Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INDEPENDENT BANK CORPINDB · Entity 4081 | Director · Chief Executive Officer | March 12, 2026 | March 16, 2026 |
| PEOPLE'S UNITED FINANCIAL, INC.PBCT · Entity 105268 | President | April 01, 2022 | April 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INDEPENDENT BANK CORP
Report date March 12, 2026 · Filed March 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,775.9303 |
Ending reported balance
After 2026-03-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-12 · Grant · Acquired 4,656 · Balance 49,916.9303 F1: Shares issued pursuant to vest of performance stock award granted to the Filer by Independent Bank Corp. Row 2 · 2026-03-12 · Tax withholding · Disposed 2,141 · Balance 47,775.9303 F2: Disposition of shares by the Filer to Independent Bank Corp. to satisfy a tax withholding obligation. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued pursuant to vest of performance stock award granted to the Filer by Independent Bank Corp.
F2: Disposition of shares by the Filer to Independent Bank Corp. to satisfy a tax withholding obligation.
PEOPLE'S UNITED FINANCIAL, INC.
Report date April 01, 2022 · Filed April 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-04-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-04-01 · Disposition to issuer · Disposed 222,788 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F2: Includes 39,742 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F3: Includes 4,015 shares owned indirectly through People's United Financial, Inc. Employee Stock Ownership Plan (including 34 shares acquired through dividend reinvestment). Information is based on 3/31/2022 Plan statement. Row 2 · 2022-04-01 · Grant · Acquired 66,127 · Balance 66,127 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). Row 3 · 2022-04-01 · Disposition to issuer · Disposed 66,127 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). |
| Employee Option To BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.17 · Expires 2027-02-16 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-04-01 · Disposition to issuer · Disposed 74,688 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F6: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.71 · Expires 2028-02-15 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-04-01 · Disposition to issuer · Disposed 71,423 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F7: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $17.63 · Expires 2029-02-21 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-04-01 · Disposition to issuer · Disposed 92,308 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F8: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $16.22 · Expires 2030-02-20 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-04-01 · Disposition to issuer · Disposed 111,145 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F9: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.29 · Expires 2031-02-18 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-04-01 · Disposition to issuer · Disposed 69,783 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F10: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2032-02-17 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-04-01 · Disposition to issuer · Disposed 38,495 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F11: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). |
Filing footnotes · ownership attribution and instrument terms
F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").
F10: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%).
F11: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).
F2: Includes 39,742 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.
F3: Includes 4,015 shares owned indirectly through People's United Financial, Inc. Employee Stock Ownership Plan (including 34 shares acquired through dividend reinvestment). Information is based on 3/31/2022 Plan statement.
F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).
F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.
F6: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%).
F7: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%).
F8: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%).
F9: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2026 Filed Mar 16, 2026 20:14 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 2,141 | $74.00 | $158,439.35 |
DisclosureSEC source: 0001379352-26-000002 · wk-form4_1773692061.xml · nonDerivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,775.9303 F2 · shares: Disposition of shares by the Filer to Independent Bank Corp. to satisfy a tax withholding obligation. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 20:14 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 4,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001379352-26-000002 · wk-form4_1773692061.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,916.9303 F1 · shares: Shares issued pursuant to vest of performance stock award granted to the Filer by Independent Bank Corp. Read SEC document |
| February 22, 2026 Filed Feb 23, 2026 16:48 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 872 | $82.40 | $71,850.62 |
DisclosureSEC source: 0000776901-26-000053 · wk-form4_1771865313.xml · nonDerivative · entry 3 Tengel Jeffrey J · CIK 0001379352 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,260.9303 F2 · shares: Disposition of shares by the Filer to Independent Bank Corp. to satisfy a tax withholding obligation. Read SEC document |
| February 20, 2026 Filed Feb 23, 2026 16:48 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 859 | $82.40 | $70,779.45 |
DisclosureSEC source: 0000776901-26-000053 · wk-form4_1771865313.xml · nonDerivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,132.9303 F2 · shares: Disposition of shares by the Filer to Independent Bank Corp. to satisfy a tax withholding obligation. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 16:48 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 8,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000776901-26-000053 · wk-form4_1771865313.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,991.9303 F1 · shares: Independent Bank Corp. awarded Time Vesting Restricted Stock to the Filer. Read SEC document |
| February 16, 2026 Filed Feb 19, 2026 21:22 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 679 | $82.91 | $56,292.50 |
DisclosureSEC source: 0000776901-26-000028 · wk-form4_1771536125.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,591.9303 F1 · shares: Disposition of shares by the Filer to Independent Bank Corp. to satisfy a tax withholding obligation. Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 21:04 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 664 | $86.11 | $57,177.04 |
DisclosureSEC source: 0000776901-26-000015 · wk-form4_1770757496.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,270.9303 F1 · balance_after: Holdings include 83.0179 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (2/24/2025), which transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. Read SEC document |
| February 22, 2025 Filed Feb 24, 2025 21:15 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 872 | $69.14 | $60,285.72 |
DisclosureSEC source: 0000776901-25-000079 · wk-form4_1740431707.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,851.9124 F1 · shares: Disposition of shares by the Filer to Independent Bank Corp. to satisfy a tax withholding obligation. Read SEC document |
| February 20, 2025 Filed Feb 21, 2025 22:28 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 9,550 | $0.00 | $0.00 |
DisclosureSEC source: 0000776901-25-000065 · wk-form4_1740176901.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,723.9124 F1 · shares: Independent Bank Corp. awarded Time Vesting Restricted Stock to the Filer. Read SEC document |
| February 16, 2025 Filed Feb 19, 2025 21:22 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 679 | $69.09 | $46,913.81 |
DisclosureSEC source: 0000776901-25-000037 · wk-form4_1740000114.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,173.9124 F1 · shares: Disposition of shares by the Filer to Independent Bank Corp. to satisfy a tax withholding obligation. Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 21:41 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 664 | $69.59 | $46,209.42 |
DisclosureSEC source: 0000776901-25-000012 · wk-form4_1739223666.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,852.9124 F1 · balance_after: Holdings include 93.318 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (2/26/2024), which transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:17 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 9,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000776901-24-000061 · wk-form4_1708982241.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,423.5944 F1 · shares: Independent Bank Corp. awarded Time Vesting Restricted Stock to the Filer. Read SEC document |
| February 16, 2024 Filed Feb 20, 2024 21:35 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 679 | $53.37 | $36,238.23 |
DisclosureSEC source: 0000776901-24-000025 · wk-form4_1708464919.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,723.5944 Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:09 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 664 | $54.57 | $36,234.48 |
DisclosureSEC source: 0000776901-24-000012 · wk-form4_1707426550.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,402.5944 F1 · balance_after: Holdings include 18.5944 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (10/31/23), which transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. Read SEC document |
| October 30, 2023 Filed Oct 31, 2023 20:35 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | PurchaseCommon Stock | 2,100 | $48.58 | $102,028.08 |
DisclosureSEC source: 0000776901-23-000222 · wk-form4_1698784503.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,048 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $48.25 through $48.82 per share, inclusive. The Filer undertakes to provide Independent Bank Corp., any security holder of Independent Bank Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 04, 2023 Filed May 8, 2023 20:22 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | PurchaseCommon Stock | 2,069 | $48.42 | $100,171.46 |
DisclosureSEC source: 0000776901-23-000127 · wf-form4_168357735778256.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,948 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $48.149 through $48.467 per share, inclusive. The Filer undertakes to provide Independent Bank Corp., any security holder of Independent Bank Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:35 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 19,859 | $0.00 | $0.00 |
DisclosureSEC source: 0000776901-23-000047 · wf-form4_167666970858576.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,879 F1 · shares: Independent Bank Corp. awarded Time Vesting Restricted Stock to the Filer. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:29 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 38,495 | Not disclosed Strike: $20.93 | Not disclosed |
DisclosureSEC source: 0001562180-22-003115 · primarydocument.xml · derivative · entry 9 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,495 shares Expires 2032-02-17 F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F11 · derivative.exercise_date: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:29 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 69,783 | Not disclosed Strike: $15.29 | Not disclosed |
DisclosureSEC source: 0001562180-22-003115 · primarydocument.xml · derivative · entry 8 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 69,783 shares Expires 2031-02-18 F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F10 · derivative.exercise_date: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:29 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 111,145 | Not disclosed Strike: $16.22 | Not disclosed |
DisclosureSEC source: 0001562180-22-003115 · primarydocument.xml · derivative · entry 7 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 111,145 shares Expires 2030-02-20 F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F9 · derivative.exercise_date: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:29 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 92,308 | Not disclosed Strike: $17.63 | Not disclosed |
DisclosureSEC source: 0001562180-22-003115 · primarydocument.xml · derivative · entry 6 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 92,308 shares Expires 2029-02-21 F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F8 · derivative.exercise_date: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:29 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 71,423 | Not disclosed Strike: $19.71 | Not disclosed |
DisclosureSEC source: 0001562180-22-003115 · primarydocument.xml · derivative · entry 5 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,423 shares Expires 2028-02-15 F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F7 · derivative.exercise_date: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:29 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option To Buy · Derivative | 74,688 | Not disclosed Strike: $19.17 | Not disclosed |
DisclosureSEC source: 0001562180-22-003115 · primarydocument.xml · derivative · entry 4 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,688 shares Expires 2027-02-16 F5 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F5 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F6 · derivative.exercise_date: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:29 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerCommon Stock | 66,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003115 · primarydocument.xml · nonDerivative · entry 3 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4 · kind: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). F4 · shares: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4 · price: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:29 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 66,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003115 · primarydocument.xml · nonDerivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,127 F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4 · kind: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). F4 · shares: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:29 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerCommon Stock | 222,788 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003115 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F2 · kind: Includes 39,742 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F2 · shares: Includes 39,742 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F3 · shares: Includes 4,015 shares owned indirectly through People's United Financial, Inc. Employee Stock Ownership Plan (including 34 shares acquired through dividend reinvestment). Information is based on 3/31/2022 Plan statement. F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F2 · price: Includes 39,742 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 12:08 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 13,827 | $20.08 | $277,611.59 |
DisclosureSEC source: 0001562180-22-002190 · primarydocument.xml · nonDerivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,522 F3 · shares: Represents performance shares granted on February 21, 2019 which vested at 123% of target, less 11,940 shares withheld in payment of taxes due. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F4 · balance_after: Includes 3,749 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 36 shares acquired through dividend reinvestment). Information is based on 12/31/21 Plan statement. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 12:08 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 5,301 | $20.08 | $106,430.83 |
DisclosureSEC source: 0001562180-22-002190 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,695 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 11:40 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 38,495 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0001562180-22-001617 · primarydocument.xml · derivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,495 Underlying: Common Stock · 38,495 shares Expires 2032-02-17 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 11:40 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 27,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001617 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,996 F1 · shares: These are restricted shares that vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). F2 · balance_after: Includes 3,749 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 36 shares acquired through dividend reinvestment). Information is based on 12/31/21 Plan statement. Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 11:25 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 111,854 | $0.00 Strike: $14.57 | $0.00 |
DisclosureSEC source: 0001562180-22-001115 · primarydocument.xml · derivative · entry 6 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 111,854 shares Expires 2026-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/2017 (33 1/3%); 3/1/2018 (33 1/3%); and 3/1/2019 (33 1/3%). Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 11:25 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 190,780 | $0.00 Strike: $14.85 | $0.00 |
DisclosureSEC source: 0001562180-22-001115 · primarydocument.xml · derivative · entry 5 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 190,780 shares Expires 2025-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable in annual increments on 3/1/2016 (33 1/3%); 3/1/2017 (33 1/3%); and 3/1/2018 (33 1/3%). Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 11:25 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 111,854 | $19.78 | $2,212,472.12 |
DisclosureSEC source: 0001562180-22-001115 · primarydocument.xml · nonDerivative · entry 4 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,377 F1 · balance_after: Includes 3,749 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 36 shares acquired through dividend reinvestment). Information is based on 12/31/2021 Plan statement. Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 11:25 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 111,854 | $14.57 | $1,629,153.51 |
DisclosureSEC source: 0001562180-22-001115 · primarydocument.xml · nonDerivative · entry 3 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 11:25 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 190,780 | $19.78 | $3,773,781.02 |
DisclosureSEC source: 0001562180-22-001115 · primarydocument.xml · nonDerivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,377 Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 11:25 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 190,780 | $14.85 | $2,833,083.00 |
DisclosureSEC source: 0001562180-22-001115 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 10:35 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 61,075 | $0.00 Strike: $12.65 | $0.00 |
DisclosureSEC source: 0001562180-21-003009 · primarydocument.xml · derivative · entry 3 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,075 shares Expires 2022-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable in annual increments on 3/1/2014 (50%); 3/1/2015 (25%); and 3/1/2016 (25%). Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 10:35 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 61,075 | $18.20 | $1,111,583.32 |
DisclosureSEC source: 0001562180-21-003009 · primarydocument.xml · nonDerivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,266 F1 · balance_after: Includes 3,638 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 45 shares acquired through dividend reinvestment). Information is based on 3/31/2021 Plan statement. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 10:35 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 61,075 | $12.65 | $772,598.75 |
DisclosureSEC source: 0001562180-21-003009 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 14:50 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 13,213 | $18.24 | $241,038.15 |
DisclosureSEC source: 0001562180-21-001870 · primarydocument.xml · nonDerivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,005 F3 · shares: Represents performance shares granted on February 15, 2018 which vested at 120% of target, less 6,189 shares withheld in payment of taxes due. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F4 · balance_after: Includes 3,377 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 45 shares acquired through dividend reinvestment). Information is based on 12/31/20 Plan statement Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 14:50 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 3,122 | $18.24 | $56,953.09 |
DisclosureSEC source: 0001562180-21-001870 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,792 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:58 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 69,783 | $0.00 Strike: $15.29 | $0.00 |
DisclosureSEC source: 0001562180-21-001316 · primarydocument.xml · derivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,783 Underlying: Common Stock · 69,783 shares Expires 2031-02-18 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:58 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 12,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001316 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,914 F1 · shares: These are restricted shares that vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). F2 · balance_after: Includes 3,377 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 45 shares acquired through dividend reinvestment). Information is based on 12/31/20 Plan statement. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 14:54 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 12,482 | $13.99 | $174,623.18 |
DisclosureSEC source: 0001562180-20-001979 · primarydocument.xml · nonDerivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,975 F3 · shares: Represents performance shares granted on February 16, 2017 which vested at 119% of target, less 5,883 shares withheld in payment of taxes due. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F4 · balance_after: Includes 2,952 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 31 shares acquired through dividend reinvestment). Information is based on 12/31/19 Plan statement. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 14:54 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 2,744 | $13.99 | $38,388.56 |
DisclosureSEC source: 0001562180-20-001979 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,493 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 16:13 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 111,145 | $0.00 Strike: $16.22 | $0.00 |
DisclosureSEC source: 0001562180-20-001461 · primarydocument.xml · derivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,145 Underlying: Common Stock · 111,145 shares Expires 2030-02-20 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 16:13 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 11,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001461 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,237 F1 · shares: These are restricted shares that vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). F2 · balance_after: Includes 2,952 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 31 shares acquired through dividend reinvestment). Information is based on 12/31/19 Plan statement. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 09:45 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 45,512 | $0.00 Strike: $13.42 | $0.00 |
DisclosureSEC source: 0001562180-19-005560 · primarydocument.xml · derivative · entry 9 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,512 shares Expires 2021-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Exercisable in annual increments on 03/01/2013 (50%); 03/01/2014 (25%); and 03/01/2015 (25%). Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 09:45 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 13,165 | $0.00 Strike: $13.42 | $0.00 |
DisclosureSEC source: 0001562180-19-005560 · primarydocument.xml · derivative · entry 8 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,165 shares Expires 2021-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Exercisable in annual increments on 03/01/2013 (50%); 03/01/2014 (25%); and 03/01/2015 (25%). Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 09:45 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 19,287 | $0.00 Strike: $15.56 | $0.00 |
DisclosureSEC source: 0001562180-19-005560 · primarydocument.xml · derivative · entry 7 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,287 shares Expires 2020-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 03/08/2012 (50%); 03/08/2013 (25%); and 03/01/2014 (25%). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.