Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | President & CEO | March 12, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 12, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 218,540.4468 |
Ending reported balance
After 2026-03-13 transaction · row 9
8 source rows · reconciled sequenceRow 1 · 2026-03-05 · Disposition to issuer · Disposed 2.1341 · Balance 202,718.3097 F1: Adj for partial share Row 2 · 2026-03-05 · Grant · Acquired 74.2973 · Balance 202,792.607 F2: Der units credited on 03/05/2026 at FMV Row 3 · 2026-03-06 · Grant · Acquired 1,121.1727 · Balance 203,913.7797 F3: Updated DRIP Row 4 · 2026-03-12 · Grant · Acquired 7,362 · Balance 211,275.7797 Row 6 · 2026-03-12 · Grant · Acquired 17,693.2752 · Balance 228,969.0549 Row 7 · 2026-03-13 · Tax withholding · Disposed 9,000.6863 · Balance 219,968.3686 F5: 9,000.6863 shares withheld to satisfy tax liability Row 8 · 2026-03-13 · Tax withholding · Disposed 717.84 · Balance 219,250.5286 F6: 717.8400 shares withheld to satisfy tax liability Row 9 · 2026-03-13 · Tax withholding · Disposed 710.0818 · Balance 218,540.4468 F7: 710.0818 shares withheld to satisfy tax liability |
| Common SharesSEC Table I · non-derivative | Indirect401k | 531.911 |
Reported balance
After 2026-03-12 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-03-12 · Grant · Acquired 16.3102 · Balance 531.911 F4: Updated 401k |
Filing footnotes · ownership attribution and instrument terms
F1: Adj for partial share
F2: Der units credited on 03/05/2026 at FMV
F3: Updated DRIP
F4: Updated 401k
F5: 9,000.6863 shares withheld to satisfy tax liability
F6: 717.8400 shares withheld to satisfy tax liability
F7: 710.0818 shares withheld to satisfy tax liability
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2018 Filed Feb 1, 2019 02:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 409.5129 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006319 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,763.3086 F1 · shares: Updated DRIP (June) Read SEC document |
| June 01, 2018 Filed Dec 12, 2018 01:51 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 43.7154 | $56.36 | $2,463.80 |
DisclosureSEC source: 0001209191-18-062135 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,270.21 F1 · shares: DER Units credited on 06/01/2018 as dividend at FMV Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:07 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 6,956.5217 | $57.50 | $400,000.00 |
DisclosureSEC source: 0001209191-18-034768 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 494.201 Read SEC document |
| May 10, 2018 Filed May 15, 2018 00:35 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 7,187.7808 | $55.65 | $400,000.00 |
DisclosureSEC source: 0001209191-18-030090 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 7,450.7227 Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 00:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 8,376.1973 | $52.01 | $435,646.02 |
DisclosureSEC source: 0001209191-18-019447 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,226.4946 F1 · shares: 8376.1973 shares withheld to satisfy tax liability. Read SEC document |
| March 09, 2018 Filed Mar 14, 2018 00:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 16,894.3069 | $52.01 | $878,672.90 |
DisclosureSEC source: 0001209191-18-019447 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,602.6919 Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 21:14 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 412.9145 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018479 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 14,638.5035 F1 · shares: Updated 401k Information Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 21:14 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 3,979.81 | $51.51 | $205,000.01 |
DisclosureSEC source: 0001209191-18-018479 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 14,225.589 Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 00:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 394.45 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016938 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,708.385 F3 · shares: Updated Company DRIP Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 00:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 108.1269 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016938 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,313.935 F2 · shares: Updated DRIP Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 47.1225 | $52.03 | $2,451.78 |
DisclosureSEC source: 0001209191-18-016938 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,205.8081 F1 · shares: DER unites credited on 03/01/2018 as dividend at FMV Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 590.5886 | $53.40 | $31,537.43 |
DisclosureSEC source: 0001209191-18-008262 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,158.6856 F3 · shares: 1707.8909 previously reported RSU's of which 590.5886 were withheld to satisfy tax liability. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 571.7096 | $53.40 | $30,529.29 |
DisclosureSEC source: 0001209191-18-008262 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,749.2742 F2 · shares: 1664.8532 previously reported RSU's of which 571.7096 were withheld to satisfy tax liability. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 625.2757 | $53.40 | $33,389.72 |
DisclosureSEC source: 0001209191-18-008262 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,320.9838 F1 · shares: 1693.6310 previously reported RSU's of which 625.2757 were withheld to satisfy tax liability. Read SEC document |
| January 30, 2018 Filed Feb 2, 2018 00:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006580 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,946.2595 Read SEC document |
| January 29, 2018 Filed Feb 1, 2019 02:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006319 · doc4.xml · nonDerivative · entry 6 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,723.8335 Read SEC document |
| January 02, 2018 Filed Feb 2, 2018 00:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.5731 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006580 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,514.2595 F2 · shares: Adjustment due to partial share Read SEC document |
| January 02, 2018 Filed Feb 2, 2018 00:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 717.559 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006580 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 18,205.399 F1 · shares: Updated 401k Information Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 00:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 349.5854 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064264 · doc4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,516.8326 F4 · shares: Updated Company DRIP Read SEC document |
| December 04, 2017 Filed Dec 7, 2017 00:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 97.5083 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064264 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,167.2472 F3 · shares: Updated DRIP Read SEC document |
| December 01, 2017 Filed Dec 7, 2017 00:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 45.552 | $57.12 | $2,601.93 |
DisclosureSEC source: 0001209191-17-064264 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,069.7389 F2 · shares: DER units credited on 12/1/2017 as dividend at FMV Read SEC document |
| September 07, 2017 Filed Dec 7, 2017 00:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 403.627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064264 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,024.1869 F1 · shares: Updated Company DRIP Read SEC document |
| September 02, 2017 Filed Sep 6, 2017 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 113.9928 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051721 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,620.5599 F2 · shares: Updated DRIP in Merrill Lynch account Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 52.8472 | $48.98 | $2,588.46 |
DisclosureSEC source: 0001209191-17-051721 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,506.5671 F1 · shares: DER units credited on 9/1/2017 as dividend at FMV Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 22:03 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,586 | $0.00 Strike: $17.29 | $0.00 |
DisclosureSEC source: 0001209191-17-048467 · doc4.xml · derivative · entry 8 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 7,586 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 22:03 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 278 | $51.02 | $14,183.56 |
DisclosureSEC source: 0001209191-17-048467 · doc4.xml · nonDerivative · entry 6 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,453.7199 Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 22:03 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 2,715 | $51.00 | $138,465.00 |
DisclosureSEC source: 0001209191-17-048467 · doc4.xml · nonDerivative · entry 5 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,731.7199 Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 22:03 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 4,593 | $51.01 | $234,288.93 |
DisclosureSEC source: 0001209191-17-048467 · doc4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,446.7199 Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 22:03 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 7,586 | $17.29 | $131,161.94 |
DisclosureSEC source: 0001209191-17-048467 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,039.7199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 22:03 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $17.29 | $0.00 |
DisclosureSEC source: 0001209191-17-048467 · doc4.xml · derivative · entry 7 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,000 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 22:03 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 2,000 | $51.00 | $102,000.00 |
DisclosureSEC source: 0001209191-17-048467 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,453.7199 Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 22:03 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 2,000 | $17.29 | $34,580.00 |
DisclosureSEC source: 0001209191-17-048467 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,453.7199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 22:31 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 3,722 | $0.00 Strike: $17.29 | $0.00 |
DisclosureSEC source: 0001209191-17-048176 · doc4.xml · derivative · entry 6 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,722 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 22:31 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 3,722 | $51.00 | $189,822.00 |
DisclosureSEC source: 0001209191-17-048176 · doc4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,453.7199 Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 22:31 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 3,722 | $17.29 | $64,353.38 |
DisclosureSEC source: 0001209191-17-048176 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,175.7199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 22:31 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 1,892 | $0.00 Strike: $17.29 | $0.00 |
DisclosureSEC source: 0001209191-17-048176 · doc4.xml · derivative · entry 5 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,892 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 22:31 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,892 | $51.00 | $96,492.00 |
DisclosureSEC source: 0001209191-17-048176 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,453.7199 Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 22:31 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 1,892 | $17.29 | $32,712.68 |
DisclosureSEC source: 0001209191-17-048176 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,345.7199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 17:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,200 | $0.00 Strike: $17.29 | $0.00 |
DisclosureSEC source: 0001209191-17-039377 · doc4.xml · derivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 15,200 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 17:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 15,200 | $49.00 | $744,800.00 |
DisclosureSEC source: 0001209191-17-039377 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,453.7199 Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 17:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 15,200 | $17.29 | $262,808.00 |
DisclosureSEC source: 0001209191-17-039377 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,653.7199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2017 Filed Jun 13, 2017 17:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 403.7936 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039377 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,453.7199 F1 · shares: Updated DRIP amount Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 22:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,304 | $0.00 Strike: $17.06 | $0.00 |
DisclosureSEC source: 0001209191-17-037915 · doc4.xml · derivative · entry 5 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 13,304 shares Expires 2018-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 22:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 13,304 | $47.00 | $625,288.00 |
DisclosureSEC source: 0001209191-17-037915 · doc4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,049.9263 Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 22:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 13,304 | $17.06 | $226,966.24 |
DisclosureSEC source: 0001209191-17-037915 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,353.9263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 22:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 112.6727 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037915 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,049.9263 F2 · shares: Updated DRIP in Merrill account Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 22:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 52.5845 | $46.75 | $2,458.33 |
DisclosureSEC source: 0001209191-17-037915 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,937.2536 F1 · shares: DER units credited on 6/1/2017 as dividend at FMV Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 344.1886 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019042 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,884.6691 F2 · shares: Updated DRIP Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 8,141.8202 | $43.88 | $357,263.07 |
DisclosureSEC source: 0001209191-17-019042 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,540.4805 F1 · shares: 8141.8202 shares withheld to satisfy tax liability Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 20,515.68 | $43.88 | $900,228.04 |
DisclosureSEC source: 0001209191-17-019042 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,682.3007 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.