TapewireFind a company

person · Reporting owner

MARK RICHARD A

Disclosed activity across 10 companies

Tapewire entity
61679
SEC CIK
0001676105

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Goldman Sachs BDC, Inc.GSBD · Entity 4872DirectorOctober 12, 2020October 14, 2020
Goldman Sachs Private Credit Corp.NONE · Entity 54998DirectorJune 21, 2023June 23, 2023
Goldman Sachs Private Middle Market Credit II LLCNONE · Entity 54999DirectorAugust 11, 2025August 15, 2025
Phillip Street Middle Market Lending Fund LLCNONE · Entity 55084DirectorDecember 31, 2025January 07, 2026
Silver Capital Holdings LLCNONE · Entity 55026DirectorDecember 31, 2025January 07, 2026
Viatris IncVTRS · Entity 3277DirectorMarch 06, 2026March 10, 2026
West Bay BDC LLCNONE · Entity 24666DirectorDecember 31, 2025January 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Goldman Sachs BDC, Inc.

Report date October 12, 2020 · Filed October 14, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect17,667 Reported balance After 2020-10-12 transaction · row 1
1 source row

Row 1 · 2020-10-12 · Grant · Acquired 17,667 · Balance 17,667

F1: Acquired upon the completion of and pursuant to the transactions contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 11, 2020, by and among the Issuer, Goldman Sachs Middle Market Lending Corp. ("MMLC"), Evergreen Merger Sub Inc., a wholly owned direct subsidiary of the Issuer, and Goldman Sachs Asset Management, L.P. (the "Transactions"), following which MMLC will have become merged with and into the Issuer with the Issuer continuing as the surviving company. Such shares of MMLC's common stock were exchanged pursuant to the terms of the Transactions for that number of shares of the Issuer's common stock with a net asset value ("NAV") equal to the NAV per share of MMLC's common stock, which calculation, as of the determination date of 10/9/20 equates to an exchange ratio of 1 to 1.1336, and the resulting number of shares was rounded down to the nearest whole share with the Reporting Person receiving cash for any partial share.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired upon the completion of and pursuant to the transactions contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 11, 2020, by and among the Issuer, Goldman Sachs Middle Market Lending Corp. ("MMLC"), Evergreen Merger Sub Inc., a wholly owned direct subsidiary of the Issuer, and Goldman Sachs Asset Management, L.P. (the "Transactions"), following which MMLC will have become merged with and into the Issuer with the Issuer continuing as the surviving company. Such shares of MMLC's common stock were exchanged pursuant to the terms of the Transactions for that number of shares of the Issuer's common stock with a net asset value ("NAV") equal to the NAV per share of MMLC's common stock, which calculation, as of the determination date of 10/9/20 equates to an exchange ratio of 1 to 1.1336, and the resulting number of shares was rounded down to the nearest whole share with the Reporting Person receiving cash for any partial share.

Goldman Sachs Private Credit Corp.

Report date June 21, 2023 · Filed June 23, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class I Shares, par value $0.001 per shareSEC Table I · non-derivativeDirect3,976.1431 Reported balance After 2023-06-21 transaction · row 1
1 source row

Row 1 · 2023-06-21 · Purchase · Acquired 3,976.1431 · Balance 3,976.1431

Goldman Sachs Private Middle Market Credit II LLC

Report date August 11, 2025 · Filed August 15, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No securities are beneficially owned.SEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2025-08-11 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Phillip Street Middle Market Lending Fund LLC

Report date December 31, 2025 · Filed January 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No securities are beneficially owned.SEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2025-12-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Silver Capital Holdings LLC

Report date December 31, 2025 · Filed January 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No securities are beneficially owned.SEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2025-12-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Viatris Inc

Report date March 06, 2026 · Filed March 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect116,145 Ending reported balance After 2026-03-06 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-03-06 · Exercise / conversion · Acquired 23,660 · Balance 114,970

Row 2 · 2026-03-06 · Exercise / conversion · Acquired 1,175 · Balance 116,145

F1: Fractional shares have been rounded up in connection with the settlement described in footnote 3 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-03-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-03-06 · Exercise / conversion · Disposed 23,660 · Balance 0

F2: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs vested in full on March 6, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct15,890 Reported balance After 2026-03-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-03-06 · Grant · Acquired 15,890 · Balance 15,890

F4: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs will vest on March 6, 2027.

Dividend Equivalent UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-03-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-03-06 · Exercise / conversion · Disposed 1,174.4921 · Balance 0

F3: Represents dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 6, 2025 and vested on the same schedule as the underlying RSUs. Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11.

Filing footnotes · ownership attribution and instrument terms

F1: Fractional shares have been rounded up in connection with the settlement described in footnote 3 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan.

F2: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs vested in full on March 6, 2026.

F3: Represents dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on March 6, 2025 and vested on the same schedule as the underlying RSUs. Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11.

F4: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs will vest on March 6, 2027.

West Bay BDC LLC

Report date December 31, 2025 · Filed January 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No securities are beneficially owned.SEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2025-12-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Goldman Sachs Middle Market Lending Corp.

Report date October 12, 2020 · Filed October 14, 2020

Section 16 reporting ended · disclosed 2020-10-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-10-12 transaction · row 1
1 source row

Row 1 · 2020-10-12 · Disposition to issuer · Disposed 15,585 · Balance 0

F1: Disposed of upon the completion of and pursuant to the transactions contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 11, 2020, by and among Goldman Sachs BDC, Inc. ("GSBD"), the Issuer, Evergreen Merger Sub Inc., a wholly owned direct subsidiary of GSBD, and Goldman Sachs Asset Management, L.P. (the "Transactions"), following which the Issuer will have become merged with and into GSBD with GSBD continuing as the surviving company. Such shares of the Issuer's common stock are being exchanged pursuant to the terms of the Transactions for that number of shares of GSBD common stock with a net asset value ("NAV") equal to the NAV per share of the Issuer's common stock, which calculation, as of the determination date of 10/9/20 equates to an exchange ratio of 1 to 1.1336.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of upon the completion of and pursuant to the transactions contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 11, 2020, by and among Goldman Sachs BDC, Inc. ("GSBD"), the Issuer, Evergreen Merger Sub Inc., a wholly owned direct subsidiary of GSBD, and Goldman Sachs Asset Management, L.P. (the "Transactions"), following which the Issuer will have become merged with and into GSBD with GSBD continuing as the surviving company. Such shares of the Issuer's common stock are being exchanged pursuant to the terms of the Transactions for that number of shares of GSBD common stock with a net asset value ("NAV") equal to the NAV per share of the Issuer's common stock, which calculation, as of the determination date of 10/9/20 equates to an exchange ratio of 1 to 1.1336.

Goldman Sachs Middle Market Lending Corp. II

Report date October 14, 2025 · Filed October 16, 2025

Section 16 reporting ended · disclosed 2025-10-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-10-14 transaction · row 1
1 source row

Row 1 · 2025-10-14 · Disposition to issuer · Disposed 10,914.8899 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 11, 2025, by and among Goldman Sachs Private Credit Corp., the Issuer, and Goldman Sachs Asset Management, L.P., in exchange for a cash payment of $200,943.12.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 11, 2025, by and among Goldman Sachs Private Credit Corp., the Issuer, and Goldman Sachs Asset Management, L.P., in exchange for a cash payment of $200,943.12.

Mylan II B.V.

Report date November 16, 2020 · Filed November 19, 2020

Section 16 reporting ended · disclosed 2020-11-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2020-11-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-11-16 · Disposition to issuer · Disposed 9,228 · Balance 0

F1: On November 16, 2020, Mylan N.V. ("Mylan") completed the transaction pursuant to which Mylan combined with Pfizer Inc.'s ("Pfizer") Upjohn business (the "Upjohn Business") in a Reverse Morris Trust transaction (the "Combination") and Upjohn Inc. ("Upjohn") became the parent entity of the combined Upjohn Business and Mylan business and was renamed "Viatris Inc." ("Viatris"). Pursuant to the terms of the Business Combination Agreement (as amended), dated July 29, 2019, by and among Mylan, Pfizer, Upjohn and certain other affiliated entities, Upjohn and Mylan effected the Combination through a series of transactions, including that (1) Mylan merged with and into Mylan II B.V. with Mylan II B.V. surviving the merger as the legal successor of Mylan and (2) each holder of Mylan ordinary shares received one share of Viatris common stock for each Mylan ordinary share held by such holder (subject to any required withholding tax).

F2: Represents ordinary shares of Mylan that were exchanged on a one-for-one basis for shares of Viatris common stock in connection with the Combination. On the effective date of the Combination, the closing price of a Mylan ordinary share was $15.85 per share.

Non-Employee Director Stock Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $18.32 · Expires 2029-06-21Direct0 Reported balance After 2020-11-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-11-16 · Disposition to issuer · Disposed 6,109 · Balance 0

F3: Represents stock options to acquire Mylan ordinary shares that were exchanged for stock options to acquire Viatris common stock having substantially the same terms in connection with the Combination.

F4: These options vested on March 2, 2020.

Non-Employee Director Stock Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $17.48 · Expires 2030-03-02Direct0 Reported balance After 2020-11-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-11-16 · Disposition to issuer · Disposed 6,151 · Balance 0

F3: Represents stock options to acquire Mylan ordinary shares that were exchanged for stock options to acquire Viatris common stock having substantially the same terms in connection with the Combination.

F5: These options will vest on March 2, 2021.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-11-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-11-16 · Disposition to issuer · Disposed 9,440 · Balance 0

F6: Represents restricted stock units ("RSUs") of Mylan that were exchanged on a one-for-one basis for RSUs of Viatris having substantially the same terms in connection with the Combination.

F7: Each RSU represents the right to receive one ordinary share of Mylan. The RSUs will vest on March 2, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: On November 16, 2020, Mylan N.V. ("Mylan") completed the transaction pursuant to which Mylan combined with Pfizer Inc.'s ("Pfizer") Upjohn business (the "Upjohn Business") in a Reverse Morris Trust transaction (the "Combination") and Upjohn Inc. ("Upjohn") became the parent entity of the combined Upjohn Business and Mylan business and was renamed "Viatris Inc." ("Viatris"). Pursuant to the terms of the Business Combination Agreement (as amended), dated July 29, 2019, by and among Mylan, Pfizer, Upjohn and certain other affiliated entities, Upjohn and Mylan effected the Combination through a series of transactions, including that (1) Mylan merged with and into Mylan II B.V. with Mylan II B.V. surviving the merger as the legal successor of Mylan and (2) each holder of Mylan ordinary shares received one share of Viatris common stock for each Mylan ordinary share held by such holder (subject to any required withholding tax).

F2: Represents ordinary shares of Mylan that were exchanged on a one-for-one basis for shares of Viatris common stock in connection with the Combination. On the effective date of the Combination, the closing price of a Mylan ordinary share was $15.85 per share.

F3: Represents stock options to acquire Mylan ordinary shares that were exchanged for stock options to acquire Viatris common stock having substantially the same terms in connection with the Combination.

F4: These options vested on March 2, 2020.

F5: These options will vest on March 2, 2021.

F6: Represents restricted stock units ("RSUs") of Mylan that were exchanged on a one-for-one basis for RSUs of Viatris having substantially the same terms in connection with the Combination.

F7: Each RSU represents the right to receive one ordinary share of Mylan. The RSUs will vest on March 2, 2021.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2020 Filed Nov 19, 2020 00:15 UTC Mylan II B.V. MYL · Entity 16217 Disposition to issuerRestricted Stock Units · Derivative 9,440 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-20-031498 · doc4.xml · derivative · entry 4

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 9,440 shares

Expires not disclosed

F6 · security: Represents restricted stock units ("RSUs") of Mylan that were exchanged on a one-for-one basis for RSUs of Viatris having substantially the same terms in connection with the Combination.

F6 · price: Represents restricted stock units ("RSUs") of Mylan that were exchanged on a one-for-one basis for RSUs of Viatris having substantially the same terms in connection with the Combination.

F7 · derivative.exercise_date: Each RSU represents the right to receive one ordinary share of Mylan. The RSUs will vest on March 2, 2021.

F7 · derivative.expiration_date: Each RSU represents the right to receive one ordinary share of Mylan. The RSUs will vest on March 2, 2021.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 00:15 UTC Mylan II B.V. MYL · Entity 16217 Disposition to issuerNon-Employee Director Stock Option - Right to Buy · Derivative 6,151 Not disclosed Strike: $17.48 Not disclosed
Disclosure

SEC source: 0000899243-20-031498 · doc4.xml · derivative · entry 3

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,151 shares

Expires 2030-03-02

F3 · security: Represents stock options to acquire Mylan ordinary shares that were exchanged for stock options to acquire Viatris common stock having substantially the same terms in connection with the Combination.

F3 · price: Represents stock options to acquire Mylan ordinary shares that were exchanged for stock options to acquire Viatris common stock having substantially the same terms in connection with the Combination.

F5 · derivative.exercise_date: These options will vest on March 2, 2021.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 00:15 UTC Mylan II B.V. MYL · Entity 16217 Disposition to issuerNon-Employee Director Stock Option - Right to Buy · Derivative 6,109 Not disclosed Strike: $18.32 Not disclosed
Disclosure

SEC source: 0000899243-20-031498 · doc4.xml · derivative · entry 2

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,109 shares

Expires 2029-06-21

F3 · security: Represents stock options to acquire Mylan ordinary shares that were exchanged for stock options to acquire Viatris common stock having substantially the same terms in connection with the Combination.

F3 · price: Represents stock options to acquire Mylan ordinary shares that were exchanged for stock options to acquire Viatris common stock having substantially the same terms in connection with the Combination.

F4 · derivative.exercise_date: These options vested on March 2, 2020.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 00:15 UTC Mylan II B.V. MYL · Entity 16217 Disposition to issuerOrdinary Shares 9,228 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-031498 · doc4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: On November 16, 2020, Mylan N.V. ("Mylan") completed the transaction pursuant to which Mylan combined with Pfizer Inc.'s ("Pfizer") Upjohn business (the "Upjohn Business") in a Reverse Morris Trust transaction (the "Combination") and Upjohn Inc. ("Upjohn") became the parent entity of the combined Upjohn Business and Mylan business and was renamed "Viatris Inc." ("Viatris"). Pursuant to the terms of the Business Combination Agreement (as amended), dated July 29, 2019, by and among Mylan, Pfizer, Upjohn and certain other affiliated entities, Upjohn and Mylan effected the Combination through a series of transactions, including that (1) Mylan merged with and into Mylan II B.V. with Mylan II B.V. surviving the merger as the legal successor of Mylan and (2) each holder of Mylan ordinary shares received one share of Viatris common stock for each Mylan ordinary share held by such holder (subject to any required withholding tax).

F2 · price: Represents ordinary shares of Mylan that were exchanged on a one-for-one basis for shares of Viatris common stock in connection with the Combination. On the effective date of the Combination, the closing price of a Mylan ordinary share was $15.85 per share.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 19:47 UTC Viatris Inc VTRS · Entity 3277 GrantRestricted Stock Units · Derivative 9,440 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-20-031564 · doc4.xml · derivative · entry 4

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,440

Underlying: Common Stock · 9,440 shares

Expires not disclosed

F6 · security: Received in exchange for, and having substantially the same terms as, restricted stock units ("RSUs") of Mylan in connection with the Combination.

F6 · price: Received in exchange for, and having substantially the same terms as, restricted stock units ("RSUs") of Mylan in connection with the Combination.

F7 · derivative.exercise_date: Each RSU represents the right to receive one share of common stock of Viatris. The RSUs will vest on March 2, 2021.

F7 · derivative.expiration_date: Each RSU represents the right to receive one share of common stock of Viatris. The RSUs will vest on March 2, 2021.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 19:47 UTC Viatris Inc VTRS · Entity 3277 GrantNon-Employee Director Stock Option - Right to Buy · Derivative 6,151 Not disclosed Strike: $17.48 Not disclosed
Disclosure

SEC source: 0000899243-20-031564 · doc4.xml · derivative · entry 3

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,151

Underlying: Common Stock · 6,151 shares

Expires 2030-03-02

F3 · security: Received in exchange for, and having substantially the same terms as, stock options to acquire Mylan ordinary shares in connection with the Combination.

F3 · price: Received in exchange for, and having substantially the same terms as, stock options to acquire Mylan ordinary shares in connection with the Combination.

F5 · derivative.exercise_date: These options will vest on March 2, 2021.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 19:47 UTC Viatris Inc VTRS · Entity 3277 GrantNon-Employee Director Stock Option - Right to Buy · Derivative 6,109 Not disclosed Strike: $18.32 Not disclosed
Disclosure

SEC source: 0000899243-20-031564 · doc4.xml · derivative · entry 2

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,109

Underlying: Common Stock · 6,109 shares

Expires 2029-06-21

F3 · security: Received in exchange for, and having substantially the same terms as, stock options to acquire Mylan ordinary shares in connection with the Combination.

F3 · price: Received in exchange for, and having substantially the same terms as, stock options to acquire Mylan ordinary shares in connection with the Combination.

F4 · derivative.exercise_date: These options vested on March 2, 2020.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 19:47 UTC Viatris Inc VTRS · Entity 3277 GrantCommon Stock 9,228 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-031564 · doc4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,228

F1 · security: On November 16, 2020, Mylan N.V. ("Mylan") completed the transaction pursuant to which Mylan combined with Pfizer Inc.'s ("Pfizer") Upjohn business (the "Upjohn Business") in a Reverse Morris Trust transaction (the "Combination") and Upjohn Inc. ("Upjohn") became the parent entity of the combined Upjohn Business and Mylan business and was renamed "Viatris Inc." ("Viatris"). Pursuant to the terms of the Business Combination Agreement (as amended), dated July 29, 2019, by and among Mylan, Pfizer, Upjohn and certain other affiliated entities, Upjohn and Mylan effected the Combination through a series of transactions, including that each holder of Mylan ordinary shares received one share of Viatris common stock for each Mylan ordinary share held by such holder (subject to any required withholding tax).

F2 · price: Represents shares of Viatris common stock acquired in connection with the Combination on a one-for-one basis in exchange for ordinary shares of Mylan. On the effective date of the Combination, the closing price of a Mylan ordinary share was $15.85 per share.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 23:36 UTC Goldman Sachs BDC, Inc. GSBD · Entity 4872 GrantCommon Stock, par value $0.001 per share 17,667 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-20-001018 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,667

F1 · price: Acquired upon the completion of and pursuant to the transactions contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 11, 2020, by and among the Issuer, Goldman Sachs Middle Market Lending Corp. ("MMLC"), Evergreen Merger Sub Inc., a wholly owned direct subsidiary of the Issuer, and Goldman Sachs Asset Management, L.P. (the "Transactions"), following which MMLC will have become merged with and into the Issuer with the Issuer continuing as the surviving company. Such shares of MMLC's common stock were exchanged pursuant to the terms of the Transactions for that number of shares of the Issuer's common stock with a net asset value ("NAV") equal to the NAV per share of MMLC's common stock, which calculation, as of the determination date of 10/9/20 equates to an exchange ratio of 1 to 1.1336, and the resulting number of shares was rounded down to the nearest whole share with the Reporting Person receiving cash for any partial share.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 19:13 UTC Goldman Sachs Middle Market Lending Corp. NONE · Entity 145964 Disposition to issuerCommon Stock 15,585 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-20-001008 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of upon the completion of and pursuant to the transactions contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 11, 2020, by and among Goldman Sachs BDC, Inc. ("GSBD"), the Issuer, Evergreen Merger Sub Inc., a wholly owned direct subsidiary of GSBD, and Goldman Sachs Asset Management, L.P. (the "Transactions"), following which the Issuer will have become merged with and into GSBD with GSBD continuing as the surviving company. Such shares of the Issuer's common stock are being exchanged pursuant to the terms of the Transactions for that number of shares of GSBD common stock with a net asset value ("NAV") equal to the NAV per share of the Issuer's common stock, which calculation, as of the determination date of 10/9/20 equates to an exchange ratio of 1 to 1.1336.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 23:35 UTC Mylan II B.V. MYL · Entity 16217 Exercise / conversionRestricted Stock Units · Derivative 9,007 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007027 · doc4.xml · derivative · entry 5

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 9,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each RSU represents the right to receive one ordinary share of Mylan N.V. These RSUs vested in full on March 2, 2020.

F4 · derivative.expiration_date: Each RSU represents the right to receive one ordinary share of Mylan N.V. These RSUs vested in full on March 2, 2020.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 23:35 UTC Mylan II B.V. MYL · Entity 16217 GrantRestricted Stock Units · Derivative 9,440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007027 · doc4.xml · derivative · entry 4

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,440

Underlying: Ordinary Shares · 9,440 shares

Expires not disclosed

F3 · derivative.exercise_date: Each RSU represents the right to receive one ordinary share of Mylan N.V. These RSUs will vest in full on March 2, 2021.

F3 · derivative.expiration_date: Each RSU represents the right to receive one ordinary share of Mylan N.V. These RSUs will vest in full on March 2, 2021.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 23:35 UTC Mylan II B.V. MYL · Entity 16217 GrantNon-Employee Director Stock Option-Right to Buy · Derivative 6,151 $0.00 Strike: $17.48 $0.00
Disclosure

SEC source: 0000899243-20-007027 · doc4.xml · derivative · entry 3

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,151

Underlying: Ordinary Shares · 6,151 shares

Expires 2030-03-02

F2 · derivative.exercise_date: These options will vest in full on March 2, 2021 and expire on March 2, 2030.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 23:35 UTC Mylan II B.V. MYL · Entity 16217 Tax withholdingOrdinary Shares 3,779 $17.48 $66,056.92
Disclosure

SEC source: 0000899243-20-007027 · doc4.xml · nonDerivative · entry 2

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,228

F1 · shares: Represents withholding of ordinary shares for the U.K. tax liability associated with the settlement of the restricted stock units (RSUs) granted on June 21, 2019.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 23:35 UTC Mylan II B.V. MYL · Entity 16217 Exercise / conversionOrdinary Shares 9,007 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007027 · doc4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 17:35 UTC Goldman Sachs Middle Market Lending Corp. NONE · Entity 145964 PurchaseCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0000895345-20-000126 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,626.777

F1 · shares: On the date hereof, Mr. Mark owns 14,626.777 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on February 7, 2020, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $18,000 on February 14, 2020 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of common stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of common stock that will be issued to Mr. Mark in respect of this $18,000 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of common stock has been determined.

F1 · price: On the date hereof, Mr. Mark owns 14,626.777 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on February 7, 2020, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $18,000 on February 14, 2020 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of common stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of common stock that will be issued to Mr. Mark in respect of this $18,000 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of common stock has been determined.

F1 · balance_after: On the date hereof, Mr. Mark owns 14,626.777 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on February 7, 2020, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $18,000 on February 14, 2020 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of common stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of common stock that will be issued to Mr. Mark in respect of this $18,000 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of common stock has been determined.

Read SEC document
February 07, 2020 Filed Feb 19, 2020 17:25 UTC Amendment Goldman Sachs Middle Market Lending Corp. NONE · Entity 145964 PurchaseCommon Stock 955.962 $18.83 $18,000.00
Disclosure

SEC source: 0000895345-20-000210 · form4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,582.739

F1 · shares: This amendment is being filed to amend the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on February 11, 2020 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $18,000 capital contribution that will be made on February 14, 2020. When Mr. Mark's Form 4 was initially filed on February 11, 2020, the amount of securities acquired was not calculable.

F1 · price: This amendment is being filed to amend the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on February 11, 2020 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $18,000 capital contribution that will be made on February 14, 2020. When Mr. Mark's Form 4 was initially filed on February 11, 2020, the amount of securities acquired was not calculable.

F1 · balance_after: This amendment is being filed to amend the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on February 11, 2020 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $18,000 capital contribution that will be made on February 14, 2020. When Mr. Mark's Form 4 was initially filed on February 11, 2020, the amount of securities acquired was not calculable.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 17:09 UTC Goldman Sachs Middle Market Lending Corp. NONE · Entity 145964 PurchaseCommon Stock 316.284 $18.97 $6,000.00
Disclosure

SEC source: 0001567619-19-022997 · doc1.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,626.777

F1 · shares: On the date hereof, Mr. Mark owns 14,310.493 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on December 10, 2019, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $6,000 on December 17, 2019 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 316.284 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

F1 · price: On the date hereof, Mr. Mark owns 14,310.493 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on December 10, 2019, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $6,000 on December 17, 2019 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 316.284 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

F1 · balance_after: On the date hereof, Mr. Mark owns 14,310.493 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on December 10, 2019, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $6,000 on December 17, 2019 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 316.284 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 22:48 UTC Mylan II B.V. MYL · Entity 16217 PurchaseOrdinary Shares 4,000 $20.97 $83,873.60
Disclosure

SEC source: 0000899243-19-020938 · doc4.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
June 21, 2019 Filed Jun 26, 2019 00:03 UTC Mylan II B.V. MYL · Entity 16217 GrantRestricted Stock Units · Derivative 9,007 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018180 · doc4.xml · derivative · entry 2

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,007

Underlying: Ordinary Shares · 9,007 shares

Expires not disclosed

F2 · derivative.exercise_date: Each restricted stock unit (RSU) represents the right to receive one ordinary share of Mylan N.V. These RSUs will vest in full on March 2, 2020.

F2 · derivative.expiration_date: Each restricted stock unit (RSU) represents the right to receive one ordinary share of Mylan N.V. These RSUs will vest in full on March 2, 2020.

Read SEC document
June 21, 2019 Filed Jun 26, 2019 00:03 UTC Mylan II B.V. MYL · Entity 16217 GrantNon-Employee Director Stock Option - Right to Buy · Derivative 6,109 $0.00 Strike: $18.32 $0.00
Disclosure

SEC source: 0000899243-19-018180 · doc4.xml · derivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,109

Underlying: Ordinary Shares · 6,109 shares

Expires 2029-06-21

F1 · derivative.exercise_date: These options will vest in full on March 2, 2020 and expire on June 21, 2029.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 16:24 UTC Goldman Sachs Middle Market Lending Corp. NONE · Entity 145964 PurchaseCommon Stock 629.436 $19.06 $12,000.01
Disclosure

SEC source: 0001567619-19-013281 · doc1.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,310.493

F1 · shares: On the date hereof, Mr. Mark owns 13,681.057 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on June 10, 2019, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $12,000 on June 17, 2019 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 629.436 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

F1 · price: On the date hereof, Mr. Mark owns 13,681.057 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on June 10, 2019, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $12,000 on June 17, 2019 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 629.436 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

F1 · balance_after: On the date hereof, Mr. Mark owns 13,681.057 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on June 10, 2019, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $12,000 on June 17, 2019 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 629.436 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:25 UTC Goldman Sachs Middle Market Lending Corp. NONE · Entity 145964 PurchaseCommon Stock 1,245.233 $19.27 $24,000.00
Disclosure

SEC source: 0001567619-19-006706 · doc1.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,681.057

F1 · shares: On the date hereof, Mr. Mark owns 12,435.824 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on March 8, 2019, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $24,000 on March 15, 2019 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 1,245.233 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

F1 · price: On the date hereof, Mr. Mark owns 12,435.824 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on March 8, 2019, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $24,000 on March 15, 2019 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 1,245.233 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

F1 · balance_after: On the date hereof, Mr. Mark owns 12,435.824 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on March 8, 2019, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $24,000 on March 15, 2019 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 1,245.233 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 16:33 UTC Goldman Sachs Middle Market Lending Corp. NONE · Entity 145964 PurchaseCommon Stock 1,547.54 $19.39 $29,999.99
Disclosure

SEC source: 0001567619-18-007775 · doc1.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,435.824

F1 · shares: On the date hereof, Mr. Mark owns 10,888.284 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on December 10, 2018, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $30,000 on December 17, 2018 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 1,547.540 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

F1 · price: On the date hereof, Mr. Mark owns 10,888.284 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on December 10, 2018, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $30,000 on December 17, 2018 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 1,547.540 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

F1 · balance_after: On the date hereof, Mr. Mark owns 10,888.284 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on December 10, 2018, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $30,000 on December 17, 2018 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 1,547.540 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 16:21 UTC Goldman Sachs Middle Market Lending Corp. NONE · Entity 145964 PurchaseCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-002446 · doc1.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,559.67

F1 · shares: On the date hereof, Mr. Mark owns 8,559.67 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on September 10, 2018, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $45,000 on September 17, 2018 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of common stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of common stock that will be issued to Mr. Mark in respect of this $45,000 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of common stock has been determined.

F1 · price: On the date hereof, Mr. Mark owns 8,559.67 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on September 10, 2018, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $45,000 on September 17, 2018 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of common stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of common stock that will be issued to Mr. Mark in respect of this $45,000 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of common stock has been determined.

F1 · balance_after: On the date hereof, Mr. Mark owns 8,559.67 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on September 10, 2018, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $45,000 on September 17, 2018 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of common stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of common stock that will be issued to Mr. Mark in respect of this $45,000 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of common stock has been determined.

Read SEC document
September 10, 2018 Filed Sep 14, 2018 16:24 UTC Amendment Goldman Sachs Middle Market Lending Corp. NONE · Entity 145964 PurchaseCommon Stock 2,328.614 $19.32 $45,000.00
Disclosure

SEC source: 0001567619-18-002640 · doc1.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,888.284

F1 · shares: This amendment is being filed to amend the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on September 12, 2018 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $45,000 capital contribution that will be made on September 17, 2018. When Mr. Mark's Form 4 was initially filed on September 12, 2018, the amount of securities acquired was not calculable.

F1 · price: This amendment is being filed to amend the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on September 12, 2018 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $45,000 capital contribution that will be made on September 17, 2018. When Mr. Mark's Form 4 was initially filed on September 12, 2018, the amount of securities acquired was not calculable.

F1 · balance_after: This amendment is being filed to amend the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on September 12, 2018 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $45,000 capital contribution that will be made on September 17, 2018. When Mr. Mark's Form 4 was initially filed on September 12, 2018, the amount of securities acquired was not calculable.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 16:45 UTC Goldman Sachs Middle Market Lending Corp. NONE · Entity 145964 PurchaseCommon Stock 781.633 $19.19 $15,000.01
Disclosure

SEC source: 0001140361-18-028245 · doc1.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,559.67

F1 · shares: On the date hereof, Mr. Mark owns 7,778.037 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"), after taking into account the final allocation of common stock as part of a prior capital call, which number was estimated and reported on a prior filing. In addition, on June 8, 2018, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $15,000 on June 25, 2018 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 781.633 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

F1 · price: On the date hereof, Mr. Mark owns 7,778.037 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"), after taking into account the final allocation of common stock as part of a prior capital call, which number was estimated and reported on a prior filing. In addition, on June 8, 2018, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $15,000 on June 25, 2018 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 781.633 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

F1 · balance_after: On the date hereof, Mr. Mark owns 7,778.037 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"), after taking into account the final allocation of common stock as part of a prior capital call, which number was estimated and reported on a prior filing. In addition, on June 8, 2018, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $15,000 on June 25, 2018 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 781.633 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 16:42 UTC Goldman Sachs Middle Market Lending Corp. NONE · Entity 145964 PurchaseCommon Stock 781.189 $19.20 $15,000.00
Disclosure

SEC source: 0001140361-18-013281 · doc1.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,778.037

F1 · shares: On the date hereof, Mr. Mark owns 6,996.848 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"), after taking into account the final allocation of common stock as part of a prior capital call, which number was estimated and reported on a prior filing. In addition, on March 9, 2018, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $15,000 on March 16, 2018 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 781.189 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

F1 · price: On the date hereof, Mr. Mark owns 6,996.848 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"), after taking into account the final allocation of common stock as part of a prior capital call, which number was estimated and reported on a prior filing. In addition, on March 9, 2018, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $15,000 on March 16, 2018 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 781.189 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

F1 · balance_after: On the date hereof, Mr. Mark owns 6,996.848 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"), after taking into account the final allocation of common stock as part of a prior capital call, which number was estimated and reported on a prior filing. In addition, on March 9, 2018, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $15,000 on March 16, 2018 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 781.189 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 18:21 UTC Goldman Sachs Middle Market Lending Corp. NONE · Entity 145964 PurchaseCommon Stock 781.661 $19.19 $15,000.07
Disclosure

SEC source: 0001140361-17-045928 · doc1.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,996.848

F1 · shares: On the date hereof, Mr. Mark owns 6,215.187 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"), after taking into account the final allocation of common stock as part of a prior capital call, which number was estimated and reported on a prior filing. In addition, on December 8, 2017, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $15,000 on December 15, 2017 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 781.661 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

F1 · price: On the date hereof, Mr. Mark owns 6,215.187 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"), after taking into account the final allocation of common stock as part of a prior capital call, which number was estimated and reported on a prior filing. In addition, on December 8, 2017, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $15,000 on December 15, 2017 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 781.661 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

F1 · balance_after: On the date hereof, Mr. Mark owns 6,215.187 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"), after taking into account the final allocation of common stock as part of a prior capital call, which number was estimated and reported on a prior filing. In addition, on December 8, 2017, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $15,000 on December 15, 2017 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue approximately 781.661 shares of common stock to Mr. Mark, provided such capital contribution is funded timely.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 11:35 UTC Goldman Sachs Middle Market Lending Corp. NONE · Entity 145964 PurchaseCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-035153 · doc1.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,653.086

F1 · shares: On the date hereof, Mr. Mark owns 4,653.086 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on September 8, 2017, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $30,000 on September 15, 2017 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of common stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of common stock that will be issued to Mr. Mark in respect of this $30,000 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of common stock has been determined.

F1 · price: On the date hereof, Mr. Mark owns 4,653.086 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on September 8, 2017, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $30,000 on September 15, 2017 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of common stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of common stock that will be issued to Mr. Mark in respect of this $30,000 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of common stock has been determined.

F1 · balance_after: On the date hereof, Mr. Mark owns 4,653.086 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on September 8, 2017, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $30,000 on September 15, 2017 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of common stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of common stock that will be issued to Mr. Mark in respect of this $30,000 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of common stock has been determined.

Read SEC document
September 08, 2017 Filed Sep 15, 2017 15:39 UTC Amendment Goldman Sachs Middle Market Lending Corp. NONE · Entity 145964 PurchaseCommon Stock 1,562.101 $19.20 $29,999.99
Disclosure

SEC source: 0001140361-17-035660 · doc1.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,215.187

F1 · shares: This amendment is being filed to amend the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on September 12, 2017 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $30,000 capital contribution that was made on September 15, 2017. When Mr. Mark's Form 4 was initially filed on September 12, 2017, the amount of securities acquired was not calculable.

F1 · price: This amendment is being filed to amend the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on September 12, 2017 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $30,000 capital contribution that was made on September 15, 2017. When Mr. Mark's Form 4 was initially filed on September 12, 2017, the amount of securities acquired was not calculable.

F1 · balance_after: This amendment is being filed to amend the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on September 12, 2017 by the reporting person in order to disclose the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $30,000 capital contribution that was made on September 15, 2017. When Mr. Mark's Form 4 was initially filed on September 12, 2017, the amount of securities acquired was not calculable.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 18:03 UTC Goldman Sachs Middle Market Lending Corp. NONE · Entity 145964 PurchaseCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-024608 · doc1.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,312.956

F1 · shares: On the date hereof, Mr. Mark owns 2,312.956 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on June 8, 2017, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $45,000 on June 15, 2017 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of common stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of common stock that will be issued to Mr. Mark in respect of this $45,000 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of common stock has been determined.

F1 · price: On the date hereof, Mr. Mark owns 2,312.956 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on June 8, 2017, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $45,000 on June 15, 2017 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of common stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of common stock that will be issued to Mr. Mark in respect of this $45,000 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of common stock has been determined.

F1 · balance_after: On the date hereof, Mr. Mark owns 2,312.956 shares of common stock of Goldman Sachs Middle Market Lending Corp. (the "Company"). In addition, on June 8, 2017, the Company issued a capital call notice to its holders of common stock. Pursuant to such capital call notice, Mr. Mark is obligated to make a capital contribution of $45,000 on June 15, 2017 out of his $300,000 aggregate capital commitment to the Company, and the Company is obligated to issue shares of common stock to Mr. Mark, provided such capital contribution is funded timely. As of the date of this filing, the number of additional shares of common stock that will be issued to Mr. Mark in respect of this $45,000 capital contribution is unknown. Mr. Mark will amend this Form 4 once the number of shares of common stock has been determined.

Read SEC document
June 08, 2017 Filed Jun 15, 2017 11:41 UTC Amendment Goldman Sachs Middle Market Lending Corp. NONE · Entity 145964 PurchaseCommon Stock 2,340.13 $19.23 $45,000.00
Disclosure

SEC source: 0001140361-17-025089 · doc1.xml · nonDerivative · entry 1

MARK RICHARD A · CIK 0001676105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,653.086

F1 · shares: This amendment is being filed to amend the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on June 9, 2017 by the reporting person in order to update the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $45,000 capital contribution that will be made on June 15, 2017. When Mr. Mark's Form 4 was initially filed on June 9, 2017, the price per share was not yet available and the amount of securities acquired was not calculable.

F1 · price: This amendment is being filed to amend the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on June 9, 2017 by the reporting person in order to update the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $45,000 capital contribution that will be made on June 15, 2017. When Mr. Mark's Form 4 was initially filed on June 9, 2017, the price per share was not yet available and the amount of securities acquired was not calculable.

F1 · balance_after: This amendment is being filed to amend the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on June 9, 2017 by the reporting person in order to update the amount of securities acquired, the price of securities and the amount of securities beneficially owned following Mr. Mark's $45,000 capital contribution that will be made on June 15, 2017. When Mr. Mark's Form 4 was initially filed on June 9, 2017, the price per share was not yet available and the amount of securities acquired was not calculable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.