Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arthur J. Gallagher & Co.AJG · Entity 990 | Vice President | April 29, 2024 | May 01, 2024 |
| James River Group Holdings, Inc.JRVR · Entity 6368 | Director | March 04, 2026 | March 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arthur J. Gallagher & Co.
Report date April 29, 2024 · Filed May 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 159,581.154 |
Ending reported balance
After 2024-04-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-04-29 · Exercise / conversion · Acquired 132.845 · Balance 159,713.999 Row 2 · 2024-04-29 · Tax withholding · Disposed 132.845 · Balance 159,581.154 |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 95,616.591 |
Reported balance
After 2024-04-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-04-29 · Exercise / conversion · Disposed 132.845 · Balance 95,616.591 F1: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F2: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 2,022.63 |
Reported balance
Holding disclosure · report date 2024-04-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,022.63 |
| Common StockSEC Table I · non-derivative | IndirectGallagher 401(k) plan account | 367.575 |
Reported balance
Holding disclosure · report date 2024-04-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 367.575 |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents a right to receive one share of Gallagher common stock.
F2: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.
James River Group Holdings, Inc.
Report date March 04, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,888 |
Reported balance
After 2026-03-04 transaction · row 1
1 source rowRow 1 · 2026-03-04 · Grant · Acquired 14,409 · Balance 19,888 F1: Represents the annual grant of restricted share units (payable solely in shares of common stock of the Issuer on the vesting date) under the James River Group Holdings, Inc. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 4, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the annual grant of restricted share units (payable solely in shares of common stock of the Issuer on the vesting date) under the James River Group Holdings, Inc. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 4, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2023 Filed Mar 10, 2023 22:16 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 11,888.171 | $188.98 | $2,246,626.56 |
DisclosureSEC source: 0001127602-23-009779 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,410 Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 22:16 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 30,211.171 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-009779 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,298.171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 23:31 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionPhantom Stock · Derivative | 4,960.585 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-009353 · form4.xml · derivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,279.422 Underlying: Common Stock · 4,960.585 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F2 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F2 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 23:31 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 4,960.585 | $184.97 | $917,544.53 |
DisclosureSEC source: 0001127602-23-009353 · form4.xml · nonDerivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,087 Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 23:31 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 4,960.585 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-009353 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,047.585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 23:34 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 10,000 | $0.00 Strike: $43.71 | $0.00 |
DisclosureSEC source: 0001127602-22-026189 · form4.xml · derivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2023-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 23:34 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 10,000 | $43.71 | $437,100.00 |
DisclosureSEC source: 0001127602-22-026189 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 23:34 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | SaleCommon Stock | 10,000 | $192.72 | $1,927,200.00 |
DisclosureSEC source: 0001127602-22-026189 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,087 F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $192.68 to $192.96. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 22:41 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 16,200 | $0.00 Strike: $43.71 | $0.00 |
DisclosureSEC source: 0001127602-22-020975 · form4.xml · derivative · entry 6 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 16,200 shares Expires 2023-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 22:41 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | SaleCommon Stock | 16,200 | $187.07 | $3,030,534.00 |
DisclosureSEC source: 0001127602-22-020975 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,087 F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $187.00 to $187.12. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 22:41 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 16,200 | $43.71 | $708,102.00 |
DisclosureSEC source: 0001127602-22-020975 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2022 Filed Aug 15, 2022 22:41 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GiftCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-020975 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,087 Read SEC document |
| March 16, 2022 Filed Mar 16, 2022 23:58 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantPhantom Stock · Derivative | 315.938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-009534 · form4.xml · derivative · entry 11 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,279.138 Underlying: Common Stock · 315.938 shares Expires not disclosed F5 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F6 · shares: These shares represent awards under the Deferred Cash Participation Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the participant. Participants vest in these awards on the fifth anniversary of the date of grant. F5 · price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F6 · derivative.exercise_date: These shares represent awards under the Deferred Cash Participation Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the participant. Participants vest in these awards on the fifth anniversary of the date of grant. F6 · derivative.expiration_date: These shares represent awards under the Deferred Cash Participation Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the participant. Participants vest in these awards on the fifth anniversary of the date of grant. Read SEC document |
| March 16, 2022 Filed Mar 16, 2022 23:58 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock (restricted) | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009534 · form4.xml · nonDerivative · entry 8 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,650 F2 · shares: Restricted stock unit award vesting five years after the date of grant. Read SEC document |
| March 16, 2022 Filed Mar 16, 2022 23:58 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 203 | $162.67 | $33,022.01 |
DisclosureSEC source: 0001127602-22-009534 · form4.xml · nonDerivative · entry 7 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,014.63 Read SEC document |
| March 16, 2022 Filed Mar 16, 2022 23:58 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009534 · form4.xml · nonDerivative · entry 6 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,217.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2022 Filed Mar 16, 2022 23:58 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009534 · form4.xml · nonDerivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 23:58 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantNon-qualified Stock Option · Derivative | 9,490 | $0.00 Strike: $158.56 | $0.00 |
DisclosureSEC source: 0001127602-22-009534 · form4.xml · derivative · entry 10 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,490 Underlying: Common Stock · 9,490 shares Expires 2029-03-15 F3 · shares: Consists of 9,185 stock options granted to the reporting person and 305 stock options granted to the reporting person's spouse. F4 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 23:58 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 3,791 | $154.74 | $586,619.34 |
DisclosureSEC source: 0001127602-22-009534 · form4.xml · nonDerivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,687 Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 23:58 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 10,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009534 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 23:58 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 10,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009534 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 23:58 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock (restricted) | 10,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009534 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,350 F1 · shares: Performance share units (awarded on March 14, 2019) earned and vested as of March 14, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 23:45 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantNotional Stock Units · Derivative | 413.87 | $153.73 | $63,624.24 |
DisclosureSEC source: 0001127602-22-006864 · form4.xml · derivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,544.24 Underlying: Common Stock · 413.87 shares Expires not disclosed F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock. F2 · derivative.exercise_date: Portions of these notional stock units are payable to the reporting person at the following times: over a two year period beginning July 2023; over a five year period beginning July 2027; in a lump sum on July 2028; over a five year period beginning July 2028; and in a lump sum following the reporting person's separation from service. F2 · derivative.expiration_date: Portions of these notional stock units are payable to the reporting person at the following times: over a two year period beginning July 2023; over a five year period beginning July 2027; in a lump sum on July 2028; over a five year period beginning July 2028; and in a lump sum following the reporting person's separation from service. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 23:30 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionNon-qualified Stock Option · Derivative | 11,600 | $0.00 Strike: $46.17 | $0.00 |
DisclosureSEC source: 0001127602-21-029613 · form4.xml · derivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,600 shares Expires 2022-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 23:30 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | SaleCommon Stock | 11,600 | $167.00 | $1,937,200.00 |
DisclosureSEC source: 0001127602-21-029613 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,128 F1 · price: The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $166.77 to $167.41. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 23:30 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 11,600 | $46.17 | $535,572.00 |
DisclosureSEC source: 0001127602-21-029613 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:18 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherNon-qualified Stock Option · Derivative | 1,210 | $127.90 Strike: $127.90 | $154,759.00 |
DisclosureSEC source: 0001127602-21-017196 · form4.xml · derivative · entry 9 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,945 Underlying: Common Stock · 1,210 shares Expires 2028-03-16 F1 · kind: Deemed acquired due to marriage on May 15, 2021. F7 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:18 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherNon-qualified Stock Option · Derivative | 1,310 | $86.17 Strike: $86.17 | $112,882.70 |
DisclosureSEC source: 0001127602-21-017196 · form4.xml · derivative · entry 8 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,470 Underlying: Common Stock · 1,310 shares Expires 2027-03-12 F1 · kind: Deemed acquired due to marriage on May 15, 2021. F7 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:18 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherNon-qualified Stock Option · Derivative | 1,100 | $79.59 Strike: $79.59 | $87,549.00 |
DisclosureSEC source: 0001127602-21-017196 · form4.xml · derivative · entry 7 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,350 Underlying: Common Stock · 1,100 shares Expires 2026-03-14 F1 · kind: Deemed acquired due to marriage on May 15, 2021. F7 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:18 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherNon-qualified Stock Option · Derivative | 1,150 | $70.74 Strike: $70.74 | $81,351.00 |
DisclosureSEC source: 0001127602-21-017196 · form4.xml · derivative · entry 6 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,450 Underlying: Common Stock · 1,150 shares Expires 2025-03-15 F1 · kind: Deemed acquired due to marriage on May 15, 2021. F7 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:18 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherNon-qualified Stock Option · Derivative | 1,600 | $56.86 Strike: $56.86 | $90,976.00 |
DisclosureSEC source: 0001127602-21-017196 · form4.xml · derivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,900 Underlying: Common Stock · 1,600 shares Expires 2024-03-16 F1 · kind: Deemed acquired due to marriage on May 15, 2021. F7 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:18 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherNon-qualified Stock Option · Derivative | 2,600 | $43.71 Strike: $43.71 | $113,646.00 |
DisclosureSEC source: 0001127602-21-017196 · form4.xml · derivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,200 Underlying: Common Stock · 2,600 shares Expires 2023-03-17 F1 · kind: Deemed acquired due to marriage on May 15, 2021. F7 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:18 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherPhantom Stock · Derivative | 963.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017196 · form4.xml · derivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 963.2 Underlying: Common Stock · 963.2 shares Expires not disclosed F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F1 · kind: Deemed acquired due to marriage on May 15, 2021. F5 · shares: This award was granted in 2017 and vests on March 31, 2022. F6 · derivative.exercise_date: These shares represent awards under the Deferred Cash Participation Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the participant. Participants vest in these awards on the fifth anniversary of the date of grant. F6 · derivative.expiration_date: These shares represent awards under the Deferred Cash Participation Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the participant. Participants vest in these awards on the fifth anniversary of the date of grant. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:18 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherCommon Stock (restricted) | 2,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017196 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,185 F1 · kind: Deemed acquired due to marriage on May 15, 2021. F2 · shares: Consists of 600 RSUs granted 3/16/2017; 500 RSUs granted 3/15/2018; 450 RSUs granted 3/14/2019; 440 RSUs granted 3/12/2020; and 195 RSUs granted 3/16/2021. F3 · shares: Restricted stock unit award vesting five years after the date of grant. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:18 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherCommon Stock | 1,524.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017196 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,524.1 F1 · kind: Deemed acquired due to marriage on May 15, 2021. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 23:04 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherPhantom Stock · Derivative | 3,139.2 | $127.42 | $399,996.86 |
DisclosureSEC source: 0001127602-21-011479 · form4.xml · derivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,325.5 Underlying: Common Stock · 3,139.2 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 23:04 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantNon-qualified Stock Option · Derivative | 19,735 | $0.00 Strike: $127.90 | $0.00 |
DisclosureSEC source: 0001127602-21-011479 · form4.xml · derivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,735 Underlying: Common Stock · 19,735 shares Expires 2028-03-16 F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:18 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 4,078 | $127.21 | $518,762.38 |
DisclosureSEC source: 0001127602-21-011250 · form4.xml · nonDerivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,128 Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:18 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 11,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-011250 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:18 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 11,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-011250 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:18 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock (restricted) | 11,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-011250 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,900 F1 · shares: Performance share units (awarded on March 15, 2018) earned and vested as of March 15, 2021. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 23:35 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantNotional Stock Units · Derivative | 521.5 | $117.68 | $61,370.12 |
DisclosureSEC source: 0001127602-21-005035 · form4.xml · derivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,123.5 Underlying: Common Stock · 521.5 shares Expires not disclosed F1 · derivative.exercise_price: Each notional stock unit represents a right to receive one share of Gallagher common stock. F2 · shares: Company match under Supplemental Savings and Thrift Plan. F3 · derivative.exercise_date: Portions of these notional stock units are payable to the reporting person at the following times: over a two year period beginning July 2023; over a five year period beginning July 2027; in a lump sum on July 2028; over a five year period beginning July 2028; and in a lump sum following the reporting person's separation from service. F3 · derivative.expiration_date: Portions of these notional stock units are payable to the reporting person at the following times: over a two year period beginning July 2023; over a five year period beginning July 2027; in a lump sum on July 2028; over a five year period beginning July 2028; and in a lump sum following the reporting person's separation from service. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 19:10 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 4,766 | $79.85 | $380,565.10 |
DisclosureSEC source: 0001127602-20-011026 · form4.xml · nonDerivative · entry 4 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,306 Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 19:10 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 11,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011026 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 19:10 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock (restricted) | 11,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011026 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 19:10 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantCommon Stock (restricted) | 11,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011026 · form4.xml · nonDerivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,266 F1 · shares: Performance share units (awarded on March 16, 2017) earned and vested as of March 16, 2020. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 19:10 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | OtherPhantom Stock · Derivative | 4,056.6 | $86.28 | $350,003.45 |
DisclosureSEC source: 0001127602-20-011026 · form4.xml · derivative · entry 5 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,993.9 Underlying: Common Stock · 4,056.6 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Gallagher common stock. F3 · derivative.exercise_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. F3 · derivative.expiration_date: These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:23 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | GrantNon-qualified Stock Option · Derivative | 19,160 | $0.00 Strike: $86.17 | $0.00 |
DisclosureSEC source: 0001127602-20-010791 · form4.xml · derivative · entry 1 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,160 Underlying: Common Stock · 19,160 shares Expires 2027-03-12 F1 · derivative.exercise_date: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 19:25 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Tax withholdingCommon Stock | 754 | $94.98 | $71,614.92 |
DisclosureSEC source: 0001127602-20-010593 · form4.xml · nonDerivative · entry 3 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,806 Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 19:25 UTC | Arthur J. Gallagher & Co. AJG · Entity 990 | Exercise / conversionCommon Stock | 1,700 | $94.98 | $161,466.00 |
DisclosureSEC source: 0001127602-20-010593 · form4.xml · nonDerivative · entry 2 Cavaness Joel D · CIK 0001665268 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.