Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Freshpet, Inc.FRPT · Entity 1637 | Director | March 10, 2026 | March 12, 2026 |
| Simply Good Foods CoSMPL · Entity 4946 | President and CEO | January 19, 2026 | January 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Freshpet, Inc.
Report date March 10, 2026 · Filed March 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,629 |
Reported balance
After 2026-03-10 transaction · row 1
1 source rowRow 1 · 2026-03-10 · Grant · Acquired 1,589 · Balance 5,629 F1: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2024 Equity Incentive Plan and vest on March 15, 2027, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2024 Equity Incentive Plan and vest on March 15, 2027, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.
Simply Good Foods Co
Report date January 19, 2026 · Filed January 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2034-01-19 | Direct | 2,000,000 |
Reported balance
After 2026-01-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-01-19 · Grant · Acquired 2,000,000 · Balance 2,000,000 F1: The stock options vest in three substantially equal annual installments beginning on January 19, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock options vest in three substantially equal annual installments beginning on January 19, 2027.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TreeHouse Foods, Inc.
Report date February 11, 2026 · Filed February 11, 2026
Section 16 reporting ended · disclosed 2026-02-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-02-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-11 · Disposition to issuer · Disposed 14,031 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of November 10, 2025, by and among TreeHouse Foods, Inc. ("TreeHouse"), Industrial F&B Investments II, Inc. ("Parent"), and Industrial F&B Investments III, Inc. ("Merger Sub"), Merger Sub merged with and into TreeHouse, with TreeHouse surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of TreeHouse's common stock, par value $0.01 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive (i) $22.50 in cash, less applicable taxes and withholding and (ii) one contractual contingent value right, which represents the right to receive a portion of the net proceeds, if any, resulting from certain litigation relating to part of TreeHouse's coffee business (clauses (i) and (ii) collectively, the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | Direct | 7,727 |
Reported balance
After 2026-02-11 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-02-11 · Exercise / conversion · Acquired 7,727 · Balance 7,727 F2: Reflects vested restricted stock units ("RSUs") further described in footnote three below. F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of November 10, 2025, by and among TreeHouse Foods, Inc. ("TreeHouse"), Industrial F&B Investments II, Inc. ("Parent"), and Industrial F&B Investments III, Inc. ("Merger Sub"), Merger Sub merged with and into TreeHouse, with TreeHouse surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of TreeHouse's common stock, par value $0.01 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive (i) $22.50 in cash, less applicable taxes and withholding and (ii) one contractual contingent value right, which represents the right to receive a portion of the net proceeds, if any, resulting from certain litigation relating to part of TreeHouse's coffee business (clauses (i) and (ii) collectively, the "Merger Consideration"). F3: Each RSU represents a contingent right to receive one share of common stock of TreeHouse. Pursuant to the Merger Agreement, each RSU that was outstanding as of immediately prior to the Effective Time became fully vested and was automatically canceled and converted into the right to receive the Merger Consideration, less applicable taxes and withholding. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-02-11 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-02-11 · Disposition to issuer · Disposed 7,727 · Balance 0 F2: Reflects vested restricted stock units ("RSUs") further described in footnote three below. F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of November 10, 2025, by and among TreeHouse Foods, Inc. ("TreeHouse"), Industrial F&B Investments II, Inc. ("Parent"), and Industrial F&B Investments III, Inc. ("Merger Sub"), Merger Sub merged with and into TreeHouse, with TreeHouse surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of TreeHouse's common stock, par value $0.01 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive (i) $22.50 in cash, less applicable taxes and withholding and (ii) one contractual contingent value right, which represents the right to receive a portion of the net proceeds, if any, resulting from certain litigation relating to part of TreeHouse's coffee business (clauses (i) and (ii) collectively, the "Merger Consideration"). F3: Each RSU represents a contingent right to receive one share of common stock of TreeHouse. Pursuant to the Merger Agreement, each RSU that was outstanding as of immediately prior to the Effective Time became fully vested and was automatically canceled and converted into the right to receive the Merger Consideration, less applicable taxes and withholding. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-02-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-11 · Exercise / conversion · Disposed 7,727 · Balance 0 F3: Each RSU represents a contingent right to receive one share of common stock of TreeHouse. Pursuant to the Merger Agreement, each RSU that was outstanding as of immediately prior to the Effective Time became fully vested and was automatically canceled and converted into the right to receive the Merger Consideration, less applicable taxes and withholding. F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of November 10, 2025, by and among TreeHouse Foods, Inc. ("TreeHouse"), Industrial F&B Investments II, Inc. ("Parent"), and Industrial F&B Investments III, Inc. ("Merger Sub"), Merger Sub merged with and into TreeHouse, with TreeHouse surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of TreeHouse's common stock, par value $0.01 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive (i) $22.50 in cash, less applicable taxes and withholding and (ii) one contractual contingent value right, which represents the right to receive a portion of the net proceeds, if any, resulting from certain litigation relating to part of TreeHouse's coffee business (clauses (i) and (ii) collectively, the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of November 10, 2025, by and among TreeHouse Foods, Inc. ("TreeHouse"), Industrial F&B Investments II, Inc. ("Parent"), and Industrial F&B Investments III, Inc. ("Merger Sub"), Merger Sub merged with and into TreeHouse, with TreeHouse surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of TreeHouse's common stock, par value $0.01 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive (i) $22.50 in cash, less applicable taxes and withholding and (ii) one contractual contingent value right, which represents the right to receive a portion of the net proceeds, if any, resulting from certain litigation relating to part of TreeHouse's coffee business (clauses (i) and (ii) collectively, the "Merger Consideration").
F2: Reflects vested restricted stock units ("RSUs") further described in footnote three below.
F3: Each RSU represents a contingent right to receive one share of common stock of TreeHouse. Pursuant to the Merger Agreement, each RSU that was outstanding as of immediately prior to the Effective Time became fully vested and was automatically canceled and converted into the right to receive the Merger Consideration, less applicable taxes and withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2021 Filed Dec 30, 2021 16:48 UTC | Simply Good Foods Co SMPL · Entity 4946 | Exercise / conversionCommon Stock | 77,823 | $12.00 | $933,876.00 |
DisclosureSEC source: 0001702744-21-000147 · wf-form4_164090089273945.xml · nonDerivative · entry 1 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares reported were acquired by the Reporting Person from exercising a stock option pursuant to Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on 8/16/2021. Read SEC document |
| November 15, 2021 Filed Nov 15, 2021 19:30 UTC | Simply Good Foods Co SMPL · Entity 4946 | SaleCommon Stock | 12,683 | $39.72 | $503,730.71 |
DisclosureSEC source: 0001702744-21-000145 · wf-form4_163702258666095.xml · nonDerivative · entry 5 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · shares: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.31 to $39.91, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 19:30 UTC | Simply Good Foods Co SMPL · Entity 4946 | SaleCommon Stock | 8,884 | $39.53 | $351,211.17 |
DisclosureSEC source: 0001702744-21-000145 · wf-form4_163702258666095.xml · nonDerivative · entry 4 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 0 F1 · shares: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.11 to $39.76, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 19:30 UTC | Simply Good Foods Co SMPL · Entity 4946 | SaleCommon Stock | 14,844 | $39.54 | $586,954.03 |
DisclosureSEC source: 0001702744-21-000145 · wf-form4_163702258666095.xml · nonDerivative · entry 3 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 12,683 F1 · shares: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.18 to $39.75, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 19:30 UTC | Simply Good Foods Co SMPL · Entity 4946 | SaleCommon Stock | 15,741 | $39.43 | $620,606.24 |
DisclosureSEC source: 0001702744-21-000145 · wf-form4_163702258666095.xml · nonDerivative · entry 2 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 8,884 F1 · shares: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.20 to $39.76, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 19:30 UTC | Simply Good Foods Co SMPL · Entity 4946 | SaleCommon Stock | 15,678 | $39.43 | $618,134.94 |
DisclosureSEC source: 0001702744-21-000145 · wf-form4_163702258666095.xml · nonDerivative · entry 1 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 27,527 F1 · shares: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.20 to $39.76, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 19:46 UTC | Simply Good Foods Co SMPL · Entity 4946 | SaleCommon Stock | 30,116 | $39.85 | $1,200,098.51 |
DisclosureSEC source: 0001702744-21-000140 · wf-form4_163659159035996.xml · nonDerivative · entry 5 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 43,205 F3 · shares: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.62 to $40.29, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 19:46 UTC | Simply Good Foods Co SMPL · Entity 4946 | SaleCommon Stock | 30,378 | $39.85 | $1,210,478.24 |
DisclosureSEC source: 0001702744-21-000140 · wf-form4_163659159035996.xml · nonDerivative · entry 4 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 24,625 F3 · shares: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.60 to $40.29, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 19:46 UTC | Simply Good Foods Co SMPL · Entity 4946 | SaleCommon Stock | 52,300 | $39.75 | $2,078,909.31 |
DisclosureSEC source: 0001702744-21-000140 · wf-form4_163659159035996.xml · nonDerivative · entry 3 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,555 F3 · shares: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.61 to $39.90, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 19:46 UTC | Simply Good Foods Co SMPL · Entity 4946 | GrantOptions to Purchase Common Stock · Derivative | 36,231 | $0.00 Strike: $40.88 | $0.00 |
DisclosureSEC source: 0001702744-21-000140 · wf-form4_163659159035996.xml · derivative · entry 6 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,231 Underlying: Common Stock · 36,231 shares Expires 2031-11-08 F7 · derivative.exercise_date: The stock options vest in three substantially equal annual installments beginning on November 8, 2022, subject to the reporting person's continuous service with the issuer as of each vesting date. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 19:46 UTC | Simply Good Foods Co SMPL · Entity 4946 | Tax withholdingCommon Stock | 23,686 | $40.88 | $968,283.68 |
DisclosureSEC source: 0001702744-21-000140 · wf-form4_163659159035996.xml · nonDerivative · entry 2 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,855 F2 · kind: Represents shares withheld by the Issuer to cover the tax withholding obligations upon the vesting of previously issued performance stock units and restricted stock units. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 19:46 UTC | Simply Good Foods Co SMPL · Entity 4946 | GrantCommon Stock | 13,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001702744-21-000140 · wf-form4_163659159035996.xml · nonDerivative · entry 1 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,541 F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three substantially equal annual installments beginning on November 8, 2022, subject to the reporting person's continuous service with the issuer as of each vesting date. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 17:49 UTC | Simply Good Foods Co SMPL · Entity 4946 | SaleCommon Stock | 95,558 | $36.87 | $3,523,519.69 |
DisclosureSEC source: 0001702744-21-000116 · wf-form4_163519855472849.xml · nonDerivative · entry 1 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 55,003 F1 · kind: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.50 to $37.33, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 12, 2021 Filed Oct 12, 2021 18:20 UTC | Simply Good Foods Co SMPL · Entity 4946 | SaleCommon Stock | 39,166 | $35.47 | $1,389,077.02 |
DisclosureSEC source: 0001702744-21-000106 · wf-form4_163407721817796.xml · nonDerivative · entry 4 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 73,321 F1 · kind: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.19 to $35.75, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 18:20 UTC | Simply Good Foods Co SMPL · Entity 4946 | SaleCommon Stock | 16,424 | $35.52 | $583,336.14 |
DisclosureSEC source: 0001702744-21-000106 · wf-form4_163407721817796.xml · nonDerivative · entry 3 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 112,487 F1 · kind: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.41 to $35.71, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 18:20 UTC | Simply Good Foods Co SMPL · Entity 4946 | SaleCommon Stock | 17,731 | $35.66 | $632,271.50 |
DisclosureSEC source: 0001702744-21-000106 · wf-form4_163407721817796.xml · nonDerivative · entry 2 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 128,911 F1 · kind: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.43 to $36.16, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 07, 2021 Filed Oct 12, 2021 18:20 UTC | Simply Good Foods Co SMPL · Entity 4946 | SaleCommon Stock | 14,448 | $36.61 | $528,908.05 |
DisclosureSEC source: 0001702744-21-000106 · wf-form4_163407721817796.xml · nonDerivative · entry 1 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 150,561 F1 · kind: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.50 to $36.86, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 17, 2021 Filed Sep 17, 2021 19:19 UTC | Simply Good Foods Co SMPL · Entity 4946 | SaleCommon Stock | 13,743 | $34.60 | $475,473.44 |
DisclosureSEC source: 0001702744-21-000104 · wf-form4_163192075323822.xml · nonDerivative · entry 3 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 146,642 F1 · kind: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.50 to $35.21, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 16, 2021 Filed Sep 17, 2021 19:19 UTC | Simply Good Foods Co SMPL · Entity 4946 | SaleCommon Stock | 14,595 | $34.89 | $509,200.58 |
DisclosureSEC source: 0001702744-21-000104 · wf-form4_163192075323822.xml · nonDerivative · entry 2 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 160,385 F1 · kind: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.50 to $35.16, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 19:19 UTC | Simply Good Foods Co SMPL · Entity 4946 | SaleCommon Stock | 44,984 | $34.77 | $1,564,264.62 |
DisclosureSEC source: 0001702744-21-000104 · wf-form4_163192075323822.xml · nonDerivative · entry 1 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 174,980 F1 · kind: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.50 to $35.07, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 16:49 UTC | Simply Good Foods Co SMPL · Entity 4946 | GrantOptions to Purchase Common Stock · Derivative | 200,000 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0001702744-21-000079 · wf-form4_162923337328416.xml · derivative · entry 1 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2031-08-13 F1 · derivative.exercise_date: The stock options will vest 100% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the issuer, except as set forth in the continued vesting treatment provisions in the Reporting Person's employment agreement as amended by the second amendment to that agreement dated August 13, 2021. Read SEC document |
| November 08, 2020 Filed Nov 10, 2020 19:03 UTC | Simply Good Foods Co SMPL · Entity 4946 | GrantOptions to Purchase Common Stock · Derivative | 81,967 | $0.00 Strike: $20.28 | $0.00 |
DisclosureSEC source: 0001702744-20-000121 · wf-form4_160505301750070.xml · derivative · entry 3 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,967 Underlying: Common Stock · 81,967 shares Expires 2030-11-08 F3 · derivative.exercise_date: The stock options vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date. Read SEC document |
| November 08, 2020 Filed Nov 10, 2020 19:03 UTC | Simply Good Foods Co SMPL · Entity 4946 | Tax withholdingCommon Stock | 2,094 | $20.28 | $42,466.32 |
DisclosureSEC source: 0001702744-20-000121 · wf-form4_160505301750070.xml · nonDerivative · entry 2 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,997 F2 · kind: Represents shares withheld by the Issuer to cover the tax withholding obligations upon the vesting of RSUs. Read SEC document |
| November 08, 2020 Filed Nov 10, 2020 19:03 UTC | Simply Good Foods Co SMPL · Entity 4946 | GrantCommon Stock | 29,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001702744-20-000121 · wf-form4_160505301750070.xml · nonDerivative · entry 1 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,903 F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date. Read SEC document |
| November 08, 2020 Filed Dec 9, 2020 18:49 UTC Amendment | Simply Good Foods Co SMPL · Entity 4946 | GrantOptions to Purchase Common Stock · Derivative | 81,967 | $0.00 Strike: $20.28 | $0.00 |
DisclosureSEC source: 0001702744-20-000132 · wf-form4a_160755776747147.xml · derivative · entry 4 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,967 Underlying: Common Stock · 81,967 shares Expires 2030-11-08 F5 · derivative.exercise_date: The stock options vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date. Read SEC document |
| November 08, 2020 Filed Dec 9, 2020 18:49 UTC Amendment | Simply Good Foods Co SMPL · Entity 4946 | Tax withholdingCommon Stock | 2,094 | $20.28 | $42,466.32 |
DisclosureSEC source: 0001702744-20-000132 · wf-form4a_160755776747147.xml · nonDerivative · entry 2 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,809 F2 · kind: Represents shares withheld by the Issuer to cover the tax withholding obligations upon the vesting of RSUs. F3 · balance_after: Effective February 14, 2020, the reporting person transferred his ownership of 384,973 shares of the issuer's common stock from direct ownership to indirect ownership by a grantor retained annuity trust (GRAT) of which the reporting person is the sole beneficiary and the sole trustee. This ownership was inadvertently not included on the original Form 4 filed on November 10, 2020. F4 · balance_after: This amendment is also being filed to correct an inadvertent error in the amount of securities beneficially owned following this reported transaction. Read SEC document |
| November 08, 2020 Filed Dec 9, 2020 18:49 UTC Amendment | Simply Good Foods Co SMPL · Entity 4946 | GrantCommon Stock | 29,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001702744-20-000132 · wf-form4a_160755776747147.xml · nonDerivative · entry 1 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,903 F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 16:10 UTC | Simply Good Foods Co SMPL · Entity 4946 | PurchaseCommon Stock | 16,330 | $24.42 | $398,778.60 |
DisclosureSEC source: 0001628280-19-014099 · wf-form4_157367939142606.xml · nonDerivative · entry 1 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,683 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $24.27 to $24.50, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 16:06 UTC | Simply Good Foods Co SMPL · Entity 4946 | GrantOptions to Purchase Common Stock · Derivative | 66,925 | $0.00 Strike: $24.15 | $0.00 |
DisclosureSEC source: 0001628280-19-014090 · wf-form4_157367915375860.xml · derivative · entry 2 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,925 Underlying: Common Stock · 66,925 shares Expires 2029-11-08 F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date. Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 16:06 UTC | Simply Good Foods Co SMPL · Entity 4946 | GrantCommon Stock | 21,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014090 · wf-form4_157367915375860.xml · nonDerivative · entry 1 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,353 F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock.The RSUs vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 18:09 UTC | Simply Good Foods Co SMPL · Entity 4946 | GrantOptions to Purchase Common Stock · Derivative | 105,418 | $0.00 Strike: $19.89 | $0.00 |
DisclosureSEC source: 0001628280-18-014165 · wf-form4_154180493429638.xml · derivative · entry 2 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,418 Underlying: Common Stock · 105,418 shares Expires 2028-11-08 F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2019, subject to the reporting person's continuous service with the issuer as of each vesting date. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 18:09 UTC | Simply Good Foods Co SMPL · Entity 4946 | GrantCommon Stock | 59,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014165 · wf-form4_154180493429638.xml · nonDerivative · entry 1 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,670 F1 · shares: Represents performance-based restricted stock units ("PSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each PSU represents the contingent right to receive one share of the issuer's common stock. The PSUs vest at the end of a three-year period as follows, subject to the reporting person's continuous service with the issuer as of the vesting date: (i) 50% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, equals or exceeds 100%, but less than 115%, of the closing price of the issuer's common stock on the grant date, and (ii) 100% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, meets or exceeds 115% of the closing price of the issuer's common stock on the grant date. Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 17:04 UTC | Simply Good Foods Co SMPL · Entity 4946 | GrantOptions to Purchase Common Stock · Derivative | 1,200,000 | Not disclosed Strike: $12.00 | Not disclosed |
DisclosureSEC source: 0001213900-17-007709 · f4071417scalzo_simply.xml · derivative · entry 1 SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,000 Underlying: Common Stock · 1,200,000 shares Expires not disclosed F1 · security: Represents options to purchase common stock of the Issuer on a one to one basis awarded pursuant to the Issuer's 2017 Long Term Incentive Plan. F1 · price: Represents options to purchase common stock of the Issuer on a one to one basis awarded pursuant to the Issuer's 2017 Long Term Incentive Plan. F2 · derivative.exercise_date: Options vest and become exercisable in three equal installments on July 14, 2018, July 14, 2019 and July 14, 2020, subject to the recipient's continued service with the Company from the date of grant on July 14, 2017. The options expire on the ten-year anniversary of the award. F2 · derivative.expiration_date: Options vest and become exercisable in three equal installments on July 14, 2018, July 14, 2019 and July 14, 2020, subject to the recipient's continued service with the Company from the date of grant on July 14, 2017. The options expire on the ten-year anniversary of the award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.