Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Oportun Financial CorpOPRT · Entity 5862 | Chief Credit Officer | March 10, 2026 | March 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Oportun Financial Corp
Report date March 10, 2026 · Filed March 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 514,665 |
Ending reported balance
After 2026-03-10 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-03-10 · Sale · Disposed 12,099 · Balance 481,818 F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2026-03-10 · Sale · Disposed 8,666 · Balance 473,152 F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2026-03-10 · Sale · Disposed 14,172 · Balance 458,980 F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 4 · 2026-03-10 · Sale · Disposed 19,362 · Balance 439,618 F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 5 · 2026-03-10 · Grant · Acquired 75,047 · Balance 514,665 F2: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2026, subject to the continued service of the Reporting Person on each vesting date. F3: Each RSU represents the right to receive, at settlement, one share of common stock. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-03-10 | Direct | 37,524 |
Reported balance
After 2026-03-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-03-10 · Grant · Acquired 37,524 · Balance 37,524 F4: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 125% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029. F5: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2026, subject to the continued service of the Reporting Person on each vesting date.
F3: Each RSU represents the right to receive, at settlement, one share of common stock.
F4: Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2026 through 2028. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 125% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2029.
F5: Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2022 Filed Mar 29, 2022 21:27 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantStock Option (Right to Buy) · Derivative | 47,807 | $13.39 Strike: $13.39 | $640,135.73 |
DisclosureSEC source: 0001538716-22-000072 · wf-form4_164858922849890.xml · derivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,807 Underlying: Common Stock · 47,807 shares Expires 2032-03-24 F3 · derivative.exercise_date: The stock options vest over four years from March 10, 2022 with 1/4 of the options vesting on March 10, 2023 and 1/36 of the remaining option shares vesting monthly over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:27 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 84,842 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000072 · wf-form4_164858922849890.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,132 F1 · shares: 1/4 of the restricted stock units will vest on March 10, 2023 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 22:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,617 | $1.87 Strike: $1.87 | $16,113.79 |
DisclosureSEC source: 0001538716-22-000046 · wf-form4_164729569304734.xml · derivative · entry 6 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,761 Underlying: Common Stock · 8,617 shares Expires 2022-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 22:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 8,617 | $1.87 | $16,113.79 |
DisclosureSEC source: 0001538716-22-000046 · wf-form4_164729569304734.xml · nonDerivative · entry 4 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 9,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000046 · wf-form4_164729569304734.xml · derivative · entry 5 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,737 Underlying: Common Stock · 9,869 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F3 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 1,350 | $13.26 | $17,901.00 |
DisclosureSEC source: 0001538716-22-000046 · wf-form4_164729569304734.xml · nonDerivative · entry 3 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,673 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 3,105 | $13.26 | $41,172.30 |
DisclosureSEC source: 0001538716-22-000046 · wf-form4_164729569304734.xml · nonDerivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,023 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 9,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000046 · wf-form4_164729569304734.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:36 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 8,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000030 · wf-form4_164669255302550.xml · derivative · entry 3 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,925 Underlying: Common Stock · 8,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. F4 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:36 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 3,061 | $15.71 | $48,088.31 |
DisclosureSEC source: 0001538716-22-000030 · wf-form4_164669255302550.xml · nonDerivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,259 F3 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:36 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 8,924 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000030 · wf-form4_164669255302550.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F2 · balance_after: The number of shares beneficially owned has been adjusted pursuant to an internal review of the Reporting Person's holdings. Read SEC document |
| September 24, 2021 Filed Sep 27, 2021 21:04 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 3,805 | $25.00 | $95,125.00 |
DisclosureSEC source: 0001538716-21-000209 · wf-form4_163277662938418.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,258 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/15/2020. F2 · price: All shares were sold at the same price. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:46 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 5,879 | $24.15 | $141,977.85 |
DisclosureSEC source: 0001538716-21-000193 · wf-form4_163165594067172.xml · nonDerivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,063 F3 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:46 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 2,000 | $24.63 | $49,260.00 |
DisclosureSEC source: 0001538716-21-000193 · wf-form4_163165594067172.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,942 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/15/2020. F2 · price: All shares were sold at the same price. Read SEC document |
| August 31, 2021 Filed Aug 31, 2021 22:04 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 2,000 | $24.80 | $49,600.00 |
DisclosureSEC source: 0001538716-21-000167 · wf-form4_163044744778805.xml · nonDerivative · entry 3 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,942 F3 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/15/2020. F4 · price: All shares were sold at the same price. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 22:04 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 12,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000167 · wf-form4_163044744778805.xml · derivative · entry 4 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,580 Underlying: Common Stock · 12,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F5 · derivative.exercise_date: The restricted stock units vest over four years from August 30, 2018 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F5 · derivative.expiration_date: The restricted stock units vest over four years from August 30, 2018 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 22:04 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 4,176 | $24.86 | $103,815.36 |
DisclosureSEC source: 0001538716-21-000167 · wf-form4_163044744778805.xml · nonDerivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,942 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 22:04 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 12,579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000167 · wf-form4_163044744778805.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 21:09 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 5,000 | $22.00 | $110,000.00 |
DisclosureSEC source: 0001538716-21-000156 · wf-form4_162828416930917.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,539 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/15/2020. F2 · price: All shares were sold at the same price. Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 22:01 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,500 | $0.00 Strike: $1.87 | $0.00 |
DisclosureSEC source: 0001786250-21-000002 · wf-form4_162733681340490.xml · derivative · entry 4 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,378 Underlying: Common Stock · 3,500 shares Expires 2022-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested. Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 22:01 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,638 | $0.00 Strike: $1.32 | $0.00 |
DisclosureSEC source: 0001786250-21-000002 · wf-form4_162733681340490.xml · derivative · entry 3 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,638 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested. Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 22:01 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 3,500 | $1.87 | $6,545.00 |
DisclosureSEC source: 0001786250-21-000002 · wf-form4_162733681340490.xml · nonDerivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 22:01 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 8,638 | $1.32 | $11,402.16 |
DisclosureSEC source: 0001786250-21-000002 · wf-form4_162733681340490.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 25, 2021 Filed Mar 25, 2021 23:44 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 2,500 | $19.75 | $49,375.00 |
DisclosureSEC source: 0001538716-21-000069 · wf-form4_161671584243597.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,539 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/13/2020. F2 · price: All shares were sold at the same price of $19.75. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantStock Option (Right to Buy) · Derivative | 30,916 | $21.26 Strike: $21.26 | $657,274.16 |
DisclosureSEC source: 0001538716-21-000061 · wf-form4_161559418699705.xml · derivative · entry 5 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,916 Underlying: Common Stock · 30,916 shares Expires 2031-03-09 F5 · derivative.exercise_date: 1/4 of the option shall vest on March 10, 2022 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 9,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000061 · wf-form4_161559418699705.xml · derivative · entry 4 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,606 Underlying: Common Stock · 9,868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F4 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 17,639 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000061 · wf-form4_161559418699705.xml · nonDerivative · entry 3 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,039 F3 · shares: 1/4 of the restricted stock units shall vest on March 10, 2022 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 3,189 | $21.26 | $67,798.14 |
DisclosureSEC source: 0001538716-21-000061 · wf-form4_161559418699705.xml · nonDerivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,400 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:10 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 9,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000061 · wf-form4_161559418699705.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 23:03 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 8,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000047 · wf-form4_161498538729806.xml · derivative · entry 3 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,849 Underlying: Common Stock · 8,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 23:03 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 3,120 | $18.29 | $57,064.80 |
DisclosureSEC source: 0001538716-21-000047 · wf-form4_161498538729806.xml · nonDerivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,721 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 23:03 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 8,924 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000047 · wf-form4_161498538729806.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 22:13 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $1.32 Strike: $1.32 | $13,200.00 |
DisclosureSEC source: 0001538716-20-000199 · wf-form4_160867519227906.xml · derivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,638 Underlying: Common Stock · 10,000 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 22:13 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 10,000 | $1.32 | $13,200.00 |
DisclosureSEC source: 0001538716-20-000199 · wf-form4_160867519227906.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:56 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000191 · wf-form4_160694619224075.xml · derivative · entry 3 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest over four years from November 30, 2016 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest over four years from November 30, 2016 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:56 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 390 | $16.91 | $6,594.90 |
DisclosureSEC source: 0001538716-20-000191 · wf-form4_160694619224075.xml · nonDerivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,917 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:56 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 1,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000191 · wf-form4_160694619224075.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 21:45 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 8,229 | $18.00 | $148,122.00 |
DisclosureSEC source: 0001786250-20-000012 · wf-form4_160634068935775.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,171 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/13/2019. Read SEC document |
| September 10, 2020 Filed Sep 15, 2020 01:49 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 53,957 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000146 · wf-form4_160013455746832.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,400 F1 · shares: The restricted stock units will vest over four years from September 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| September 02, 2020 Filed Sep 2, 2020 23:45 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 3,909 | $12.25 | $47,876.26 |
DisclosureSEC source: 0001538716-20-000130 · wf-form4_159909033148006.xml · nonDerivative · entry 5 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,443 F4 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/13/2019. F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $12.15 to $12.48 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:45 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000130 · wf-form4_159909033148006.xml · derivative · entry 7 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136 Underlying: Common Stock · 1,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F7 · derivative.exercise_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F7 · derivative.expiration_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:45 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 12,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000130 · wf-form4_159909033148006.xml · derivative · entry 6 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,159 Underlying: Common Stock · 12,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F6 · derivative.exercise_date: The restricted stock units vest over four years from August 30, 2018 with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F6 · derivative.expiration_date: The restricted stock units vest over four years from August 30, 2018 with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:45 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 411 | $12.81 | $5,263.72 |
DisclosureSEC source: 0001538716-20-000130 · wf-form4_159909033148006.xml · nonDerivative · entry 4 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,352 F2 · shares: Represents shares of common stock sold to satisfy the Reporting Person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $12.70 to $13.02 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:45 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 1,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000130 · wf-form4_159909033148006.xml · nonDerivative · entry 3 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:45 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 4,516 | $12.09 | $54,585.34 |
DisclosureSEC source: 0001538716-20-000130 · wf-form4_159909033148006.xml · nonDerivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,627 F2 · shares: Represents shares of common stock sold to satisfy the Reporting Person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $12.70 to $13.02 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 23:45 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 12,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000130 · wf-form4_159909033148006.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:27 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 1,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000055 · wf-form4_159114042810749.xml · derivative · entry 3 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,272 Underlying: Common Stock · 1,137 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares will only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. F4 · derivative.expiration_date: The restricted stock units vest over four years from November 30, 2016 with 1/4 of the restricted stock units vesting on the one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. In addition to the Service and Vesting Requirement, the shares will only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:27 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 372 | $10.22 | $3,800.05 |
DisclosureSEC source: 0001538716-20-000055 · wf-form4_159114042810749.xml · nonDerivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,563 F2 · shares: Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $10.15 to $10.23 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:27 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 1,137 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000055 · wf-form4_159114042810749.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| May 26, 2020 Filed May 27, 2020 01:46 UTC | Oportun Financial Corp OPRT · Entity 5862 | SaleCommon Stock | 6,066 | $8.64 | $52,430.86 |
DisclosureSEC source: 0001786250-20-000010 · wf-form4_159054398923337.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,798 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/13/2019. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $8.475 to $8.785 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.