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person · Reporting owner

RITCHIE JAMES JOSEPH

Disclosed activity across 8 companies

Tapewire entity
61620
SEC CIK
0001181389

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BrightSphere Investment Group plcBSIG · Entity 156504DirectorJune 20, 2018June 21, 2018
Churchill Direct Lending FundCDLF · Entity 184409TrusteeOctober 13, 2026October 13, 2026
Kinsale Capital Group, Inc.KNSL · Entity 3606DirectorJanuary 01, 2025January 03, 2025
NC SLF Inc.NONE · Entity 47220DirectorJune 21, 2021July 01, 2021
Nuveen Churchill BDC VNONE · Entity 70662TrusteeAugust 05, 2025August 05, 2025
Nuveen Churchill Direct Lending Corp.NCDL · Entity 5313DirectorMarch 10, 2026March 11, 2026
Nuveen Churchill Private Capital Income FundNONE · Entity 73549TrusteeSeptember 29, 2023December 22, 2023
Nuveen Churchill Private Credit FundNONE · Entity 88522TrusteeJuly 22, 2024July 22, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BrightSphere Investment Group plc

Report date June 20, 2018 · Filed June 21, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Share UnitsSEC Table II · derivative / convertible securityDirect11,183 Reported balance After 2018-06-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-06-20 · Grant · Acquired 11,183 · Balance 11,183

F1: Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc.

F2: Consists of restricted share units issued under the BrightSphere Investment Group plc Non-Employee Directors' Equity Incentive Plan.

F3: The restricted share units vest upon the earlier of June 20, 2019 and the date of the 2019 annual general meeting of BrightSphere Investment Group plc.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc.

F2: Consists of restricted share units issued under the BrightSphere Investment Group plc Non-Employee Directors' Equity Incentive Plan.

F3: The restricted share units vest upon the earlier of June 20, 2019 and the date of the 2019 annual general meeting of BrightSphere Investment Group plc.

Churchill Direct Lending Fund

Report date October 13, 2026 · Filed October 13, 2026

This filing explicitly reported no securities owned.

Kinsale Capital Group, Inc.

Report date January 01, 2025 · Filed January 03, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect7,702 Reported balance After 2025-01-01 transaction · row 1
1 source row

Row 1 · 2025-01-01 · Grant · Acquired 354 · Balance 7,702

F1: Reflects restricted shares issued pursuant to the terms of the Kinsale Capital Group, Inc. 2016 Omnibus Incentive Plan. The restricted shares have a grant date of January 1, 2025, and will vest on the first anniversary of the grant date.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy Spouse650 Reported balance Holding disclosure · report date 2025-01-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 650

Filing footnotes · ownership attribution and instrument terms

F1: Reflects restricted shares issued pursuant to the terms of the Kinsale Capital Group, Inc. 2016 Omnibus Incentive Plan. The restricted shares have a grant date of January 1, 2025, and will vest on the first anniversary of the grant date.

NC SLF Inc.

Report date June 21, 2021 · Filed July 01, 2021 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,966 Reported balance After 2021-06-21 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2021-06-21 · Purchase · Acquired 3,966 · Balance 3,966

F1: This form 4 was filed in error. This transaction occurred under another fund (Nuveen Churchill BDC) and a coresponding form 4 was filed.

Filing footnotes · ownership attribution and instrument terms

F1: This form 4 was filed in error. This transaction occurred under another fund (Nuveen Churchill BDC) and a coresponding form 4 was filed.

Nuveen Churchill BDC V

Report date August 05, 2025 · Filed August 05, 2025

This filing explicitly reported no securities owned.

Nuveen Churchill Direct Lending Corp.

Report date March 10, 2026 · Filed March 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectJoint Account78,193 Reported balance After 2026-03-10 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-03-10 · Purchase · Acquired 17,857 · Balance 78,193

Common StockSEC Table I · non-derivativeDirect3,966 Reported balance Holding disclosure · report date 2026-03-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,966

Nuveen Churchill Private Capital Income Fund

Report date September 29, 2023 · Filed December 22, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class ISEC Table I · non-derivativeDirect10,179.153 Reported balance After 2023-09-29 transaction · row 1
1 source row

Row 1 · 2023-09-29 · Purchase · Acquired 10,179.153 · Balance 10,179.153

F1: Transaction reported late

Class ISEC Table I · non-derivativeIndirectBy Wife10,179.153 Reported balance Holding disclosure · report date 2023-09-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 10,179.153

F2: The following shares purchased by the insider's spouse are being reported by the insider as having a beneficial ownership.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction reported late

F2: The following shares purchased by the insider's spouse are being reported by the insider as having a beneficial ownership.

Nuveen Churchill Private Credit Fund

Report date July 22, 2024 · Filed July 22, 2024

This filing explicitly reported no securities owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2026 Filed Mar 11, 2026 17:16 UTC Nuveen Churchill Direct Lending Corp. NCDL · Entity 5313 PurchaseCommon Stock 17,857 $13.71 $244,819.47
Disclosure

SEC source: 0001225208-26-003540 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Joint Account

Disclosed balance after: 78,193

Read SEC document
January 01, 2025 Filed Jan 3, 2025 16:07 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 GrantCommon Stock, par value $0.01 per share 354 $465.13 $164,656.02
Disclosure

SEC source: 0001181389-25-000001 · wk-form4_1735938464.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,702

F1 · shares: Reflects restricted shares issued pursuant to the terms of the Kinsale Capital Group, Inc. 2016 Omnibus Incentive Plan. The restricted shares have a grant date of January 1, 2025, and will vest on the first anniversary of the grant date.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 16:06 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 GiftCommon Stock, par value $0.01 per share 150 $0.00 $0.00
Disclosure

SEC source: 0001181389-24-000004 · wk-form4_1733432762.xml · nonDerivative · entry 4

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 650

F4 · shares: The reported disposition represents a bona fide gift of securities by the Reporting Person.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 16:06 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 SaleCommon Stock, par value $0.01 per share 664 $500.85 $332,564.40
Disclosure

SEC source: 0001181389-24-000004 · wk-form4_1733432762.xml · nonDerivative · entry 3

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,348

F3 · price: The shares were sold in multiple transactions at actual sale prices ranging from $500.31 to $501.20 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 16:06 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 SaleCommon Stock, par value $0.01 per share 1,085 $499.80 $542,283.00
Disclosure

SEC source: 0001181389-24-000004 · wk-form4_1733432762.xml · nonDerivative · entry 2

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,012

F2 · price: The shares were sold in multiple transactions at actual sale prices ranging from $499.30 to $500.25 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 16:06 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 SaleCommon Stock, par value $0.01 per share 546 $498.49 $272,175.54
Disclosure

SEC source: 0001181389-24-000004 · wk-form4_1733432762.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,097

F1 · price: The shares were sold in multiple transactions at actual sale prices ranging from $498.11 to $498.96 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 20, 2024 Filed May 22, 2024 16:08 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 GiftCommon Stock, par value $0.01 per share 800 $0.00 $0.00
Disclosure

SEC source: 0001181389-24-000002 · wk-form4_1716408506.xml · nonDerivative · entry 2

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 800

F1 · ownership.direct: Represents a gift of common stock to Mr. Ritchie's spouse, previously reported as directly owned by Mr. Ritchie.

Read SEC document
May 20, 2024 Filed May 22, 2024 16:08 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 GiftCommon Stock, par value $0.01 per share 800 $0.00 $0.00
Disclosure

SEC source: 0001181389-24-000002 · wk-form4_1716408506.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,643

F1 · ownership.direct: Represents a gift of common stock to Mr. Ritchie's spouse, previously reported as directly owned by Mr. Ritchie.

Read SEC document
February 20, 2024 Filed Feb 21, 2024 16:08 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 SaleCommon Stock, par value $0.01 per share 2,011 $500.78 $1,007,068.58
Disclosure

SEC source: 0001209191-24-003643 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,443

Read SEC document
January 05, 2024 Filed Jan 8, 2024 19:20 UTC Nuveen Churchill Direct Lending Corp. NONE · Entity 5313 PurchaseCommon Stock 8,703 $18.05 $157,089.15
Disclosure

SEC source: 0001225208-24-000531 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Joint Account

Disclosed balance after: 60,336

Read SEC document
January 01, 2024 Filed Jan 3, 2024 16:13 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 GrantCommon Stock, par value $0.01 per share 447 $334.91 $149,704.77
Disclosure

SEC source: 0001209191-24-000345 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,454

F1 · shares: Reflects restricted shares issued pursuant to the terms of the Kinsale Capital Group, Inc. 2016 Omnibus Incentive Plan. The restricted shares have a grant date of January 1, 2024, and will vest on the first anniversary of the grant date.

Read SEC document
November 03, 2023 Filed Nov 6, 2023 17:10 UTC Nuveen Churchill Direct Lending Corp. NONE · Entity 5313 PurchaseCommon Stock 6,065 $18.19 $110,322.35
Disclosure

SEC source: 0001225208-23-010005 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Joint Account

Disclosed balance after: 51,633

F1 · balance_after: Included in the amount reported are shares acquired under the Automatic Dividend Reinvestment Plan (DRIP), exempt under Rule 16a-11.

Read SEC document
September 29, 2023 Filed Dec 22, 2023 13:54 UTC Nuveen Churchill Private Capital Income Fund NONE · Entity 73549 PurchaseClass I 10,179.153 $24.56 $250,000.00
Disclosure

SEC source: 0001225208-23-011316 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Trustee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,179.153

F1 · date: Transaction reported late

Read SEC document
January 01, 2023 Filed Jan 3, 2023 18:38 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 GrantCommon Stock, par value $0.01 per share 440 $261.52 $115,068.80
Disclosure

SEC source: 0001209191-23-000424 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,007

F1 · shares: Reflects restricted shares issued pursuant to the terms of the Kinsale Capital Group, Inc. 2016 Omnibus Incentive Plan. The restricted shares have a grant date of January 1, 2023, and will vest on the first anniversary of the grant date.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 16:06 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 SaleCommon Stock, par value $0.01 per share 738 $314.35 $231,990.30
Disclosure

SEC source: 0001209191-22-055022 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,567

Read SEC document
January 21, 2022 Filed Jan 21, 2022 15:36 UTC Nuveen Churchill Direct Lending Corp. NONE · Entity 5313 PurchaseCommon Stock 642 $19.46 $12,493.32
Disclosure

SEC source: 0001225208-22-000950 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Joint Account

Disclosed balance after: 34,466

Read SEC document
January 01, 2022 Filed Jan 4, 2022 16:11 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 GrantCommon Stock, par value $0.01 per share 441 $237.89 $104,909.49
Disclosure

SEC source: 0001209191-22-000677 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,305

F1 · shares: Reflects restricted shares issued pursuant to the terms of the Kinsale Capital Group, Inc. 2016 Omnibus Incentive Plan. The restricted shares have a grant date of January 1, 2022, and will vest on the first anniversary of the grant date.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:15 UTC Nuveen Churchill Direct Lending Corp. NONE · Entity 5313 PurchaseCommon Stock 2,182 $19.58 $42,723.56
Disclosure

SEC source: 0001225208-21-014819 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Joint Account

Disclosed balance after: 33,824

Read SEC document
November 01, 2021 Filed Nov 2, 2021 10:01 UTC Nuveen Churchill Direct Lending Corp. NONE · Entity 5313 PurchaseCommon Stock 1,525 $19.40 $29,585.00
Disclosure

SEC source: 0001225208-21-013402 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Joint Account

Disclosed balance after: 31,642

Read SEC document
August 24, 2021 Filed Aug 24, 2021 12:00 UTC Nuveen Churchill Direct Lending Corp. NONE · Entity 5313 PurchaseCommon Stock 9,335 $19.28 $179,978.80
Disclosure

SEC source: 0001225208-21-011681 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Joint Account

Disclosed balance after: 30,117

Read SEC document
July 26, 2021 Filed Aug 3, 2021 11:23 UTC Nuveen Churchill Direct Lending Corp. NONE · Entity 5313 PurchaseCommon Stock 5,047 $19.17 $96,750.99
Disclosure

SEC source: 0001225208-21-011041 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Joint Account

Disclosed balance after: 20,782

F1 · date: Transaction reported late.

Read SEC document
June 22, 2021 Filed Jun 22, 2021 14:06 UTC Nuveen Churchill Direct Lending Corp. NONE · Entity 5313 PurchaseCommon Stock 3,966 $19.33 $76,662.78
Disclosure

SEC source: 0001225208-21-009549 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,966

Read SEC document
June 21, 2021 Filed Jul 1, 2021 17:24 UTC Amendment NC SLF Inc. NONE · Entity 47220 PurchaseCommon Stock 3,966 $19.33 $76,662.78
Disclosure

SEC source: 0001225208-21-009971 · doc4a.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,966

F1 · kind: This form 4 was filed in error. This transaction occurred under another fund (Nuveen Churchill BDC) and a coresponding form 4 was filed.

Read SEC document
June 21, 2021 Filed Jul 1, 2021 13:49 UTC NC SLF Inc. NONE · Entity 47220 PurchaseCommon Stock 3,966 $19.33 $76,662.78
Disclosure

SEC source: 0001225208-21-009813 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,966

Read SEC document
January 01, 2021 Filed Jan 4, 2021 16:28 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 GrantCommon Stock, par value $0.01 per share 400 $200.13 $80,052.00
Disclosure

SEC source: 0001209191-21-000291 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,864

F1 · shares: Reflects restricted shares issued pursuant to the terms of the Kinsale Capital Group, Inc. 2016 Omnibus Incentive Plan. The restricted shares have a grant date of January 1, 2021, and will vest on the first anniversary of the grant date.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:02 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 SaleCommon Stock, par value $0.01 per share 2,497 $241.77 $603,699.69
Disclosure

SEC source: 0001209191-20-063766 · doc4.xml · nonDerivative · entry 2

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,464

F2 · price: The shares were sold in multiple transactions on December 15, 2020 at actual sale prices ranging from $241.53 to $242.32 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:02 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 SaleCommon Stock, par value $0.01 per share 2,503 $240.98 $603,172.94
Disclosure

SEC source: 0001209191-20-063766 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,961

F1 · price: The shares were sold in multiple transactions on December 15, 2020 at actual sale prices ranging from $240.52 to $241.50 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 16:20 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 Exercise / conversionOptions (Right to Buy) · Derivative 4,000 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001209191-20-057635 · doc4.xml · derivative · entry 3

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 4,000 shares

Expires 2026-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest in four equal installments on each anniversary of July 27, 2016.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 16:20 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 SaleCommon Stock, par value $0.01 per share 8,800 $210.00 $1,848,000.00
Disclosure

SEC source: 0001209191-20-057635 · doc4.xml · nonDerivative · entry 2

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,464

Read SEC document
November 09, 2020 Filed Nov 10, 2020 16:20 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 Exercise / conversionCommon Stock, par value $0.01 per share 4,000 $16.00 $64,000.00
Disclosure

SEC source: 0001209191-20-057635 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 18:05 UTC Nuveen Churchill Direct Lending Corp. NONE · Entity 5313 PurchaseCommon Stock 15,735 $18.71 $294,401.85
Disclosure

SEC source: 0001225208-20-013264 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Joint Account

Disclosed balance after: 15,735

Read SEC document
May 28, 2020 Filed May 28, 2020 16:05 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 Exercise / conversionOptions (Right to Buy) · Derivative 4,000 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001209191-20-032567 · doc4.xml · derivative · entry 3

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock, par value $0.01 per share · 4,000 shares

Expires 2026-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in four equal installments on each anniversary of July 27, 2016.

Read SEC document
May 28, 2020 Filed May 28, 2020 16:05 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 SaleCommon Stock, par value $0.01 per share 4,000 $150.02 $600,080.00
Disclosure

SEC source: 0001209191-20-032567 · doc4.xml · nonDerivative · entry 2

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,264

F1 · price: The shares were sold in multiple transactions on May 28, 2020 at actual sale prices ranging from $150.00 to $150.28 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 28, 2020 Filed May 28, 2020 16:05 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 Exercise / conversionCommon Stock, par value $0.01 per share 4,000 $16.00 $64,000.00
Disclosure

SEC source: 0001209191-20-032567 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 16:11 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 Exercise / conversionOptions (Right to Buy) · Derivative 4,000 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001209191-20-019244 · doc4.xml · derivative · entry 6

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock, par value $0.01 per share · 4,000 shares

Expires 2026-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest in four equal installments on each anniversary of July 27, 2016.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 16:11 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 SaleCommon Stock, par value $0.01 per share 700 $103.96 $72,772.00
Disclosure

SEC source: 0001209191-20-019244 · doc4.xml · nonDerivative · entry 5

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,264

F3 · price: The shares were sold in multiple transactions on March 13, 2020 at actual sale prices ranging from $103.87 to $104.32 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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March 13, 2020 Filed Mar 16, 2020 16:11 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 SaleCommon Stock, par value $0.01 per share 100 $102.63 $10,263.00
Disclosure

SEC source: 0001209191-20-019244 · doc4.xml · nonDerivative · entry 4

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,964

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March 13, 2020 Filed Mar 16, 2020 16:11 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 SaleCommon Stock, par value $0.01 per share 1,900 $101.70 $193,230.00
Disclosure

SEC source: 0001209191-20-019244 · doc4.xml · nonDerivative · entry 3

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,064

F2 · price: The shares were sold in multiple transactions on March 13, 2020 at actual sale prices ranging from $101.35 to $101.90 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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March 13, 2020 Filed Mar 16, 2020 16:11 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 SaleCommon Stock, par value $0.01 per share 1,300 $100.75 $130,975.00
Disclosure

SEC source: 0001209191-20-019244 · doc4.xml · nonDerivative · entry 2

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,964

F1 · price: The shares were sold in multiple transactions on March 13, 2020 at actual sale prices ranging from $100.21 to $101.18 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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March 13, 2020 Filed Mar 16, 2020 16:11 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 Exercise / conversionCommon Stock, par value $0.01 per share 4,000 $16.00 $64,000.00
Disclosure

SEC source: 0001209191-20-019244 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 24, 2020 Filed Feb 25, 2020 16:02 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 Exercise / conversionOptions (Right to Buy) · Derivative 4,000 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001209191-20-012409 · doc4.xml · derivative · entry 3

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock, par value $0.01 per share · 4,000 shares

Expires 2026-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest in four equal installments on each anniversary of July 27, 2016.

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February 24, 2020 Filed Feb 25, 2020 16:02 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 SaleCommon Stock, par value $0.01 per share 4,000 $121.02 $484,080.00
Disclosure

SEC source: 0001209191-20-012409 · doc4.xml · nonDerivative · entry 2

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,264

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February 24, 2020 Filed Feb 25, 2020 16:02 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 Exercise / conversionCommon Stock, par value $0.01 per share 4,000 $16.00 $64,000.00
Disclosure

SEC source: 0001209191-20-012409 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 01, 2020 Filed Jan 3, 2020 16:10 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 GrantCommon Stock, par value $0.01 per share 738 $101.66 $75,025.08
Disclosure

SEC source: 0001209191-20-000827 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,264

F1 · shares: Reflects restricted shares issued pursuant to the terms of the Kinsale Capital Group, Inc. 2016 Omnibus Incentive Plan. The restricted shares have a grant date of January 1, 2020, and will vest on the first anniversary of the grant date.

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January 01, 2019 Filed Jan 3, 2019 16:24 UTC Kinsale Capital Group, Inc. KNSL · Entity 3606 GrantCommon Stock, par value $0.01 per share 1,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-000941 · doc4.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,526

F1 · shares: Reflects restricted shares issued pursuant to the terms of the Kinsale Capital Group, Inc. 2016 Omnibus Incentive Plan. The restricted shares have a grant date of January 1, 2019, and will vest on the first anniversary of the grant date.

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June 20, 2018 Filed Jun 21, 2018 16:15 UTC BrightSphere Investment Group plc BSIG · Entity 156504 GrantRestricted Share Units · Derivative 11,183 $0.00 $0.00
Disclosure

SEC source: 0001611702-18-000062 · wf-form4_152961209201243.xml · derivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,183

Underlying: Ordinary shares · 11,183 shares

Expires not disclosed

F1 · security: Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc.

F1 · derivative.exercise_price: Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc.

F2 · shares: Consists of restricted share units issued under the BrightSphere Investment Group plc Non-Employee Directors' Equity Incentive Plan.

F3 · derivative.exercise_date: The restricted share units vest upon the earlier of June 20, 2019 and the date of the 2019 annual general meeting of BrightSphere Investment Group plc.

F3 · derivative.expiration_date: The restricted share units vest upon the earlier of June 20, 2019 and the date of the 2019 annual general meeting of BrightSphere Investment Group plc.

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May 21, 2018 Filed May 21, 2018 16:49 UTC BrightSphere Investment Group plc BSIG · Entity 156504 SaleOrdinary shares 1,041 $15.66 $16,299.35
Disclosure

SEC source: 0001611702-18-000059 · wf-form4_152693577841510.xml · nonDerivative · entry 2

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,887

F1 · kind: The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.6301 to $15.69, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group plc, any security holder of BrightSphere Investment Group plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

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May 18, 2018 Filed May 21, 2018 16:49 UTC BrightSphere Investment Group plc BSIG · Entity 156504 Exercise / conversionRestricted Share Units · Derivative 12,421 $0.00 $0.00
Disclosure

SEC source: 0001611702-18-000059 · wf-form4_152693577841510.xml · derivative · entry 3

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary shares · 12,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc.

F4 · derivative.exercise_price: Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc.

F5 · derivative.exercise_date: On May 18, 2017, the reporting person was granted 12,421 restricted share units, vesting fully on May 18, 2018.

F5 · derivative.expiration_date: On May 18, 2017, the reporting person was granted 12,421 restricted share units, vesting fully on May 18, 2018.

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May 18, 2018 Filed May 21, 2018 16:49 UTC BrightSphere Investment Group plc BSIG · Entity 156504 Exercise / conversionOrdinary shares 12,421 $0.00 $0.00
Disclosure

SEC source: 0001611702-18-000059 · wf-form4_152693577841510.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2018 Filed Mar 20, 2018 17:05 UTC BrightSphere Investment Group plc OMAM · Entity 156504 SaleOrdinary shares 20,853 $15.69 $327,198.17
Disclosure

SEC source: 0001611702-18-000040 · wf-form4_152157987947458.xml · nonDerivative · entry 1

RITCHIE JAMES JOSEPH · CIK 0001181389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,507

F1 · kind: The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.69 to $15.70, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.