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MARK RICHARD A

Disclosed activity across 10 companies

Tapewire entity
61679
SEC CIK
0001676105

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Goldman Sachs BDC, Inc.GSBD · Entity 4872DirectorOctober 12, 2020October 14, 2020
Goldman Sachs Private Credit Corp.NONE · Entity 54998DirectorJune 21, 2023June 23, 2023
Goldman Sachs Private Middle Market Credit II LLCNONE · Entity 54999DirectorAugust 11, 2025August 15, 2025
Phillip Street Middle Market Lending Fund LLCNONE · Entity 55084DirectorDecember 31, 2025January 07, 2026
Silver Capital Holdings LLCNONE · Entity 55026DirectorDecember 31, 2025January 07, 2026
Viatris IncVTRS · Entity 3277DirectorMarch 06, 2026March 10, 2026
West Bay BDC LLCNONE · Entity 24666DirectorDecember 31, 2025January 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Goldman Sachs BDC, Inc.

Report date October 12, 2020 · Filed October 14, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect17,667 Reported balance After 2020-10-12 transaction · row 1
1 source row

Row 1 · 2020-10-12 · Grant · Acquired 17,667 · Balance 17,667

F1: Acquired upon the completion of and pursuant to the transactions contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 11, 2020, by and among the Issuer, Goldman Sachs Middle Market Lending Corp. ("MMLC"), Evergreen Merger Sub Inc., a wholly owned direct subsidiary of the Issuer, and Goldman Sachs Asset Management, L.P. (the "Transactions"), following which MMLC will have become merged with and into the Issuer with the Issuer continuing as the surviving company. Such shares of MMLC's common stock were exchanged pursuant to the terms of the Transactions for that number of shares of the Issuer's common stock with a net asset value ("NAV") equal to the NAV per share of MMLC's common stock, which calculation, as of the determination date of 10/9/20 equates to an exchange ratio of 1 to 1.1336, and the resulting number of shares was rounded down to the nearest whole share with the Reporting Person receiving cash for any partial share.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired upon the completion of and pursuant to the transactions contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 11, 2020, by and among the Issuer, Goldman Sachs Middle Market Lending Corp. ("MMLC"), Evergreen Merger Sub Inc., a wholly owned direct subsidiary of the Issuer, and Goldman Sachs Asset Management, L.P. (the "Transactions"), following which MMLC will have become merged with and into the Issuer with the Issuer continuing as the surviving company. Such shares of MMLC's common stock were exchanged pursuant to the terms of the Transactions for that number of shares of the Issuer's common stock with a net asset value ("NAV") equal to the NAV per share of MMLC's common stock, which calculation, as of the determination date of 10/9/20 equates to an exchange ratio of 1 to 1.1336, and the resulting number of shares was rounded down to the nearest whole share with the Reporting Person receiving cash for any partial share.

Goldman Sachs Private Credit Corp.

Report date June 21, 2023 · Filed June 23, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class I Shares, par value $0.001 per shareSEC Table I · non-derivativeDirect3,976.1431 Reported balance After 2023-06-21 transaction · row 1
1 source row

Row 1 · 2023-06-21 · Purchase · Acquired 3,976.1431 · Balance 3,976.1431

Goldman Sachs Private Middle Market Credit II LLC

Report date August 11, 2025 · Filed August 15, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No securities are beneficially owned.SEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2025-08-11 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Phillip Street Middle Market Lending Fund LLC

Report date December 31, 2025 · Filed January 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No securities are beneficially owned.SEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2025-12-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Silver Capital Holdings LLC

Report date December 31, 2025 · Filed January 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No securities are beneficially owned.SEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2025-12-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Viatris Inc

Report date March 06, 2026 · Filed March 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect116,145 Ending reported balance After 2026-03-06 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-03-06 · Exercise / conversion · Acquired 23,660 · Balance 114,970

Row 2 · 2026-03-06 · Exercise / conversion · Acquired 1,175 · Balance 116,145

F1: Fractional shares have been rounded up in connection with the settlement described in footnote 3 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-03-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-03-06 · Exercise / conversion · Disposed 23,660 · Balance 0

F2: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs vested in full on March 6, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct15,890 Reported balance After 2026-03-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-03-06 · Grant · Acquired 15,890 · Balance 15,890

F4: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs will vest on March 6, 2027.

Dividend Equivalent UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-03-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-03-06 · Exercise / conversion · Disposed 1,174.4921 · Balance 0

F3: Represents dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 6, 2025 and vested on the same schedule as the underlying RSUs. Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11.

Filing footnotes · ownership attribution and instrument terms

F1: Fractional shares have been rounded up in connection with the settlement described in footnote 3 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan.

F2: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs vested in full on March 6, 2026.

F3: Represents dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 6, 2025 and vested on the same schedule as the underlying RSUs. Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11.

F4: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs will vest on March 6, 2027.

West Bay BDC LLC

Report date December 31, 2025 · Filed January 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No securities are beneficially owned.SEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2025-12-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Goldman Sachs Middle Market Lending Corp.

Report date October 12, 2020 · Filed October 14, 2020

Section 16 reporting ended · disclosed 2020-10-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-10-12 transaction · row 1
1 source row

Row 1 · 2020-10-12 · Disposition to issuer · Disposed 15,585 · Balance 0

F1: Disposed of upon the completion of and pursuant to the transactions contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 11, 2020, by and among Goldman Sachs BDC, Inc. ("GSBD"), the Issuer, Evergreen Merger Sub Inc., a wholly owned direct subsidiary of GSBD, and Goldman Sachs Asset Management, L.P. (the "Transactions"), following which the Issuer will have become merged with and into GSBD with GSBD continuing as the surviving company. Such shares of the Issuer's common stock are being exchanged pursuant to the terms of the Transactions for that number of shares of GSBD common stock with a net asset value ("NAV") equal to the NAV per share of the Issuer's common stock, which calculation, as of the determination date of 10/9/20 equates to an exchange ratio of 1 to 1.1336.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of upon the completion of and pursuant to the transactions contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 11, 2020, by and among Goldman Sachs BDC, Inc. ("GSBD"), the Issuer, Evergreen Merger Sub Inc., a wholly owned direct subsidiary of GSBD, and Goldman Sachs Asset Management, L.P. (the "Transactions"), following which the Issuer will have become merged with and into GSBD with GSBD continuing as the surviving company. Such shares of the Issuer's common stock are being exchanged pursuant to the terms of the Transactions for that number of shares of GSBD common stock with a net asset value ("NAV") equal to the NAV per share of the Issuer's common stock, which calculation, as of the determination date of 10/9/20 equates to an exchange ratio of 1 to 1.1336.

Goldman Sachs Middle Market Lending Corp. II

Report date October 14, 2025 · Filed October 16, 2025

Section 16 reporting ended · disclosed 2025-10-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-10-14 transaction · row 1
1 source row

Row 1 · 2025-10-14 · Disposition to issuer · Disposed 10,914.8899 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 11, 2025, by and among Goldman Sachs Private Credit Corp., the Issuer, and Goldman Sachs Asset Management, L.P., in exchange for a cash payment of $200,943.12.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 11, 2025, by and among Goldman Sachs Private Credit Corp., the Issuer, and Goldman Sachs Asset Management, L.P., in exchange for a cash payment of $200,943.12.

Mylan II B.V.

Report date November 16, 2020 · Filed November 19, 2020

Section 16 reporting ended · disclosed 2020-11-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2020-11-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-11-16 · Disposition to issuer · Disposed 9,228 · Balance 0

F1: On November 16, 2020, Mylan N.V. ("Mylan") completed the transaction pursuant to which Mylan combined with Pfizer Inc.'s ("Pfizer") Upjohn business (the "Upjohn Business") in a Reverse Morris Trust transaction (the "Combination") and Upjohn Inc. ("Upjohn") became the parent entity of the combined Upjohn Business and Mylan business and was renamed "Viatris Inc." ("Viatris"). Pursuant to the terms of the Business Combination Agreement (as amended), dated July 29, 2019, by and among Mylan, Pfizer, Upjohn and certain other affiliated entities, Upjohn and Mylan effected the Combination through a series of transactions, including that (1) Mylan merged with and into Mylan II B.V. with Mylan II B.V. surviving the merger as the legal successor of Mylan and (2) each holder of Mylan ordinary shares received one share of Viatris common stock for each Mylan ordinary share held by such holder (subject to any required withholding tax).

F2: Represents ordinary shares of Mylan that were exchanged on a one-for-one basis for shares of Viatris common stock in connection with the Combination. On the effective date of the Combination, the closing price of a Mylan ordinary share was $15.85 per share.

Non-Employee Director Stock Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $18.32 · Expires 2029-06-21Direct0 Reported balance After 2020-11-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-11-16 · Disposition to issuer · Disposed 6,109 · Balance 0

F3: Represents stock options to acquire Mylan ordinary shares that were exchanged for stock options to acquire Viatris common stock having substantially the same terms in connection with the Combination.

F4: These options vested on March 2, 2020.

Non-Employee Director Stock Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $17.48 · Expires 2030-03-02Direct0 Reported balance After 2020-11-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-11-16 · Disposition to issuer · Disposed 6,151 · Balance 0

F3: Represents stock options to acquire Mylan ordinary shares that were exchanged for stock options to acquire Viatris common stock having substantially the same terms in connection with the Combination.

F5: These options will vest on March 2, 2021.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-11-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-11-16 · Disposition to issuer · Disposed 9,440 · Balance 0

F6: Represents restricted stock units ("RSUs") of Mylan that were exchanged on a one-for-one basis for RSUs of Viatris having substantially the same terms in connection with the Combination.

F7: Each RSU represents the right to receive one ordinary share of Mylan. The RSUs will vest on March 2, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: On November 16, 2020, Mylan N.V. ("Mylan") completed the transaction pursuant to which Mylan combined with Pfizer Inc.'s ("Pfizer") Upjohn business (the "Upjohn Business") in a Reverse Morris Trust transaction (the "Combination") and Upjohn Inc. ("Upjohn") became the parent entity of the combined Upjohn Business and Mylan business and was renamed "Viatris Inc." ("Viatris"). Pursuant to the terms of the Business Combination Agreement (as amended), dated July 29, 2019, by and among Mylan, Pfizer, Upjohn and certain other affiliated entities, Upjohn and Mylan effected the Combination through a series of transactions, including that (1) Mylan merged with and into Mylan II B.V. with Mylan II B.V. surviving the merger as the legal successor of Mylan and (2) each holder of Mylan ordinary shares received one share of Viatris common stock for each Mylan ordinary share held by such holder (subject to any required withholding tax).

F2: Represents ordinary shares of Mylan that were exchanged on a one-for-one basis for shares of Viatris common stock in connection with the Combination. On the effective date of the Combination, the closing price of a Mylan ordinary share was $15.85 per share.

F3: Represents stock options to acquire Mylan ordinary shares that were exchanged for stock options to acquire Viatris common stock having substantially the same terms in connection with the Combination.

F4: These options vested on March 2, 2020.

F5: These options will vest on March 2, 2021.

F6: Represents restricted stock units ("RSUs") of Mylan that were exchanged on a one-for-one basis for RSUs of Viatris having substantially the same terms in connection with the Combination.

F7: Each RSU represents the right to receive one ordinary share of Mylan. The RSUs will vest on March 2, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2026 Filed Mar 10, 2026 19:03 UTC Viatris Inc VTRS · Entity 3277 GrantRestricted Stock Units · Derivative 15,890 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-26-008881 · form4.xml · derivative · entry 5

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,890

Underlying: Common Stock · 15,890 shares

Expires not disclosed

F4 · derivative.exercise_date: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs will vest on March 6, 2027.

F4 · derivative.expiration_date: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs will vest on March 6, 2027.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 19:03 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionDividend Equivalent Units · Derivative 1,174.4921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-26-008881 · form4.xml · derivative · entry 4

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,174.4921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 6, 2025 and vested on the same schedule as the underlying RSUs. Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11.

F3 · derivative.expiration_date: Represents dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 6, 2025 and vested on the same schedule as the underlying RSUs. Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 19:03 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionRestricted Stock Units · Derivative 23,660 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-26-008881 · form4.xml · derivative · entry 3

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs vested in full on March 6, 2026.

F2 · derivative.expiration_date: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs vested in full on March 6, 2026.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 19:03 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionCommon Stock 1,175 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-008881 · form4.xml · nonDerivative · entry 2

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Fractional shares have been rounded up in connection with the settlement described in footnote 3 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 19:03 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionCommon Stock 23,660 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-008881 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2025 Filed Oct 16, 2025 16:05 UTC Goldman Sachs Middle Market Lending Corp. II NONE · Entity 74205 Disposition to issuerCommon Stock 10,914.8899 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-241400 · ownership.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 11, 2025, by and among Goldman Sachs Private Credit Corp., the Issuer, and Goldman Sachs Asset Management, L.P., in exchange for a cash payment of $200,943.12.

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 11, 2025, by and among Goldman Sachs Private Credit Corp., the Issuer, and Goldman Sachs Asset Management, L.P., in exchange for a cash payment of $200,943.12.

Read SEC document
March 06, 2025 Filed Mar 10, 2025 18:00 UTC Viatris Inc VTRS · Entity 3277 GrantRestricted Stock Units · Derivative 23,660 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-036570 · ownership.xml · derivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,660

Underlying: Common Stock · 23,660 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents the right to receive one share of common stock of Viatris Inc. These RSUs will vest on March 6, 2026.

F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents the right to receive one share of common stock of Viatris Inc. These RSUs will vest on March 6, 2026.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 19:00 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionDividend Equivalent Units · Derivative 772.8421 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-034002 · ownership.xml · derivative · entry 4

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 772.8421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 4, 2024 and vested on the same schedule as the underlying RSUs. Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11.

F3 · derivative.expiration_date: Represents dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 4, 2024 and vested on the same schedule as the underlying RSUs. Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 19:00 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionRestricted Stock Units · Derivative 18,204 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-034002 · ownership.xml · derivative · entry 3

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs vested in full on March 4, 2025.

F2 · derivative.expiration_date: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs vested in full on March 4, 2025.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 19:00 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionCommon Stock 773 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-034002 · ownership.xml · nonDerivative · entry 2

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Fractional shares have been rounded up in connection with the settlement described in footnote 3 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 19:00 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionCommon Stock 18,204 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-034002 · ownership.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 16:34 UTC Goldman Sachs Middle Market Lending Corp. II NONE · Entity 74205 PurchaseCommon Stock, par value $0.001 per share 0 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-24-000255 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,610.5307

F1 · shares: Mr. Mark owns 9,610.5307 shares of common stock, par value $0.001 per share (the "Common Stock") of Goldman Sachs Middle Market Lending Corp. II (the "Company"). In addition, on July 9, 2024, the Company issued a capital call notice to its investors, pursuant to which Mr. Mark is obligated to make a capital contribution of approximately $25,000 on July 29, 2024 out of his $250,000 aggregate capital commitment to the Company; the Company is obligated to issue shares of Common Stock to Mr. Mark, provided such capital contribution is funded timely. The number of additional shares of Common Stock that will be issued to Mr. Mark in respect of his approximately $25,000 capital contribution will be determined by the then-applicable net asset value per share, which has not yet been determined; Mr. Mark will amend this Form 4 once that determination has been made.

F1 · price: Mr. Mark owns 9,610.5307 shares of common stock, par value $0.001 per share (the "Common Stock") of Goldman Sachs Middle Market Lending Corp. II (the "Company"). In addition, on July 9, 2024, the Company issued a capital call notice to its investors, pursuant to which Mr. Mark is obligated to make a capital contribution of approximately $25,000 on July 29, 2024 out of his $250,000 aggregate capital commitment to the Company; the Company is obligated to issue shares of Common Stock to Mr. Mark, provided such capital contribution is funded timely. The number of additional shares of Common Stock that will be issued to Mr. Mark in respect of his approximately $25,000 capital contribution will be determined by the then-applicable net asset value per share, which has not yet been determined; Mr. Mark will amend this Form 4 once that determination has been made.

Read SEC document
July 09, 2024 Filed Aug 1, 2024 16:25 UTC Amendment Goldman Sachs Middle Market Lending Corp. II NONE · Entity 74205 PurchaseCommon Stock, par value $0.001 per share 1,304.3592 $19.17 $25,000.00
Disclosure

SEC source: 0000895345-24-000325 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,914.8899

F1 · shares: This amendment is being filed to update the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on July 11, 2024 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $25,000 capital contribution. The sale closed on July 29, 2024. When Mr. Mark's Form 4 was initially filed on July 11, 2024, the amount of securities to be acquired was not calculable.

F1 · price: This amendment is being filed to update the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on July 11, 2024 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $25,000 capital contribution. The sale closed on July 29, 2024. When Mr. Mark's Form 4 was initially filed on July 11, 2024, the amount of securities to be acquired was not calculable.

Read SEC document
May 06, 2024 Filed May 8, 2024 16:46 UTC Goldman Sachs Middle Market Lending Corp. II NONE · Entity 74205 PurchaseCommon Stock, par value $0.001 per share 0 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-24-000162 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,618.1178

F1 · shares: Mr. Mark owns 7,618.1178 shares of common stock, par value $0.001 per share (the "Common Stock") of Goldman Sachs Middle Market Lending Corp. II (the "Company"). In addition, on May 6, 2024, the Company issued a capital call notice to its investors, pursuant to which Mr. Mark is obligated to make a capital contribution of $37,500 on May 20, 2024 out of his $250,000 aggregate capital commitment to the Company; the Company is obligated to issue shares of Common Stock to Mr. Mark, provided such capital contribution is funded timely. The number of additional shares of Common Stock that will be issued to Mr. Mark in respect of his $37,500 capital contribution will be determined by the then-applicable net asset value per share, which has not yet been determined; Mr. Mark will amend this Form 4 once that determination has been made.

F1 · price: Mr. Mark owns 7,618.1178 shares of common stock, par value $0.001 per share (the "Common Stock") of Goldman Sachs Middle Market Lending Corp. II (the "Company"). In addition, on May 6, 2024, the Company issued a capital call notice to its investors, pursuant to which Mr. Mark is obligated to make a capital contribution of $37,500 on May 20, 2024 out of his $250,000 aggregate capital commitment to the Company; the Company is obligated to issue shares of Common Stock to Mr. Mark, provided such capital contribution is funded timely. The number of additional shares of Common Stock that will be issued to Mr. Mark in respect of his $37,500 capital contribution will be determined by the then-applicable net asset value per share, which has not yet been determined; Mr. Mark will amend this Form 4 once that determination has been made.

F1 · balance_after: Mr. Mark owns 7,618.1178 shares of common stock, par value $0.001 per share (the "Common Stock") of Goldman Sachs Middle Market Lending Corp. II (the "Company"). In addition, on May 6, 2024, the Company issued a capital call notice to its investors, pursuant to which Mr. Mark is obligated to make a capital contribution of $37,500 on May 20, 2024 out of his $250,000 aggregate capital commitment to the Company; the Company is obligated to issue shares of Common Stock to Mr. Mark, provided such capital contribution is funded timely. The number of additional shares of Common Stock that will be issued to Mr. Mark in respect of his $37,500 capital contribution will be determined by the then-applicable net asset value per share, which has not yet been determined; Mr. Mark will amend this Form 4 once that determination has been made.

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May 06, 2024 Filed May 21, 2024 17:04 UTC Amendment Goldman Sachs Middle Market Lending Corp. II NONE · Entity 74205 PurchaseCommon Stock, par value $0.001 per share 1,992.4129 $18.82 $37,500.00
Disclosure

SEC source: 0000895345-24-000198 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,610.5307

F1 · shares: This amendment is being filed to update the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on May 8, 2024 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $37,500 capital contribution. The sale closed on May 20, 2024. When Mr. Mark's Form 4 was initially filed on May 8, 2024, the amount of securities to be acquired was not calculable.

F1 · price: This amendment is being filed to update the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on May 8, 2024 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $37,500 capital contribution. The sale closed on May 20, 2024. When Mr. Mark's Form 4 was initially filed on May 8, 2024, the amount of securities to be acquired was not calculable.

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April 12, 2024 Filed Apr 16, 2024 16:38 UTC Goldman Sachs Middle Market Lending Corp. II NONE · Entity 74205 PurchaseCommon Stock, par value $0.001 per share 0 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-24-000117 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,309.8954

F1 · shares: On the date hereof, Mr. Mark owns 6,309.8954 shares of common stock, par value $0.001 per share (the "Common Stock") of Goldman Sachs Middle Market Lending Corp. II (the "Company"). In addition, on April 12, 2024, the Company issued a capital call notice to its investors. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $25,000 on April 24, 2024 out of his $250,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of Common Stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of Common Stock that will be issued to Mr. Mark in respect of his $25,000 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of Common Stock has been determined.

F1 · price: On the date hereof, Mr. Mark owns 6,309.8954 shares of common stock, par value $0.001 per share (the "Common Stock") of Goldman Sachs Middle Market Lending Corp. II (the "Company"). In addition, on April 12, 2024, the Company issued a capital call notice to its investors. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $25,000 on April 24, 2024 out of his $250,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of Common Stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of Common Stock that will be issued to Mr. Mark in respect of his $25,000 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of Common Stock has been determined.

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April 12, 2024 Filed Apr 26, 2024 16:27 UTC Amendment Goldman Sachs Middle Market Lending Corp. II NONE · Entity 74205 PurchaseCommon Stock, par value $0.001 per share 1,308.2224 $19.11 $25,000.00
Disclosure

SEC source: 0000895345-24-000138 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,618.1178

F1 · shares: This amendment is being filed to update the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on April 16, 2024 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $25,000 capital contribution. The sale closed on April 24, 2024. When Mr. Mark's Form 4 was initially filed on April 16, 2024, the amount of securities to be acquired was not calculable.

F1 · price: This amendment is being filed to update the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on April 16, 2024 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $25,000 capital contribution. The sale closed on April 24, 2024. When Mr. Mark's Form 4 was initially filed on April 16, 2024, the amount of securities to be acquired was not calculable.

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March 04, 2024 Filed Mar 5, 2024 20:14 UTC Viatris Inc VTRS · Entity 3277 GrantRestricted Stock Units · Derivative 18,204 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026644 · ownership.xml · derivative · entry 5

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,204

Underlying: Common Stock · 18,204 shares

Expires not disclosed

F4 · derivative.exercise_date: Each RSU represents the right to receive one share of common stock of Viatris. These RSUs will vest on March 4, 2025.

F4 · derivative.expiration_date: Each RSU represents the right to receive one share of common stock of Viatris. These RSUs will vest on March 4, 2025.

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March 03, 2024 Filed Mar 5, 2024 20:14 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionDividend Equivalent Units · Derivative 884.8005 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026644 · ownership.xml · derivative · entry 4

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 884.8005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 3, 2023 and vested on the same schedule as the underlying RSUs. Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11.

F3 · derivative.expiration_date: Represents dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 3, 2023 and vested on the same schedule as the underlying RSUs. Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11.

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March 03, 2024 Filed Mar 5, 2024 20:14 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionRestricted Stock Units · Derivative 17,970 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026644 · ownership.xml · derivative · entry 3

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). These RSUs vested in full on March 3, 2024.

F2 · derivative.expiration_date: Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). These RSUs vested in full on March 3, 2024.

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March 03, 2024 Filed Mar 5, 2024 20:14 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionCommon Stock 885 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026644 · ownership.xml · nonDerivative · entry 2

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Fractional shares have been rounded up in connection with the settlement described in footnote 3 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan.

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March 03, 2024 Filed Mar 5, 2024 20:14 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionCommon Stock 17,970 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026644 · ownership.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2023 Filed Oct 11, 2023 16:38 UTC Goldman Sachs Middle Market Lending Corp. II NONE · Entity 74205 PurchaseCommon Stock, par value $0.001 per share 0 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-23-000570 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,304.5766

F1 · shares: On the date hereof, Mr. Mark owns 5,304.5766 shares of common stock, par value $0.001 per share (the "Common Stock") of Goldman Sachs Middle Market Lending Corp. II (the "Company"). In addition, on October 6, 2023, the Company issued a capital call notice to its investors. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $18,750 on October 16, 2023 out of his $250,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of Common Stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of Common Stock that will be issued to Mr. Mark in respect of his $18,750 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of Common Stock has been determined.

F1 · price: On the date hereof, Mr. Mark owns 5,304.5766 shares of common stock, par value $0.001 per share (the "Common Stock") of Goldman Sachs Middle Market Lending Corp. II (the "Company"). In addition, on October 6, 2023, the Company issued a capital call notice to its investors. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $18,750 on October 16, 2023 out of his $250,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of Common Stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of Common Stock that will be issued to Mr. Mark in respect of his $18,750 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of Common Stock has been determined.

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October 06, 2023 Filed Oct 16, 2023 16:27 UTC Amendment Goldman Sachs Middle Market Lending Corp. II NONE · Entity 74205 PurchaseCommon Stock, par value $0.001 per share 1,005.3188 $18.65 $18,750.00
Disclosure

SEC source: 0000895345-23-000584 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,309.8954

F1 · shares: This amendment is being filed to update the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on October 11, 2023 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $18,750 capital contribution. The sale is expected to close on or around October 23, 2023. When Mr. Mark's Form 4 was initially filed on October 11, 2023, the amount of securities to be acquired was not calculable.

F1 · price: This amendment is being filed to update the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on October 11, 2023 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $18,750 capital contribution. The sale is expected to close on or around October 23, 2023. When Mr. Mark's Form 4 was initially filed on October 11, 2023, the amount of securities to be acquired was not calculable.

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August 07, 2023 Filed Aug 8, 2023 16:37 UTC Goldman Sachs Middle Market Lending Corp. II NONE · Entity 74205 PurchaseCommon Stock, par value $0.001 per share 0 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-23-000438 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,282.9842

F1 · shares: On the date hereof, Mr. Mark owns 4,282.9842 shares of common stock, par value $0.001 per share (the "Common Stock") of Goldman Sachs Middle Market Lending Corp. II (the "Company"). In addition, on August 7, 2023, the Company issued a capital call notice to its investors. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $18,750 on August 14, 2023 out of his $250,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of Common Stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of Common Stock that will be issued to Mr. Mark in respect of his $18,750 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of Common Stock has been determined.

F1 · price: On the date hereof, Mr. Mark owns 4,282.9842 shares of common stock, par value $0.001 per share (the "Common Stock") of Goldman Sachs Middle Market Lending Corp. II (the "Company"). In addition, on August 7, 2023, the Company issued a capital call notice to its investors. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $18,750 on August 14, 2023 out of his $250,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of Common Stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of Common Stock that will be issued to Mr. Mark in respect of his $18,750 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of Common Stock has been determined.

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August 07, 2023 Filed Aug 22, 2023 16:46 UTC Amendment Goldman Sachs Middle Market Lending Corp. II NONE · Entity 74205 PurchaseCommon Stock, par value $0.001 per share 1,021.5924 $18.35 $18,750.00
Disclosure

SEC source: 0000895345-23-000517 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,304.5766

F1 · shares: This amendment is being filed to update the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on August 8, 2023 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $18,750 capital contribution. The sale closed on August 21, 2023. When Mr. Mark's Form 4 was initially filed on August 8, 2023, the amount of securities acquired was not calculable.

F1 · price: This amendment is being filed to update the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on August 8, 2023 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $18,750 capital contribution. The sale closed on August 21, 2023. When Mr. Mark's Form 4 was initially filed on August 8, 2023, the amount of securities acquired was not calculable.

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June 21, 2023 Filed Jun 23, 2023 17:45 UTC Goldman Sachs Private Credit Corp. NONE · Entity 54998 PurchaseClass I Shares, par value $0.001 per share 3,976.1431 $25.15 $100,000.00
Disclosure

SEC source: 0000895345-23-000394 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,976.1431

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March 04, 2023 Filed Mar 6, 2023 19:01 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionDividend Equivalent Units · Derivative 704.8417 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007221 · doc4.xml · derivative · entry 5

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 704.8417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 4, 2022 and vested on the same schedule as the underlying RSUs. On May 6, 2022, Viatris filed a registration statement on Form S-3 with respect to its Dividend Reinvestment and Share Purchase Plan; amount represents DEUs that subsequently accrued with respect to such RSUs in June 2022, September 2022 and December 2022 in transactions exempt from Section 16 under Rule 16a-11.

F4 · derivative.expiration_date: Represents dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 4, 2022 and vested on the same schedule as the underlying RSUs. On May 6, 2022, Viatris filed a registration statement on Form S-3 with respect to its Dividend Reinvestment and Share Purchase Plan; amount represents DEUs that subsequently accrued with respect to such RSUs in June 2022, September 2022 and December 2022 in transactions exempt from Section 16 under Rule 16a-11.

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March 04, 2023 Filed Mar 6, 2023 19:01 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionRestricted Stock Units · Derivative 19,608 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007221 · doc4.xml · derivative · entry 4

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each RSU represents the right to receive one share of common stock of Viatris. These RSUs vested in full on March 4, 2023.

F3 · derivative.expiration_date: Each RSU represents the right to receive one share of common stock of Viatris. These RSUs vested in full on March 4, 2023.

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March 04, 2023 Filed Mar 6, 2023 19:01 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionCommon Stock 705 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007221 · doc4.xml · nonDerivative · entry 2

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Fractional shares have been rounded up in connection with the settlement described in footnote 4 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan.

Read SEC document
March 04, 2023 Filed Mar 6, 2023 19:01 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionCommon Stock 19,608 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007221 · doc4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 19:01 UTC Viatris Inc VTRS · Entity 3277 GrantRestricted Stock Units · Derivative 17,970 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007221 · doc4.xml · derivative · entry 3

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,970

Underlying: Common Stock · 17,970 shares

Expires not disclosed

F2 · derivative.exercise_date: Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). These RSUs will vest on March 3, 2024.

F2 · derivative.expiration_date: Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). These RSUs will vest on March 3, 2024.

Read SEC document
October 07, 2022 Filed Oct 12, 2022 16:21 UTC Goldman Sachs Middle Market Lending Corp. II NONE · Entity 74205 PurchaseCommon Stock, par value $0.001 per share 0 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-22-000742 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,921.6176

F1 · shares: On the date hereof, Mr. Mark owns 2,921.6176 shares of common stock, par value $0.001 per shares (the "Common Stock") of Goldman Sachs Middle Market Lending Corp. II (the "Company"). In addition, on October 7, 2022, the Company issued a capital call notice to its investors. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $25,000 on October 14, 2022 out of his $250,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of Common Stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of Common Stock that will be issued to Mr. Mark in respect of his $25,000 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of Common Stock has been determined.

F1 · price: On the date hereof, Mr. Mark owns 2,921.6176 shares of common stock, par value $0.001 per shares (the "Common Stock") of Goldman Sachs Middle Market Lending Corp. II (the "Company"). In addition, on October 7, 2022, the Company issued a capital call notice to its investors. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $25,000 on October 14, 2022 out of his $250,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of Common Stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of Common Stock that will be issued to Mr. Mark in respect of his $25,000 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of Common Stock has been determined.

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October 07, 2022 Filed Oct 21, 2022 16:25 UTC Amendment Goldman Sachs Middle Market Lending Corp. II NONE · Entity 74205 PurchaseCommon Stock, par value $0.001 per share 1,361.3666 $18.36 $25,000.00
Disclosure

SEC source: 0000895345-22-000761 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,282.9842

F1 · shares: This amendment is being filed to update the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on October 12, 2022 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $25,000 capital contribution. The sale closed on October 19, 2022. When Mr. Mark's Form 4 was initially filed on October 12, 2022, the amount of securities acquired was not calculable.

F1 · price: This amendment is being filed to update the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on October 12, 2022 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $25,000 capital contribution. The sale closed on October 19, 2022. When Mr. Mark's Form 4 was initially filed on October 12, 2022, the amount of securities acquired was not calculable.

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September 07, 2022 Filed Sep 9, 2022 16:49 UTC Goldman Sachs Middle Market Lending Corp. II NONE · Entity 74205 PurchaseCommon Stock, par value $0.001 per share 0 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-22-000676 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,905.941

F1 · shares: On the date hereof, Mr. Mark owns 1,905.941 shares of common stock, par value $0.001 per shares (the "Common Stock") of Goldman Sachs Middle Market Lending Corp. II (the "Company"). In addition, on September 7, 2022, the Company issued a capital call notice to its investors. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $18,750 on September 14, 2022 out of his $250,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of Common Stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of Common Stock that will be issued to Mr. Mark in respect of his $18,750 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of Common Stock has been determined.

F1 · price: On the date hereof, Mr. Mark owns 1,905.941 shares of common stock, par value $0.001 per shares (the "Common Stock") of Goldman Sachs Middle Market Lending Corp. II (the "Company"). In addition, on September 7, 2022, the Company issued a capital call notice to its investors. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $18,750 on September 14, 2022 out of his $250,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of Common Stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of Common Stock that will be issued to Mr. Mark in respect of his $18,750 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of Common Stock has been determined.

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September 07, 2022 Filed Sep 19, 2022 16:50 UTC Amendment Goldman Sachs Middle Market Lending Corp. II NONE · Entity 74205 PurchaseCommon Stock, par value $0.001 per share 1,015.6766 $18.46 $18,750.00
Disclosure

SEC source: 0000895345-22-000709 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,921.6176

F1 · shares: This amendment is being filed to update the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on September 9, 2022 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $18,750 capital contribution. The sale closed on September 19, 2022. When Mr. Mark's Form 4 was initially filed on September 9, 2022, the amount of securities acquired was not calculable.

F1 · price: This amendment is being filed to update the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on September 9, 2022 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $18,750 capital contribution. The sale closed on September 19, 2022. When Mr. Mark's Form 4 was initially filed on September 9, 2022, the amount of securities acquired was not calculable.

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March 21, 2022 Filed Mar 23, 2022 19:00 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionDividend Equivalent Units · Derivative 165.5224 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011985 · doc4.xml · derivative · entry 3

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 165.5224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents dividend equivalent units (DEUs) that accrued with respect to RSUs previously granted on March 2, 2021. The DEUs vested upon accrual as the underlying RSUs had previously vested.

F2 · derivative.expiration_date: Represents dividend equivalent units (DEUs) that accrued with respect to RSUs previously granted on March 2, 2021. The DEUs vested upon accrual as the underlying RSUs had previously vested.

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March 21, 2022 Filed Mar 23, 2022 19:00 UTC Viatris Inc VTRS · Entity 3277 GrantDividend Equivalent Units · Derivative 165.5224 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011985 · doc4.xml · derivative · entry 2

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165.5224

Underlying: Common Stock · 165.5224 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents dividend equivalent units (DEUs) that accrued with respect to RSUs previously granted on March 2, 2021. The DEUs vested upon accrual as the underlying RSUs had previously vested.

F2 · derivative.exercise_date: Represents dividend equivalent units (DEUs) that accrued with respect to RSUs previously granted on March 2, 2021. The DEUs vested upon accrual as the underlying RSUs had previously vested.

F2 · derivative.expiration_date: Represents dividend equivalent units (DEUs) that accrued with respect to RSUs previously granted on March 2, 2021. The DEUs vested upon accrual as the underlying RSUs had previously vested.

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March 21, 2022 Filed Mar 23, 2022 19:00 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionCommon Stock 166 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011985 · doc4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Fractional shares have been rounded up in connection with the settlement described in footnote 2 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan.

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March 04, 2022 Filed Mar 4, 2022 20:18 UTC Viatris Inc VTRS · Entity 3277 GrantRestricted Stock Units · Derivative 19,608 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-009571 · doc4.xml · derivative · entry 5

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,608

Underlying: Common Stock · 19,608 shares

Expires not disclosed

F4 · derivative.exercise_date: Each RSU represents the right to receive one share of common stock of Viatris. These RSUs will vest on March 4, 2023.

F4 · derivative.expiration_date: Each RSU represents the right to receive one share of common stock of Viatris. These RSUs will vest on March 4, 2023.

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March 02, 2022 Filed Mar 4, 2022 20:18 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionDividend Equivalent Units · Derivative 334.4826 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-009571 · doc4.xml · derivative · entry 4

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 334.4826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents dividend equivalent units that accrued with respect to the RSUs previously granted on March 2, 2021 and vested on the same schedule as the underlying RSUs.

F3 · derivative.expiration_date: Represents dividend equivalent units that accrued with respect to the RSUs previously granted on March 2, 2021 and vested on the same schedule as the underlying RSUs.

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March 02, 2022 Filed Mar 4, 2022 20:18 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionRestricted Stock Units · Derivative 13,996 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-009571 · doc4.xml · derivative · entry 3

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). These RSUs vested in full on March 2, 2022.

F2 · derivative.expiration_date: Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). These RSUs vested in full on March 2, 2022.

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March 02, 2022 Filed Mar 4, 2022 20:18 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionCommon Stock 335 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-009571 · doc4.xml · nonDerivative · entry 2

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Fractional shares have been rounded up in connection with the settlement described in footnote 3 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan.

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March 02, 2022 Filed Mar 4, 2022 20:18 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionCommon Stock 13,996 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-009571 · doc4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2021 Filed Dec 23, 2021 18:01 UTC Viatris Inc VTRS · Entity 3277 GrantDividend Equivalent Units · Derivative 120.0574 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-049644 · doc4.xml · derivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334.4826

Underlying: Common Stock · 120.0574 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") that accrued with respect to restricted stock units ("RSUs") previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") that accrued with respect to restricted stock units ("RSUs") previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") that accrued with respect to restricted stock units ("RSUs") previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs.

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September 22, 2021 Filed Sep 24, 2021 18:00 UTC Viatris Inc VTRS · Entity 3277 GrantDividend Equivalent Units · Derivative 113.2715 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-037652 · doc4.xml · derivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214.4252

Underlying: Common Stock · 113.2715 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") that accrued with respect to restricted stock units ("RSUs") previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") that accrued with respect to restricted stock units ("RSUs") previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") that accrued with respect to restricted stock units ("RSUs") previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs.

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June 21, 2021 Filed Jun 23, 2021 20:27 UTC Viatris Inc VTRS · Entity 3277 GrantDividend Equivalent Units · Derivative 101.1537 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-025568 · doc4.xml · derivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101.1537

Underlying: Common Stock · 101.1537 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents dividend equivalent units ("DEUs") that accrued with respect to restricted stock units ("RSUs") previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs.

F1 · derivative.exercise_date: Represents dividend equivalent units ("DEUs") that accrued with respect to restricted stock units ("RSUs") previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs.

F1 · derivative.expiration_date: Represents dividend equivalent units ("DEUs") that accrued with respect to restricted stock units ("RSUs") previously granted on March 2, 2021 and vest on the same schedule as the underlying RSUs.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 18:36 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionRestricted Stock Units · Derivative 9,440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009940 · doc4.xml · derivative · entry 3

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each RSU represents the right to receive one share of common stock of Viatris. These RSUs vested in full on March 2, 2021.

F2 · derivative.expiration_date: Each RSU represents the right to receive one share of common stock of Viatris. These RSUs vested in full on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 18:36 UTC Viatris Inc VTRS · Entity 3277 GrantRestricted Stock Units · Derivative 13,996 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009940 · doc4.xml · derivative · entry 2

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,996

Underlying: Common Stock · 13,996 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents the right to receive one share of common stock of Viatris Inc. ("Viatris"). These RSUs will vest on March 2, 2022.

F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents the right to receive one share of common stock of Viatris Inc. ("Viatris"). These RSUs will vest on March 2, 2022.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 18:36 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionCommon Stock 9,440 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009940 · doc4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.