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Davis John E

Disclosed activity across 1 company

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63012
SEC CIK
0001653206

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARTIVION, INC.AORT · Entity 4767Chief Commercial OfficerMarch 02, 2026March 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARTIVION, INC.

Report date March 02, 2026 · Filed March 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect230,794 Ending reported balance After 2026-03-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-03-02 · Grant · Acquired 28,845 · Balance 235,367

F1: Represents performance stock units granted on February 28, 2025. One third (1/3) were issued on March 2, 2026. The remaining shares earned in connection with the February 2025 grant will be eligible to vest and be issued as follows: one third (1/3) on February 28, 2027; and one third (1/3) on February 28, 2028, assuming employment on the relevant vesting date.

Row 2 · 2026-03-03 · Sale · Disposed 4,573 · Balance 230,794

F2: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Filing footnotes · ownership attribution and instrument terms

F1: Represents performance stock units granted on February 28, 2025. One third (1/3) were issued on March 2, 2026. The remaining shares earned in connection with the February 2025 grant will be eligible to vest and be issued as follows: one third (1/3) on February 28, 2027; and one third (1/3) on February 28, 2028, assuming employment on the relevant vesting date.

F2: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2023 Filed Jan 31, 2024 01:12 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 2,000 $10.30 $20,604.00
Disclosure

SEC source: 0000784199-24-000010 · wk-form5_1706663520.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,733

F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:52 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 1,121 $13.41 $15,034.63
Disclosure

SEC source: 0000784199-23-000064 · wf-form4_167788391672421.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,733

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:52 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 3,663 $0.00 $0.00
Disclosure

SEC source: 0000784199-23-000064 · wf-form4_167788391672421.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,854

F1 · shares: Represents LTIP performance stock units of which hundred percent (100%) were issued on March 1, 2023.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 23:44 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 1,208 $12.94 $15,629.10
Disclosure

SEC source: 0000784199-23-000054 · wf-form4_167771425072902.xml · nonDerivative · entry 4

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,191

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 23:44 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 1,185 $12.94 $15,331.53
Disclosure

SEC source: 0000784199-23-000054 · wf-form4_167771425072902.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,769

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 23, 2023 Filed Mar 1, 2023 23:44 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 7,630 $0.00 $0.00
Disclosure

SEC source: 0000784199-23-000054 · wf-form4_167771425072902.xml · nonDerivative · entry 3

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,399

F3 · shares: Represents performance stock units granted on Feb 23, 2022. Fifty percent (50%) were issued on Feb 23, 2023. The remaining shares earned in connection with the Feb 2022 grant will be eligible to vest and be issued as follows: 25% on 02/23/2024, and 25% on 02/23/2025, assuming continued employment on the relevant vesting date.

Read SEC document
February 23, 2023 Filed Mar 1, 2023 23:44 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 3,770 $0.00 $0.00
Disclosure

SEC source: 0000784199-23-000054 · wf-form4_167771425072902.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,954

F1 · shares: Represents performance stock units granted on Feb 23, 2022. Hundred percent (100%) were issued on Feb 23, 2023.

Read SEC document
February 19, 2023 Filed Feb 21, 2023 13:26 UTC ARTIVION, INC. AORT · Entity 4767 Tax withholdingCommon Stock 390 $13.96 $5,444.40
Disclosure

SEC source: 0000784199-23-000020 · wf-form4_167698597757603.xml · nonDerivative · entry 3

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,184

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 19, 2023 Filed Feb 21, 2023 13:26 UTC ARTIVION, INC. AORT · Entity 4767 Tax withholdingCommon Stock 1,857 $13.96 $25,923.72
Disclosure

SEC source: 0000784199-23-000020 · wf-form4_167698597757603.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,574

F2 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 13:26 UTC ARTIVION, INC. AORT · Entity 4767 Tax withholdingCommon Stock 586 $13.96 $8,180.56
Disclosure

SEC source: 0000784199-23-000020 · wf-form4_167698597757603.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,431

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 13:48 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionStock Options (Right to buy) · Derivative 8,745 $10.24 Strike: $10.24 $89,548.80
Disclosure

SEC source: 0000784199-23-000010 · wf-form4_167646887551493.xml · derivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,745 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 13:48 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionCommon Stock 8,745 $10.24 $89,548.80
Disclosure

SEC source: 0000784199-23-000010 · wf-form4_167646887551493.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2023 Filed Jan 27, 2023 22:13 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 1,228 $16.05 $19,706.94
Disclosure

SEC source: 0000784199-23-000002 · wf-form5_167485759076159.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,272

F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:20 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommn Stock · Derivative 53,478 $0.00 Strike: $11.03 $0.00
Disclosure

SEC source: 0000784199-22-000207 · wf-form4_166808999730354.xml · derivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,478

Underlying: Common Stock · 53,478 shares

Expires 2029-11-08

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:20 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 22,303 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000207 · wf-form4_166808999730354.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,044

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 21:20 UTC ARTIVION, INC. AORT · Entity 4767 Tax withholdingCommon Stock 308 $21.69 $6,680.52
Disclosure

SEC source: 0000784199-22-000104 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,741

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 21:20 UTC ARTIVION, INC. AORT · Entity 4767 Tax withholdingCommon Stock 1,491 $21.69 $32,339.79
Disclosure

SEC source: 0000784199-22-000104 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,049

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:24 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock · Derivative 22,911 $0.00 Strike: $18.44 $0.00
Disclosure

SEC source: 0000784199-22-000082 · certent-form4.xml · derivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,911

Underlying: Common Stock · 22,911 shares

Expires 2029-02-23

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 21:24 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 8,623 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000082 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,540

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 21:53 UTC ARTIVION, INC. AORT · Entity 4767 Tax withholdingCommon Stock 402 $17.75 $7,135.50
Disclosure

SEC source: 0000784199-22-000062 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,917

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:24 UTC ARTIVION, INC. AORT · Entity 4767 Tax withholdingCommon Stock 1,063 $17.50 $18,602.50
Disclosure

SEC source: 0000784199-22-000040 · certent-form4.xml · nonDerivative · entry 4

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,319

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:24 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 3,177 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000040 · certent-form4.xml · nonDerivative · entry 3

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,382

F3 · shares: Represents performance stock units granted on Feb 17, 2021. Hundred percent (100%) were issued on Feb 17, 2022.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:24 UTC ARTIVION, INC. AORT · Entity 4767 Tax withholdingCommon Stock 972 $17.50 $17,010.00
Disclosure

SEC source: 0000784199-22-000040 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,205

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 12:24 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 6,620 $0.00 $0.00
Disclosure

SEC source: 0000784199-22-000040 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,177

F1 · shares: Represents performance stock units granted on Feb 17, 2021. Fifty percent (50%) were issued on Feb 17, 2022. The remaining shares earned in connection with the Feb 2021 grant will be eligible to vest and be issued as follows: 25% on 02/17/2023, and 25% on 02/17/2024, assuming continued employment on the relevant vesting date.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 21:14 UTC ARTIVION, INC. CRY · Entity 4767 PurchaseCommon Stock 600 $17.33 $10,398.00
Disclosure

SEC source: 0000784199-21-000215 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,499

F1 · shares: Reflects open market purchase by reporting person.

Read SEC document
June 30, 2021 Filed Feb 11, 2022 00:43 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 1,058 $20.07 $21,232.47
Disclosure

SEC source: 0000784199-22-000020 · certent-form5.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,557

F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3

Read SEC document
May 25, 2021 Filed May 27, 2021 21:02 UTC ARTIVION, INC. CRY · Entity 4767 Exercise / conversionStock Options (Right To buy) · Derivative 5,402 $26.24 Strike: $26.24 $141,748.48
Disclosure

SEC source: 0000784199-21-000158 · certent-form4.xml · derivative · entry 5

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,402 shares

Expires 2027-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2021

Read SEC document
May 25, 2021 Filed May 27, 2021 21:02 UTC ARTIVION, INC. CRY · Entity 4767 Exercise / conversionCommon Stock 5,402 $26.24 $141,748.48
Disclosure

SEC source: 0000784199-21-000158 · certent-form4.xml · nonDerivative · entry 4

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2021 Filed May 27, 2021 21:02 UTC ARTIVION, INC. CRY · Entity 4767 SaleCommon Stock 6,457 $29.65 $191,470.07
Disclosure

SEC source: 0000784199-21-000158 · certent-form4.xml · nonDerivative · entry 3

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,899

F3 · price: Reflects weighted average price. Range of prices were between $29.44 to $30.135. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 25, 2021 Filed May 27, 2021 21:02 UTC ARTIVION, INC. CRY · Entity 4767 SaleCommon Stock 880 $29.70 $26,135.03
Disclosure

SEC source: 0000784199-21-000158 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,356

F2 · price: Reflects weighted average price. Range of prices were between $29.47 to $30.04. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 25, 2021 Filed May 27, 2021 21:02 UTC ARTIVION, INC. CRY · Entity 4767 SaleCommon Stock 5,402 $29.67 $160,274.64
Disclosure

SEC source: 0000784199-21-000158 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,236

F1 · price: Reflects weighted average price. Range of prices were between $29.47 to $30.14. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:21 UTC ARTIVION, INC. CRY · Entity 4767 Tax withholdingCommon Stock 373 $25.05 $9,343.65
Disclosure

SEC source: 0000784199-21-000091 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,236

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:21 UTC ARTIVION, INC. CRY · Entity 4767 Tax withholdingCommon Stock 1,863 $25.05 $46,668.15
Disclosure

SEC source: 0000784199-21-000091 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,609

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 12:31 UTC ARTIVION, INC. CRY · Entity 4767 Tax withholdingCommon Stock 315 $24.44 $7,698.60
Disclosure

SEC source: 0000784199-21-000068 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,472

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:44 UTC ARTIVION, INC. CRY · Entity 4767 Tax withholdingCommon Stock 945 $25.41 $24,012.45
Disclosure

SEC source: 0000784199-21-000043 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,787

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:44 UTC ARTIVION, INC. CRY · Entity 4767 GrantCommon Stock 5,335 $0.00 $0.00
Disclosure

SEC source: 0000784199-21-000043 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,732

F1 · shares: Represents performance stock units granted on Feb 19, 2020 and repriced on Feb 8, 2021. Fifty percent (50%) were issued on Feb 23, 2021. The remaining shares earned in connection with the Feb 2020 grant will be eligible to vest and be issued as follows: 25% on 02/19/2022, and 25% on 02/19/2023, assuming continued employment on the relevant vesting date.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:18 UTC ARTIVION, INC. CRY · Entity 4767 GrantStock Options (Right to Buy) · Derivative 17,008 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0000784199-21-000019 · certent-form4.xml · derivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,008

Underlying: Common Stock · 17,008 shares

Expires 2028-02-17

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:18 UTC ARTIVION, INC. CRY · Entity 4767 GrantCommon Stock 6,024 $0.00 $0.00
Disclosure

SEC source: 0000784199-21-000019 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,397

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 21:53 UTC ARTIVION, INC. CRY · Entity 4767 PurchaseCommon Stock 10,000 $16.65 $166,459.00
Disclosure

SEC source: 0000784199-20-000194 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,451

F1 · price: Reflects the average weighted price of $16.6459 the shares were purchased. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

Read SEC document
June 30, 2020 Filed Jan 11, 2021 21:45 UTC ARTIVION, INC. CRY · Entity 4767 Exercise / conversionESPP · Derivative 922 $16.29 Strike: $16.29 $15,023.53
Disclosure

SEC source: 0000784199-21-000002 · certent-form5.xml · derivative · entry 3

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 922 shares

Expires 2020-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:26 UTC ARTIVION, INC. CRY · Entity 4767 GrantPhantom Stock · Derivative 1,941 Not disclosed Not disclosed
Disclosure

SEC source: 0000784199-20-000121 · certent-form4.xml · derivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,451

Underlying: Phantom Stock · 1,941 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.exercise_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.expiration_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

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March 12, 2020 Filed Mar 16, 2020 11:43 UTC ARTIVION, INC. CRY · Entity 4767 Tax withholdingCommon Stock 373 $20.24 $7,549.52
Disclosure

SEC source: 0000784199-20-000076 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,451

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

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March 12, 2020 Filed Mar 16, 2020 11:43 UTC ARTIVION, INC. CRY · Entity 4767 GrantCommon Stock 3,248 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000076 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,824

F1 · balance_after: Balance reflects a share correction that was duplicated on 02.21.2020.

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March 05, 2020 Filed Mar 9, 2020 20:08 UTC ARTIVION, INC. CRY · Entity 4767 Tax withholdingCommon Stock 615 $24.93 $15,331.95
Disclosure

SEC source: 0000784199-20-000057 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,072

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

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March 05, 2020 Filed Mar 9, 2020 20:08 UTC ARTIVION, INC. CRY · Entity 4767 GrantCommon Stock 4,084 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000057 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,687

F1 · shares: Represents performance stock units granted on March 5, 2019 and earned at approximately 82.5% of target based on 2019 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2020. The remaining shares earned in connection with the March 2019 grant will vest and be issued as follows: 25% on 03/05/2021, and 25% on 03/5/2022, assuming continued employment on the relevant vesting date.

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February 21, 2020 Filed Feb 25, 2020 21:31 UTC ARTIVION, INC. CRY · Entity 4767 Tax withholdingCommon Stock 489 $26.20 $12,811.80
Disclosure

SEC source: 0000784199-20-000041 · certent-form4.xml · nonDerivative · entry 3

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,603

F3 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

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February 21, 2020 Filed Feb 25, 2020 21:31 UTC ARTIVION, INC. CRY · Entity 4767 GrantCommon Stock 3,248 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000041 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,092

F2 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date.

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February 21, 2020 Filed Feb 25, 2020 21:31 UTC ARTIVION, INC. CRY · Entity 4767 Tax withholdingCommon Stock 2,328 $26.20 $60,993.60
Disclosure

SEC source: 0000784199-20-000041 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,844

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

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February 19, 2020 Filed Feb 21, 2020 21:56 UTC ARTIVION, INC. CRY · Entity 4767 GrantStock Option(Right to Buy) · Derivative 16,204 $0.00 Strike: $26.24 $0.00
Disclosure

SEC source: 0000784199-20-000023 · certent-form4.xml · derivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,204

Underlying: Common Stock · 16,204 shares

Expires 2027-02-19

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date.

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February 19, 2020 Filed Feb 21, 2020 21:56 UTC ARTIVION, INC. CRY · Entity 4767 GrantCommon Stock 5,335 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000023 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,172

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.