Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | VP - Fin., Treas., & Asst. Sec | March 12, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 12, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 10,942.1069 |
Ending reported balance
After 2026-03-13 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2026-03-05 · Disposition to issuer · Disposed 1.9756 · Balance 9,901.6072 F1: Adjustment due to partial shares Row 2 · 2026-03-05 · Grant · Acquired 8.213 · Balance 9,909.8202 F2: Der units credited on 03/05/2026 at FMV Row 3 · 2026-03-12 · Grant · Acquired 770 · Balance 10,679.8202 Row 4 · 2026-03-12 · Grant · Acquired 715.4458 · Balance 11,395.266 Row 5 · 2026-03-13 · Tax withholding · Disposed 294.6205 · Balance 11,100.6455 F3: 294.6205 shares withheld to satisfy tax liability Row 6 · 2026-03-13 · Tax withholding · Disposed 81.4483 · Balance 11,019.1972 F4: 81.4483 shares withheld to satisfy tax liability Row 7 · 2026-03-13 · Tax withholding · Disposed 77.0903 · Balance 10,942.1069 F5: 77.0903 shares withheld to satisfy tax liability |
Filing footnotes · ownership attribution and instrument terms
F1: Adjustment due to partial shares
F2: Der units credited on 03/05/2026 at FMV
F3: 294.6205 shares withheld to satisfy tax liability
F4: 81.4483 shares withheld to satisfy tax liability
F5: 77.0903 shares withheld to satisfy tax liability
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2018 Filed Feb 2, 2018 00:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 0.8758 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006578 · doc4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,391.0671 F4 · shares: Adjustment due to partial share Read SEC document |
| December 01, 2017 Filed Feb 2, 2018 00:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 10.627 | $57.12 | $607.01 |
DisclosureSEC source: 0001209191-18-006578 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,391.9429 F3 · shares: DER Units Credited on 12/01/2017 as dividend at FMV Read SEC document |
| September 01, 2017 Filed Feb 2, 2018 00:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 12.3289 | $48.98 | $603.87 |
DisclosureSEC source: 0001209191-18-006578 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,381.3159 F2 · shares: DER Units Credited on 09/01/2017 as dividend at FMV Read SEC document |
| June 01, 2017 Filed Feb 2, 2018 00:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 12.1954 | $46.75 | $570.13 |
DisclosureSEC source: 0001209191-18-006578 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,368.987 F1 · shares: DER Units Credited on 06/01/2017 as dividend at FMV Read SEC document |
| May 24, 2017 Filed May 24, 2017 23:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,210 | $45.30 | $54,813.00 |
DisclosureSEC source: 0001209191-17-035153 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,356.7916 Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 733 | $43.38 | $31,797.54 |
DisclosureSEC source: 0001209191-17-018968 · doc4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,566.7916 Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 750.7423 | $43.88 | $32,942.57 |
DisclosureSEC source: 0001209191-17-018968 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,299.7916 F2 · shares: 750.7423 shares withheld to satisfy tax withholding Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,960.8117 | $43.88 | $86,040.42 |
DisclosureSEC source: 0001209191-17-018968 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,050.5339 Read SEC document |
| March 01, 2017 Filed Mar 7, 2017 23:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 12.6324 | $44.89 | $567.07 |
DisclosureSEC source: 0001209191-17-018968 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,089.7222 F1 · shares: DER units credited on 3/1/2017 as dividend at FMV Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 153.646 | $44.24 | $6,797.30 |
DisclosureSEC source: 0001209191-17-009280 · doc4.xml · nonDerivative · entry 8 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,077.0898 F7 · shares: 350.9505 previously reported RSU's of which 153.6460 were withheld to satisfy tax liability Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 173.2615 | $44.24 | $7,665.09 |
DisclosureSEC source: 0001209191-17-009280 · doc4.xml · nonDerivative · entry 7 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,230.7358 F6 · shares: 395.7550 previously reported RSU's of which 173.2615 were withheld to satisfy tax liability Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 244.5267 | $44.24 | $10,817.86 |
DisclosureSEC source: 0001209191-17-009280 · doc4.xml · nonDerivative · entry 6 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,403.9973 F5 · shares: 558.5351 previously reported RSU's of which 244.5267 were withheld to satisfy tax liability Read SEC document |
| January 31, 2017 Filed Feb 10, 2017 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009280 · doc4.xml · nonDerivative · entry 5 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,648.524 Read SEC document |
| December 30, 2016 Filed Feb 10, 2017 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.6205 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009280 · doc4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,425.524 F4 · shares: Adjustment due to partial share Read SEC document |
| December 01, 2016 Filed Feb 10, 2017 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 13.6723 | $42.69 | $583.67 |
DisclosureSEC source: 0001209191-17-009280 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,427.1445 F3 · shares: DER units credited on 12/1/2016 as dividend at FMV Read SEC document |
| September 01, 2016 Filed Feb 10, 2017 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 13.8265 | $38.85 | $537.16 |
DisclosureSEC source: 0001209191-17-009280 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,413.4722 F2 · shares: DER units credited on 9/1/2016 as dividend at FMV Read SEC document |
| June 01, 2016 Filed Feb 10, 2017 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 13.4109 | $39.83 | $534.16 |
DisclosureSEC source: 0001209191-17-009280 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,399.6457 F1 · shares: DER units credited on 6/1/2016 as dividend at FMV Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.