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person · Reporting owner

West Michael L

Disclosed activity across 1 company

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62638
SEC CIK
0001791243

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MOODYS CORP /DE/MCO · Entity 386President, Moody's InvestorsMarch 04, 2026March 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MOODYS CORP /DE/

Report date March 04, 2026 · Filed March 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,758.98 Reported balance After 2026-03-04 transaction · row 1
1 source row

Row 1 · 2026-03-04 · Sale · Disposed 4,250 · Balance 8,758.98

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 21:01 UTC MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 1,263 $290.63 $367,065.69
Disclosure

SEC source: 0001209191-23-015384 · doc4.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,891.997

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:01 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 2,301 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015384 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,154.997

F1 · shares: Receipt of shares acquired upon settlement of 2020-2022 Performance Shares.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantEmployee Stock Option (right to buy) · Derivative 4,753 $0.00 Strike: $295.33 $0.00
Disclosure

SEC source: 0001209191-23-012252 · doc4.xml · derivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,753

Underlying: Common Stock · 4,753 shares

Expires 2033-02-21

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1,524 $295.33 $450,082.92
Disclosure

SEC source: 0001209191-23-012252 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,853.997

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 780 $310.53 $242,214.18
Disclosure

SEC source: 0001209191-22-044547 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,329.997

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $310.51 to $310.58. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:02 UTC MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 2,440 $323.88 $790,267.20
Disclosure

SEC source: 0001209191-22-014662 · doc4.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,109.997

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:02 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 4,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014662 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,549.997

F1 · shares: Receipt of shares acquired upon settlement of 2019-2021 Performance Shares.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantEmployee Stock Option (right to buy) · Derivative 4,278 $0.00 Strike: $325.99 $0.00
Disclosure

SEC source: 0001209191-22-011608 · doc4.xml · derivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,278

Underlying: Common Stock · 4,278 shares

Expires 2032-02-17

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1,104 $325.99 $359,892.96
Disclosure

SEC source: 0001209191-22-011608 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,424.997

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 180 $399.92 $71,984.70
Disclosure

SEC source: 0001209191-21-065049 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,320.997

Read SEC document
August 09, 2021 Filed Aug 10, 2021 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 680 $382.35 $259,998.00
Disclosure

SEC source: 0001209191-21-050575 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500.997

Read SEC document
May 04, 2021 Filed May 6, 2021 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 783 $329.00 $257,607.00
Disclosure

SEC source: 0001209191-21-030596 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,180.997

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 2,000 $282.90 $565,800.00
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 9

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,963.997

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,972 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · derivative · entry 12

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,972 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 926 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · derivative · entry 11

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 926 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,297 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · derivative · entry 10

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,297 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 1,972 $282.27 $556,638.41
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 8

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,963.997

F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $282.06 to $282.40. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 1,972 $173.58 $342,299.76
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 7

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,935.997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 926 $281.82 $260,968.10
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 6

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,963.997

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $281.75 to $282.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 926 $167.50 $155,105.00
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 5

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,889.997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 1,297 $281.68 $365,332.48
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 4

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,963.997

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $281.66 to $281.77. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 1,297 $113.34 $147,001.98
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 3

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,260.997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 1,752 $280.63 $491,663.76
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,963.997

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 2,756 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016772 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,715.997

F1 · shares: Receipt of shares acquired upon settlement of 2018-2020 Performance Shares.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:10 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantEmployee Stock Option (right to buy) · Derivative 4,006 $0.00 Strike: $276.84 $0.00
Disclosure

SEC source: 0001209191-21-013760 · doc4.xml · derivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,006

Underlying: Common Stock · 4,006 shares

Expires 2031-02-22

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:10 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 975 $276.84 $269,919.00
Disclosure

SEC source: 0001209191-21-013760 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,959.997

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 20:05 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 540 $284.80 $153,792.00
Disclosure

SEC source: 0001209191-20-047171 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,984.997

Read SEC document
May 18, 2020 Filed May 19, 2020 20:16 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,853 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001209191-20-030456 · doc4.xml · derivative · entry 10

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,853 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:16 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,297 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001209191-20-030456 · doc4.xml · derivative · entry 9

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,297 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:16 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,053 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001209191-20-030456 · doc4.xml · derivative · entry 8

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,053 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:16 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 1,853 $260.60 $482,899.21
Disclosure

SEC source: 0001209191-20-030456 · doc4.xml · nonDerivative · entry 7

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,524.997

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $260.56 to $260.62. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:16 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 1,853 $167.50 $310,377.50
Disclosure

SEC source: 0001209191-20-030456 · doc4.xml · nonDerivative · entry 6

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,377.997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:16 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 1,297 $260.80 $338,261.49
Disclosure

SEC source: 0001209191-20-030456 · doc4.xml · nonDerivative · entry 5

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,524.997

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $260.76 to $260.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:16 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 1,297 $113.34 $147,001.98
Disclosure

SEC source: 0001209191-20-030456 · doc4.xml · nonDerivative · entry 4

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,821.997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:16 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 3,053 $260.64 $795,746.13
Disclosure

SEC source: 0001209191-20-030456 · doc4.xml · nonDerivative · entry 3

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,524.997

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $260.62 to $260.64. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:16 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 3,053 $80.81 $246,712.93
Disclosure

SEC source: 0001209191-20-030456 · doc4.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,577.997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:16 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 350 $261.17 $91,409.50
Disclosure

SEC source: 0001209191-20-030456 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,524.997

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:11 UTC MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 3,612 $251.20 $907,334.40
Disclosure

SEC source: 0001209191-20-015102 · doc4.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,874.997

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:11 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 6,877 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015102 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,486.997

F1 · shares: Receipt of shares acquired upon settlement of 2017-2019 Performance Shares.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:08 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantEmployee Stock Option (right to buy) · Derivative 3,965 $0.00 Strike: $280.42 $0.00
Disclosure

SEC source: 0001209191-20-011940 · doc4.xml · derivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,965

Underlying: Common Stock · 3,965 shares

Expires 2030-02-20

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:08 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 856 $280.42 $240,039.52
Disclosure

SEC source: 0001209191-20-011940 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,609.997

F1 · shares: Exempt grant of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.