Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | VP - Fin., Treas., & Asst. Sec | March 12, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 12, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 10,942.1069 |
Ending reported balance
After 2026-03-13 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2026-03-05 · Disposition to issuer · Disposed 1.9756 · Balance 9,901.6072 F1: Adjustment due to partial shares Row 2 · 2026-03-05 · Grant · Acquired 8.213 · Balance 9,909.8202 F2: Der units credited on 03/05/2026 at FMV Row 3 · 2026-03-12 · Grant · Acquired 770 · Balance 10,679.8202 Row 4 · 2026-03-12 · Grant · Acquired 715.4458 · Balance 11,395.266 Row 5 · 2026-03-13 · Tax withholding · Disposed 294.6205 · Balance 11,100.6455 F3: 294.6205 shares withheld to satisfy tax liability Row 6 · 2026-03-13 · Tax withholding · Disposed 81.4483 · Balance 11,019.1972 F4: 81.4483 shares withheld to satisfy tax liability Row 7 · 2026-03-13 · Tax withholding · Disposed 77.0903 · Balance 10,942.1069 F5: 77.0903 shares withheld to satisfy tax liability |
Filing footnotes · ownership attribution and instrument terms
F1: Adjustment due to partial shares
F2: Der units credited on 03/05/2026 at FMV
F3: 294.6205 shares withheld to satisfy tax liability
F4: 81.4483 shares withheld to satisfy tax liability
F5: 77.0903 shares withheld to satisfy tax liability
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2022 Filed Feb 12, 2022 00:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 85.1105 | $89.69 | $7,633.56 |
DisclosureSEC source: 0001209191-22-009024 · doc4.xml · nonDerivative · entry 5 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,001.6567 F5 · shares: 85.1105 shares withheld to satisfy tax liability. Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.5344 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009024 · doc4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,086.7672 F4 · shares: Adjustment due to partial share Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 02:17 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006606 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,071.8044 Read SEC document |
| December 01, 2021 Filed Feb 12, 2022 00:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.6713 | $94.10 | $533.67 |
DisclosureSEC source: 0001209191-22-009024 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,089.3016 F3 · shares: DER units credited on 12/01/2021 as dividend at FMV Read SEC document |
| September 01, 2021 Filed Feb 12, 2022 00:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.6643 | $93.85 | $531.59 |
DisclosureSEC source: 0001209191-22-009024 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,083.6303 F2 · shares: DER Units credited on 09/01/2021 as dividend at FMV Read SEC document |
| June 02, 2021 Filed Feb 12, 2022 00:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.1616 | $78.85 | $485.84 |
DisclosureSEC source: 0001209191-22-009024 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,077.966 F1 · shares: DER Units credited on 06/02/2021 as dividend at FMV Read SEC document |
| March 11, 2021 Filed Mar 13, 2021 01:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 23.9776 | $71.92 | $1,724.47 |
DisclosureSEC source: 0001209191-21-020331 · doc4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,583.8044 F3 · shares: 23.9776 shares withheld to satisfy tax liability. Read SEC document |
| March 11, 2021 Filed Mar 13, 2021 01:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 347.5013 | $71.92 | $24,992.29 |
DisclosureSEC source: 0001209191-21-020331 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,607.782 F2 · shares: 347.5013 shares withheld to satisfy tax liability. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 01:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 937.9367 | $72.16 | $67,681.51 |
DisclosureSEC source: 0001209191-21-020331 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,955.2833 Read SEC document |
| March 02, 2021 Filed Mar 13, 2021 01:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.0805 | $71.65 | $507.32 |
DisclosureSEC source: 0001209191-21-020331 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,017.3466 F1 · shares: DER units credited on 03/02/2021 as dividend at FMV Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 112.3529 | $79.80 | $8,965.76 |
DisclosureSEC source: 0001209191-21-008710 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,010.2661 F3 · shares: 112.3529 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 91.1654 | $79.80 | $7,275.00 |
DisclosureSEC source: 0001209191-21-008710 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,122.619 F2 · shares: 91.1654 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 71.8015 | $79.80 | $5,729.76 |
DisclosureSEC source: 0001209191-21-008710 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,213.7844 F1 · shares: 71.8015 shares withheld to satisfy tax liability. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 787 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007615 · doc4.xml · nonDerivative · entry 5 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,285.5859 Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.2885 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007615 · doc4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,498.5859 F4 · shares: Adjustment due to partial share Read SEC document |
| December 01, 2020 Filed Feb 4, 2021 01:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.2613 | $74.44 | $466.09 |
DisclosureSEC source: 0001209191-21-007615 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500.8744 F3 · shares: DER units credited on 12/01/2020 as dividend at FMV Read SEC document |
| September 01, 2020 Filed Feb 4, 2021 01:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.1706 | $75.20 | $464.03 |
DisclosureSEC source: 0001209191-21-007615 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,494.6131 F2 · shares: DER Units credited on 09/01/2020 as dividend at FMV Read SEC document |
| June 01, 2020 Filed Feb 4, 2021 01:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.1859 | $81.16 | $420.89 |
DisclosureSEC source: 0001209191-21-007615 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,488.4425 F1 · shares: DER Units credited on 06/01/2020 as dividend at FMV Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 23:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 24.1949 | $71.88 | $1,739.13 |
DisclosureSEC source: 0001209191-20-019044 · doc4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,483.2566 F3 · shares: 24.1949 shares withheld to satisfy tax liability. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 23:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 608.663 | $71.88 | $43,750.70 |
DisclosureSEC source: 0001209191-20-019044 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,507.4515 F2 · shares: 608.6630 shares withheld to satisfy tax liability. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 23:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,779.6287 | $79.80 | $142,014.37 |
DisclosureSEC source: 0001209191-20-019044 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,116.1145 Read SEC document |
| March 02, 2020 Filed Mar 13, 2020 23:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.4734 | $80.49 | $440.55 |
DisclosureSEC source: 0001209191-20-019044 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,336.4858 F1 · shares: DER unites credited on 03/02/2020 as dividend at FMV Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 179.1749 | $88.47 | $15,851.60 |
DisclosureSEC source: 0001209191-20-007299 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,331.0124 F3 · shares: 179.1749 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 106.745 | $88.47 | $9,443.73 |
DisclosureSEC source: 0001209191-20-007299 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,510.1873 F2 · shares: 106.7450 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 89.2397 | $88.47 | $7,895.04 |
DisclosureSEC source: 0001209191-20-007299 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,616.9323 F1 · shares: 89.2397 shares withheld to satisfy tax liability. Read SEC document |
| January 28, 2020 Filed Jan 31, 2020 02:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 521 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005713 · doc4.xml · nonDerivative · entry 5 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,706.172 Read SEC document |
| January 28, 2020 Filed Jan 31, 2020 02:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.877 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005713 · doc4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,185.172 F4 · shares: Adjustment due to partial share Read SEC document |
| December 02, 2019 Filed Jan 31, 2020 02:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.6132 | $84.61 | $559.54 |
DisclosureSEC source: 0001209191-20-005713 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,187.049 F3 · shares: DER units credited on 12/02/2019 as dividend at FMV Read SEC document |
| September 03, 2019 Filed Jan 31, 2020 02:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.9471 | $93.78 | $557.72 |
DisclosureSEC source: 0001209191-20-005713 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,180.4358 F2 · shares: DER Units credited on 09/03/2019 as dividend at FMV Read SEC document |
| June 30, 2019 Filed Jan 31, 2020 02:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.8191 | $73.47 | $501.00 |
DisclosureSEC source: 0001209191-20-005713 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,174.4887 F1 · shares: DER Units credited on 06/03/2019 as dividend at FMV Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 00:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 423.0615 | $71.44 | $30,223.51 |
DisclosureSEC source: 0001209191-19-019293 · doc4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,167.6696 F2 · shares: 423.0615 shares withheld to satisfy tax liability. Read SEC document |
| March 11, 2019 Filed Mar 14, 2019 00:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,247.8141 | $71.61 | $89,355.97 |
DisclosureSEC source: 0001209191-19-019293 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,590.7311 Read SEC document |
| March 11, 2019 Filed Mar 14, 2019 00:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 209 | $71.61 | $14,966.49 |
DisclosureSEC source: 0001209191-19-019293 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,342.917 Read SEC document |
| March 01, 2019 Filed Mar 14, 2019 00:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.2657 | $70.51 | $441.79 |
DisclosureSEC source: 0001209191-19-019293 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,133.917 F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 20:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 105.2111 | $67.21 | $7,071.24 |
DisclosureSEC source: 0001209191-19-008041 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,127.6513 F3 · shares: 105.2111 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 20:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 171.4062 | $67.21 | $11,520.21 |
DisclosureSEC source: 0001209191-19-008041 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,232.8624 F2 · shares: 171.4062 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 20:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 153.5667 | $67.21 | $10,321.22 |
DisclosureSEC source: 0001209191-19-008041 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,404.2686 F1 · shares: 153.5667 shares withheld to satisfy tax liability. Read SEC document |
| January 29, 2019 Filed Feb 1, 2019 02:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006326 · doc4.xml · nonDerivative · entry 5 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,557.8353 Read SEC document |
| January 10, 2019 Filed Feb 1, 2019 02:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.864 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006326 · doc4.xml · nonDerivative · entry 4 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,905.8353 F4 · shares: Adjustment due to partial share Read SEC document |
| December 03, 2018 Filed Feb 1, 2019 02:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.0808 | $68.02 | $549.66 |
DisclosureSEC source: 0001209191-19-006326 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,908.6993 F3 · shares: DER unites credited on 12/03/2018 as dividend at FMV Read SEC document |
| August 31, 2018 Filed Feb 1, 2019 02:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.0546 | $60.43 | $547.17 |
DisclosureSEC source: 0001209191-19-006326 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,900.6185 F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV Read SEC document |
| June 01, 2018 Filed Feb 1, 2019 02:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.9617 | $56.36 | $505.08 |
DisclosureSEC source: 0001209191-19-006326 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,891.5639 F1 · shares: DER Units credited on 06/01/2018 as dividend at FMV Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 00:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 483.3147 | $52.01 | $25,137.20 |
DisclosureSEC source: 0001209191-18-019439 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,882.6022 F1 · shares: 483.3147 shares withheld to satisfy tax liability. Read SEC document |
| March 09, 2018 Filed Mar 14, 2018 00:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,383.0217 | $52.01 | $71,930.96 |
DisclosureSEC source: 0001209191-18-019439 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,365.9169 Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 00:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 699 | $52.15 | $36,451.80 |
DisclosureSEC source: 0001209191-18-016952 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,982.8952 Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.6603 | $52.03 | $502.63 |
DisclosureSEC source: 0001209191-18-016952 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,681.8952 F1 · shares: DER unites credited on 03/1/2018 as dividend at FMV Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 168.3519 | $53.40 | $8,989.99 |
DisclosureSEC source: 0001209191-18-008254 · doc4.xml · nonDerivative · entry 3 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,672.2349 F3 · shares: 411.8199 previously reported RSU's of which 168.3519 were withheld to satisfy tax liability Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 146.394 | $53.40 | $7,817.44 |
DisclosureSEC source: 0001209191-18-008254 · doc4.xml · nonDerivative · entry 2 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,840.5868 F2 · shares: 358.1070 previously reported RSU's of which 146.3940 were withheld to satisfy tax liability Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 170.0863 | $53.40 | $9,082.61 |
DisclosureSEC source: 0001209191-18-008254 · doc4.xml · nonDerivative · entry 1 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,986.9808 F1 · shares: 416.0623 previously reported RSU's of which 170.0863 were withheld to satisfy tax liability Read SEC document |
| January 30, 2018 Filed Feb 2, 2018 00:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006578 · doc4.xml · nonDerivative · entry 5 FARROW GLADYS · CIK 0001223915 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,157.0671 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.