Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Oportun Financial CorpOPRT · Entity 5862 | Chief Credit Officer | March 10, 2026 | March 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Oportun Financial Corp
Report date March 10, 2026 · Filed March 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 514,665 |
Ending reported balance
After 2026-03-10 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-03-10 · Sale · Disposed 12,099 · Balance 481,818 F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2026-03-10 · Sale · Disposed 8,666 · Balance 473,152 F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2026-03-10 · Sale · Disposed 14,172 · Balance 458,980 F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 4 · 2026-03-10 · Sale · Disposed 19,362 · Balance 439,618 F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 5 · 2026-03-10 · Grant · Acquired 75,047 · Balance 514,665 F2: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2026, subject to the continued service of the Reporting Person on each vesting date. F3: Each RSU represents the right to receive, at settlement, one share of common stock. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-03-10 | Direct | 37,524 |
Reported balance
After 2026-03-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-03-10 · Grant · Acquired 37,524 · Balance 37,524 F4: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 125% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029. F5: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2026, subject to the continued service of the Reporting Person on each vesting date.
F3: Each RSU represents the right to receive, at settlement, one share of common stock.
F4: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 125% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029.
F5: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2020 Filed May 21, 2020 01:33 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 2,858 | $7.42 | $21,204.65 |
DisclosureSEC source: 0001786250-20-000008 · wf-form4_159002479481480.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,864 F1 · shares: As reported on the March 4, 2020 Form 4, shares from the March 3, 2020 release were delivered to the Reporting Person on May 19, 2020. This amount has been adjusted for the sale of shares to cover applicable taxes. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $7.39 to $7.465 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:31 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 12,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001786250-20-000006 · wf-form4_158526909206251.xml · derivative · entry 6 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,739 Underlying: Common Stock · 12,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from August 30,2018 with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares will only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. F3 · derivative.expiration_date: The restricted stock units vest over four years from August 30,2018 with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares will only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:31 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 14,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001786250-20-000006 · wf-form4_158526909206251.xml · derivative · entry 5 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,409 Underlying: Common Stock · 14,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares will only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. F2 · derivative.expiration_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares will only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:31 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 4,350 | $11.50 | $50,025.00 |
DisclosureSEC source: 0001786250-20-000006 · wf-form4_158526909206251.xml · nonDerivative · entry 4 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,722 Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:31 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 12,579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001786250-20-000006 · wf-form4_158526909206251.xml · nonDerivative · entry 3 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:31 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 5,112 | $11.50 | $58,788.00 |
DisclosureSEC source: 0001786250-20-000006 · wf-form4_158526909206251.xml · nonDerivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,493 Read SEC document |
| March 24, 2020 Filed Mar 27, 2020 00:31 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 14,772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001786250-20-000006 · wf-form4_158526909206251.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 21:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantStock Option (Right to Buy) · Derivative | 82,871 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001786250-20-000004 · wf-form4_158404724589000.xml · derivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,871 Underlying: Common Stock · 82,871 shares Expires 2030-03-09 F3 · derivative.exercise_date: 1/4 of the option shares shall vest on March 10, 2021 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 21:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantRestricted Stock Units · Derivative | 39,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001786250-20-000004 · wf-form4_158404724589000.xml · derivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,474 Underlying: Common Stock · 39,474 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F2 · derivative.expiration_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 22:55 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 8,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001786250-20-000002 · wf-form4_158336249133049.xml · derivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,773 Underlying: Common Stock · 8,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. F1 · shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date. F3 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. Twenty-five percent (25%) of the RSUs vested on March 3, 2020 and the balance vests annually over three (3) years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. Twenty-five percent (25%) of the RSUs vested on March 3, 2020 and the balance vests annually over three (3) years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F1 · derivative.underlying_shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 22:55 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 8,924 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001786250-20-000002 · wf-form4_158336249133049.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date. F2 · price: Each RSU represents the right to receive, at settlement, one share of common stock. F1 · balance_after: Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.