Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARTIVION, INC.AORT · Entity 4767 | Chief Commercial Officer | March 02, 2026 | March 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARTIVION, INC.
Report date March 02, 2026 · Filed March 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 230,794 |
Ending reported balance
After 2026-03-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-02 · Grant · Acquired 28,845 · Balance 235,367 F1: Represents performance stock units granted on February 28, 2025. One third (1/3) were issued on March 2, 2026. The remaining shares earned in connection with the February 2025 grant will be eligible to vest and be issued as follows: one third (1/3) on February 28, 2027; and one third (1/3) on February 28, 2028, assuming employment on the relevant vesting date. Row 2 · 2026-03-03 · Sale · Disposed 4,573 · Balance 230,794 F2: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents performance stock units granted on February 28, 2025. One third (1/3) were issued on March 2, 2026. The remaining shares earned in connection with the February 2025 grant will be eligible to vest and be issued as follows: one third (1/3) on February 28, 2027; and one third (1/3) on February 28, 2028, assuming employment on the relevant vesting date.
F2: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2020 Filed Jan 11, 2021 21:45 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantESPP · Derivative | 922 | $16.29 Strike: $16.29 | $15,023.53 |
DisclosureSEC source: 0000784199-21-000002 · certent-form5.xml · derivative · entry 2 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922 Underlying: Common Stock · 922 shares Expires 2020-06-30 Read SEC document |
| January 01, 2020 Filed Jan 11, 2021 21:45 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 922 | $16.29 | $15,023.53 |
DisclosureSEC source: 0000784199-21-000002 · certent-form5.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3. Read SEC document |
| June 30, 2019 Filed Aug 5, 2019 13:05 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionESPP · Derivative | 880 | $24.12 Strike: $24.12 | $21,228.24 |
DisclosureSEC source: 0000784199-19-000143 · certent-form5.xml · derivative · entry 2 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 880 Underlying: Common Stock · 880 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:52 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 745 | $28.92 | $21,545.40 |
DisclosureSEC source: 0000784199-19-000078 · certent-form4.xml · nonDerivative · entry 3 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,957 F3 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:52 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 4,948 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-19-000078 · certent-form4.xml · nonDerivative · entry 2 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,702 F2 · shares: Represents performance stock units granted on March 12, 2018 and earned at approximately 80% of target based on 2018 adjusted EBITDA. Fifty percent (50%) were issued on March 14, 2018. The remaining shares earned in connection with the March 2018 grant will vest and be issued as follows: 50% on 03/12/2020, and 50% on 03/12/2021, assuming continued employment on the relevant vesting date. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:52 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 3 | $29.70 | $89.10 |
DisclosureSEC source: 0000784199-19-000078 · certent-form4.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,754 F1 · shares: This is an adjustment to the shares withheld for taxes for the 3/1/2019 PSU Vesting. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 02:55 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantStock Option (Right to Buy) · Derivative | 12,787 | $0.00 Strike: $29.62 | $0.00 |
DisclosureSEC source: 0000784199-19-000064 · certent-form4.xml · derivative · entry 2 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,787 Underlying: Common Stock · 12,787 shares Expires 2026-03-05 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 02:55 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 4,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-19-000064 · certent-form4.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,757 F1 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 13:05 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 1,485 | $29.70 | $44,104.50 |
DisclosureSEC source: 0000784199-19-000032 · certent-form4.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,805 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:27 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 2,941 | $28.84 | $84,818.44 |
DisclosureSEC source: 0000784199-19-000016 · certent-form4.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,290 F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| January 01, 2019 Filed Aug 5, 2019 13:05 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantESPP · Derivative | 880 | $24.12 Strike: $24.12 | $21,228.24 |
DisclosureSEC source: 0000784199-19-000143 · certent-form5.xml · derivative · entry 3 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 880 Underlying: Common Stock · 880 shares Expires 2019-06-30 Read SEC document |
| January 01, 2019 Filed Aug 5, 2019 13:05 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 880 | $24.12 | $21,228.24 |
DisclosureSEC source: 0000784199-19-000143 · certent-form5.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 21:02 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Options (Right to Buy) · Derivative | 3,333 | $9.64 Strike: $9.64 | $32,130.12 |
DisclosureSEC source: 0000784199-18-000191 · certent-form4.xml · derivative · entry 3 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,333 shares Expires 2022-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 9/10/2016. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 21:02 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 3,333 | $33.86 | $112,843.05 |
DisclosureSEC source: 0000784199-18-000191 · certent-form4.xml · nonDerivative · entry 2 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,231 F2 · price: Reflects the avg weighted price of $33.8563 that the shares were sold. The prices ranged from $33.70 - $33.90. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 21:02 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 3,333 | $9.64 | $32,130.12 |
DisclosureSEC source: 0000784199-18-000191 · certent-form4.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 8, 2017. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 20:50 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 3,512 | $34.00 | $119,408.00 |
DisclosureSEC source: 0000784199-18-000187 · certent-form4.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,231 F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 20:32 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,391 | $16.30 Strike: $16.30 | $55,273.30 |
DisclosureSEC source: 0000784199-18-000151 · certent-form4.xml · derivative · entry 3 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,391 shares Expires 2024-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/21/2018 Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 20:32 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 3,391 | $31.00 | $105,121.00 |
DisclosureSEC source: 0000784199-18-000151 · certent-form4.xml · nonDerivative · entry 2 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,743 F3 · price: Reflects the price of $31 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 20:32 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 3,391 | $16.30 | $55,273.30 |
DisclosureSEC source: 0000784199-18-000151 · certent-form4.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · deemedExecutionDate: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 8, 2017. F2 · balance_after: In a Form 4 filed on July 10, 2018, Reporting Person over reported the total number of shares beneficially owned by a de minimus number of shares. As a result, such shares were reflected in the post-transaction amounts in column 5 of that Form 4. Beneficially owned shares are hereby updated in column 5 on this Form 4 to remove such previously-added shares. Read SEC document |
| July 06, 2018 Filed Jul 10, 2018 20:43 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,391 | $16.30 Strike: $16.30 | $55,273.30 |
DisclosureSEC source: 0000784199-18-000141 · certent-form4.xml · derivative · entry 6 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,953 Underlying: Common Stock · 3,391 shares Expires 2024-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/21/2018 Read SEC document |
| July 06, 2018 Filed Jul 10, 2018 20:43 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 3,391 | $30.00 | $101,730.00 |
DisclosureSEC source: 0000784199-18-000141 · certent-form4.xml · nonDerivative · entry 3 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,746 F3 · price: Reflects the price of $30 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price Read SEC document |
| July 06, 2018 Filed Jul 10, 2018 20:43 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 3,391 | $16.30 | $55,273.30 |
DisclosureSEC source: 0000784199-18-000141 · certent-form4.xml · nonDerivative · entry 2 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 8, 2017. Read SEC document |
| June 30, 2018 Filed Jul 10, 2018 20:43 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionESPP · Derivative | 1,308 | $16.24 Strike: $16.24 | $21,235.38 |
DisclosureSEC source: 0000784199-18-000141 · certent-form4.xml · derivative · entry 5 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,308 shares Expires 2018-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 21:19 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,372 | $10.24 Strike: $10.24 | $44,769.28 |
DisclosureSEC source: 0000784199-18-000135 · certent-form4.xml · derivative · entry 3 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,745 Underlying: Common Stock · 4,372 shares Expires 2023-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2017 Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 21:19 UTC | ARTIVION, INC. CRY · Entity 4767 | Disposition to issuerCommon Stock | 4,372 | $29.00 | $126,788.00 |
DisclosureSEC source: 0000784199-18-000135 · certent-form4.xml · nonDerivative · entry 2 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,438 F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 8, 2017. F2 · price: Reflects the price of $29 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 21:19 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 4,372 | $10.24 | $44,769.28 |
DisclosureSEC source: 0000784199-18-000135 · certent-form4.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 8, 2017. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:22 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Options (Right to Buy) · Derivative | 4,373 | $10.24 Strike: $10.24 | $44,779.52 |
DisclosureSEC source: 0000784199-18-000123 · certent-form4.xml · derivative · entry 3 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,117 Underlying: Common Stock · 4,373 shares Expires 2023-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2017 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:22 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 4,373 | $28.00 | $122,444.00 |
DisclosureSEC source: 0000784199-18-000123 · certent-form4.xml · nonDerivative · entry 2 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,438 F2 · price: Reflects the price of $28 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:22 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 4,373 | $10.24 | $44,779.52 |
DisclosureSEC source: 0000784199-18-000123 · certent-form4.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 8, 2017. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:32 UTC | ARTIVION, INC. CRY · Entity 4767 | Disposition to issuerStock Option (Right to Buy) · Derivative | 4,373 | $27.00 Strike: $10.24 | $118,071.00 |
DisclosureSEC source: 0000784199-18-000103 · certent-form4.xml · derivative · entry 3 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,490 Underlying: Common Stock · 4,373 shares Expires 2023-02-19 F2 · deemedExecutionDate: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 8, 2017. F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2017 Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:32 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 4,373 | $27.00 | $118,071.00 |
DisclosureSEC source: 0000784199-18-000103 · certent-form4.xml · nonDerivative · entry 2 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,438 F1 · price: Reflects the price of $27 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:32 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 4,373 | $10.24 | $44,779.52 |
DisclosureSEC source: 0000784199-18-000103 · certent-form4.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:43 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,373 | $10.24 Strike: $10.24 | $44,779.52 |
DisclosureSEC source: 0000784199-18-000091 · certent-form4.xml · derivative · entry 3 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,491 Underlying: Common Stock · 4,373 shares Expires 2023-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2017 Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:43 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 4,373 | $26.00 | $113,698.00 |
DisclosureSEC source: 0000784199-18-000091 · certent-form4.xml · nonDerivative · entry 2 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,438 F2 · price: Reflects the price of $26 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:43 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 4,373 | $10.24 | $44,779.52 |
DisclosureSEC source: 0000784199-18-000091 · certent-form4.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 8, 2017. Read SEC document |
| May 03, 2018 Filed May 8, 2018 20:24 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,334 | $9.64 Strike: $9.64 | $32,139.76 |
DisclosureSEC source: 0000784199-18-000085 · certent-form4.xml · derivative · entry 3 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Underlying: Common Stock · 3,334 shares Expires 2022-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 9/10/2016. Read SEC document |
| May 03, 2018 Filed May 8, 2018 20:24 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 3,334 | $24.00 | $80,016.00 |
DisclosureSEC source: 0000784199-18-000085 · certent-form4.xml · nonDerivative · entry 2 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,438 F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 8, 2017. F2 · price: Reflects the price of $24 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price Read SEC document |
| May 03, 2018 Filed May 8, 2018 20:24 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 3,334 | $9.64 | $32,139.76 |
DisclosureSEC source: 0000784199-18-000085 · certent-form4.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 8, 2017. Read SEC document |
| April 17, 2018 Filed Apr 18, 2018 20:42 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,333 | $9.64 Strike: $9.64 | $32,130.12 |
DisclosureSEC source: 0000784199-18-000081 · certent-form4.xml · derivative · entry 3 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 3,333 shares Expires 2022-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 9/10/2016. Read SEC document |
| April 17, 2018 Filed Apr 18, 2018 20:42 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 3,333 | $23.00 | $76,659.00 |
DisclosureSEC source: 0000784199-18-000081 · certent-form4.xml · nonDerivative · entry 2 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,438 F1 · kind: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 8, 2017. Read SEC document |
| April 17, 2018 Filed Apr 18, 2018 20:42 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 3,333 | $9.64 | $32,130.12 |
DisclosureSEC source: 0000784199-18-000081 · certent-form4.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 23:48 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantStock Option (Right to Buy) · Derivative | 15,910 | $0.00 Strike: $21.55 | $0.00 |
DisclosureSEC source: 0000784199-18-000065 · certent-form4.xml · derivative · entry 2 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,910 Underlying: Common Stock · 15,910 shares Expires 2025-03-12 Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 23:48 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 6,187 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-18-000065 · certent-form4.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,438 F1 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:19 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 957 | $19.15 | $18,326.55 |
DisclosureSEC source: 0000784199-18-000041 · certent-form4.xml · nonDerivative · entry 2 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,251 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 22:19 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-18-000041 · certent-form4.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,208 F1 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:16 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 1,183 | $18.25 | $21,589.75 |
DisclosureSEC source: 0000784199-18-000016 · certent-form4.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,708 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| January 01, 2018 Filed Jul 10, 2018 20:43 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantESPP · Derivative | 1,308 | $16.24 Strike: $16.24 | $21,235.38 |
DisclosureSEC source: 0000784199-18-000141 · certent-form4.xml · derivative · entry 4 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,308 Underlying: Common Stock · 1,308 shares Expires 2018-06-30 Read SEC document |
| January 01, 2018 Filed Jul 10, 2018 20:43 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 1,308 | $16.24 | $21,235.38 |
DisclosureSEC source: 0000784199-18-000141 · certent-form4.xml · nonDerivative · entry 1 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3. Read SEC document |
| June 30, 2017 Filed Jul 11, 2017 12:56 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,305 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0000784199-17-000072 · certent-form5.xml · derivative · entry 6 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,305 shares Expires 2017-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2017 Filed Jul 11, 2017 12:56 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantStock Option (Right to Buy) · Derivative | 1,305 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0000784199-17-000072 · certent-form5.xml · derivative · entry 5 Davis John E · CIK 0001653206 · Senior VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,305 Underlying: Common Stock · 1,305 shares Expires 2017-06-30 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.