Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | President & CEO | March 12, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 12, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 218,540.4468 |
Ending reported balance
After 2026-03-13 transaction · row 9
8 source rows · reconciled sequenceRow 1 · 2026-03-05 · Disposition to issuer · Disposed 2.1341 · Balance 202,718.3097 F1: Adj for partial share Row 2 · 2026-03-05 · Grant · Acquired 74.2973 · Balance 202,792.607 F2: Der units credited on 03/05/2026 at FMV Row 3 · 2026-03-06 · Grant · Acquired 1,121.1727 · Balance 203,913.7797 F3: Updated DRIP Row 4 · 2026-03-12 · Grant · Acquired 7,362 · Balance 211,275.7797 Row 6 · 2026-03-12 · Grant · Acquired 17,693.2752 · Balance 228,969.0549 Row 7 · 2026-03-13 · Tax withholding · Disposed 9,000.6863 · Balance 219,968.3686 F5: 9,000.6863 shares withheld to satisfy tax liability Row 8 · 2026-03-13 · Tax withholding · Disposed 717.84 · Balance 219,250.5286 F6: 717.8400 shares withheld to satisfy tax liability Row 9 · 2026-03-13 · Tax withholding · Disposed 710.0818 · Balance 218,540.4468 F7: 710.0818 shares withheld to satisfy tax liability |
| Common SharesSEC Table I · non-derivative | Indirect401k | 531.911 |
Reported balance
After 2026-03-12 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-03-12 · Grant · Acquired 16.3102 · Balance 531.911 F4: Updated 401k |
Filing footnotes · ownership attribution and instrument terms
F1: Adj for partial share
F2: Der units credited on 03/05/2026 at FMV
F3: Updated DRIP
F4: Updated 401k
F5: 9,000.6863 shares withheld to satisfy tax liability
F6: 717.8400 shares withheld to satisfy tax liability
F7: 710.0818 shares withheld to satisfy tax liability
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2023 Filed Mar 17, 2023 16:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 593.347 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019519 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,561.8243 F2 · shares: Updated DRIP Read SEC document |
| March 01, 2023 Filed Mar 17, 2023 16:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 38.7749 | $86.91 | $3,369.93 |
DisclosureSEC source: 0001209191-23-019519 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,968.4773 F1 · shares: DER units credited on 03/01/2023 as dividend at FMV Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 417.2283 | $92.54 | $38,610.31 |
DisclosureSEC source: 0001209191-23-009581 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,929.7023 F3 · shares: 417.2283 shares withheld to satisfy tax liability. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 467.8267 | $92.54 | $43,292.68 |
DisclosureSEC source: 0001209191-23-009581 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,346.9306 F2 · shares: 467.8267 shares withheld to satisfy tax liability. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 400.422 | $92.54 | $37,055.05 |
DisclosureSEC source: 0001209191-23-009581 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,814.7573 F1 · shares: 400.4220 shares withheld to satisfy tax liability. Read SEC document |
| February 07, 2023 Filed Feb 10, 2023 01:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 9 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,215.1793 Read SEC document |
| February 02, 2023 Filed Feb 10, 2023 01:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.9083 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 8 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 487.3078 F6 · shares: Updated 401k Information Read SEC document |
| February 02, 2023 Filed Feb 10, 2023 01:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.834 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 7 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,861.1793 F5 · shares: Adjustment due to partial share Read SEC document |
| December 05, 2022 Filed Feb 10, 2023 01:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 516.4333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 6 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,864.0133 F2 · shares: Updated DRIP Read SEC document |
| December 01, 2022 Filed Feb 10, 2023 01:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 32.5465 | $98.68 | $3,211.69 |
DisclosureSEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 5 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,347.58 F4 · shares: DER units credited on 12/01/2022 as dividend at FMV Read SEC document |
| September 06, 2022 Filed Feb 10, 2023 01:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 603.7176 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,315.0336 F2 · shares: Updated DRIP Read SEC document |
| September 01, 2022 Filed Feb 10, 2023 01:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 38.1537 | $83.78 | $3,196.52 |
DisclosureSEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,711.316 F3 · shares: DER Units credited on 09/01/2022 as dividend at FMV Read SEC document |
| June 03, 2022 Filed Feb 10, 2023 01:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommoon Shares | 580.3339 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,673.1623 F2 · shares: Updated DRIP Read SEC document |
| June 02, 2022 Filed Feb 12, 2022 01:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 34.48 | $78.85 | $2,718.75 |
DisclosureSEC source: 0001209191-22-009039 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,962.6326 F1 · shares: DER Units credited on 06/02/2021 as dividend at FMV Read SEC document |
| June 01, 2022 Filed Feb 10, 2023 01:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 36.8023 | $79.39 | $2,921.73 |
DisclosureSEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,092.8284 F1 · shares: DER Units credited on 06/01/2022 as dividend at FMV Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 19:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 6,295.47 | $83.89 | $528,126.98 |
DisclosureSEC source: 0001209191-22-019184 · doc4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,056.0261 F3 · shares: 6,295.4700 shares withheld to satisfy tax liability. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 19:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 12,705.3158 | $83.89 | $1,065,848.94 |
DisclosureSEC source: 0001209191-22-019184 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,351.4961 Read SEC document |
| March 03, 2022 Filed Mar 16, 2022 19:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 515.7956 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019184 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,646.1803 F2 · shares: Updated DRIP Read SEC document |
| March 01, 2022 Filed Mar 16, 2022 19:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 34.8344 | $83.51 | $2,909.02 |
DisclosureSEC source: 0001209191-22-019184 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,130.3847 F1 · shares: DER units credited on 03/01/2022 as dividend at FMV Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 01:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 479.2337 | $89.69 | $42,982.47 |
DisclosureSEC source: 0001209191-22-009039 · doc4.xml · nonDerivative · entry 11 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,095.5503 F9 · shares: 479.2337 shares withheld to satisfy tax liability. Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 01:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 381.8256 | $89.69 | $34,245.94 |
DisclosureSEC source: 0001209191-22-009039 · doc4.xml · nonDerivative · entry 10 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,574.784 F8 · shares: 381.8256 shares withheld to satisfy tax liability. Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 01:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 459.6184 | $89.69 | $41,223.17 |
DisclosureSEC source: 0001209191-22-009039 · doc4.xml · nonDerivative · entry 9 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,956.6096 F7 · shares: 459.6184 shares withheld to satisfy tax liability. Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 01:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.2248 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009039 · doc4.xml · nonDerivative · entry 8 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 480.3995 F6 · shares: Updated 401k Information Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 01:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009039 · doc4.xml · nonDerivative · entry 7 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,416.228 F5 · shares: Adjustment due to partial share Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 02:10 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006602 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,928.1525 Read SEC document |
| December 03, 2021 Filed Feb 12, 2022 01:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 446.0703 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009039 · doc4.xml · nonDerivative · entry 6 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,418.978 F2 · shares: Updated DRIP Read SEC document |
| December 01, 2021 Filed Feb 12, 2022 01:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 31.7362 | $94.10 | $2,986.38 |
DisclosureSEC source: 0001209191-22-009039 · doc4.xml · nonDerivative · entry 5 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,972.9076 F4 · shares: DER units credited on 12/01/2021 as dividend at FMV Read SEC document |
| September 03, 2021 Filed Feb 12, 2022 01:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 457.0977 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009039 · doc4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,941.1715 F2 · shares: Updated DRIP Read SEC document |
| September 02, 2021 Filed Feb 12, 2022 01:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 31.6974 | $93.85 | $2,974.80 |
DisclosureSEC source: 0001209191-22-009039 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,484.0738 F3 · shares: DER Units credited on 09/01/2021 as dividend at FMV Read SEC document |
| June 04, 2021 Filed Feb 12, 2022 01:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 489.7438 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009039 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,452.3764 F2 · shares: Updated DRIP Read SEC document |
| March 11, 2021 Filed Mar 13, 2021 01:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 8,067.6935 | $71.92 | $580,228.52 |
DisclosureSEC source: 0001209191-21-020345 · doc4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,074.1525 F3 · shares: 8067.6935 shares withheld to satisfy tax liability. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 01:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 16,282.5383 | $72.16 | $1,174,947.96 |
DisclosureSEC source: 0001209191-21-020345 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,141.846 Read SEC document |
| March 04, 2021 Filed Mar 13, 2021 01:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 495.136 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020345 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,859.3078 F2 · shares: Updated DRIP Read SEC document |
| March 02, 2021 Filed Mar 13, 2021 01:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 37.7683 | $71.65 | $2,706.10 |
DisclosureSEC source: 0001209191-21-020345 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,364.1717 F1 · shares: DER units credited on 03/02/2021 as dividend at FMV Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 510.0173 | $79.80 | $40,699.38 |
DisclosureSEC source: 0001209191-21-008702 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,326.4035 F3 · shares: 510.0173 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 457.4549 | $79.80 | $36,504.90 |
DisclosureSEC source: 0001209191-21-008702 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,836.4208 F2 · shares: 457.4549 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 375.5183 | $79.80 | $29,966.36 |
DisclosureSEC source: 0001209191-21-008702 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,293.8757 F1 · shares: 375.5183 shares withheld to satisfy tax liability. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon SHares | 4,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007641 · doc4.xml · nonDerivative · entry 9 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,669.394 Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.0889 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007641 · doc4.xml · nonDerivative · entry 8 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 474.1747 F6 · shares: Updated 401k Information Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.2094 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007641 · doc4.xml · nonDerivative · entry 7 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,419.394 F5 · shares: Adjustment due to partial share Read SEC document |
| December 03, 2020 Filed Feb 4, 2021 02:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 462.9361 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007641 · doc4.xml · nonDerivative · entry 6 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,421.6034 F2 · shares: Updated DRIP Read SEC document |
| December 01, 2020 Filed Feb 4, 2021 02:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 35.8176 | $74.44 | $2,666.26 |
DisclosureSEC source: 0001209191-21-007641 · doc4.xml · nonDerivative · entry 5 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,958.6672 F4 · shares: DER units credited on 12/01/2020 as dividend at FMV Read SEC document |
| September 03, 2020 Filed Feb 4, 2021 02:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 460.3558 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007641 · doc4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,922.8497 F2 · shares: Updated DRIP Read SEC document |
| September 01, 2020 Filed Feb 4, 2021 02:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 35.2983 | $75.20 | $2,654.43 |
DisclosureSEC source: 0001209191-21-007641 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,462.4939 F3 · shares: DER Units credited on 09/01/2020 as dividend at FMV Read SEC document |
| June 03, 2020 Filed Feb 4, 2021 02:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 380.8167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007641 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,427.1955 F2 · shares: Updated DRIP Read SEC document |
| June 01, 2020 Filed Feb 4, 2021 02:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 29.6658 | $81.16 | $2,407.68 |
DisclosureSEC source: 0001209191-21-007641 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,046.3788 F1 · shares: DER Units credited on 06/01/2020 as dividend at FMV Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 23:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 10,973.0672 | $71.88 | $788,744.07 |
DisclosureSEC source: 0001209191-20-019054 · doc4.xml · nonDerivative · entry 8 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,016.713 F3 · shares: 10973.0672 shares withheld to satisfy tax liability. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 23:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.3287 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019054 · doc4.xml · nonDerivative · entry 6 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 471.0857 Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 23:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 22,136.3805 | $79.80 | $1,766,483.16 |
DisclosureSEC source: 0001209191-20-019054 · doc4.xml · nonDerivative · entry 7 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,989.7802 Read SEC document |
| March 04, 2020 Filed Mar 13, 2020 23:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 355.2565 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019054 · doc4.xml · nonDerivative · entry 5 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,853.3997 F1 · shares: Updated DRIP Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.