Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASPEN AEROGELS INCASPN · Entity 5645 | Chief Commercial Officer | March 08, 2026 | March 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASPEN AEROGELS INC
Report date March 08, 2026 · Filed March 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 205,315 |
Reported balance
After 2026-03-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-08 · Tax withholding · Disposed 1,924 · Balance 205,315 F1: 1. Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). F2: Represents 128,170 shares of Common Stock and 77,145 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: 1. Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").
F2: Represents 128,170 shares of Common Stock and 77,145 RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2021 Filed Feb 26, 2021 22:22 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (Right to Buy) · Derivative | 15,671 | $0.00 Strike: $24.13 | $0.00 |
DisclosureSEC source: 0001209191-21-014893 · doc4.xml · derivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,671 Underlying: Common Stock · 15,671 shares Expires 2031-02-24 F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 24, 2022, an additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:22 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 2,849 | $24.13 | $68,746.37 |
DisclosureSEC source: 0001209191-21-014893 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,800 F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 24, 2022, an additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024. F2 · balance_after: Represents 76,064 shares of Common Stock and 40,736 Restricted Stock Units. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 22:52 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 9,965 | $0.00 Strike: $16.05 | $0.00 |
DisclosureSEC source: 0001209191-20-063860 · doc4.xml · derivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,965 Underlying: Common Stock · 9,965 shares Expires 2030-12-15 F1 · derivative.exercise_date: The options vest as to one-third of the shares on December 15, 2021, an additional one-third of the shares on December 15, 2022 and the remaining one-third of the shares on December 15, 2023. Read SEC document |
| November 25, 2020 Filed Nov 27, 2020 21:34 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right-to Buy) · Derivative | 7,667 | $0.00 Strike: $7.54 | $0.00 |
DisclosureSEC source: 0001209191-20-060645 · doc4.xml · derivative · entry 6 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,758 Underlying: Common Stock · 7,667 shares Expires 2025-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 25, 2020 Filed Nov 27, 2020 21:34 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right to Buy) · Derivative | 66,154 | $0.00 Strike: $10.78 | $0.00 |
DisclosureSEC source: 0001209191-20-060645 · doc4.xml · derivative · entry 5 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,154 shares Expires 2024-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 25, 2020 Filed Nov 27, 2020 21:34 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 7,667 | $14.42 | $110,558.14 |
DisclosureSEC source: 0001209191-20-060645 · doc4.xml · nonDerivative · entry 4 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,951 F5 · price: Average price with actual price ranging from $14.35 and $14.53. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 25, 2020 Filed Nov 27, 2020 21:34 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 7,667 | $7.54 | $57,809.18 |
DisclosureSEC source: 0001209191-20-060645 · doc4.xml · nonDerivative · entry 3 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: Represents 83,731 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 25, 2020 Filed Nov 27, 2020 21:34 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 66,154 | $14.45 | $955,925.30 |
DisclosureSEC source: 0001209191-20-060645 · doc4.xml · nonDerivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,951 F2 · price: Average price with actual price ranging from $14.27 and $14.82. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 25, 2020 Filed Nov 27, 2020 21:34 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 66,154 | $10.78 | $713,140.12 |
DisclosureSEC source: 0001209191-20-060645 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents 142,218 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 21:34 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right to Buy) · Derivative | 18,670 | $0.00 Strike: $4.14 | $0.00 |
DisclosureSEC source: 0001209191-20-059665 · doc4.xml · derivative · entry 3 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,670 shares Expires 2027-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 21:34 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 18,670 | $12.21 | $227,960.70 |
DisclosureSEC source: 0001209191-20-059665 · doc4.xml · nonDerivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,951 F2 · price: Average price with actual price ranging from $11.60 and $12.41. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 21:34 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 18,670 | $4.14 | $77,293.80 |
DisclosureSEC source: 0001209191-20-059665 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents 94,734 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 23:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right to Buy) · Derivative | 24,633 | $0.00 Strike: $4.14 | $0.00 |
DisclosureSEC source: 0001209191-20-059201 · doc4.xml · derivative · entry 9 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,670 Underlying: Common Stock · 24,633 shares Expires 2027-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 23:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 24,633 | $11.40 | $280,816.20 |
DisclosureSEC source: 0001209191-20-059201 · doc4.xml · nonDerivative · entry 6 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,951 F7 · price: Average price with actual price ranging from $11.40 and $11.44. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price F3 · balance_after: Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 23:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 24,633 | $4.14 | $101,980.62 |
DisclosureSEC source: 0001209191-20-059201 · doc4.xml · nonDerivative · entry 5 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · balance_after: Represents 100,697 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,938 | $0.00 Strike: $4.14 | $0.00 |
DisclosureSEC source: 0001209191-20-059201 · doc4.xml · derivative · entry 8 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,303 Underlying: Common Stock · 8,938 shares Expires 2027-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,445 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0001209191-20-059201 · doc4.xml · derivative · entry 7 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,445 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 8,938 | $11.41 | $101,982.58 |
DisclosureSEC source: 0001209191-20-059201 · doc4.xml · nonDerivative · entry 4 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,951 F5 · price: Average price with actual price ranging from $11.40 and $11.45. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 8,938 | $4.14 | $37,003.32 |
DisclosureSEC source: 0001209191-20-059201 · doc4.xml · nonDerivative · entry 3 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: Represents 85,002 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 9,445 | $11.43 | $107,956.35 |
DisclosureSEC source: 0001209191-20-059201 · doc4.xml · nonDerivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,951 F2 · price: Average price with actual price ranging from $11.40 and $11.49. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 9,445 | $3.99 | $37,685.55 |
DisclosureSEC source: 0001209191-20-059201 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents 85,509 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 22:59 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,487 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0001209191-20-058526 · doc4.xml · derivative · entry 4 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,445 Underlying: Common Stock · 9,487 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 22:59 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 9,487 | $11.29 | $107,108.23 |
DisclosureSEC source: 0001209191-20-058526 · doc4.xml · nonDerivative · entry 3 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,951 F3 · price: Average price with actual price ranging from $11.17 and $11.71. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 22:59 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 9,487 | $3.99 | $37,853.13 |
DisclosureSEC source: 0001209191-20-058526 · doc4.xml · nonDerivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Represents 85,551 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 22:59 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 1,500 | $11.35 | $17,025.00 |
DisclosureSEC source: 0001209191-20-058526 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,951 F1 · balance_after: Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 21:39 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,850 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0001209191-20-057973 · doc4.xml · derivative · entry 9 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,932 Underlying: Common Stock · 2,850 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 21:39 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 2,850 | $11.70 | $33,345.00 |
DisclosureSEC source: 0001209191-20-057973 · doc4.xml · nonDerivative · entry 6 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,451 F3 · balance_after: Represents 77,564 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 21:39 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 2,850 | $3.99 | $11,371.50 |
DisclosureSEC source: 0001209191-20-057973 · doc4.xml · nonDerivative · entry 5 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · balance_after: Represents 80,414 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 21:39 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,608 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0001209191-20-057973 · doc4.xml · derivative · entry 8 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,782 Underlying: Common Stock · 15,608 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 21:39 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 15,608 | $11.70 | $182,613.60 |
DisclosureSEC source: 0001209191-20-057973 · doc4.xml · nonDerivative · entry 4 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,451 F5 · price: Average price with actual price ranging from $11.70 and $11.73. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security, holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Represents 77,564 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 21:39 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 15,608 | $3.99 | $62,275.92 |
DisclosureSEC source: 0001209191-20-057973 · doc4.xml · nonDerivative · entry 3 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: Represents 93,172 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:39 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right to Buy) · Derivative | 16,462 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0001209191-20-057973 · doc4.xml · derivative · entry 7 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,390 Underlying: Common Stock · 16,462 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:39 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 16,462 | $11.78 | $193,922.36 |
DisclosureSEC source: 0001209191-20-057973 · doc4.xml · nonDerivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,451 F2 · price: Average price with actual price ranging from $11.70 and $12.21.The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security, holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Represents 77,564 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:39 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 16,462 | $3.99 | $65,683.38 |
DisclosureSEC source: 0001209191-20-057973 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents 94,026 shares of Common Stock and 37,887 Restricted Stock Units. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 21:26 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 5,046 | $7.95 | $40,115.70 |
DisclosureSEC source: 0001209191-20-014455 · doc4.xml · nonDerivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,451 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSU"). F3 · balance_after: Represents 77,564 shares of Common Stock and 37,887 RSUs. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:26 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 3,616 | $7.92 | $28,638.72 |
DisclosureSEC source: 0001209191-20-014455 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,497 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSU"). F2 · balance_after: Represents 65,239 shares of Common Stock and 55,258 RSUs. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:57 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStockOptions (Right to Buy) · Derivative | 47,899 | $0.00 Strike: $8.02 | $0.00 |
DisclosureSEC source: 0001209191-20-013963 · doc4.xml · derivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,899 Underlying: Common Stock · 47,899 shares Expires 2030-02-26 F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:57 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 7,793 | $8.02 | $62,499.86 |
DisclosureSEC source: 0001209191-20-013963 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,113 F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023. F2 · balance_after: Represents 58,065 shares of Common Stock and 66,048 shares of Restricted Stock Units. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:23 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 2,760 | $3.52 | $9,715.20 |
DisclosureSEC source: 0001209191-19-015611 · doc4.xml · nonDerivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,320 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units. F3 · balance_after: Represents 58,065 shares of Common Stock and 58,255 Restricted Stock Units. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:23 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 6,029 | $3.46 | $20,860.34 |
DisclosureSEC source: 0001209191-19-015611 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,080 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units. F2 · balance_after: Represents 51,635 shares of Common Stock and 67,445 Restricted Stock Units. Read SEC document |
| February 27, 2019 Filed Mar 2, 2019 00:45 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (Right to Buy) · Derivative | 65,159 | $0.00 Strike: $3.63 | $0.00 |
DisclosureSEC source: 0001209191-19-015231 · doc4.xml · derivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,159 Underlying: Common Stock · 65,159 shares Expires 2029-02-27 F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022. Read SEC document |
| February 27, 2019 Filed Mar 2, 2019 00:45 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 32,369 | $3.63 | $117,499.47 |
DisclosureSEC source: 0001209191-19-015231 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,109 F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022. F2 · balance_after: Represents 40,293 shares of Common Stock and 84,816 Restricted Stock Units. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 21:44 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 1,221 | $4.84 | $5,909.64 |
DisclosureSEC source: 0001209191-18-050546 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,740 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. F2 · balance_after: Represents 40,293 shares of Common Stock and 52,447 restricted stock units. Read SEC document |
| March 11, 2018 Filed Mar 14, 2018 14:23 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 1,433 | $4.59 | $6,577.47 |
DisclosureSEC source: 0001209191-18-019491 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,961 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units. F2 · balance_after: Represents 37,369 shares of common stock and 56,592 restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 23:33 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 2,954 | $4.57 | $13,499.78 |
DisclosureSEC source: 0001209191-18-015986 · doc4.xml · nonDerivative · entry 3 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,394 F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units. F5 · balance_after: Represents 33,939 shares of common stock and 61,455 restricted stock units. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 23:33 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 52,735 | $0.00 Strike: $4.60 | $0.00 |
DisclosureSEC source: 0001209191-18-015986 · doc4.xml · derivative · entry 4 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,735 Underlying: Common Stock · 52,735 shares Expires 2028-02-28 F6 · derivative.exercise_date: The options vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 23:33 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 3,078 | $4.60 | $14,158.80 |
DisclosureSEC source: 0001209191-18-015986 · doc4.xml · nonDerivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,348 F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units. F4 · balance_after: Represents 27,704 shares of common stock and 70,644 restricted stock units. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 23:33 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 25,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015986 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,426 F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021. F2 · balance_after: Represents 21,926 shares of common stock and 79,500 restricted stock units. Read SEC document |
| September 10, 2017 Filed Sep 12, 2017 20:32 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 1,345 | $4.18 | $5,622.10 |
DisclosureSEC source: 0001209191-17-052433 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,883 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units. F2 · balance_after: Represents 21,926 shares of common stock and 53,957 restricted stock units. Read SEC document |
| March 11, 2017 Filed Mar 14, 2017 00:15 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 1,836 | $4.07 | $7,472.52 |
DisclosureSEC source: 0001209191-17-020362 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,228 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units. F2 · balance_after: Represents 19,127 shares of common stock and 58,101 restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.