Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arthur J. Gallagher & Co.AJG · Entity 990 | Vice President | April 29, 2024 | May 01, 2024 |
| James River Group Holdings, Inc.JRVR · Entity 6368 | Director | March 04, 2026 | March 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arthur J. Gallagher & Co.
Report date April 29, 2024 · Filed May 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 159,581.154 |
Ending reported balance
After 2024-04-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-04-29 · Exercise / conversion · Acquired 132.845 · Balance 159,713.999 Row 2 · 2024-04-29 · Tax withholding · Disposed 132.845 · Balance 159,581.154 |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 95,616.591 |
Reported balance
After 2024-04-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-04-29 · Exercise / conversion · Disposed 132.845 · Balance 95,616.591 F1: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F2: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 2,022.63 |
Reported balance
Holding disclosure · report date 2024-04-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,022.63 |
| Common StockSEC Table I · non-derivative | IndirectGallagher 401(k) plan account | 367.575 |
Reported balance
Holding disclosure · report date 2024-04-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 367.575 |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents a right to receive one share of Gallagher common stock.
F2: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.
James River Group Holdings, Inc.
Report date March 04, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,888 |
Reported balance
After 2026-03-04 transaction · row 1
1 source rowRow 1 · 2026-03-04 · Grant · Acquired 14,409 · Balance 19,888 F1: Represents the annual grant of restricted share units (payable solely in shares of common stock of the Issuer on the vesting date) under the James River Group Holdings, Inc. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 4, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the annual grant of restricted share units (payable solely in shares of common stock of the Issuer on the vesting date) under the James River Group Holdings, Inc. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 4, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2020 Filed Mar 13, 2020 19:25 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 1,700 | $94.98 | $161,466.00 |
DisclosureSEC source: 0001127602-20-010593 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 22:25 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 14,500 | $0.00 Strike: $46.87 | $0.00 |
DisclosureSEC source: 0001127602-19-034384 · form4.xml · derivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,500 shares Expires 2021-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 22:25 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 15,000 | $0.00 Strike: $39.17 | $0.00 |
DisclosureSEC source: 0001127602-19-034384 · form4.xml · derivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2020-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 22:25 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | SaleCommon Stock | 29,500 | $92.46 | $2,727,570.00 |
DisclosureSEC source: 0001127602-19-034384 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,860 F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $92.30 to $92.66. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 22:25 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 14,500 | $46.87 | $679,615.00 |
DisclosureSEC source: 0001127602-19-034384 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 22:25 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 15,000 | $39.17 | $587,550.00 |
DisclosureSEC source: 0001127602-19-034384 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2019 Filed Mar 18, 2019 22:40 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherPhantom Stock · Derivative | 3,765 | $79.68 | $299,995.20 |
DisclosureSEC source: 0001127602-19-011972 · form4.xml · derivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,249.5 Underlying: Common Stock · 3,765 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. Read SEC document |
| March 17, 2019 Filed Mar 18, 2019 22:40 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 1,972 | $80.28 | $158,312.16 |
DisclosureSEC source: 0001127602-19-011972 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,860 Read SEC document |
| March 17, 2019 Filed Mar 18, 2019 22:40 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 4,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011972 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2019 Filed Mar 18, 2019 22:40 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 4,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011972 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 22:40 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantNon-qualified Stock Option · Derivative | 17,250 | $0.00 Strike: $79.59 | $0.00 |
DisclosureSEC source: 0001127602-19-011972 · form4.xml · derivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,250 Underlying: Common Stock · 17,250 shares Expires 2026-03-14 F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| December 31, 2018 Filed Feb 14, 2019 19:51 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherNotional Stock Units · Derivative | 755 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005946 · form5.xml · derivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,760 Underlying: Common Stock · 755 shares Expires not disclosed F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock. F2 · shares: In accordance with applicable SEC staff guidance, the reporting person has elected to report periodic investments throughout the year into the Gallagher stock fund under this plan (the Supplemental Savings and Thrift Plan, a nonqualified deferred compensation plan) on an aggregate basis on Form 5. F2 · price: In accordance with applicable SEC staff guidance, the reporting person has elected to report periodic investments throughout the year into the Gallagher stock fund under this plan (the Supplemental Savings and Thrift Plan, a nonqualified deferred compensation plan) on an aggregate basis on Form 5. F3 · derivative.exercise_date: Portions of these notional stocks are payable to the reporting person at the follow times: over a two year period beginning July 2023; over a five year period beginning July 2027; in a lump sum on July 2028; over a five year period beginning July 2028; and in a lump sum following the reporting person's separation from service. F3 · derivative.expiration_date: Portions of these notional stocks are payable to the reporting person at the follow times: over a two year period beginning July 2023; over a five year period beginning July 2027; in a lump sum on July 2028; over a five year period beginning July 2028; and in a lump sum following the reporting person's separation from service. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:04 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherPhantom Stock · Derivative | 4,219 | $71.11 | $300,013.09 |
DisclosureSEC source: 0001127602-18-012095 · form4.xml · derivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,209 Underlying: Common Stock · 4,219 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:04 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantNon-qualified Stock Option · Derivative | 18,300 | $0.00 Strike: $70.74 | $0.00 |
DisclosureSEC source: 0001127602-18-012095 · form4.xml · derivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,300 Underlying: Common Stock · 18,300 shares Expires 2025-03-15 F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 20:12 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 754 | $71.71 | $54,069.34 |
DisclosureSEC source: 0001127602-18-011374 · form4.xml · nonDerivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,132 Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 20:12 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011374 · form4.xml · nonDerivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 20:12 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011374 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 20:12 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 10,600 | $0.00 Strike: $35.71 | $0.00 |
DisclosureSEC source: 0001127602-18-011374 · form4.xml · derivative · entry 6 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,600 shares Expires 2019-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 20:12 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | SaleCommon Stock | 10,600 | $72.50 | $768,500.00 |
DisclosureSEC source: 0001127602-18-011374 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,186 F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $72.44 to $72.61. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 20:12 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 10,600 | $35.71 | $378,526.00 |
DisclosureSEC source: 0001127602-18-011374 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 20:52 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | SaleCommon Stock | 10,000 | $58.73 | $587,300.00 |
DisclosureSEC source: 0001127602-17-025036 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,186 Read SEC document |
| May 30, 2017 Filed May 31, 2017 20:56 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 4,440 | $0.00 Strike: $23.76 | $0.00 |
DisclosureSEC source: 0001127602-17-019869 · form4.xml · derivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,440 shares Expires 2018-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date. Read SEC document |
| May 30, 2017 Filed May 31, 2017 20:56 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 7,400 | $0.00 Strike: $30.95 | $0.00 |
DisclosureSEC source: 0001127602-17-019869 · form4.xml · derivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,400 shares Expires 2018-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date. Read SEC document |
| May 30, 2017 Filed May 31, 2017 20:56 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 11,840 | $56.96 | $674,406.40 |
DisclosureSEC source: 0001127602-17-019869 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $56.94 to $56.98. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 30, 2017 Filed May 31, 2017 20:56 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 4,440 | $23.76 | $105,494.40 |
DisclosureSEC source: 0001127602-17-019869 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed May 31, 2017 20:56 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 7,400 | $30.95 | $229,030.00 |
DisclosureSEC source: 0001127602-17-019869 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 19:08 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherPhantom Stock · Derivative | 4,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013239 · form4.xml · derivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,868 Underlying: Common Stock · 4,426 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F2 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F2 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:32 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantNon-qualified Stock Option · Derivative | 23,300 | $0.00 Strike: $56.86 | $0.00 |
DisclosureSEC source: 0001127602-17-012449 · form4.xml · derivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,300 Underlying: Common Stock · 23,300 shares Expires 2024-03-16 F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:32 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock (restricted) | 4,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012449 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,100 F1 · date: Earned performance share units vesting on 3/17/2019. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:03 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNotional Stock Units · Derivative | 1,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011639 · form4.xml · derivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,150 Underlying: Common Stock · 1,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock. F1 · shares: The reporting person deferred receipt of restricted stock units into the Company's Supplemental Savings and Thrift Plan, resulting in the acquisition of a corresponding number of notional stock units. F3 · derivative.exercise_date: The notional stock units become payable over a two-year period beginning July 2023. F3 · derivative.expiration_date: The notional stock units become payable over a two-year period beginning July 2023. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:03 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 366 | $56.99 | $20,858.34 |
DisclosureSEC source: 0001127602-17-011639 · form4.xml · nonDerivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,186 Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:03 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 1,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011639 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:03 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 1,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011639 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:03 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 1,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011639 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person deferred receipt of restricted stock units into the Company's Supplemental Savings and Thrift Plan, resulting in the acquisition of a corresponding number of notional stock units. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 17:32 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 2,833 | $0.00 Strike: $28.65 | $0.00 |
DisclosureSEC source: 0001127602-17-005835 · form4.xml · derivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,833 shares Expires 2017-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 17:32 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 6,897 | $0.00 Strike: $24.13 | $0.00 |
DisclosureSEC source: 0001127602-17-005835 · form4.xml · derivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,897 shares Expires 2017-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option becomes exercisable 20% each year on the anniversary of the grant date. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 17:32 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | SaleCommon Stock | 9,730 | $55.59 | $540,890.70 |
DisclosureSEC source: 0001127602-17-005835 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,377 F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $55.57 to $55.61. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 17:32 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 2,833 | $28.65 | $81,165.45 |
DisclosureSEC source: 0001127602-17-005835 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 17:32 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 6,897 | $24.13 | $166,424.61 |
DisclosureSEC source: 0001127602-17-005835 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.