlying: Common Stock $.01 Par · 8,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert to the issuer's common stock on a one-for-one basis and vest in three equal installments on November 16, 2017, 2018 and 2019.

F1 · derivative.exercise_date: The restricted stock units convert to the issuer's common stock on a one-for-one basis and vest in three equal installments on November 16, 2017, 2018 and 2019.

F1 · derivative.expiration_date: The restricted stock units convert to the issuer's common stock on a one-for-one basis and vest in three equal installments on November 16, 2017, 2018 and 2019.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:43 UTC TIFFANY & CO TIF · Entity 143953 Tax withholdingCommon Stock $.01 Par 4,465 $105.98 $473,200.70
Disclosure

SEC source: 0000098246-18-000299 · wf-form4_154275016579152.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,544

F2 · shares: Shares withheld to cover taxes on vested restricted stock units pursuant to issuer's default equity vesting procedures.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:43 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionCommon Stock $.01 Par 8,751 Not disclosed Not disclosed
Disclosure

SEC source: 0000098246-18-000299 · wf-form4_154275016579152.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert to the issuer's common stock on a one-for-one basis and vest in three equal installments on November 16, 2017, 2018 and 2019.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 18:21 UTC TIFFANY & CO TIF · Entity 143953 GrantPerformance-based Restricted Stock Units · Derivative 19,498 $0.00 $0.00
Disclosure

SEC source: 0000098246-18-000058 · wf-form4_151640409253308.xml · derivative · entry 3

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,498

Underlying: Common Stock $.01 Par · 19,498 shares

Expires not disclosed

F3 · derivative.exercise_price: The performance-based restricted stock units convert to the issuer's common stock on a one-for-one basis.

F1 · kind: Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.

F4 · derivative.exercise_date: All or a percentage of the units will be converted to common stock if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2021. Performance-based restricted stock units not eligible for conversion at the end of such performance period will be canceled.

F4 · derivative.expiration_date: All or a percentage of the units will be converted to common stock if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2021. Performance-based restricted stock units not eligible for conversion at the end of such performance period will be canceled.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 18:21 UTC TIFFANY & CO TIF · Entity 143953 GrantEmployee Stock Option (Right to Buy) · Derivative 53,232 $0.00 Strike: $108.99 $0.00
Disclosure

SEC source: 0000098246-18-000058 · wf-form4_151640409253308.xml · derivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,232

Underlying: Common Stock $.01 Par · 53,232 shares

Expires 2028-01-17

F1 · kind: Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.

F2 · derivative.exercise_date: The option vests in four equal annual installments on January 17, 2019, 2020, 2021 and 2022.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 18:23 UTC TIFFANY & CO TIF · Entity 143953 GrantDividend Equivalent Units · Derivative 128 $0.00 $0.00
Disclosure

SEC source: 0000098246-18-000044 · wf-form4_151579940581086.xml · derivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547

Underlying: Common Stock $.01 Par · 128 shares

Expires not disclosed

F1 · security: Registrant's transfer agent maintains a direct stock purchase program for Registrant's stockholders with a dividend reinvestment feature. Accordingly, pursuant to Rule 16a-11, dividend equivalent units will no longer be reported on a Form 4 at the time of accrual.

F2 · derivative.exercise_price: Represents dividend equivalent units accrued on January 10, 2018 in respect of performance-based restricted stock units granted to the reporting person on January 19, 2017 pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

F3 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying performance-based restricted stock units to which they relate. All or a percentage of the dividend equivalent units credited in respect of the performance-based restricted stock units granted to the reporting person on January 19, 2017 will vest if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2020. Dividend equivalent units credited in respect of such performance-based restricted stock units that are not eligible for conversion at the end of such performance period will be cancelled.

F3 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying performance-based restricted stock units to which they relate. All or a percentage of the dividend equivalent units credited in respect of the performance-based restricted stock units granted to the reporting person on January 19, 2017 will vest if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2020. Dividend equivalent units credited in respect of such performance-based restricted stock units that are not eligible for conversion at the end of such performance period will be cancelled.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 11:29 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionRestricted Stock Units · Derivative 8,751 $0.00 $0.00
Disclosure

SEC source: 0000098246-17-000275 · wf-form4_151119535110208.xml · derivative · entry 3

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,502

Underlying: Common Stock $.01 Par · 8,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert to the issuer's common stock on a one-for-one basis and vest in three equal installments on November 16, 2017, 2018 and 2019.

F1 · derivative.exercise_date: The restricted stock units convert to the issuer's common stock on a one-for-one basis and vest in three equal installments on November 16, 2017, 2018 and 2019.

F1 · derivative.expiration_date: The restricted stock units convert to the issuer's common stock on a one-for-one basis and vest in three equal installments on November 16, 2017, 2018 and 2019.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 11:29 UTC TIFFANY & CO TIF · Entity 143953 Tax withholdingCommon Stock $.01 Par 4,493 $92.94 $417,556.96
Disclosure

SEC source: 0000098246-17-000275 · wf-form4_151119535110208.xml · nonDerivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,258

F2 · shares: Shares withheld to cover taxes on vested restricted stock units pursuant to issuer's default equity vesting procedures.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 11:29 UTC TIFFANY & CO TIF · Entity 143953 Exercise / conversionCommon Stock $.01 Par 8,751 Not disclosed Not disclosed
Disclosure

SEC source: 0000098246-17-000275 · wf-form4_151119535110208.xml · nonDerivative · entry 1

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert to the issuer's common stock on a one-for-one basis and vest in three equal installments on November 16, 2017, 2018 and 2019.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 17:25 UTC TIFFANY & CO TIF · Entity 143953 GrantDividend Equivalent Units · Derivative 144 $0.00 $0.00
Disclosure

SEC source: 0000098246-17-000263 · wf-form4_150784352288217.xml · derivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417

Underlying: Common Stock $.01 Par · 144 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units accrued on October 10, 2017 in respect of performance-based restricted stock units granted to the reporting person on January 19, 2017 pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying performance-based restricted stock units to which they relate. All or a percentage of the dividend equivalent units credited in respect of the performance-based restricted stock units granted to the reporting person on January 19, 2017 will vest if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2020. Dividend equivalent units credited in respect of such performance-based restricted stock units that are not eligible for conversion at the end of such performance period will be cancelled.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying performance-based restricted stock units to which they relate. All or a percentage of the dividend equivalent units credited in respect of the performance-based restricted stock units granted to the reporting person on January 19, 2017 will vest if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2020. Dividend equivalent units credited in respect of such performance-based restricted stock units that are not eligible for conversion at the end of such performance period will be cancelled.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 15:59 UTC TIFFANY & CO TIF · Entity 143953 GrantDividend Equivalent Units · Derivative 145 $0.00 $0.00
Disclosure

SEC source: 0000098246-17-000175 · wf-form4_149988953018503.xml · derivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273

Underlying: Common Stock $.01 Par · 145 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units accrued on July 10, 2017 in respect of performance-based restricted stock units granted to the reporting person on January 19, 2017 pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying performance-based restricted stock units to which they relate. All or a percentage of the dividend equivalent units credited in respect of the performance-based restricted stock units granted to the reporting person on January 19, 2017 will vest if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2020. Dividend equivalent units credited in respect of such performance-based restricted stock units that are not eligible for conversion at the end of such performance period will be cancelled.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying performance-based restricted stock units to which they relate. All or a percentage of the dividend equivalent units credited in respect of the performance-based restricted stock units granted to the reporting person on January 19, 2017 will vest if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2020. Dividend equivalent units credited in respect of such performance-based restricted stock units that are not eligible for conversion at the end of such performance period will be cancelled.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 16:35 UTC TIFFANY & CO TIF · Entity 143953 GrantDividend Equivalent Units · Derivative 128 $0.00 $0.00
Disclosure

SEC source: 0000098246-17-000114 · wf-form4_149202932923691.xml · derivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128

Underlying: Common Stock $.01 Par · 128 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units accrued on April 10, 2017 in respect of performance-based restricted stock units granted to the reporting person on January 19, 2017 pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: The dividend equivalent units will vest proportionately with the underlying performance-based restricted stock units to which they relate. All or a percentage of the dividend equivalent units credited in respect of the performance-based restricted stock units granted to the reporting person on January 19, 2017 will vest if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2020. Dividend equivalent units credited in respect of such performance-based restricted stock units that are not eligible for conversion at the end of such performance period will be cancelled.

F2 · derivative.expiration_date: The dividend equivalent units will vest proportionately with the underlying performance-based restricted stock units to which they relate. All or a percentage of the dividend equivalent units credited in respect of the performance-based restricted stock units granted to the reporting person on January 19, 2017 will vest if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2020. Dividend equivalent units credited in respect of such performance-based restricted stock units that are not eligible for conversion at the end of such performance period will be cancelled.

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January 19, 2017 Filed Jan 23, 2017 15:18 UTC TIFFANY & CO TIF · Entity 143953 GrantPerformance-based Restricted Stock Units · Derivative 26,822 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098246-17-000020 · wf-form4_148520270307331.xml · derivative · entry 3

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,822

Underlying: Common Stock · 26,822 shares

Expires not disclosed

F3 · derivative.exercise_price: The performance-based restricted stock units convert to the issuer's common stock on a one-for-one basis.

F1 · kind: Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.

F4 · derivative.exercise_date: All or a percentage of the units will be converted to common stock if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2020. Performance-based restricted stock units not eligible for conversion at the end of such performance period will be canceled.

F4 · derivative.expiration_date: All or a percentage of the units will be converted to common stock if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2020. Performance-based restricted stock units not eligible for conversion at the end of such performance period will be canceled.

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January 19, 2017 Filed Jan 23, 2017 15:18 UTC TIFFANY & CO TIF · Entity 143953 GrantEmployee Stock Option (Right to Buy) · Derivative 73,128 $0.00 Strike: $79.23 $0.00
Disclosure

SEC source: 0000098246-17-000020 · wf-form4_148520270307331.xml · derivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,128

Underlying: Common Stock · 73,128 shares

Expires 2027-01-19

F1 · kind: Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.

F2 · derivative.exercise_date: The option vests in four equal annual installments on January 19, 2018, 2019, 2020 and 2021.

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November 16, 2016 Filed Nov 18, 2016 16:05 UTC TIFFANY & CO TIF · Entity 143953 GrantEmployee Stock Option (Right to Buy) · Derivative 140,847 $0.00 Strike: $76.19 $0.00
Disclosure

SEC source: 0000098246-16-000311 · wf-form4_147950314171239.xml · derivative · entry 3

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,847

Underlying: Common Stock · 140,847 shares

Expires 2026-11-16

F2 · kind: Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.

F3 · derivative.exercise_date: The option vests in three equal annual installments on November 16, 2017, 2018 and 2019.

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November 16, 2016 Filed Nov 18, 2016 16:05 UTC TIFFANY & CO TIF · Entity 143953 GrantRestricted Stock Units · Derivative 26,253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000098246-16-000311 · wf-form4_147950314171239.xml · derivative · entry 2

Erceg Mark J · CIK 0001580700 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,253

Underlying: Common Stock · 26,253 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in three equal installments on November 16, 2017, 2018 and 2019.

F2 · kind: Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3.

F1 · derivative.exercise_date: The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in three equal installments on November 16, 2017, 2018 and 2019.

F1 · derivative.expiration_date: The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in three equal installments on November 16, 2017, 2018 and 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.