Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARTIVION, INC.AORT · Entity 4767 | VP, Chief Accounting Officer | March 02, 2026 | March 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARTIVION, INC.
Report date March 02, 2026 · Filed March 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 139,088 |
Ending reported balance
After 2026-03-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-02 · Grant · Acquired 7,475 · Balance 139,989 F1: Represents performance stock units granted on February 28, 2025. One third (1/3) were issued on March 2, 2026. The remaining shares earned in connection with the February 2025 grant will be eligible to vest and be issued as follows: one third (1/3) on February 28, 2027; and one third (1/3) on February 28, 2028, assuming employment on the relevant vesting date. Row 2 · 2026-03-03 · Sale · Disposed 901 · Balance 139,088 F2: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents performance stock units granted on February 28, 2025. One third (1/3) were issued on March 2, 2026. The remaining shares earned in connection with the February 2025 grant will be eligible to vest and be issued as follows: one third (1/3) on February 28, 2027; and one third (1/3) on February 28, 2028, assuming employment on the relevant vesting date.
F2: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2020 Filed Dec 2, 2020 21:59 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 6,666 | $20.78 | $138,502.82 |
DisclosureSEC source: 0000784199-20-000210 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,976 F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 6, 2020. F2 · price: Reflects weighted average price. Range was between $20.55 - $21.16. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 21:59 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 6,666 | $9.97 | $66,460.02 |
DisclosureSEC source: 0000784199-20-000210 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 6, 2020. Read SEC document |
| May 28, 2020 Filed May 29, 2020 12:06 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 3,000 | $23.81 | $71,415.30 |
DisclosureSEC source: 0000784199-20-000148 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,642 F1 · price: Reflects the price the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:33 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantPhantom Stock · Derivative | 1,611 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000784199-20-000127 · certent-form4.xml · derivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,642 Underlying: Phantom Stock · 1,611 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021. F1 · price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021. F1 · derivative.exercise_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021. F1 · derivative.expiration_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 11:48 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 292 | $20.24 | $5,910.08 |
DisclosureSEC source: 0000784199-20-000081 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,642 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 11:48 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-20-000081 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,934 F1 · balance_after: Balance reflects a share correction that was duplicated on 02.21.2020. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:11 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 385 | $24.93 | $9,598.05 |
DisclosureSEC source: 0000784199-20-000061 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,234 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:11 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 2,554 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-20-000061 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,619 F1 · shares: Represents performance stock units granted on March 5, 2019 and earned at approximately 82.5% of target based on 2019 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2020. The remaining shares earned in connection with the March 2019 grant will vest and be issued as follows: 25% on 03/05/2021, and 25% on 03/5/2022, assuming continued employment on the relevant vesting date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:34 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 339 | $26.20 | $8,881.80 |
DisclosureSEC source: 0000784199-20-000045 · certent-form4.xml · nonDerivative · entry 3 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,065 F3 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:34 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-20-000045 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,404 F2 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:34 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 1,718 | $26.20 | $45,011.60 |
DisclosureSEC source: 0000784199-20-000045 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,104 F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:07 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantStock Option(Right to Buy) · Derivative | 10,610 | $0.00 Strike: $26.24 | $0.00 |
DisclosureSEC source: 0000784199-20-000029 · certent-form4.xml · derivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,610 Underlying: Common Stock · 10,610 shares Expires 2027-02-19 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:07 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 3,493 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-20-000029 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,822 F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 20:48 UTC | ARTIVION, INC. CRY · Entity 4767 | GiftCommon Stock | 1,000 | $29.17 | $29,170.00 |
DisclosureSEC source: 0000784199-19-000133 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,329 F1 · price: 1000 shares were gifted by the reporting person to a charity. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:55 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 582 | $28.92 | $16,831.44 |
DisclosureSEC source: 0000784199-19-000082 · certent-form4.xml · nonDerivative · entry 3 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,329 F3 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:55 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 3,866 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-19-000082 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,911 F2 · shares: Represents performance stock units granted on March 12, 2018 and earned at approximately 80% of target based on 2018 adjusted EBITDA. Fifty percent (50%) were issued on March 14, 2018. The remaining shares earned in connection with the March 2018 grant will vest and be issued as follows: 50% on 03/12/2020, and 50% on 03/12/2021, assuming continued employment on the relevant vesting date. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:55 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 2 | $29.70 | $59.40 |
DisclosureSEC source: 0000784199-19-000082 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,045 F1 · shares: This is an adjustment to the shares withheld for taxes for the 3/1/2019 PSU Vesting. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 23:10 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,666 | $6.12 Strike: $6.12 | $40,795.92 |
DisclosureSEC source: 0000784199-19-000071 · certent-form4.xml · derivative · entry 3 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,666 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/15/2014 Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 23:10 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 6,666 | $29.15 | $194,298.57 |
DisclosureSEC source: 0000784199-19-000071 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,047 F1 · price: Reflects weighted average price. Range was between $29.10 - $25.19. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 23:10 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 6,666 | $6.12 | $40,795.92 |
DisclosureSEC source: 0000784199-19-000071 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 02:52 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantStock Option (Right to Buy) · Derivative | 7,992 | $0.00 Strike: $29.62 | $0.00 |
DisclosureSEC source: 0000784199-19-000060 · certent-form4.xml · derivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,992 Underlying: Common Stock · 7,992 shares Expires 2026-03-05 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 02:52 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 3,095 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-19-000060 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,047 F1 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 13:13 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 1,133 | $29.70 | $33,650.10 |
DisclosureSEC source: 0000784199-19-000037 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,952 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:29 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 2,368 | $28.84 | $68,293.12 |
DisclosureSEC source: 0000784199-19-000020 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,085 F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 20:35 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 3,000 | $32.85 | $98,550.00 |
DisclosureSEC source: 0000784199-18-000163 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,453 F1 · price: Reflects the price the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:23 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Options (Right to Buy) · Derivative | 5,000 | $5.67 Strike: $5.67 | $28,350.00 |
DisclosureSEC source: 0000784199-18-000125 · certent-form4.xml · derivative · entry 3 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/18/2013 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:23 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 2,256 | $28.00 | $63,168.00 |
DisclosureSEC source: 0000784199-18-000125 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,453 F2 · price: Reflects the price the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:23 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 5,000 | $5.67 | $28,350.00 |
DisclosureSEC source: 0000784199-18-000125 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 14, 2018. Read SEC document |
| May 09, 2018 Filed May 11, 2018 21:20 UTC | ARTIVION, INC. CRY · Entity 4767 | GiftCommon Stock | 1,250 | $25.45 | $31,812.50 |
DisclosureSEC source: 0000784199-18-000093 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,709 F2 · shares: 1250 shares were gifted by the reporting person to a charity Read SEC document |
| May 09, 2018 Filed May 11, 2018 21:20 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 4,000 | $25.94 | $103,763.60 |
DisclosureSEC source: 0000784199-18-000093 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,959 F1 · price: Reflects weighted average price. Range was between $25.93 - $25.95. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 23:50 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantStock Option (Right to Buy) · Derivative | 12,430 | $0.00 Strike: $21.55 | $0.00 |
DisclosureSEC source: 0000784199-18-000069 · certent-form4.xml · derivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,430 Underlying: Common Stock · 12,430 shares Expires 2025-03-12 Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 23:50 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 4,834 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-18-000069 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,959 F1 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:26 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 698 | $19.15 | $13,366.70 |
DisclosureSEC source: 0000784199-18-000045 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,125 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:26 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 4,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-18-000045 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,823 F1 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date. Read SEC document |
| February 19, 2018 Filed Feb 22, 2018 00:46 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 1,480 | $18.25 | $27,010.00 |
DisclosureSEC source: 0000784199-18-000032 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,223 F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:20 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 933 | $18.25 | $17,027.25 |
DisclosureSEC source: 0000784199-18-000020 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,703 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:20 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 569 | $18.25 | $10,384.25 |
DisclosureSEC source: 0000784199-18-000020 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,636 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:45 UTC | ARTIVION, INC. CRY · Entity 4767 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-17-000099 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,205 F2 · shares: 1500 shares were gifted by the reporting person to a charity Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 21:45 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 4,000 | $19.00 | $76,000.00 |
DisclosureSEC source: 0000784199-17-000099 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,705 F1 · price: Reflects weighted average price. Range was $19 for all shares. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 13:19 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Option (Right to Buy) · Derivative | 18,667 | $0.00 Strike: $5.12 | $0.00 |
DisclosureSEC source: 0000784199-17-000065 · certent-form4.xml · derivative · entry 3 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,667 shares Expires 2018-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock option vested 33 1/3% per year beginning on the first anniversary of the grant date (February 23, 2012). Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 13:19 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 9,577 | $20.00 | $191,540.00 |
DisclosureSEC source: 0000784199-17-000065 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,705 F1 · kind: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 13:19 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 18,667 | $5.12 | $95,575.04 |
DisclosureSEC source: 0000784199-17-000065 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 22:33 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 278 | $17.25 | $4,795.50 |
DisclosureSEC source: 0000784199-17-000035 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,615 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 22:33 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 2,224 | $17.25 | $38,364.00 |
DisclosureSEC source: 0000784199-17-000035 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,893 F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:53 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 5,111 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-17-000017 · certent-form4.xml · nonDerivative · entry 4 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,117 F3 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 23:53 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 10,471 | $17.25 | $180,624.75 |
DisclosureSEC source: 0000784199-17-000017 · certent-form4.xml · nonDerivative · entry 3 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,751 F2 · shares: Represents performance stock units granted on February 19, 2016 and earned at approximately 142.2% of target based on 2016 adjusted EBITDA. Fifty percent (50%) were issued on February 19, 2017. The remaining shares earned in connection with the February 2016 grant will vest and be issued as follows: 50% on 02/19/2018, and 50% on 02/19/2019, assuming continued employment on the relevant vesting date. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 23:53 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 518 | $17.25 | $8,935.50 |
DisclosureSEC source: 0000784199-17-000017 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,280 F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 23:53 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 1,745 | $17.25 | $30,101.25 |
DisclosureSEC source: 0000784199-17-000017 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,006 F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations. Read SEC document |
| September 13, 2016 Filed Sep 13, 2016 22:06 UTC | ARTIVION, INC. CRY · Entity 4767 | Disposition to issuerCommon Stock | 3,000 | $17.47 | $52,410.00 |
DisclosureSEC source: 0000784199-16-000282 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,798 F1 · price: Reflects weighted average price. Range was $17.47 for all shares. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 22:06 UTC | ARTIVION, INC. CRY · Entity 4767 | Disposition to issuerCommon Stock | 2,000 | $17.53 | $35,056.60 |
DisclosureSEC source: 0000784199-16-000282 · certent-form4.xml · nonDerivative · entry 3 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,548 F3 · price: Reflects weighted average price. Range was $17.52 to $17.5366. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.