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Davis John E

Disclosed activity across 1 company

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63012
SEC CIK
0001653206

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARTIVION, INC.AORT · Entity 4767Chief Commercial OfficerMarch 02, 2026March 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARTIVION, INC.

Report date March 02, 2026 · Filed March 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect230,794 Ending reported balance After 2026-03-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-03-02 · Grant · Acquired 28,845 · Balance 235,367

F1: Represents performance stock units granted on February 28, 2025. One third (1/3) were issued on March 2, 2026. The remaining shares earned in connection with the February 2025 grant will be eligible to vest and be issued as follows: one third (1/3) on February 28, 2027; and one third (1/3) on February 28, 2028, assuming employment on the relevant vesting date.

Row 2 · 2026-03-03 · Sale · Disposed 4,573 · Balance 230,794

F2: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Filing footnotes · ownership attribution and instrument terms

F1: Represents performance stock units granted on February 28, 2025. One third (1/3) were issued on March 2, 2026. The remaining shares earned in connection with the February 2025 grant will be eligible to vest and be issued as follows: one third (1/3) on February 28, 2027; and one third (1/3) on February 28, 2028, assuming employment on the relevant vesting date.

F2: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2026 Filed Mar 4, 2026 23:49 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 4,573 $37.78 $172,747.82
Disclosure

SEC source: 0001628280-26-014892 · wk-form4_1772668162.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,794

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 19:49 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 2,784 $38.02 $105,861.32
Disclosure

SEC source: 0001628280-26-013672 · wk-form4_1772567369.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,522

F1 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:49 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 28,845 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-014892 · wk-form4_1772668162.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,367

F1 · shares: Represents performance stock units granted on February 28, 2025. One third (1/3) were issued on March 2, 2026. The remaining shares earned in connection with the February 2025 grant will be eligible to vest and be issued as follows: one third (1/3) on February 28, 2027; and one third (1/3) on February 28, 2028, assuming employment on the relevant vesting date.

Read SEC document
February 24, 2026 Filed Feb 25, 2026 22:30 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 20,438 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-011820 · wk-form4_1772058656.xml · nonDerivative · entry 3

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,306

F3 · shares: Represents shares of restricted stock that vest 33 1/3% per year beginning on the first anniversary of the grant date, pursuant to the terms of the Equity and Cash Incentive Plan.

Read SEC document
February 24, 2026 Filed Feb 25, 2026 22:30 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 2,075 $35.69 $74,062.98
Disclosure

SEC source: 0001628280-26-011820 · wk-form4_1772058656.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,868

F2 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:30 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 3,773 $37.59 $141,819.52
Disclosure

SEC source: 0001628280-26-011820 · wk-form4_1772058656.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,943

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 20:47 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 5,000 $45.11 $225,550.00
Disclosure

SEC source: 0001628280-25-057614 · wk-form4_1766004447.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,842

F1 · price: Reflects the price the shares were sold.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 18:03 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionStock Options (Right to buy) · Derivative 6,394 $0.00 Strike: $29.62 $0.00
Disclosure

SEC source: 0001628280-25-052820 · wk-form4_1763488988.xml · derivative · entry 6

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,394 shares

Expires 2026-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise and subsequent sale reported on this form were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2025.

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was March 5, 2020.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 18:03 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 6,394 $45.17 $288,816.98
Disclosure

SEC source: 0001628280-25-052820 · wk-form4_1763488988.xml · nonDerivative · entry 4

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 198,842

F1 · shares: The option exercise and subsequent sale reported on this form were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2025.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 18:03 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionCommon Stock 6,394 $29.62 $189,390.28
Disclosure

SEC source: 0001628280-25-052820 · wk-form4_1763488988.xml · nonDerivative · entry 3

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 205,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise and subsequent sale reported on this form were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2025.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 18:03 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionStock Options (Right to buy) · Derivative 6,393 $0.00 Strike: $29.62 $0.00
Disclosure

SEC source: 0001628280-25-052820 · wk-form4_1763488988.xml · derivative · entry 5

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,393 shares

Expires 2026-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise and subsequent sale reported on this form were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2025.

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was March 5, 2020.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 18:03 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 6,393 $44.67 $285,575.31
Disclosure

SEC source: 0001628280-25-052820 · wk-form4_1763488988.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 198,842

F1 · shares: The option exercise and subsequent sale reported on this form were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2025.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 18:03 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionCommon Stock 6,393 $29.62 $189,360.66
Disclosure

SEC source: 0001628280-25-052820 · wk-form4_1763488988.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 205,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise and subsequent sale reported on this form were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2025.

Read SEC document
November 13, 2025 Filed Nov 14, 2025 17:10 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 6,563 $45.86 $300,966.05
Disclosure

SEC source: 0001628280-25-052266 · wk-form4_1763140209.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,842

F1 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 01:07 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 3,373 $44.62 $150,499.89
Disclosure

SEC source: 0001628280-25-051793 · wk-form4_1762996064.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,405

F1 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
August 12, 2025 Filed Aug 14, 2025 13:56 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionStock Options (Right to buy) · Derivative 10,802 $0.00 Strike: $26.24 $0.00
Disclosure

SEC source: 0001653206-25-000003 · wk-form4_1755179807.xml · derivative · entry 3

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,802 shares

Expires 2027-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was February 19, 2021.

Read SEC document
August 12, 2025 Filed Aug 14, 2025 13:56 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 10,802 $43.67 $471,755.75
Disclosure

SEC source: 0001653206-25-000003 · wk-form4_1755179807.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,778

F1 · price: Reflects weighted average price. Range of prices were between $43.470 to $43.835. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 12, 2025 Filed Aug 14, 2025 13:56 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionCommon Stock 10,802 $26.24 $283,444.48
Disclosure

SEC source: 0001653206-25-000003 · wk-form4_1755179807.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2025 Filed Jan 28, 2026 20:50 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 874 $24.30 $21,239.95
Disclosure

SEC source: 0001628280-26-003822 · wk-form5_1769633452.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,716

F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3.

Read SEC document
March 11, 2025 Filed Mar 12, 2025 19:32 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionStock Options (Right to buy) · Derivative 15,910 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0000784199-25-000059 · wk-form4_1741807937.xml · derivative · entry 3

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,910 shares

Expires 2025-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was March 12, 2019.

Read SEC document
March 11, 2025 Filed Mar 12, 2025 19:32 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 15,100 $23.61 $356,548.75
Disclosure

SEC source: 0000784199-25-000059 · wk-form4_1741807937.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 208,778

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 30, 2024.

F2 · price: Reflects weighted average price. Range of prices were between $23.14 to $23.89. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 11, 2025 Filed Mar 12, 2025 19:32 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionCommon Stock 15,910 $21.55 $342,860.50
Disclosure

SEC source: 0000784199-25-000059 · wk-form4_1741807937.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 223,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 30, 2024.

Read SEC document
March 06, 2025 Filed Mar 10, 2025 21:06 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 2,618 $24.80 $64,938.70
Disclosure

SEC source: 0000784199-25-000051 · wk-form4_1741640754.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,968

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
March 06, 2025 Filed Mar 10, 2025 21:06 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 25,654 $0.00 $0.00
Disclosure

SEC source: 0000784199-25-000051 · wk-form4_1741640754.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,586

F1 · shares: Represents performance stock units granted on February 23, 2024. One third (1/3) were issued on March 6, 2025. The remaining shares earned in connection with the February 2024 grant will be eligible to vest and be issued as follows: one third (1/3) on February 23, 2026; and one third (1/3) on February 23, 2027, assuming employment on the relevant vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:59 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 24,301 $0.00 $0.00
Disclosure

SEC source: 0000784199-25-000033 · wk-form4_1741118390.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,932

F1 · shares: Represents shares of restricted stock that vest 33 1/3% per year beginning on the first anniversary of the grant date, pursuant to the terms of the Equity and Cash Incentive Plan.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 18:54 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 2,035 $27.31 $55,567.71
Disclosure

SEC source: 0000784199-25-000018 · wk-form4_1740596042.xml · nonDerivative · entry 4

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,631

F1 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 18:54 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 985 $27.31 $26,896.41
Disclosure

SEC source: 0000784199-25-000018 · wk-form4_1740596042.xml · nonDerivative · entry 3

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,666

F1 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 18:54 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 591 $27.31 $16,137.85
Disclosure

SEC source: 0000784199-25-000018 · wk-form4_1740596042.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,651

F1 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 18:54 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 2,846 $27.31 $77,712.88
Disclosure

SEC source: 0000784199-25-000018 · wk-form4_1740596042.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,242

F1 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
June 30, 2024 Filed Jan 30, 2025 15:16 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 1,398 $15.20 $21,249.60
Disclosure

SEC source: 0000784199-25-000006 · wk-form5_1738250165.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,088

F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 23:14 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 2,022 $18.72 $37,856.29
Disclosure

SEC source: 0000784199-24-000104 · wk-form4_1709853255.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,637

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
March 05, 2024 Filed Mar 14, 2024 23:48 UTC Amendment ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 2,022 $18.72 $37,856.29
Disclosure

SEC source: 0000784199-24-000112 · wk-form4a_1710460104.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,690

F3 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a sell to cover transaction and does not represent a discretionary transaction.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
March 01, 2024 Filed Mar 7, 2024 23:14 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 5,724 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000104 · wk-form4_1709853255.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,659

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 14, 2024 23:48 UTC Amendment ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 5,724 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000112 · wk-form4a_1710460104.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,712

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:32 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 584 $19.83 $11,583.29
Disclosure

SEC source: 0000784199-24-000084 · wk-form4_1709245936.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,935

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 27, 2024 Filed Mar 15, 2024 00:16 UTC Amendment ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 584 $19.83 $11,583.29
Disclosure

SEC source: 0000784199-24-000136 · wk-form4a_1710461791.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,988

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a sell to cover transaction and does not represent a discretionary transaction.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:12 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 1,904 $20.27 $38,596.17
Disclosure

SEC source: 0000784199-24-000065 · wk-form4_1709158363.xml · nonDerivative · entry 4

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,519

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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February 26, 2024 Filed Feb 28, 2024 22:12 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 1,610 $20.27 $32,636.47
Disclosure

SEC source: 0000784199-24-000065 · wk-form4_1709158363.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,687

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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February 26, 2024 Filed Mar 15, 2024 00:27 UTC Amendment ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 1,875 $20.27 $38,008.31
Disclosure

SEC source: 0000784199-24-000146 · wk-form4a_1710462424.xml · nonDerivative · entry 4

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,572

F5 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. This amendment is being filed to address an administrative error in reporting the number of shares sold in the sell to cover transaction on February 26, 2024. The original Form 4 reported that 1,904 shares were sold, when in fact, 1,875 shares were sold.

F3 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

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February 26, 2024 Filed Mar 15, 2024 00:27 UTC Amendment ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 1,586 $20.27 $32,149.96
Disclosure

SEC source: 0000784199-24-000146 · wk-form4a_1710462424.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,711

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. This amendment is being filed to address an administrative error in reporting the number of shares sold in the sell to cover transaction on February 26, 2024. The original Form 4 reported that 1,610 shares were sold, when in fact, 1,586 shares were sold.

F3 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

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February 23, 2024 Filed Feb 26, 2024 23:10 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 19,734 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000053 · wk-form4_1708989044.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,911

F1 · shares: Represents shares of restricted stock that vest 33 1/3% per year beginning on the first anniversary of the grant date, pursuant to the terms of the Equity and Cash Incentive Plan.

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February 23, 2024 Filed Feb 28, 2024 22:12 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 12,736 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000065 · wk-form4_1709158363.xml · nonDerivative · entry 3

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,423

F3 · shares: Represents performance stock units granted on Feb. 22, 2023. Fifty percent (50%) were issued on Feb. 23, 2024. The remaining shares earned in connection with the Feb. 2023 grant will be eligible to vest and be issued as follows: 25% on 02/22/2025; and 25% on 02/22/2026, assuming employment on the relevant vesting date.

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February 23, 2024 Filed Feb 28, 2024 22:12 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 5,386 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000065 · wk-form4_1709158363.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,297

F1 · shares: Represents performance stock units granted on Feb. 22, 2023. One hundred percent (100%) were issued on Feb. 23, 2024.

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February 23, 2024 Filed Mar 15, 2024 00:27 UTC Amendment ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 12,736 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000146 · wk-form4a_1710462424.xml · nonDerivative · entry 3

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,447

F4 · shares: Represents performance stock units granted on Feb. 22, 2023. Fifty percent (50%) were issued on Feb. 23, 2024. The remaining shares earned in connection with the Feb. 2023 grant will be eligible to vest and be issued as follows: 25% on 02/22/2025; and 25% on 02/22/2026, assuming employment on the relevant vesting date.

F3 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

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February 23, 2024 Filed Mar 15, 2024 00:27 UTC Amendment ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 5,386 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000146 · wk-form4a_1710462424.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,279

F1 · shares: Represents performance stock units granted on Feb. 22, 2023. One hundred percent (100%) were issued on Feb. 23, 2024.

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February 20, 2024 Filed Feb 22, 2024 22:32 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 496 $18.87 $9,357.04
Disclosure

SEC source: 0000784199-24-000024 · wk-form4_1708641140.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,177

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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February 20, 2024 Filed Feb 22, 2024 22:32 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 2,060 $18.87 $38,861.90
Disclosure

SEC source: 0000784199-24-000024 · wk-form4_1708641140.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,673

F1 · shares: These shares were sold upon the vesting of Restricted Stock awards to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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January 02, 2024 Filed Jan 4, 2024 21:22 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionStock Option (Right to Buy) · Derivative 13,562 $16.30 Strike: $16.30 $221,060.60
Disclosure

SEC source: 0000784199-24-000002 · wk-form4_1704403334.xml · derivative · entry 3

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,562 shares

Expires 2024-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 02/21/2018.

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January 02, 2024 Filed Jan 4, 2024 21:22 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 13,562 $18.00 $244,116.00
Disclosure

SEC source: 0000784199-24-000002 · wk-form4_1704403334.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,733

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 23, 2023.

F2 · price: Reflects the price the shares were sold.

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January 02, 2024 Filed Jan 4, 2024 21:22 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionCommon Stock 13,562 $16.30 $221,060.60
Disclosure

SEC source: 0000784199-24-000002 · wk-form4_1704403334.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 142,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 23, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.