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person · Reporting owner

Zalupski Patrick O.

Disclosed activity across 1 company

Tapewire entity
60027
SEC CIK
0001841163

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Dream Finders Homes, Inc.DFH · Entity 4812Director · President and CEO · 10% ownerMarch 16, 2026March 17, 2026

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Dream Finders Homes, Inc.

Report date March 16, 2026 · Filed March 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Prepaid Variable Forward Sale ContractSEC Table II · derivative / convertible securityIndirectOwned by POZ BR, LLC1,000,000 Reported balance After 2026-03-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-03-16 · Other · Acquired 1,000,000 · Balance 1,000,000

F1: POZ BR, LLC (the "reporting person"), of which Mr. Zalupski is the sole equity owner, entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F2: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from December 3, 2029 to December 14, 2029 (each, a "Settlement Price") is less than or equal to $12.02 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component;

F3: (Continued from Footnote 2) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $26.29 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price.

F4: In connection with the entry into the forward contract, the reporting person is entitled to receive an upfront cash payment of $9.7 million.

F5: Mr. Zalupski is the sole equity holder of POZ BR, LLC and has assigned his rights to the Pledged Shares and the shares of Class A Common Stock issuable in conversion therefor to POZ BR, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: POZ BR, LLC (the "reporting person"), of which Mr. Zalupski is the sole equity owner, entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F2: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from December 3, 2029 to December 14, 2029 (each, a "Settlement Price") is less than or equal to $12.02 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component;

F3: (Continued from Footnote 2) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $26.29 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price.

F4: In connection with the entry into the forward contract, the reporting person is entitled to receive an upfront cash payment of $9.7 million.

F5: Mr. Zalupski is the sole equity holder of POZ BR, LLC and has assigned his rights to the Pledged Shares and the shares of Class A Common Stock issuable in conversion therefor to POZ BR, LLC.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 11, 2024 Filed Nov 13, 2024 21:54 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 31,919 $31.06 $991,404.14
Disclosure

SEC source: 0000897069-24-002143 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 725,000

F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.74 to $31.69. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
October 23, 2024 Filed Oct 24, 2024 21:29 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 44,186 $31.90 $1,409,533.40
Disclosure

SEC source: 0000897069-24-002044 · form4.xml · nonDerivative · entry 3

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 756,919

F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.42 to $32.35. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 21:29 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 4,441 $32.46 $144,154.86
Disclosure

SEC source: 0000897069-24-002044 · form4.xml · nonDerivative · entry 2

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 801,105

F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $32.11 to $32.95. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
October 22, 2024 Filed Oct 24, 2024 21:29 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 54,665 $31.34 $1,713,201.10
Disclosure

SEC source: 0000897069-24-002044 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 805,546

F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.06 to $32.06. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
October 10, 2024 Filed Oct 11, 2024 20:34 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 1 $32.65 $32.65
Disclosure

SEC source: 0000897069-24-001944 · form4.xml · nonDerivative · entry 3

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 860,211

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
October 10, 2024 Filed Oct 11, 2024 20:34 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 17,129 $32.20 $551,553.80
Disclosure

SEC source: 0000897069-24-001944 · form4.xml · nonDerivative · entry 2

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 860,212

F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.61 to $32.59. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 20:34 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 16,987 $33.09 $562,099.83
Disclosure

SEC source: 0000897069-24-001944 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 877,341

F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $32.80 to $33.68. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
September 24, 2024 Filed Sep 25, 2024 20:48 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 3,554 $36.46 $129,578.84
Disclosure

SEC source: 0000897069-24-001888 · form4.xml · nonDerivative · entry 4

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 894,328

F5 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $36.28 to $36.64. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
September 24, 2024 Filed Sep 25, 2024 20:48 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 33,239 $35.75 $1,188,294.25
Disclosure

SEC source: 0000897069-24-001888 · form4.xml · nonDerivative · entry 3

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 897,882

F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $35.28 to $36.28. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
September 23, 2024 Filed Sep 25, 2024 20:48 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 917 $37.27 $34,176.59
Disclosure

SEC source: 0000897069-24-001888 · form4.xml · nonDerivative · entry 2

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 931,121

F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $37.13 to $37.57. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
September 23, 2024 Filed Sep 25, 2024 20:48 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 32,101 $36.56 $1,173,612.56
Disclosure

SEC source: 0000897069-24-001888 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 932,038

F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $36.13 to $37.12. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
September 11, 2024 Filed Sep 12, 2024 22:03 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 2,015 $31.40 $63,271.00
Disclosure

SEC source: 0000897069-24-001837 · form4.xml · nonDerivative · entry 4

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 964,139

F5 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.37 to $31.49. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
September 11, 2024 Filed Sep 12, 2024 22:03 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 25,017 $30.97 $774,776.49
Disclosure

SEC source: 0000897069-24-001837 · form4.xml · nonDerivative · entry 3

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 966,154

F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.37 to $31.37. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:43 UTC Amendment Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 2,015 $31.40 $63,271.00
Disclosure

SEC source: 0000897069-24-001841 · form4.xml · nonDerivative · entry 4

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 964,139

F5 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.37 to $31.49. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:43 UTC Amendment Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 25,017 $30.97 $774,776.49
Disclosure

SEC source: 0000897069-24-001841 · form4.xml · nonDerivative · entry 3

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 966,154

F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.37 to $31.37. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:03 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 16,000 $31.21 $499,360.00
Disclosure

SEC source: 0000897069-24-001837 · form4.xml · nonDerivative · entry 2

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 991,171

F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.84 to $31.43. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 22:03 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 10,879 $30.35 $330,177.65
Disclosure

SEC source: 0000897069-24-001837 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,007,171

F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $29.84 to $30.83. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
September 10, 2024 Filed Sep 13, 2024 20:43 UTC Amendment Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 16,000 $31.21 $499,360.00
Disclosure

SEC source: 0000897069-24-001841 · form4.xml · nonDerivative · entry 2

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 991,171

F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.84 to $31.43. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
September 10, 2024 Filed Sep 13, 2024 20:43 UTC Amendment Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 10,879 $30.35 $330,177.65
Disclosure

SEC source: 0000897069-24-001841 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,007,171

F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $29.84 to $30.83. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 21:08 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 38,568 $33.00 $1,272,744.00
Disclosure

SEC source: 0000897069-24-001769 · form4.xml · nonDerivative · entry 3

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,018,050

F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $32.48 to $33.42. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 21:08 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 5,169 $34.01 $175,797.69
Disclosure

SEC source: 0000897069-24-001769 · form4.xml · nonDerivative · entry 2

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,056,618

F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $33.90 to $34.21. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 21:08 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 49,496 $33.36 $1,651,186.56
Disclosure

SEC source: 0000897069-24-001769 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,061,787

F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $32.90 to $33.89. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
August 15, 2024 Filed Aug 16, 2024 21:06 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 19,624 $28.87 $566,544.88
Disclosure

SEC source: 0000897069-24-001712 · form4.xml · nonDerivative · entry 2

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,111,283

F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $28.43 to $29.29. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 21:06 UTC Dream Finders Homes, Inc. DFH · Entity 4812 OtherPrepaid Variable Forward Sale Contract · Derivative 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-24-001712 · form4.xml · derivative · entry 6

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

F7 · derivative.exercise_price: The reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F8 · derivative.exercise_price: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the volume-weighted average price of the Common Stock on the designated valuation date for the applicable component within the period from 8/16/2027 to 8/27/2027 (each, a "Settlement Price") is less than or equal to $22.12 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component;

F9 · derivative.exercise_price: (Continued from Footnote 8) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $55.30 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and

F10 · derivative.exercise_price: (Continued from Footnote 9) (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price.

F11 · derivative.exercise_price: In connection with the entry into the forward contract described in Footnote (7), the reporting person is entitled to receive an upfront cash payment of $16,064,650.00.

F7 · kind: The reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F8 · kind: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the volume-weighted average price of the Common Stock on the designated valuation date for the applicable component within the period from 8/16/2027 to 8/27/2027 (each, a "Settlement Price") is less than or equal to $22.12 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component;

F9 · kind: (Continued from Footnote 8) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $55.30 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and

F10 · kind: (Continued from Footnote 9) (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price.

F11 · kind: In connection with the entry into the forward contract described in Footnote (7), the reporting person is entitled to receive an upfront cash payment of $16,064,650.00.

F7 · price: The reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F8 · price: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the volume-weighted average price of the Common Stock on the designated valuation date for the applicable component within the period from 8/16/2027 to 8/27/2027 (each, a "Settlement Price") is less than or equal to $22.12 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component;

F9 · price: (Continued from Footnote 8) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $55.30 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and

F10 · price: (Continued from Footnote 9) (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price.

F11 · price: In connection with the entry into the forward contract described in Footnote (7), the reporting person is entitled to receive an upfront cash payment of $16,064,650.00.

F8 · derivative.exercise_date: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the volume-weighted average price of the Common Stock on the designated valuation date for the applicable component within the period from 8/16/2027 to 8/27/2027 (each, a "Settlement Price") is less than or equal to $22.12 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component;

F8 · derivative.expiration_date: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the volume-weighted average price of the Common Stock on the designated valuation date for the applicable component within the period from 8/16/2027 to 8/27/2027 (each, a "Settlement Price") is less than or equal to $22.12 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component;

Read SEC document
August 14, 2024 Filed Aug 16, 2024 21:06 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 11,804 $28.62 $337,830.48
Disclosure

SEC source: 0000897069-24-001712 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,130,907

F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $28.42 to $28.80. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
July 24, 2024 Filed Jul 26, 2024 21:03 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 12,171 $30.68 $373,406.28
Disclosure

SEC source: 0000897069-24-001562 · form4.xml · nonDerivative · entry 3

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,142,711

F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.51 to $31.32. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
July 24, 2024 Filed Jul 26, 2024 21:03 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 1,751 $30.01 $52,547.51
Disclosure

SEC source: 0000897069-24-001562 · form4.xml · nonDerivative · entry 2

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,154,882

F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $29.51 to $30.50. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
July 23, 2024 Filed Jul 26, 2024 21:03 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 49,345 $31.24 $1,541,537.80
Disclosure

SEC source: 0000897069-24-001562 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,156,633

F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.02 to $31.56. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 22:08 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 3,500 $25.06 $87,710.00
Disclosure

SEC source: 0000897069-24-001493 · form4.xml · nonDerivative · entry 2

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,205,978

F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $25.00 to $25.19. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
July 08, 2024 Filed Jul 10, 2024 22:08 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 6,581 $25.18 $165,709.58
Disclosure

SEC source: 0000897069-24-001493 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,209,478

F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $25.00 to $25.35. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
June 26, 2024 Filed Jun 27, 2024 21:03 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 300 $25.00 $7,500.00
Disclosure

SEC source: 0000897069-24-001455 · form4.xml · nonDerivative · entry 2

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,216,059

F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $25.00 to $25.03. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 21:03 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 7,407 $25.25 $187,026.75
Disclosure

SEC source: 0000897069-24-001455 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,216,359

F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $25.01 to $25.44. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 20:37 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 7,630 $27.19 $207,459.70
Disclosure

SEC source: 0000897069-24-001398 · form4.xml · nonDerivative · entry 2

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,223,766

F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $26.87 to $27.47 The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:37 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 12,966 $27.84 $360,973.44
Disclosure

SEC source: 0000897069-24-001398 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,231,396

F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $27.59 to $28.52 The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 22:21 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 23,180 $28.16 $652,748.80
Disclosure

SEC source: 0000897069-24-001274 · form4.xml · nonDerivative · entry 2

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,244,362

F2 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $27.95 to $28.64. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 22:21 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 10,984 $28.35 $311,396.40
Disclosure

SEC source: 0000897069-24-001274 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,267,542

F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $28.04 to $28.66. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
May 17, 2024 Filed May 20, 2024 21:31 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 400 $29.45 $11,780.00
Disclosure

SEC source: 0000897069-24-001137 · form4.xml · nonDerivative · entry 6

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,278,526

F7 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $29.44 to $29.47. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
May 17, 2024 Filed May 20, 2024 21:31 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 22,047 $29.14 $642,449.58
Disclosure

SEC source: 0000897069-24-001137 · form4.xml · nonDerivative · entry 5

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,278,926

F6 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $28.43 to $29.43. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
May 16, 2024 Filed May 20, 2024 21:31 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 600 $31.87 $19,122.00
Disclosure

SEC source: 0000897069-24-001137 · form4.xml · nonDerivative · entry 4

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,300,973

F5 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.77 to $32.00. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
May 16, 2024 Filed May 20, 2024 21:31 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 5,018 $31.25 $156,812.50
Disclosure

SEC source: 0000897069-24-001137 · form4.xml · nonDerivative · entry 3

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,301,573

F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.71 to $31.66. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
May 16, 2024 Filed May 20, 2024 21:31 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 12,241 $30.33 $371,269.53
Disclosure

SEC source: 0000897069-24-001137 · form4.xml · nonDerivative · entry 2

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,306,591

F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $29.70 to $30.70. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
May 16, 2024 Filed May 20, 2024 21:31 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 5,620 $29.08 $163,429.60
Disclosure

SEC source: 0000897069-24-001137 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,318,832

F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $28.69 to $29.68. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
April 19, 2024 Filed Apr 22, 2024 21:02 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 1,605 $34.19 $54,874.95
Disclosure

SEC source: 0000897069-24-000975 · form4.xml · nonDerivative · entry 4

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,324,452

F5 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $33.98 to $34.25. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
April 19, 2024 Filed Apr 22, 2024 21:02 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 31,921 $33.33 $1,063,926.93
Disclosure

SEC source: 0000897069-24-000975 · form4.xml · nonDerivative · entry 3

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,326,057

F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $32.92 to $33.85. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
April 18, 2024 Filed Apr 22, 2024 21:02 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 10,283 $35.17 $361,653.11
Disclosure

SEC source: 0000897069-24-000975 · form4.xml · nonDerivative · entry 2

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,357,978

F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $35.14 to $35.26. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
April 18, 2024 Filed Apr 22, 2024 21:02 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 20,150 $34.62 $697,593.00
Disclosure

SEC source: 0000897069-24-000975 · form4.xml · nonDerivative · entry 1

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,368,261

F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $34.13 to $35.13. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 6,141 shares held in a 401(k) account.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 21:23 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 1,210 $41.86 $50,650.60
Disclosure

SEC source: 0000897069-24-000896 · form4.xml · nonDerivative · entry 5

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,391,260

F6 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $41.76 to $41.95. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 8,990 shares held in a 401(k) account.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 21:23 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 7,643 $41.34 $315,961.62
Disclosure

SEC source: 0000897069-24-000896 · form4.xml · nonDerivative · entry 4

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,392,470

F5 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $40.75 to $41.75. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 8,990 shares held in a 401(k) account.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 21:23 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 28,629 $40.27 $1,152,889.83
Disclosure

SEC source: 0000897069-24-000896 · form4.xml · nonDerivative · entry 3

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,400,113

F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $39.74 to $40.74. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 8,990 shares held in a 401(k) account.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 21:23 UTC Dream Finders Homes, Inc. DFH · Entity 4812 SaleClass A common stock, par value $0.01 per share 2,638 $42.93 $113,249.34
Disclosure

SEC source: 0000897069-24-000896 · form4.xml · nonDerivative · entry 2

Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,428,742

F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $42.83 to $43.33. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 8,990 shares held in a 401(k) account.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.