Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | President & CEO | March 12, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 12, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 218,540.4468 |
Ending reported balance
After 2026-03-13 transaction · row 9
8 source rows · reconciled sequenceRow 1 · 2026-03-05 · Disposition to issuer · Disposed 2.1341 · Balance 202,718.3097 F1: Adj for partial share Row 2 · 2026-03-05 · Grant · Acquired 74.2973 · Balance 202,792.607 F2: Der units credited on 03/05/2026 at FMV Row 3 · 2026-03-06 · Grant · Acquired 1,121.1727 · Balance 203,913.7797 F3: Updated DRIP Row 4 · 2026-03-12 · Grant · Acquired 7,362 · Balance 211,275.7797 Row 6 · 2026-03-12 · Grant · Acquired 17,693.2752 · Balance 228,969.0549 Row 7 · 2026-03-13 · Tax withholding · Disposed 9,000.6863 · Balance 219,968.3686 F5: 9,000.6863 shares withheld to satisfy tax liability Row 8 · 2026-03-13 · Tax withholding · Disposed 717.84 · Balance 219,250.5286 F6: 717.8400 shares withheld to satisfy tax liability Row 9 · 2026-03-13 · Tax withholding · Disposed 710.0818 · Balance 218,540.4468 F7: 710.0818 shares withheld to satisfy tax liability |
| Common SharesSEC Table I · non-derivative | Indirect401k | 531.911 |
Reported balance
After 2026-03-12 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-03-12 · Grant · Acquired 16.3102 · Balance 531.911 F4: Updated 401k |
Filing footnotes · ownership attribution and instrument terms
F1: Adj for partial share
F2: Der units credited on 03/05/2026 at FMV
F3: Updated DRIP
F4: Updated 401k
F5: 9,000.6863 shares withheld to satisfy tax liability
F6: 717.8400 shares withheld to satisfy tax liability
F7: 710.0818 shares withheld to satisfy tax liability
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2017 Filed Mar 7, 2017 00:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 116.3052 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018510 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,166.6207 F2 · shares: Updated Merrill Drip Read SEC document |
| March 01, 2017 Filed Mar 7, 2017 00:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 54.1488 | $44.89 | $2,430.74 |
DisclosureSEC source: 0001209191-17-018510 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,050.3155 F1 · shares: DER units credited on 3/1/2017 as dividend at FMV Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 613.1487 | $44.24 | $27,125.70 |
DisclosureSEC source: 0001209191-17-009310 · doc4.xml · nonDerivative · entry 6 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,996.1667 F5 · shares: 1631.5824 previously reported RSU's of which 613.1487 were withheld to satisfy tax liability Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 598.9062 | $44.24 | $26,495.61 |
DisclosureSEC source: 0001209191-17-009310 · doc4.xml · nonDerivative · entry 5 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,609.3154 F4 · shares: 1610.9678 previously reported RSU's of which 598.9062 were withheld to satisfy tax liability Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 783.7988 | $44.24 | $34,675.26 |
DisclosureSEC source: 0001209191-17-009310 · doc4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,208.2216 F3 · shares: 1947.7074 previously reported RSU's of which 783.7988 were withheld to satisfy tax liability Read SEC document |
| January 31, 2017 Filed Feb 10, 2017 00:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009310 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,992.0204 Read SEC document |
| December 30, 2016 Filed Feb 10, 2017 00:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.326 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009310 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,920.0204 F2 · shares: Adjustment due to partial share Read SEC document |
| December 30, 2016 Filed Feb 10, 2017 00:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009310 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 17,487.84 F1 · shares: Updated 401k Read SEC document |
| December 06, 2016 Filed Dec 6, 2016 22:32 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 342.7542 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153704 · doc4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,922.3464 F1 · shares: Updated DRIP in Computershare Account Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 22:32 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 120.5618 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153704 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,579.5922 F3 · shares: Updated DRIP in Merrill Lynch account Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 22:32 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 57.285 | $42.69 | $2,445.50 |
DisclosureSEC source: 0001209191-16-153704 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,459.0304 F2 · shares: DER units credited on 12/1/2016 as dividend at FMV Read SEC document |
| September 07, 2016 Filed Dec 6, 2016 22:32 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 347.5273 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153704 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,401.7454 F1 · shares: Updated DRIP in Computershare Account Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 21:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 122.5765 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-140194 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,054.2181 F2 · shares: Updated DRIP amount in Merrill Lynch account Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 21:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 57.9311 | $38.85 | $2,250.62 |
DisclosureSEC source: 0001209191-16-140194 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,931.6416 F1 · shares: DER units credited on 9/1/2016 as dividend at FMV Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.