Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dream Finders Homes, Inc.DFH · Entity 4812 | Director · President and CEO · 10% owner | March 16, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dream Finders Homes, Inc.
Report date March 16, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Prepaid Variable Forward Sale ContractSEC Table II · derivative / convertible security | IndirectOwned by POZ BR, LLC | 1,000,000 |
Reported balance
After 2026-03-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-16 · Other · Acquired 1,000,000 · Balance 1,000,000 F1: POZ BR, LLC (the "reporting person"), of which Mr. Zalupski is the sole equity owner, entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from December 3, 2029 to December 14, 2029 (each, a "Settlement Price") is less than or equal to $12.02 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component; F3: (Continued from Footnote 2) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $26.29 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price. F4: In connection with the entry into the forward contract, the reporting person is entitled to receive an upfront cash payment of $9.7 million. F5: Mr. Zalupski is the sole equity holder of POZ BR, LLC and has assigned his rights to the Pledged Shares and the shares of Class A Common Stock issuable in conversion therefor to POZ BR, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: POZ BR, LLC (the "reporting person"), of which Mr. Zalupski is the sole equity owner, entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.
F2: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from December 3, 2029 to December 14, 2029 (each, a "Settlement Price") is less than or equal to $12.02 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component;
F3: (Continued from Footnote 2) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $26.29 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price.
F4: In connection with the entry into the forward contract, the reporting person is entitled to receive an upfront cash payment of $9.7 million.
F5: Mr. Zalupski is the sole equity holder of POZ BR, LLC and has assigned his rights to the Pledged Shares and the shares of Class A Common Stock issuable in conversion therefor to POZ BR, LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 08, 2024 Filed Apr 10, 2024 21:23 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 32,323 | $42.42 | $1,371,141.66 |
DisclosureSEC source: 0000897069-24-000896 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,431,380 F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $41.82 to $42.82. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:12 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | Tax withholdingClass A common stock, par value $0.01 per share | 13,927 | $42.89 | $597,329.03 |
DisclosureSEC source: 0000897069-24-000838 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,463,703 F1 · kind: Withholding of shares upon vesting by the Company to satisfy tax liability. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| March 27, 2024 Filed Mar 28, 2024 21:39 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 30,175 | $41.51 | $1,252,564.25 |
DisclosureSEC source: 0000897069-24-000793 · form4.xml · nonDerivative · entry 3 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,477,630 F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $41.15 to $42.08. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 21:39 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 20,829 | $42.56 | $886,482.24 |
DisclosureSEC source: 0000897069-24-000793 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,507,805 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $42.39 to $43.15. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 21:39 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 33,441 | $41.74 | $1,395,827.34 |
DisclosureSEC source: 0000897069-24-000793 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,528,634 F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $41.38 to $42.38. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 21:17 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 3,012 | $36.32 | $109,395.84 |
DisclosureSEC source: 0000897069-24-000697 · form4.xml · nonDerivative · entry 6 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,562,075 F7 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $36.14 to $36.68 The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 21:17 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 73,119 | $35.65 | $2,606,692.35 |
DisclosureSEC source: 0000897069-24-000697 · form4.xml · nonDerivative · entry 5 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,565,087 F6 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $35.13 to $36.12. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:17 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 600 | $40.77 | $24,462.00 |
DisclosureSEC source: 0000897069-24-000697 · form4.xml · nonDerivative · entry 4 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,638,206 F5 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $40.75 to $40.93. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:17 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 1,565 | $39.93 | $62,490.45 |
DisclosureSEC source: 0000897069-24-000697 · form4.xml · nonDerivative · entry 3 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,638,806 F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $39.66 to $40.28. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:17 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 6,357 | $38.96 | $247,668.72 |
DisclosureSEC source: 0000897069-24-000697 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,640,371 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $38.62 to $39.62. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:17 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 35,724 | $38.18 | $1,363,942.32 |
DisclosureSEC source: 0000897069-24-000697 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,646,728 F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $37.61 to $38.61. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 21:05 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | Tax withholdingClass A common stock, par value $0.01 per share | 48,348 | $37.86 | $1,830,455.28 |
DisclosureSEC source: 0000897069-24-000664 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,682,452 F1 · kind: Withholding of shares upon vesting by the Company to satisfy tax liability. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| March 06, 2024 Filed Mar 7, 2024 00:22 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | GrantClass A common stock, par value $0.01 per share | 132,849 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-000628 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,730,800 F1 · shares: Restricted stock will vest in three equal annual installments beginning on March 6, 2025 and each anniversary thereof. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| February 14, 2024 Filed Feb 15, 2024 21:35 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 8,350 | $33.05 | $275,967.50 |
DisclosureSEC source: 0000897069-24-000397 · form4.xml · nonDerivative · entry 3 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,597,951 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $32.95 to $33.20. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 14, 2024 Filed Feb 15, 2024 21:35 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 9,075 | $32.37 | $293,757.75 |
DisclosureSEC source: 0000897069-24-000397 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,606,301 F2 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.94 to $32.93. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 21:35 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 24,400 | $31.59 | $770,796.00 |
DisclosureSEC source: 0000897069-24-000397 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,615,376 F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.13 to $31.97. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F4 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| February 06, 2024 Filed Feb 7, 2024 22:10 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 20,631 | $30.88 | $637,085.28 |
DisclosureSEC source: 0000897069-24-000260 · form4.xml · nonDerivative · entry 6 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,639,776 F6 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.57 to $31.50. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F7 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 22:10 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 34 | $32.47 | $1,103.98 |
DisclosureSEC source: 0000897069-24-000260 · form4.xml · nonDerivative · entry 5 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,660,407 F5 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $32.46 to $32.50 The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F7 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 22:10 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 5,812 | $31.63 | $183,833.56 |
DisclosureSEC source: 0000897069-24-000260 · form4.xml · nonDerivative · entry 4 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,660,441 F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.42 to $32.42. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F7 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 22:10 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 21,632 | $30.71 | $664,318.72 |
DisclosureSEC source: 0000897069-24-000260 · form4.xml · nonDerivative · entry 3 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,666,253 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.41 to $31.41. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F7 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 22:10 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | ConversionClass A common stock, par value $0.01 per share | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-000260 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,687,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Conversion of Class B common stock into an equal number of shares of Class A common stock without the payment of any consideration by the holder. F7 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 22:10 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | ConversionClass B common stock, par value $0.01 per share | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-000260 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,820,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A Common Stock of Dream Finders Homes, Inc. and has no expiration date. F2 · kind: Conversion of Class B common stock into an equal number of shares of Class A common stock without the payment of any consideration by the holder. Read SEC document |
| January 21, 2024 Filed Jan 23, 2024 22:20 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | Tax withholdingClass A common stock, par value $0.01 per share | 56,547 | $33.04 | $1,868,312.88 |
DisclosureSEC source: 0000897069-24-000193 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 687,854 F1 · kind: Withholding of shares upon vesting by the Company to satisfy tax liability. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| January 21, 2024 Filed Jan 26, 2024 22:56 UTC Amendment | Dream Finders Homes, Inc. DFH · Entity 4812 | Tax withholdingClass A common stock, par value $0.01 per share | 56,516 | $33.04 | $1,867,288.64 |
DisclosureSEC source: 0000897069-24-000212 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 687,885 F1 · kind: Withholding of shares upon vesting by the Company to satisfy tax liability. F2 · shares: Amendment filed to correct the number of shares withheld. F3 · balance_after: Includes 8,990 shares held in a 401(k) account. F4 · balance_after: Amendment filed to correct the total ownership following the transaction. Read SEC document |
| January 17, 2024 Filed Jan 18, 2024 21:40 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 22,918 | $30.70 | $703,582.60 |
DisclosureSEC source: 0000897069-24-000168 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 744,401 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.40 to $31.16. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 21:40 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 24,043 | $31.55 | $758,556.65 |
DisclosureSEC source: 0000897069-24-000168 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 767,319 F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.34 to $32.04. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| January 05, 2024 Filed Jan 8, 2024 21:39 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 1,777 | $33.09 | $58,800.93 |
DisclosureSEC source: 0000897069-24-000147 · form4.xml · nonDerivative · entry 4 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 791,362 F5 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $33.02 to $33.20. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| January 05, 2024 Filed Jan 8, 2024 21:39 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 23,787 | $32.70 | $777,834.90 |
DisclosureSEC source: 0000897069-24-000147 · form4.xml · nonDerivative · entry 3 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 793,139 F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $32.01 to $33.01. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 21:39 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 5,203 | $33.88 | $176,277.64 |
DisclosureSEC source: 0000897069-24-000147 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 816,926 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $33.81 to $34.04. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 21:39 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 14,596 | $33.31 | $486,192.76 |
DisclosureSEC source: 0000897069-24-000147 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 822,129 F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $32.80 to $33.80. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:42 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 13,440 | $31.18 | $419,059.20 |
DisclosureSEC source: 0000897069-23-001784 · form4.xml · nonDerivative · entry 5 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 836,725 F6 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.68 to $31.52. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:42 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 26,258 | $30.10 | $790,365.80 |
DisclosureSEC source: 0000897069-23-001784 · form4.xml · nonDerivative · entry 4 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 850,165 F5 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $29.63 to $30.62. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:42 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 6,699 | $29.35 | $196,615.65 |
DisclosureSEC source: 0000897069-23-001784 · form4.xml · nonDerivative · entry 3 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 876,423 F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $28.62 to $29.62. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 21:42 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 4,420 | $27.64 | $122,168.80 |
DisclosureSEC source: 0000897069-23-001784 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 883,122 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $27.53 to $27.97. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 21:42 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 15,572 | $26.98 | $420,132.56 |
DisclosureSEC source: 0000897069-23-001784 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 887,542 F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $26.52 to $27.52. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 22:19 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 1,707 | $27.79 | $47,437.53 |
DisclosureSEC source: 0000897069-23-001740 · form4.xml · nonDerivative · entry 3 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 903,114 F4 · price: The price reported in Column 4 is a weighted average price. The actual sale prices ranged from $27.75 to $27.89. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 22:19 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 22,828 | $27.28 | $622,747.84 |
DisclosureSEC source: 0000897069-23-001740 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 904,821 F3 · price: The price reported in Column 4 is a weighted average price. The actual sale prices ranged from $26.73 to $27.73. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 22:19 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 9,044 | $25.85 | $233,787.40 |
DisclosureSEC source: 0000897069-23-001740 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 927,649 F1 · price: The price reported in Column 4 is a weighted average price. The actual sale prices ranged from $25.60 to $26.01. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| April 01, 2023 Filed Sep 5, 2023 20:54 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | Tax withholdingClass A common stock, par value $0.01 per share | 8,618 | $13.25 | $114,188.50 |
DisclosureSEC source: 0000897069-23-001355 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 936,693 F1 · kind: Withholding of shares upon vesting by the Company to satisfy tax liability. F2 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 15:21 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | GrantClass A common stock, par value $0.01 per share | 368,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004789 · doc1.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 945,311 F1 · shares: Restricted stock will vest in three equal annual installments beginning on March 8, 2024 and each anniversary thereof. F5 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 23:10 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | GrantClass A common stock, par value $0.01 per share | 106,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-008143 · doc1.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,170 F1 · shares: Restricted stock will vest in three equal annual installments beginning on April 1, 2022 and each anniversary thereof. F5 · balance_after: Includes 8,990 shares held in a 401(k) account. Read SEC document |
| January 29, 2022 Filed Feb 8, 2023 21:12 UTC Amendment | Dream Finders Homes, Inc. DFH · Entity 4812 | GrantClass A common stock, par value $0.01 per share | 461,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-002080 · doc1.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,538 F1 · security: Amendment filed to clarify that the reporting person was awarded Class A Common Stock. F2 · shares: This restricted stock award was granted to the reporting person on January 29, 2021. Such shares of Class A Common Stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning on January 21, 2022 and each anniversary thereof. Read SEC document |
| October 10, 2021 Filed Oct 29, 2021 15:17 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | GiftClass B common stock, par value $0.01 per share | 809,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-018954 · doc1.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 809,409 F1 · security: Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A Common Stock of Dream Finders Homes, Inc. and has no expiration date. F2 · ownership.nature: Shares contributed to trust established for the benefit of the reporting person's children. Read SEC document |
| October 10, 2021 Filed Oct 29, 2021 15:17 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | GiftClass B common stock, par value $0.01 per share | 809,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-018954 · doc1.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,282,124 F1 · security: Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A Common Stock of Dream Finders Homes, Inc. and has no expiration date. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 22:35 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | GrantClass B common stock, par value $0.01 per share | 461,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-003138 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,091,533 F2 · security: Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A common stock of Dream Finders Homes Inc. and has no expiration date. F1 · shares: This restricted stock award was granted to the reporting person on January 29, 2021. Such shares of Class B common stock ("Class B Common Stock") of Dream Finders Homes, Inc. will vest in three equal annual installments beginning on January 21, 2022 and each anniversary thereof. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 22:31 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | OtherClass B common stock, par value $0.01 per share | 596,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-002384 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 596,158 F3 · security: Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A common stock of Issuer and has no expiration date. F1 · kind: Such shares of Class B common stock ("Class B Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC. F1 · price: Such shares of Class B common stock ("Class B Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC. F2 · ownership.nature: Such shares of Class B Common Stock are owned directly by POZ Holdings, Inc. The reporting person is the controlling stockholder of POZ Holdings, Inc. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 22:31 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | OtherClass B common stock, par value $0.01 per share | 59,629,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-002384 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,629,995 F3 · security: Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A common stock of Issuer and has no expiration date. F1 · kind: Such shares of Class B common stock ("Class B Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC. F1 · price: Such shares of Class B common stock ("Class B Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.