Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ONITY GROUP INC.OCN · Entity 6025 | SVP & Chief Accounting Officer | March 29, 2019 | April 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ONITY GROUP INC.
Report date March 29, 2019 · Filed April 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,902 |
Ending reported balance
After 2019-03-29 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-03-29 · Exercise / conversion · Acquired 12,000 · Balance 50,827 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Row 2 · 2019-03-29 · Tax withholding · Disposed 3,418 · Balance 47,409 F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Row 3 · 2019-03-29 · Exercise / conversion · Acquired 11,875 · Balance 59,284 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Row 4 · 2019-03-29 · Tax withholding · Disposed 3,382 · Balance 55,902 F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-03-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-03-29 · Exercise / conversion · Disposed 12,000 · Balance 0 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3: On March 29, 2016, the reporting person was granted 36,000 restricted stock units scheduled to vest in three annual installments of 12,000, 12,000 and 12,000, respectively, commencing March 29, 2017, subject to the reporting person's continued employment. F4: The Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,875 |
Reported balance
After 2019-03-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-03-29 · Exercise / conversion · Disposed 11,875 · Balance 11,875 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F5: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 11,875, 11,875, 11,875 and 11,875 commencing March 29, 2017, subject to the reporting person's continued employment. F4: The Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 53,250 |
Reported balance
After 2019-03-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-03-29 · Grant · Acquired 53,250 · Balance 53,250 F6: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F7: On March 29, 2019, the reporting person was granted 53,250 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 29,746 |
Reported balance
After 2019-03-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-03-29 · Grant · Acquired 29,746 · Balance 29,746 F6: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F8: On March 29, 2019, the reporting person was granted 29,746 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 29,745 |
Reported balance
After 2019-03-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-03-29 · Grant · Acquired 29,745 · Balance 29,745 F6: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F9: On March 29, 2019, the reporting person was granted 29,745 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.
F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations.
F3: On March 29, 2016, the reporting person was granted 36,000 restricted stock units scheduled to vest in three annual installments of 12,000, 12,000 and 12,000, respectively, commencing March 29, 2017, subject to the reporting person's continued employment.
F4: The Restricted Stock Units have no expiration date.
F5: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 11,875, 11,875, 11,875 and 11,875 commencing March 29, 2017, subject to the reporting person's continued employment.
F6: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date.
F7: On March 29, 2019, the reporting person was granted 53,250 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met.
F8: On March 29, 2019, the reporting person was granted 29,746 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met.
F9: On March 29, 2019, the reporting person was granted 29,745 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Forge Global Holdings, Inc.
Report date March 02, 2026 · Filed March 03, 2026
Section 16 reporting ended · disclosed 2026-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-03-02 transaction · row 1
1 source rowRow 1 · 2026-03-02 · Disposition to issuer · Disposed 23,252 · Balance 0 F1: Reflects the disposition of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), by and among the Issuer, The Charles Schwab Corporation ("Parent") and Ember-Falcon Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, on March 2, 2026, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). F2: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding share of Common Stock (other than certain excluded shares described in the Merger Agreement) was cancelled and converted automatically into the right to receive cash (without interest) in an amount equal to $45.00 per share of Common Stock (the "Merger Consideration"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-03-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-02 · Disposition to issuer · Disposed 32,491 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit (each, a "Company RSU") was assumed and converted into a restricted stock unit award of Parent, ("Parent RSU") covering a number of shares of common stock of Parent par value $0.01 per share ("Parent Common Stock") equal to the product of (i) the number of shares of Common Stock then subject to such Company RSU immediately prior to the Effective Time, multiplied by (ii) the quotient of the Merger Consideration, divided by $94.7880, which is the average, rounded to the nearest one ten-thousandth, of the closing-sale prices of shares of Parent Common Stock on the New York Stock Exchange as reported by The Wall Street Journal for the five full trading days ending on (and including) the trading day preceding the Closing Date (the "Equity Award Exchange Ratio"). F1: Reflects the disposition of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), by and among the Issuer, The Charles Schwab Corporation ("Parent") and Ember-Falcon Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, on March 2, 2026, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the disposition of shares of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 5, 2025 (the "Merger Agreement"), by and among the Issuer, The Charles Schwab Corporation ("Parent") and Ember-Falcon Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, on March 2, 2026, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").
F2: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding share of Common Stock (other than certain excluded shares described in the Merger Agreement) was cancelled and converted automatically into the right to receive cash (without interest) in an amount equal to $45.00 per share of Common Stock (the "Merger Consideration").
F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit (each, a "Company RSU") was assumed and converted into a restricted stock unit award of Parent, ("Parent RSU") covering a number of shares of common stock of Parent par value $0.01 per share ("Parent Common Stock") equal to the product of (i) the number of shares of Common Stock then subject to such Company RSU immediately prior to the Effective Time, multiplied by (ii) the quotient of the Merger Consideration, divided by $94.7880, which is the average, rounded to the nearest one ten-thousandth, of the closing-sale prices of shares of Parent Common Stock on the New York Stock Exchange as reported by The Wall Street Journal for the five full trading days ending on (and including) the trading day preceding the Closing Date (the "Equity Award Exchange Ratio").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2018 Filed Feb 27, 2018 21:31 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 863 | $3.44 | $2,968.72 |
DisclosureSEC source: 0001493152-18-002655 · form4.xml · nonDerivative · entry 2 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,060 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 21:31 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 2,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-002655 · form4.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:39 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 11,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000340 · dondzila_4.xml · derivative · entry 6 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,625 Underlying: Common Stock · 11,875 shares Expires 2020-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F4 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 11,875, 11,875, 11,875 and 11,875 commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:39 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000340 · dondzila_4.xml · derivative · entry 5 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 12,000 shares Expires 2019-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 36,000 restricted stock units scheduled to vest in three annual installments of 12,000, 12,000 and 12,000, respectively, commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:39 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 3,612 | $5.21 | $18,818.52 |
DisclosureSEC source: 0001019056-17-000340 · dondzila_4.xml · nonDerivative · entry 4 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,367 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:39 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 11,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000340 · dondzila_4.xml · nonDerivative · entry 3 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:39 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 3,650 | $5.21 | $19,016.50 |
DisclosureSEC source: 0001019056-17-000340 · dondzila_4.xml · nonDerivative · entry 2 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,104 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:39 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000340 · dondzila_4.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:23 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 2,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000250 · dondzila_4.xml · derivative · entry 3 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,112 Underlying: Common Stock · 2,557 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units that are scheduled to vest in three annual installments of 2,557, 2,556 and 2,556, respectively, commencing February 24, 2017. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:23 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 803 | $4.23 | $3,392.68 |
DisclosureSEC source: 0001019056-17-000250 · dondzila_4.xml · nonDerivative · entry 2 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,754 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:23 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 2,557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000250 · dondzila_4.xml · nonDerivative · entry 1 Dondzila Catherine M · CIK 0001593929 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.