Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BrightSphere Investment Group plcBSIG · Entity 156504 | Director | June 20, 2018 | June 21, 2018 |
| Churchill Direct Lending FundCDLF · Entity 184409 | Trustee | October 13, 2026 | October 13, 2026 |
| Kinsale Capital Group, Inc.KNSL · Entity 3606 | Director | January 01, 2025 | January 03, 2025 |
| NC SLF Inc.NONE · Entity 47220 | Director | June 21, 2021 | July 01, 2021 |
| Nuveen Churchill BDC VNONE · Entity 70662 | Trustee | August 05, 2025 | August 05, 2025 |
| Nuveen Churchill Direct Lending Corp.NCDL · Entity 5313 | Director | March 10, 2026 | March 11, 2026 |
| Nuveen Churchill Private Capital Income FundNONE · Entity 73549 | Trustee | September 29, 2023 | December 22, 2023 |
| Nuveen Churchill Private Credit FundNONE · Entity 88522 | Trustee | July 22, 2024 | July 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BrightSphere Investment Group plc
Report date June 20, 2018 · Filed June 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 11,183 |
Reported balance
After 2018-06-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-06-20 · Grant · Acquired 11,183 · Balance 11,183 F1: Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc. F2: Consists of restricted share units issued under the BrightSphere Investment Group plc Non-Employee Directors' Equity Incentive Plan. F3: The restricted share units vest upon the earlier of June 20, 2019 and the date of the 2019 annual general meeting of BrightSphere Investment Group plc. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc.
F2: Consists of restricted share units issued under the BrightSphere Investment Group plc Non-Employee Directors' Equity Incentive Plan.
F3: The restricted share units vest upon the earlier of June 20, 2019 and the date of the 2019 annual general meeting of BrightSphere Investment Group plc.
Churchill Direct Lending Fund
Report date October 13, 2026 · Filed October 13, 2026
This filing explicitly reported no securities owned.
Kinsale Capital Group, Inc.
Report date January 01, 2025 · Filed January 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 7,702 |
Reported balance
After 2025-01-01 transaction · row 1
1 source rowRow 1 · 2025-01-01 · Grant · Acquired 354 · Balance 7,702 F1: Reflects restricted shares issued pursuant to the terms of the Kinsale Capital Group, Inc. 2016 Omnibus Incentive Plan. The restricted shares have a grant date of January 1, 2025, and will vest on the first anniversary of the grant date. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Spouse | 650 |
Reported balance
Holding disclosure · report date 2025-01-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 650 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted shares issued pursuant to the terms of the Kinsale Capital Group, Inc. 2016 Omnibus Incentive Plan. The restricted shares have a grant date of January 1, 2025, and will vest on the first anniversary of the grant date.
NC SLF Inc.
Report date June 21, 2021 · Filed July 01, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,966 |
Reported balance
After 2021-06-21 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-06-21 · Purchase · Acquired 3,966 · Balance 3,966 F1: This form 4 was filed in error. This transaction occurred under another fund (Nuveen Churchill BDC) and a coresponding form 4 was filed. |
Filing footnotes · ownership attribution and instrument terms
F1: This form 4 was filed in error. This transaction occurred under another fund (Nuveen Churchill BDC) and a coresponding form 4 was filed.
Nuveen Churchill BDC V
Report date August 05, 2025 · Filed August 05, 2025
This filing explicitly reported no securities owned.
Nuveen Churchill Direct Lending Corp.
Report date March 10, 2026 · Filed March 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectJoint Account | 78,193 |
Reported balance
After 2026-03-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-03-10 · Purchase · Acquired 17,857 · Balance 78,193 |
| Common StockSEC Table I · non-derivative | Direct | 3,966 |
Reported balance
Holding disclosure · report date 2026-03-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,966 |
Nuveen Churchill Private Capital Income Fund
Report date September 29, 2023 · Filed December 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class ISEC Table I · non-derivative | Direct | 10,179.153 |
Reported balance
After 2023-09-29 transaction · row 1
1 source rowRow 1 · 2023-09-29 · Purchase · Acquired 10,179.153 · Balance 10,179.153 F1: Transaction reported late |
| Class ISEC Table I · non-derivative | IndirectBy Wife | 10,179.153 |
Reported balance
Holding disclosure · report date 2023-09-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,179.153 F2: The following shares purchased by the insider's spouse are being reported by the insider as having a beneficial ownership. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction reported late
F2: The following shares purchased by the insider's spouse are being reported by the insider as having a beneficial ownership.
Nuveen Churchill Private Credit Fund
Report date July 22, 2024 · Filed July 22, 2024
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2018 Filed Mar 16, 2018 16:46 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | GrantOrdinary shares | 63,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-18-000039 · wf-form4_152123315010113.xml · nonDerivative · entry 1 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,360 F1 · shares: Consists of a one-time grant in connection with Mr. Ritchie's past service as Interim Chief Executive Officer. The ordinary shares are fully vested upon grant. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 19:39 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | SaleOrdinary shares | 322 | $15.09 | $4,859.72 |
DisclosureSEC source: 0001611702-18-000031 · wf-form4_152055596712968.xml · nonDerivative · entry 2 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,360 F1 · kind: The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.09 to $15.34, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| March 07, 2018 Filed Mar 12, 2018 16:19 UTC Amendment | BrightSphere Investment Group plc OMAM · Entity 156504 | SaleOrdinary shares | 322 | $15.09 | $4,859.72 |
DisclosureSEC source: 0001611702-18-000037 · wf-form4a_152088593717799.xml · nonDerivative · entry 2 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,360 F1 · kind: The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.09 to $15.34, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 19:39 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | Exercise / conversionRestricted Share Units · Derivative | 3,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-18-000031 · wf-form4_152055596712968.xml · derivative · entry 3 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,421 Underlying: Ordinary shares · 3,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F4 · derivative.exercise_price: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F5 · shares: Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan. F6 · derivative.exercise_date: On March 6, 2015, the reporting person was granted 11,332 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F6 · derivative.expiration_date: On March 6, 2015, the reporting person was granted 11,332 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 19:39 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | Exercise / conversionOrdinary shares | 3,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-18-000031 · wf-form4_152055596712968.xml · nonDerivative · entry 1 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2018 Filed Mar 12, 2018 16:19 UTC Amendment | BrightSphere Investment Group plc OMAM · Entity 156504 | Exercise / conversionRestricted Share Units · Derivative | 3,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-18-000037 · wf-form4a_152088593717799.xml · derivative · entry 3 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,421 Underlying: Ordinary shares · 3,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F4 · derivative.exercise_price: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F5 · shares: Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan. F6 · derivative.exercise_date: On March 6, 2015, the reporting person was granted 11,332 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F6 · derivative.expiration_date: On March 6, 2015, the reporting person was granted 11,332 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 06, 2018 Filed Mar 12, 2018 16:19 UTC Amendment | BrightSphere Investment Group plc OMAM · Entity 156504 | Exercise / conversionOrdinary shares | 3,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-18-000037 · wf-form4a_152088593717799.xml · nonDerivative · entry 1 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Feb 16, 2018 16:26 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | SaleOrdinary shares | 323 | $15.87 | $5,126.01 |
DisclosureSEC source: 0001611702-18-000015 · wf-form4_151881638102371.xml · nonDerivative · entry 2 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,905 F1 · kind: The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 16:10 UTC Amendment | BrightSphere Investment Group plc OMAM · Entity 156504 | SaleOrdinary shares | 323 | $15.87 | $5,126.01 |
DisclosureSEC source: 0001611702-18-000021 · wf-form4a_151916102295571.xml · nonDerivative · entry 2 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,905 F1 · kind: The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:26 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | Exercise / conversionRestricted Share Units · Derivative | 3,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-18-000015 · wf-form4_151881638102371.xml · derivative · entry 3 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,198 Underlying: Ordinary shares · 3,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F3 · derivative.exercise_price: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F4 · shares: Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan. F5 · derivative.exercise_date: On February 15, 2017, the reporting person was granted 3,856 restricted share units, vesting fully on the first anniversary of the grant date. F5 · derivative.expiration_date: On February 15, 2017, the reporting person was granted 3,856 restricted share units, vesting fully on the first anniversary of the grant date. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:26 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | Exercise / conversionOrdinary shares | 3,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-18-000015 · wf-form4_151881638102371.xml · nonDerivative · entry 1 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:10 UTC Amendment | BrightSphere Investment Group plc OMAM · Entity 156504 | Exercise / conversionRestricted Share Units · Derivative | 3,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-18-000021 · wf-form4a_151916102295571.xml · derivative · entry 3 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,198 Underlying: Ordinary shares · 3,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F3 · derivative.exercise_price: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F4 · shares: Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan. F5 · derivative.exercise_date: On February 15, 2017, the reporting person was granted 3,856 restricted share units, vesting fully on the first anniversary of the grant date. F5 · derivative.expiration_date: On February 15, 2017, the reporting person was granted 3,856 restricted share units, vesting fully on the first anniversary of the grant date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:10 UTC Amendment | BrightSphere Investment Group plc OMAM · Entity 156504 | Exercise / conversionOrdinary shares | 3,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-18-000021 · wf-form4a_151916102295571.xml · nonDerivative · entry 1 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2018 Filed Jan 25, 2018 17:52 UTC | Kinsale Capital Group, Inc. KNSL · Entity 3606 | GrantCommon Stock, par value $0.01 per share | 1,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005458 · doc4.xml · nonDerivative · entry 1 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,356 F1 · shares: Reflects restricted shares issued pursuant to the terms of the Kinsale Capital Group, Inc. 2016 Omnibus Incentive Plan. The restricted shares have a grant date of January 1, 2018, and will vest on the first anniversary of the grant date. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 17:59 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | SaleOrdinary shares | 7,900 | $16.12 | $127,348.00 |
DisclosureSEC source: 0001611702-17-000121 · wf-form4_151337878516712.xml · nonDerivative · entry 1 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,372 Read SEC document |
| May 18, 2017 Filed Jan 18, 2018 17:45 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | GrantRestricted Share Units · Derivative | 12,421 | $14.09 | $175,011.89 |
DisclosureSEC source: 0001611702-18-000004 · wf-form4_151631553551669.xml · derivative · entry 1 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,054 Underlying: Ordinary shares · 12,421 shares Expires not disclosed F1 · security: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F1 · derivative.exercise_price: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F2 · shares: Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan. F3 · derivative.exercise_date: The restricted share units vest following a one-year period, on May 18, 2018. F3 · derivative.expiration_date: The restricted share units vest following a one-year period, on May 18, 2018. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:32 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | SaleOrdinary shares | 362 | $14.92 | $5,402.05 |
DisclosureSEC source: 0001611702-17-000026 · wf-form4_148901594874275.xml · nonDerivative · entry 2 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,272 F1 · kind: The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.9115 to $14.925, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 18:32 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | Exercise / conversionRestricted Share Units · Derivative | 3,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-17-000026 · wf-form4_148901594874275.xml · derivative · entry 3 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,633 Underlying: Ordinary shares · 3,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F4 · derivative.exercise_price: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F5 · shares: Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan. F6 · derivative.exercise_date: On March 6, 2015, the reporting person was granted 11,332 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F6 · derivative.expiration_date: On March 6, 2015, the reporting person was granted 11,332 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 18:32 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | Exercise / conversionOrdinary shares | 3,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-17-000026 · wf-form4_148901594874275.xml · nonDerivative · entry 1 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 17:26 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | GrantRestricted Share Units · Derivative | 3,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-17-000012 · wf-form4_148719757061641.xml · derivative · entry 1 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,410 Underlying: Ordinary shares · 3,856 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F2 · shares: Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan. F3 · derivative.exercise_date: The restricted share units vest following a one-year period, on February 15, 2018. F3 · derivative.expiration_date: The restricted share units vest following a one-year period, on February 15, 2018. Read SEC document |
| February 14, 2017 Filed Feb 14, 2017 17:55 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | SaleOrdinary shares | 502 | $14.93 | $7,493.35 |
DisclosureSEC source: 0001611702-17-000009 · wf-form4_148711288918937.xml · nonDerivative · entry 3 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,857 F2 · kind: The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F3 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.82 to $15.0401, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 17:55 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | SaleOrdinary shares | 834 | $14.98 | $12,491.49 |
DisclosureSEC source: 0001611702-17-000009 · wf-form4_148711288918937.xml · nonDerivative · entry 2 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,359 F2 · kind: The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F3 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.88 to $15.10, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 17:55 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | Exercise / conversionRestricted Share Units · Derivative | 17,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-17-000009 · wf-form4_148711288918937.xml · derivative · entry 4 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,554 Underlying: Ordinary shares · 17,218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F6 · derivative.exercise_price: Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc. F7 · shares: Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan. F8 · derivative.exercise_date: On February 10, 2016, the reporting person was granted 17,218 restricted share units, vesting fully on February 10, 2017. F8 · derivative.expiration_date: On February 10, 2016, the reporting person was granted 17,218 restricted share units, vesting fully on February 10, 2017. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 17:55 UTC | BrightSphere Investment Group plc OMAM · Entity 156504 | Exercise / conversionOrdinary shares | 17,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-17-000009 · wf-form4_148711288918937.xml · nonDerivative · entry 1 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into ordinary shares on a one-for-one basis. Read SEC document |
| August 02, 2016 Filed Sep 9, 2016 19:14 UTC | Kinsale Capital Group, Inc. KNSL · Entity 3606 | PurchaseCommon Stock, par value $0.01 per share | 7,000 | $16.00 | $112,000.00 |
DisclosureSEC source: 0001209191-16-140844 · doc4.xml · nonDerivative · entry 1 RITCHIE JAMES JOSEPH · CIK 0001181389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,245 F1 · price: Represents shares of common stock purchased directly from an underwriter under the directed share program in connection with the Issuer's initial public offering of common stock, which closed on August 2, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.