Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARTIVION, INC.AORT · Entity 4767 | VP, Chief Accounting Officer | March 02, 2026 | March 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARTIVION, INC.
Report date March 02, 2026 · Filed March 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 139,088 |
Ending reported balance
After 2026-03-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-02 · Grant · Acquired 7,475 · Balance 139,989 F1: Represents performance stock units granted on February 28, 2025. One third (1/3) were issued on March 2, 2026. The remaining shares earned in connection with the February 2025 grant will be eligible to vest and be issued as follows: one third (1/3) on February 28, 2027; and one third (1/3) on February 28, 2028, assuming employment on the relevant vesting date. Row 2 · 2026-03-03 · Sale · Disposed 901 · Balance 139,088 F2: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents performance stock units granted on February 28, 2025. One third (1/3) were issued on March 2, 2026. The remaining shares earned in connection with the February 2025 grant will be eligible to vest and be issued as follows: one third (1/3) on February 28, 2027; and one third (1/3) on February 28, 2028, assuming employment on the relevant vesting date.
F2: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2023 Filed Mar 3, 2023 23:13 UTC | ARTIVION, INC. AORT · Entity 4767 | SaleCommon Stock | 702 | $13.41 | $9,415.08 |
DisclosureSEC source: 0000784199-23-000076 · wf-form4_167788518925851.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,700 F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:13 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 2,290 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-23-000076 · wf-form4_167788518925851.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,402 F1 · shares: Represents LTIP performance stock units of which hundred percent (100%) were issued on March 1, 2023. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:52 UTC | ARTIVION, INC. AORT · Entity 4767 | SaleCommon Stock | 672 | $12.94 | $8,694.34 |
DisclosureSEC source: 0000784199-23-000060 · wf-form4_167771474864823.xml · nonDerivative · entry 4 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,112 F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:52 UTC | ARTIVION, INC. AORT · Entity 4767 | SaleCommon Stock | 747 | $12.94 | $9,664.69 |
DisclosureSEC source: 0000784199-23-000060 · wf-form4_167771474864823.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,544 F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. Read SEC document |
| February 23, 2023 Filed Mar 1, 2023 23:52 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 4,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-23-000060 · wf-form4_167771474864823.xml · nonDerivative · entry 3 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,784 F3 · shares: Represents performance stock units granted on Feb 23, 2022. Fifty percent (50%) were issued on Feb 23, 2023. The remaining shares earned in connection with the Feb 2022 grant will be eligible to vest and be issued as follows: 25% on 02/23/2024, and 25% on 02/23/2025, assuming continued employment on the relevant vesting date. Read SEC document |
| February 23, 2023 Filed Mar 1, 2023 23:52 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-23-000060 · wf-form4_167771474864823.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,291 F1 · shares: Represents performance stock units granted on Feb 23, 2022. Hundred percent (100%) were issued on Feb 23, 2023. Read SEC document |
| February 19, 2023 Filed Feb 21, 2023 13:33 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 258 | $13.96 | $3,601.68 |
DisclosureSEC source: 0000784199-23-000024 · wf-form4_167698637076316.xml · nonDerivative · entry 7 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,935 F4 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 19, 2023 Filed Feb 21, 2023 13:33 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 1,107 | $13.96 | $15,453.72 |
DisclosureSEC source: 0000784199-23-000024 · wf-form4_167698637076316.xml · nonDerivative · entry 6 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,193 F5 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 13:33 UTC | ARTIVION, INC. AORT · Entity 4767 | Exercise / conversionStock Options (Right to buy) · Derivative | 3,000 | $10.24 Strike: $10.24 | $30,720.00 |
DisclosureSEC source: 0000784199-23-000024 · wf-form4_167698637076316.xml · derivative · entry 9 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2023-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2017. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 13:33 UTC | ARTIVION, INC. AORT · Entity 4767 | Exercise / conversionStock Options (Right to buy) · Derivative | 17,713 | $10.24 Strike: $10.24 | $181,381.12 |
DisclosureSEC source: 0000784199-23-000024 · wf-form4_167698637076316.xml · derivative · entry 8 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Commn Stock · 17,713 shares Expires 2023-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2017. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 13:33 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 363 | $13.96 | $5,067.48 |
DisclosureSEC source: 0000784199-23-000024 · wf-form4_167698637076316.xml · nonDerivative · entry 5 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,300 F4 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 13:33 UTC | ARTIVION, INC. AORT · Entity 4767 | SaleCommon Stock | 3,000 | $14.13 | $42,391.50 |
DisclosureSEC source: 0000784199-23-000024 · wf-form4_167698637076316.xml · nonDerivative · entry 4 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,663 F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 14, 2022 F3 · price: Reflects weighted average price. Range of prices were between $13.65 to $15.18. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full informationregarding the number of shares sold at each separate price Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 13:33 UTC | ARTIVION, INC. AORT · Entity 4767 | Exercise / conversionCommon Stock | 3,000 | $10.24 | $30,720.00 |
DisclosureSEC source: 0000784199-23-000024 · wf-form4_167698637076316.xml · nonDerivative · entry 3 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 14, 2022 Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 13:33 UTC | ARTIVION, INC. AORT · Entity 4767 | SaleCommon Stock | 15,000 | $14.08 | $211,161.00 |
DisclosureSEC source: 0000784199-23-000024 · wf-form4_167698637076316.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,663 F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 14, 2022 F2 · price: Reflects weighted average price. Range of prices were between $13.79 to $15.18. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full informationregarding the number of shares sold at each separate price. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 13:33 UTC | ARTIVION, INC. AORT · Entity 4767 | Exercise / conversionCommon Stock | 17,713 | $10.24 | $181,381.12 |
DisclosureSEC source: 0000784199-23-000024 · wf-form4_167698637076316.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 14, 2022 Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 13:35 UTC | ARTIVION, INC. AORT · Entity 4767 | GiftCommon Stock | 2,000 | $13.21 | $26,420.00 |
DisclosureSEC source: 0000784199-22-000219 · wf-form4_167119772855070.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,950 F2 · price: Shares were gifted by the reporting person to a charity Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 13:35 UTC | ARTIVION, INC. AORT · Entity 4767 | SaleCommon Stock | 3,226 | $13.57 | $43,782.63 |
DisclosureSEC source: 0000784199-22-000219 · wf-form4_167119772855070.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,950 F1 · price: Reflects weighted average price. Range of prices were between $13.56 to $13.60. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer,full information regarding the number of shares sold at each separate price. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 21:23 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock · Derivative | 28,370 | $0.00 Strike: $11.03 | $0.00 |
DisclosureSEC source: 0000784199-22-000217 · wf-form4_166811539245674.xml · derivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,370 Underlying: Common Stock · 28,370 shares Expires 2029-11-08 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 21:23 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 11,831 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-22-000217 · wf-form4_166811539245674.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,176 F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| March 05, 2022 Filed Mar 7, 2022 21:27 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 192 | $21.69 | $4,164.48 |
DisclosureSEC source: 0000784199-22-000108 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,345 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 05, 2022 Filed Mar 7, 2022 21:27 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 940 | $21.69 | $20,388.60 |
DisclosureSEC source: 0000784199-22-000108 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,537 F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:29 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock · Derivative | 12,728 | $0.00 Strike: $18.44 | $0.00 |
DisclosureSEC source: 0000784199-22-000088 · certent-form4.xml · derivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,728 Underlying: Common Stock · 12,728 shares Expires 2029-02-23 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:29 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 4,790 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-22-000088 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,477 F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| February 19, 2022 Filed Feb 22, 2022 21:57 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 256 | $17.75 | $4,544.00 |
DisclosureSEC source: 0000784199-22-000068 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,687 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 12:28 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 703 | $17.50 | $12,302.50 |
DisclosureSEC source: 0000784199-22-000046 · certent-form4.xml · nonDerivative · entry 4 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,943 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 12:28 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 1,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-22-000046 · certent-form4.xml · nonDerivative · entry 3 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,646 F3 · shares: Represents performance stock units granted on Feb 17, 2021. Hundred percent (100%) were issued on Feb 17, 2022. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 12:28 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 715 | $17.50 | $12,512.50 |
DisclosureSEC source: 0000784199-22-000046 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,661 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 12:28 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 4,094 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-22-000046 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,376 F1 · shares: Represents performance stock units granted on Feb 17, 2021. Fifty percent (50%) were issued on Feb 17, 2022. The remaining shares earned in connection with the Feb 2021 grant will be eligible to vest and be issued as follows: 25% on 02/17/2023, and 25% on 02/17/2024, assuming continued employment on the relevant vesting date. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 21:13 UTC | ARTIVION, INC. CRY · Entity 4767 | GiftCommon Stock | 1,500 | $18.82 | $28,230.00 |
DisclosureSEC source: 0000784199-21-000217 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,282 F2 · price: 1,500 shares were gifted by the reporting person to a charity. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:13 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 2,500 | $18.57 | $46,422.00 |
DisclosureSEC source: 0000784199-21-000217 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,782 F1 · price: Reflects weighted average price. Range of prices were between $18.42 to $18.62. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 06, 2021 Filed May 10, 2021 12:29 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock · Derivative | 5,731 | $11.00 Strike: $11.00 | $63,041.00 |
DisclosureSEC source: 0000784199-21-000135 · certent-form4.xml · derivative · entry 3 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,731 shares Expires 2022-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2016 Read SEC document |
| May 06, 2021 Filed May 10, 2021 12:29 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 5,731 | $30.00 | $171,930.00 |
DisclosureSEC source: 0000784199-21-000135 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,282 F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 26, 2021 F2 · price: Reflects the price of $30 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price Read SEC document |
| May 06, 2021 Filed May 10, 2021 12:29 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 5,731 | $11.00 | $63,041.00 |
DisclosureSEC source: 0000784199-21-000135 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 26, 2021 Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:17 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock · Derivative | 5,186 | $11.00 Strike: $11.00 | $57,046.00 |
DisclosureSEC source: 0000784199-21-000129 · certent-form4.xml · derivative · entry 3 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,186 shares Expires 2022-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2016 Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:17 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 5,186 | $30.00 | $155,580.00 |
DisclosureSEC source: 0000784199-21-000129 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,282 F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 26, 2021 F2 · price: Reflects the price of $30 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:17 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 5,186 | $11.00 | $57,046.00 |
DisclosureSEC source: 0000784199-21-000129 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 26, 2021 Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:06 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStockOption(Right to Buy) · Derivative | 2,700 | $11.00 Strike: $11.00 | $29,700.00 |
DisclosureSEC source: 0000784199-21-000119 · certent-form4.xml · derivative · entry 3 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,700 shares Expires 2022-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2016 Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:06 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 2,700 | $30.00 | $81,000.00 |
DisclosureSEC source: 0000784199-21-000119 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,282 F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 26, 2021 F2 · price: Reflects the price of $30 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:06 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 2,700 | $11.00 | $29,700.00 |
DisclosureSEC source: 0000784199-21-000119 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 26, 2021 Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 20:25 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 291 | $25.05 | $7,289.55 |
DisclosureSEC source: 0000784199-21-000095 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,282 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 20:25 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 1,448 | $25.05 | $36,272.40 |
DisclosureSEC source: 0000784199-21-000095 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,573 F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| March 05, 2021 Filed Mar 10, 2021 12:39 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 226 | $24.44 | $5,523.44 |
DisclosureSEC source: 0000784199-21-000072 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,021 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:41 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 13,619 | $25.53 | $347,710.77 |
DisclosureSEC source: 0000784199-21-000059 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,247 F1 · price: Reflects weighted average price. Range of prices were between $25.30 to $25.65. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:53 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 619 | $25.41 | $15,728.79 |
DisclosureSEC source: 0000784199-21-000049 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,866 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:53 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 3,493 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-21-000049 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,485 F1 · shares: Represents performance stock units granted on Feb 19, 2020 and repriced on Feb 8, 2021. Fifty percent (50%) were issued on Feb 23, 2021. The remaining shares earned in connection with the Feb 2020 grant will be eligible to vest and be issued as follows: 25% on 02/19/2022, and 25% on 02/19/2023, assuming continued employment on the relevant vesting date. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:22 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantStock Options (Right to Buy) · Derivative | 10,516 | $0.00 Strike: $24.90 | $0.00 |
DisclosureSEC source: 0000784199-21-000025 · certent-form4.xml · derivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,516 Underlying: Common Stock · 10,516 shares Expires 2028-02-17 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:22 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 3,725 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-21-000025 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,992 F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 13:39 UTC | ARTIVION, INC. CRY · Entity 4767 | GiftCommon Stock | 1,375 | $21.25 | $29,218.75 |
DisclosureSEC source: 0000784199-20-000220 · certent-form4.xml · nonDerivative · entry 2 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,267 F2 · shares: 1,375 shares were gifted by the reporting person to a charity. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 13:39 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon stock | 6,666 | $9.97 | $66,460.02 |
DisclosureSEC source: 0000784199-20-000220 · certent-form4.xml · nonDerivative · entry 1 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance reflects a 6,666 share correction that should have been added to the last total. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 21:59 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,666 | $9.97 Strike: $9.97 | $66,460.02 |
DisclosureSEC source: 0000784199-20-000210 · certent-form4.xml · derivative · entry 3 Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,666 shares Expires 2021-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/26/2015 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.