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Brooks Conrad D.

Disclosed activity across 1 company

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63322
SEC CIK
0001694171

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AXIS CAPITAL HOLDINGS LTDAXS · Entity 3686Chief Admin and Legal OfficerMarch 01, 2026March 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AXIS CAPITAL HOLDINGS LTD

Report date March 01, 2026 · Filed March 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect70,375 Ending reported balance After 2026-03-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-03-01 · Tax withholding · Disposed 3,983 · Balance 73,678

Row 2 · 2026-03-01 · Tax withholding · Disposed 3,303 · Balance 70,375

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2018 Filed Mar 5, 2018 21:43 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionRestricted Stock Units · Derivative 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · derivative · entry 11

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316

Underlying: Common Shares · 1,316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionRestricted Stock Units · Derivative 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · derivative · entry 10

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Tax withholdingCommon Shares 915 $47.86 $43,791.90
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 9

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,704

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 683 $47.86 $32,688.38
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 8

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,619

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 1,366 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 7

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 697 $47.86 $33,358.42
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 6

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,936

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 1,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 5

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 658 $47.86 $31,491.88
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 4

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,239

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 3

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 846 $47.86 $40,489.56
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 2

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,581

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 1

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 18:24 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 GrantCommon Shares 8,708 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008550 · doc4.xml · nonDerivative · entry 1

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,735

Read SEC document
November 30, 2017 Filed Dec 1, 2017 17:22 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 SaleCommon Shares 7,500 $52.31 $392,325.00
Disclosure

SEC source: 0001209191-17-063254 · doc4.xml · nonDerivative · entry 1

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,027

F1 · price: The 7,500 shares sold consist of the trades listed on Exhibit 99.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionRestricted Stock Units · Derivative 1,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · derivative · entry 13

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,182

Underlying: Common Shares · 1,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionRestricted Stock Units · Derivative 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · derivative · entry 12

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,632

Underlying: Common Shares · 1,316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionRestricted Stock Units · Derivative 3,383 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · derivative · entry 11

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F3 · derivative.exercise_date: The restricted stock units vest in a single installment on March 1, 2017.

F3 · derivative.expiration_date: The restricted stock units vest in a single installment on March 1, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionRestricted Stock Units · Derivative 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · derivative · entry 10

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,692

Underlying: Common Shares · 1,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Tax withholdingCommon Shares 1,301 $70.92 $92,266.92
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 9

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,527

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 697 $70.92 $49,431.24
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 8

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,828

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 1,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 7

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 658 $70.92 $46,665.36
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 6

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,131

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 5

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 1,691 $70.92 $119,925.72
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 4

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,473

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 3,383 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 3

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 846 $70.92 $59,998.32
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 2

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,781

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 1

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 17:15 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionRestricted Stock Units · Derivative 2,126 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008408 · doc4.xml · derivative · entry 4

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 4, 2014.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 4, 2014.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 17:15 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Tax withholdingCommon Shares 411 $66.66 $27,397.26
Disclosure

SEC source: 0001209191-17-008408 · doc4.xml · nonDerivative · entry 3

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,935

Read SEC document
February 04, 2017 Filed Feb 7, 2017 17:15 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 1,063 $66.66 $70,859.58
Disclosure

SEC source: 0001209191-17-008408 · doc4.xml · nonDerivative · entry 2

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,346

Read SEC document
February 04, 2017 Filed Feb 7, 2017 17:15 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 2,126 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008408 · doc4.xml · nonDerivative · entry 1

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:28 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 GrantRestricted Stock Units · Derivative 546 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007107 · doc4.xml · derivative · entry 2

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546

Underlying: Common Shares · 546 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F3 · derivative.exercise_date: Represents a guaranteed minimum award of performance-based restricted stock units. The award may increase up to 10,934 restricted stock units provided that certain Company performance conditions are satisfied. The award will be eligible to vest in a single installment on March 1, 2020.

F3 · derivative.expiration_date: Represents a guaranteed minimum award of performance-based restricted stock units. The award may increase up to 10,934 restricted stock units provided that certain Company performance conditions are satisfied. The award will be eligible to vest in a single installment on March 1, 2020.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:28 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 GrantRestricted Stock Units · Derivative 5,467 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007107 · doc4.xml · derivative · entry 1

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,467

Underlying: Common Shares · 5,467 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.