Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INDEPENDENT BANK CORPINDB · Entity 4081 | Director · Chief Executive Officer | March 12, 2026 | March 16, 2026 |
| PEOPLE'S UNITED FINANCIAL, INC.PBCT · Entity 105268 | President | April 01, 2022 | April 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INDEPENDENT BANK CORP
Report date March 12, 2026 · Filed March 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,775.9303 |
Ending reported balance
After 2026-03-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-12 · Grant · Acquired 4,656 · Balance 49,916.9303 F1: Shares issued pursuant to vest of performance stock award granted to the Filer by Independent Bank Corp. Row 2 · 2026-03-12 · Tax withholding · Disposed 2,141 · Balance 47,775.9303 F2: Disposition of shares by the Filer to Independent Bank Corp. to satisfy a tax withholding obligation. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued pursuant to vest of performance stock award granted to the Filer by Independent Bank Corp.
F2: Disposition of shares by the Filer to Independent Bank Corp. to satisfy a tax withholding obligation.
PEOPLE'S UNITED FINANCIAL, INC.
Report date April 01, 2022 · Filed April 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-04-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-04-01 · Disposition to issuer · Disposed 222,788 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F2: Includes 39,742 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F3: Includes 4,015 shares owned indirectly through People's United Financial, Inc. Employee Stock Ownership Plan (including 34 shares acquired through dividend reinvestment). Information is based on 3/31/2022 Plan statement. Row 2 · 2022-04-01 · Grant · Acquired 66,127 · Balance 66,127 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). Row 3 · 2022-04-01 · Disposition to issuer · Disposed 66,127 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). |
| Employee Option To BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.17 · Expires 2027-02-16 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-04-01 · Disposition to issuer · Disposed 74,688 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F6: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.71 · Expires 2028-02-15 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-04-01 · Disposition to issuer · Disposed 71,423 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F7: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $17.63 · Expires 2029-02-21 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-04-01 · Disposition to issuer · Disposed 92,308 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F8: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $16.22 · Expires 2030-02-20 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-04-01 · Disposition to issuer · Disposed 111,145 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F9: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.29 · Expires 2031-02-18 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-04-01 · Disposition to issuer · Disposed 69,783 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F10: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2032-02-17 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-04-01 · Disposition to issuer · Disposed 38,495 · Balance 0 F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F11: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). |
Filing footnotes · ownership attribution and instrument terms
F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").
F10: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%).
F11: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).
F2: Includes 39,742 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.
F3: Includes 4,015 shares owned indirectly through People's United Financial, Inc. Employee Stock Ownership Plan (including 34 shares acquired through dividend reinvestment). Information is based on 3/31/2022 Plan statement.
F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).
F5: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.
F6: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%).
F7: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%).
F8: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%).
F9: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2019 Filed Nov 19, 2019 09:45 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 12,725 | $0.00 Strike: $15.56 | $0.00 |
DisclosureSEC source: 0001562180-19-005560 · primarydocument.xml · derivative · entry 6 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,725 shares Expires 2020-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 03/08/2012 (50%); 03/08/2013 (25%); and 03/01/2014 (25%). Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 09:45 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 90,689 | $16.30 | $1,478,230.70 |
DisclosureSEC source: 0001562180-19-005560 · primarydocument.xml · nonDerivative · entry 5 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,867 F1 · price: This transaction was executed in multiple trades at prices ranging from $16.29 to $16.371. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 2,920 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 35 shares acquired through dividend reinvestment). Information is based on 9/30/2019 Plan statement. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 09:45 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 45,512 | $13.42 | $610,543.48 |
DisclosureSEC source: 0001562180-19-005560 · primarydocument.xml · nonDerivative · entry 4 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 09:45 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 13,165 | $13.42 | $176,608.48 |
DisclosureSEC source: 0001562180-19-005560 · primarydocument.xml · nonDerivative · entry 3 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 09:45 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 19,287 | $15.56 | $300,105.72 |
DisclosureSEC source: 0001562180-19-005560 · primarydocument.xml · nonDerivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 09:45 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 12,725 | $15.56 | $198,001.00 |
DisclosureSEC source: 0001562180-19-005560 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 11:03 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 13,692 | $17.82 | $243,922.98 |
DisclosureSEC source: 0001562180-19-001625 · primarydocument.xml · nonDerivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,514 F3 · shares: Represents performance shares granted on February 18, 2016 which vested at 100% of target, less 6,249 shares withheld in payment of taxes due. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F4 · balance_after: Includes 2,567 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 28 shares acquired through dividend reinvestment). Information is based on 12/31/18 Plan statement. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 11:03 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 2,888 | $17.82 | $51,449.72 |
DisclosureSEC source: 0001562180-19-001625 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,822 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 11:54 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 92,308 | $0.00 Strike: $17.63 | $0.00 |
DisclosureSEC source: 0001562180-19-001293 · primarydocument.xml · derivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,308 Underlying: Common Stock · 92,308 shares Expires 2029-02-21 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 11:54 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 10,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001293 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,710 F1 · shares: These are restricted shares that vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). F2 · balance_after: Includes 2,567 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 28 shares acquired through dividend reinvestment). Information is based on 12/31/18 Plan statement. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 17:34 UTC Amendment | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 92,308 | $0.00 Strike: $17.63 | $0.00 |
DisclosureSEC source: 0001562180-19-001425 · primarydocument.xml · derivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,616 Underlying: Common Stock · 92,308 shares Expires 2029-02-21 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 17:34 UTC Amendment | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 10,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001425 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,710 F1 · shares: These are restricted shares that vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). F2 · balance_after: Includes 2,567 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 28 shares acquired through dividend reinvestment). Information is based on 12/31/18 Plan statement. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 15:53 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 3,901 | $19.17 | $74,762.67 |
DisclosureSEC source: 0001562180-18-001373 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,140 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F3 · balance_after: Includes 2,471 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 20 shares acquired through dividend reinvestment). Information is based on 12/31/17 Plan statements. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 15:13 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 71,423 | $0.00 Strike: $19.71 | $0.00 |
DisclosureSEC source: 0001562180-18-001034 · primarydocument.xml · derivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,423 Underlying: Common Stock · 71,423 shares Expires 2028-02-15 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 15:13 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 8,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001034 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,041 F1 · shares: These are restricted shares that vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). F2 · balance_after: Includes 2,471 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 20 shares acquired through dividend reinvestment). Information is based on 12/31/17 Plan statements. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 11:59 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 173,685 | $0.00 Strike: $13.90 | $0.00 |
DisclosureSEC source: 0001562180-17-003737 · primarydocument.xml · derivative · entry 3 Tengel Jeffrey J · CIK 0001379352 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 173,685 shares Expires 2024-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 03/01/2015 (33 1/3%); 03/01/2016 (33 1/3%); and 03/01/2017 (33 1/3%). Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 11:59 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 173,685 | $19.32 | $3,355,594.20 |
DisclosureSEC source: 0001562180-17-003737 · primarydocument.xml · nonDerivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,650 F1 · price: This transaction was executed in multiple trades at prices ranging from $19.19 to $19.395. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 2,164 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 21 shares acquired through dividend reinvestment). Information is based on 9/30/2017 Plan statements. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 11:59 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 173,685 | $13.90 | $2,414,221.50 |
DisclosureSEC source: 0001562180-17-003737 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 13:59 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 5,607 | $19.63 | $110,037.38 |
DisclosureSEC source: 0001562180-17-001053 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,589 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F3 · balance_after: Includes 2,103 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 17 shares acquired through dividend reinvestment). Information is based on 12/31/16 Plan statements. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 17:56 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option To Buy · Derivative | 74,688 | $0.00 Strike: $19.17 | $0.00 |
DisclosureSEC source: 0001562180-17-000795 · primarydocument.xml · derivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,688 Underlying: Common Stock · 74,688 shares Expires 2027-02-16 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 17:56 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 7,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000795 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,196 F1 · shares: These are restricted shares that vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). F2 · balance_after: Includes 2,103 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 17 shares acquired through dividend reinvestment). Information is based on 12/31/16 Plan statements. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 14:41 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 117,042 | $0.00 Strike: $12.94 | $0.00 |
DisclosureSEC source: 0001562180-16-003708 · primarydocument.xml · derivative · entry 5 Tengel Jeffrey J · CIK 0001379352 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 117,042 shares Expires 2023-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Exercisable in annual increments on 03/01/2014 (33 1/3%); 03/01/2015 (33 1/3%); and 03/01/2016 (33 1/3%). Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 14:41 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 78,841 | $0.00 Strike: $15.56 | $0.00 |
DisclosureSEC source: 0001562180-16-003708 · primarydocument.xml · derivative · entry 4 Tengel Jeffrey J · CIK 0001379352 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,841 shares Expires 2020-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 03/08/2011 (20%); 03/08/2012 (20%); 03/08/2013 (20%); 03/08/2014 (20%); and 03/08/2015 (20%). Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 14:41 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 195,883 | $20.04 | $3,925,495.32 |
DisclosureSEC source: 0001562180-16-003708 · primarydocument.xml · nonDerivative · entry 3 Tengel Jeffrey J · CIK 0001379352 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,161 F1 · price: This transaction was executed in multiple trades at prices ranging from $19.94 to $20.11. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 1,784 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 20 shares acquired through dividend reinvestment). Information is based on 9/30/2016 Plan statements. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 14:41 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 117,042 | $12.94 | $1,514,523.48 |
DisclosureSEC source: 0001562180-16-003708 · primarydocument.xml · nonDerivative · entry 2 Tengel Jeffrey J · CIK 0001379352 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 14:41 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 78,841 | $15.56 | $1,226,765.96 |
DisclosureSEC source: 0001562180-16-003708 · primarydocument.xml · nonDerivative · entry 1 Tengel Jeffrey J · CIK 0001379352 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.