Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dream Finders Homes, Inc.DFH · Entity 4812 | Director · President and CEO · 10% owner | March 16, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dream Finders Homes, Inc.
Report date March 16, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Prepaid Variable Forward Sale ContractSEC Table II · derivative / convertible security | IndirectOwned by POZ BR, LLC | 1,000,000 |
Reported balance
After 2026-03-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-16 · Other · Acquired 1,000,000 · Balance 1,000,000 F1: POZ BR, LLC (the "reporting person"), of which Mr. Zalupski is the sole equity owner, entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from December 3, 2029 to December 14, 2029 (each, a "Settlement Price") is less than or equal to $12.02 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component; F3: (Continued from Footnote 2) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $26.29 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price. F4: In connection with the entry into the forward contract, the reporting person is entitled to receive an upfront cash payment of $9.7 million. F5: Mr. Zalupski is the sole equity holder of POZ BR, LLC and has assigned his rights to the Pledged Shares and the shares of Class A Common Stock issuable in conversion therefor to POZ BR, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: POZ BR, LLC (the "reporting person"), of which Mr. Zalupski is the sole equity owner, entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.
F2: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from December 3, 2029 to December 14, 2029 (each, a "Settlement Price") is less than or equal to $12.02 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component;
F3: (Continued from Footnote 2) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $26.29 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price.
F4: In connection with the entry into the forward contract, the reporting person is entitled to receive an upfront cash payment of $9.7 million.
F5: Mr. Zalupski is the sole equity holder of POZ BR, LLC and has assigned his rights to the Pledged Shares and the shares of Class A Common Stock issuable in conversion therefor to POZ BR, LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2026 Filed Mar 17, 2026 21:10 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | OtherPrepaid Variable Forward Sale Contract · Derivative | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-26-000699 · form4.xml · derivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Owned by POZ BR, LLC Disclosed balance after: 1,000,000 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: POZ BR, LLC (the "reporting person"), of which Mr. Zalupski is the sole equity owner, entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · derivative.exercise_price: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from December 3, 2029 to December 14, 2029 (each, a "Settlement Price") is less than or equal to $12.02 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component; F3 · derivative.exercise_price: (Continued from Footnote 2) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $26.29 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price. F4 · derivative.exercise_price: In connection with the entry into the forward contract, the reporting person is entitled to receive an upfront cash payment of $9.7 million. F1 · kind: POZ BR, LLC (the "reporting person"), of which Mr. Zalupski is the sole equity owner, entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · kind: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from December 3, 2029 to December 14, 2029 (each, a "Settlement Price") is less than or equal to $12.02 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component; F3 · kind: (Continued from Footnote 2) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $26.29 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price. F4 · kind: In connection with the entry into the forward contract, the reporting person is entitled to receive an upfront cash payment of $9.7 million. F1 · price: POZ BR, LLC (the "reporting person"), of which Mr. Zalupski is the sole equity owner, entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · price: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from December 3, 2029 to December 14, 2029 (each, a "Settlement Price") is less than or equal to $12.02 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component; F3 · price: (Continued from Footnote 2) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $26.29 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price. F4 · price: In connection with the entry into the forward contract, the reporting person is entitled to receive an upfront cash payment of $9.7 million. F2 · derivative.exercise_date: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from December 3, 2029 to December 14, 2029 (each, a "Settlement Price") is less than or equal to $12.02 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component; F2 · derivative.expiration_date: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from December 3, 2029 to December 14, 2029 (each, a "Settlement Price") is less than or equal to $12.02 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component; F5 · ownership.nature: Mr. Zalupski is the sole equity holder of POZ BR, LLC and has assigned his rights to the Pledged Shares and the shares of Class A Common Stock issuable in conversion therefor to POZ BR, LLC. Read SEC document |
| March 08, 2026 Filed Mar 9, 2026 22:47 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | Tax withholdingClass A common stock, par value $0.01 per share | 48,348 | $15.71 | $759,547.08 |
DisclosureSEC source: 0000897069-26-000668 · form4.xml · nonDerivative · entry 4 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,092,819 F1 · kind: Withholding of shares upon vesting by the Company to satisfy tax liability. F2 · balance_after: Includes 11,941 shares held in a 401(k) account. Read SEC document |
| March 06, 2026 Filed Mar 9, 2026 22:47 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | Tax withholdingClass A common stock, par value $0.01 per share | 17,424 | $16.40 | $285,753.60 |
DisclosureSEC source: 0000897069-26-000668 · form4.xml · nonDerivative · entry 3 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,141,167 F1 · kind: Withholding of shares upon vesting by the Company to satisfy tax liability. F2 · balance_after: Includes 11,941 shares held in a 401(k) account. Read SEC document |
| March 06, 2026 Filed Mar 9, 2026 22:47 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | GrantClass A common stock, par value $0.01 per share | 287,119 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000668 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,158,591 F3 · shares: The restricted stock will vest in three equal annual installments beginning on March 6, 2027 and each anniversary thereof. F2 · balance_after: Includes 11,941 shares held in a 401(k) account. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 22:47 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | Tax withholdingClass A common stock, par value $0.01 per share | 26,000 | $17.25 | $448,500.00 |
DisclosureSEC source: 0000897069-26-000668 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,871,472 F1 · kind: Withholding of shares upon vesting by the Company to satisfy tax liability. F2 · balance_after: Includes 11,941 shares held in a 401(k) account. Read SEC document |
| October 02, 2025 Filed Oct 3, 2025 20:52 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 6,794 | $25.93 | $176,168.42 |
DisclosureSEC source: 0000897069-25-001563 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,891,672 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $25.49 to $26.19. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:52 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 7,443 | $26.04 | $193,815.72 |
DisclosureSEC source: 0000897069-25-001563 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,898,466 F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $25.70 to $26.42. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| September 16, 2025 Filed Sep 17, 2025 20:55 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 11,143 | $28.27 | $315,012.61 |
DisclosureSEC source: 0000897069-25-001477 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,905,909 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $27.97 to $28.54. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 20:55 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 10,720 | $28.54 | $305,948.80 |
DisclosureSEC source: 0000897069-25-001477 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,917,052 F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $28.11 to $28.88. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| September 04, 2025 Filed Sep 5, 2025 21:50 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 3 | $29.19 | $87.57 |
DisclosureSEC source: 0000897069-25-001435 · form4.xml · nonDerivative · entry 4 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,927,772 F5 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $29.17 to $29.21. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| September 04, 2025 Filed Sep 5, 2025 21:50 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 11,564 | $28.86 | $333,737.04 |
DisclosureSEC source: 0000897069-25-001435 · form4.xml · nonDerivative · entry 3 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,927,775 F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $28.16 to $29.15. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| September 03, 2025 Filed Sep 5, 2025 21:50 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 931 | $28.25 | $26,300.75 |
DisclosureSEC source: 0000897069-25-001435 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,939,339 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $28.19 to $28.32. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| September 03, 2025 Filed Sep 5, 2025 21:50 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 6,628 | $27.70 | $183,595.60 |
DisclosureSEC source: 0000897069-25-001435 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,940,270 F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $27.14 to $27.99. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| August 27, 2025 Filed Aug 28, 2025 21:07 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 5,259 | $28.09 | $147,725.31 |
DisclosureSEC source: 0000897069-25-001401 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,946,898 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $27.88 to $28.71. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 21:07 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 5,686 | $28.74 | $163,415.64 |
DisclosureSEC source: 0000897069-25-001401 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,952,157 F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $28.48 to $29.11. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| August 13, 2025 Filed Aug 14, 2025 20:52 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 2,217 | $28.59 | $63,384.03 |
DisclosureSEC source: 0000897069-25-001350 · form4.xml · nonDerivative · entry 4 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,957,843 F5 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $28.39 to $28.96. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| August 13, 2025 Filed Aug 14, 2025 20:52 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 5,913 | $27.85 | $164,677.05 |
DisclosureSEC source: 0000897069-25-001350 · form4.xml · nonDerivative · entry 3 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,960,060 F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $27.40 to $28.39. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| August 13, 2025 Filed Aug 14, 2025 20:52 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 2,722 | $27.08 | $73,711.76 |
DisclosureSEC source: 0000897069-25-001350 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,965,973 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $26.39 to $27.30. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 20:52 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 9,980 | $25.62 | $255,687.60 |
DisclosureSEC source: 0000897069-25-001350 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,968,695 F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $25.05 to $25.96. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| July 24, 2025 Filed Jul 25, 2025 21:15 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 2,395 | $27.84 | $66,676.80 |
DisclosureSEC source: 0000897069-25-001203 · form4.xml · nonDerivative · entry 4 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,978,675 F5 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $27.63 to $28.11. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| July 24, 2025 Filed Jul 25, 2025 21:15 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 8,021 | $26.99 | $216,486.79 |
DisclosureSEC source: 0000897069-25-001203 · form4.xml · nonDerivative · entry 3 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,981,070 F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $26.60 to $27.59. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| July 23, 2025 Filed Jul 25, 2025 21:15 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 128 | $29.05 | $3,718.40 |
DisclosureSEC source: 0000897069-25-001203 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,989,091 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $29.03 to $29.08. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| July 23, 2025 Filed Jul 25, 2025 21:15 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 10,288 | $28.46 | $292,796.48 |
DisclosureSEC source: 0000897069-25-001203 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,989,219 F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $27.94 to $28.77. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| July 09, 2025 Filed Jul 10, 2025 21:14 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 723 | $27.82 | $20,113.86 |
DisclosureSEC source: 0000897069-25-001168 · form4.xml · nonDerivative · entry 3 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,999,507 F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $27.80 to $27.83. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| July 09, 2025 Filed Jul 10, 2025 21:14 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 9,964 | $27.39 | $272,913.96 |
DisclosureSEC source: 0000897069-25-001168 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,000,230 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $26.78 to $27.78. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| July 08, 2025 Filed Jul 10, 2025 21:14 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 10,161 | $26.19 | $266,116.59 |
DisclosureSEC source: 0000897069-25-001168 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,010,194 F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $25.51 to $26.41. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 21:49 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | OtherPrepaid Variable Forward Sale Contract · Derivative | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-25-001053 · form4.xml · derivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · derivative.exercise_price: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from 03/20/2029 to 04/03/2029 (each, a "Settlement Price") is less than or equal to $17.27 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component; F3 · derivative.exercise_price: (Continued from Footnote 2) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $37.78 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and F4 · derivative.exercise_price: (Continued from Footnote 3) (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price. F5 · derivative.exercise_price: In connection with the entry into the forward contract described in Footnote (1), the reporting person is entitled to receive an upfront cash payment of $13,213,080.00. F1 · kind: The reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · kind: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from 03/20/2029 to 04/03/2029 (each, a "Settlement Price") is less than or equal to $17.27 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component; F3 · kind: (Continued from Footnote 2) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $37.78 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and F4 · kind: (Continued from Footnote 3) (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price. F5 · kind: In connection with the entry into the forward contract described in Footnote (1), the reporting person is entitled to receive an upfront cash payment of $13,213,080.00. F1 · price: The reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F2 · price: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from 03/20/2029 to 04/03/2029 (each, a "Settlement Price") is less than or equal to $17.27 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component; F3 · price: (Continued from Footnote 2) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $37.78 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and F4 · price: (Continued from Footnote 3) (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price. F5 · price: In connection with the entry into the forward contract described in Footnote (1), the reporting person is entitled to receive an upfront cash payment of $13,213,080.00. F2 · derivative.exercise_date: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from 03/20/2029 to 04/03/2029 (each, a "Settlement Price") is less than or equal to $17.27 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component; F2 · derivative.expiration_date: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from 03/20/2029 to 04/03/2029 (each, a "Settlement Price") is less than or equal to $17.27 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component; Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 22:04 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | Tax withholdingClass A common stock, par value $0.01 per share | 13,927 | $22.42 | $312,243.34 |
DisclosureSEC source: 0000897069-25-000761 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,020,355 F1 · kind: Withholding of shares upon vesting by the Company to satisfy tax liability. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| March 11, 2025 Filed Mar 12, 2025 21:16 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 103 | $26.62 | $2,741.86 |
DisclosureSEC source: 0000897069-25-000574 · form4.xml · nonDerivative · entry 3 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,034,282 F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $26.61 to $26.62. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| March 11, 2025 Filed Mar 12, 2025 21:16 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 17,700 | $26.06 | $461,262.00 |
DisclosureSEC source: 0000897069-25-000574 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,034,385 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $25.58 to $26.55. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 21:16 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 23,015 | $26.29 | $605,064.35 |
DisclosureSEC source: 0000897069-25-000574 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,052,085 F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $25.75 to $26.73. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| March 08, 2025 Filed Mar 10, 2025 20:51 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | Tax withholdingClass A common stock, par value $0.01 per share | 48,348 | $25.37 | $1,226,588.76 |
DisclosureSEC source: 0000897069-25-000564 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,075,100 F1 · kind: Withholding of shares upon vesting by the Company to satisfy tax liability. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| March 06, 2025 Filed Mar 7, 2025 22:25 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | Tax withholdingClass A common stock, par value $0.01 per share | 12,694 | $24.93 | $316,461.42 |
DisclosureSEC source: 0000897069-25-000543 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,123,448 F3 · kind: Withholding of shares upon vesting by the Company to satisfy tax liability. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 22:25 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | GrantClass A common stock, par value $0.01 per share | 198,228 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-25-000543 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,136,142 F1 · shares: The restricted stock will vest in three equal annual installments beginning on March 5, 2026 and each anniversary thereof. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| December 18, 2024 Filed Dec 19, 2024 22:19 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 7,859 | $26.92 | $211,564.28 |
DisclosureSEC source: 0000897069-24-002321 · form4.xml · nonDerivative · entry 4 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,937,914 F5 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $26.57 to $27.48. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| December 18, 2024 Filed Dec 19, 2024 22:19 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 10,580 | $25.93 | $274,339.40 |
DisclosureSEC source: 0000897069-24-002321 · form4.xml · nonDerivative · entry 3 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,945,773 F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $25.57 to $26.56. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 22:19 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 3,248 | $28.21 | $91,626.08 |
DisclosureSEC source: 0000897069-24-002321 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,956,353 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $27.91 to $28.79. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 22:19 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 14,966 | $27.30 | $408,571.80 |
DisclosureSEC source: 0000897069-24-002321 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,959,601 F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $26.91 to $27.90. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| December 05, 2024 Filed Dec 5, 2024 22:35 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | OtherPrepaid Variable Forward Sale Contract · Derivative | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-24-002254 · form4.xml · derivative · entry 8 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed F9 · derivative.exercise_price: The reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F10 · derivative.exercise_price: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from 5/15/2028 to 5/26/2028 (each, a "Settlement Price") is less than or equal to $24.01 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component; F11 · derivative.exercise_price: (Continued from Footnote 10) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $60.02 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and F12 · derivative.exercise_price: (Continued from Footnote 11) (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price. F13 · derivative.exercise_price: In connection with the entry into the forward contract described in Footnote (9), the reporting person is entitled to receive an upfront cash payment of $17,165.720.00. F9 · kind: The reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F10 · kind: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from 5/15/2028 to 5/26/2028 (each, a "Settlement Price") is less than or equal to $24.01 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component; F11 · kind: (Continued from Footnote 10) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $60.02 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and F12 · kind: (Continued from Footnote 11) (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price. F13 · kind: In connection with the entry into the forward contract described in Footnote (9), the reporting person is entitled to receive an upfront cash payment of $17,165.720.00. F9 · price: The reporting person entered into a prepaid variable forward sale contract with an unaffiliated third party buyer whereby the reporting person pledged an aggregate of 1,000,000 shares (the "Pledged Shares") of Dream Finders Homes, Inc. Class B common stock to secure its obligations under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. F10 · price: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from 5/15/2028 to 5/26/2028 (each, a "Settlement Price") is less than or equal to $24.01 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component; F11 · price: (Continued from Footnote 10) (b) if such Settlement Price is greater than the Floor Price but less than or equal to $60.02 (the "Cap Price"), the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of the Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is such Settlement Price and F12 · price: (Continued from Footnote 11) (c) if such Settlement Price is greater than the Cap Price, the reporting person will deliver to the buyer the number of shares equal to one hundred percent (100%) of Pledged Shares for the applicable component multiplied by a fraction, the numerator of which is the Floor Price plus the excess of such Settlement Price over the Cap Price, and the denominator of which is such Settlement Price. F13 · price: In connection with the entry into the forward contract described in Footnote (9), the reporting person is entitled to receive an upfront cash payment of $17,165.720.00. F10 · derivative.exercise_date: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from 5/15/2028 to 5/26/2028 (each, a "Settlement Price") is less than or equal to $24.01 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component; F10 · derivative.expiration_date: The contract obligates the reporting person to deliver to the buyer, on the applicable settlement date for each of the 10 components, up to one hundred percent (100%) of the number of Pledged Shares for such component or, at the reporting person's option, an equivalent amount of cash. The number of shares of Common Stock to be delivered to the buyer on the settlement date (or on which to base the amount of cash to be delivered to the buyer on the settlement date) is to be determined as follows: (a) if the closing price of the Common Stock on the designated valuation date for the applicable component within the period from 5/15/2028 to 5/26/2028 (each, a "Settlement Price") is less than or equal to $24.01 (the "Floor Price"), the reporting person will deliver to the buyer all of the Pledged Shares for the applicable component; Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 22:35 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 2,849 | $33.16 | $94,472.84 |
DisclosureSEC source: 0000897069-24-002254 · form4.xml · nonDerivative · entry 5 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,974,567 F6 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $33.09 to $33.23. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 22:35 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 25,709 | $32.67 | $839,913.03 |
DisclosureSEC source: 0000897069-24-002254 · form4.xml · nonDerivative · entry 4 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,977,416 F5 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $32.09 to $33.09. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 22:35 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 18,119 | $33.26 | $602,637.94 |
DisclosureSEC source: 0000897069-24-002254 · form4.xml · nonDerivative · entry 3 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,003,125 F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $32.77 to $33.53. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 22:35 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | ConversionClass A common stock, par value $0.01 per share | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-002254 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,021,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Conversion of Class B common stock into an equal number of shares of Class A common stock without the payment of any consideration by the holder. F3 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 22:35 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | ConversionClass B common stock, par value $0.01 per share | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-002254 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 56,320,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A Common Stock ("Common Stock") of Dream Finders Homes, Inc. and has no expiration date. F2 · kind: Conversion of Class B common stock into an equal number of shares of Class A common stock without the payment of any consideration by the holder. Read SEC document |
| November 22, 2024 Filed Nov 25, 2024 22:04 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 7,989 | $31.51 | $251,733.39 |
DisclosureSEC source: 0000897069-24-002207 · form4.xml · nonDerivative · entry 4 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 521,244 F5 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.43 to $31.62. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| November 22, 2024 Filed Nov 25, 2024 22:04 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 47,786 | $31.06 | $1,484,233.16 |
DisclosureSEC source: 0000897069-24-002207 · form4.xml · nonDerivative · entry 3 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 529,233 F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.43 to $31.42. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 22:04 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 49,891 | $31.77 | $1,585,037.07 |
DisclosureSEC source: 0000897069-24-002207 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 577,019 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $31.42 to $32.33. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 22:04 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 67,333 | $30.96 | $2,084,629.68 |
DisclosureSEC source: 0000897069-24-002207 · form4.xml · nonDerivative · entry 1 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 626,910 F1 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.42 to $31.42. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:54 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 2,073 | $30.66 | $63,558.18 |
DisclosureSEC source: 0000897069-24-002143 · form4.xml · nonDerivative · entry 3 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 694,243 F4 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $30.64 to $30.75. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:54 UTC | Dream Finders Homes, Inc. DFH · Entity 4812 | SaleClass A common stock, par value $0.01 per share | 28,684 | $30.02 | $861,093.68 |
DisclosureSEC source: 0000897069-24-002143 · form4.xml · nonDerivative · entry 2 Zalupski Patrick O. · CIK 0001841163 · Director · President and CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 696,316 F3 · price: The price reported in Column 4 is a weighted average price. The prices sold ranged from $29.63 to $30.60. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 6,141 shares held in a 401(k) account. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.