Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penumbra IncPEN · Entity 3430 | EVP, Gen. Counsel & Secretary | March 15, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penumbra Inc
Report date March 15, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,298 |
Reported balance
After 2026-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-15 · Tax withholding · Disposed 186 · Balance 67,298 F1: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2: A portion of these shares is subject to vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.
F2: A portion of these shares is subject to vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2022 Filed Jan 5, 2022 19:41 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 3,250 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-22-000006 · wf-form4_164142965250352.xml · derivative · entry 11 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,200 Underlying: Common Stock · 3,250 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:41 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $285.95 | $28,595.00 |
DisclosureSEC source: 0001321732-22-000006 · wf-form4_164142965250352.xml · nonDerivative · entry 10 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,624 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:41 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 500 | $285.24 | $142,620.00 |
DisclosureSEC source: 0001321732-22-000006 · wf-form4_164142965250352.xml · nonDerivative · entry 9 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,724 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F9 · price: This transaction was executed in multiple trades at prices ranging from $285.06 to $285.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:41 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $283.89 | $28,389.00 |
DisclosureSEC source: 0001321732-22-000006 · wf-form4_164142965250352.xml · nonDerivative · entry 8 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,224 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:41 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $282.53 | $56,506.00 |
DisclosureSEC source: 0001321732-22-000006 · wf-form4_164142965250352.xml · nonDerivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,324 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $282.51 to $282.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:41 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 449 | $281.94 | $126,591.06 |
DisclosureSEC source: 0001321732-22-000006 · wf-form4_164142965250352.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,524 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $281.50 to $282.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:41 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 758 | $281.16 | $213,119.28 |
DisclosureSEC source: 0001321732-22-000006 · wf-form4_164142965250352.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,973 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $280.61 to $281.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:41 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 643 | $280.06 | $180,078.58 |
DisclosureSEC source: 0001321732-22-000006 · wf-form4_164142965250352.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,731 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $279.75 to $280.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:41 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $278.94 | $55,788.00 |
DisclosureSEC source: 0001321732-22-000006 · wf-form4_164142965250352.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,374 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $278.70 to $279.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:41 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 300 | $278.02 | $83,406.00 |
DisclosureSEC source: 0001321732-22-000006 · wf-form4_164142965250352.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,574 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $277.45 to $278.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:41 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 3,250 | $22.04 | $71,630.00 |
DisclosureSEC source: 0001321732-22-000006 · wf-form4_164142965250352.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 19:50 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 4,800 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-21-000128 · wf-form4_164091180973518.xml · derivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,450 Underlying: Common Stock · 4,800 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 19:50 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 4,800 | $22.04 | $105,792.00 |
DisclosureSEC source: 0001321732-21-000128 · wf-form4_164091180973518.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:53 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 1,750 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-21-000122 · wf-form4_163857919146661.xml · derivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,250 Underlying: Common Stock · 1,750 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 507 | $248.35 | $125,913.45 |
DisclosureSEC source: 0001321732-21-000122 · wf-form4_163857919146661.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,824 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $248.08 to $248.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 393 | $247.70 | $97,346.10 |
DisclosureSEC source: 0001321732-21-000122 · wf-form4_163857919146661.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,331 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $247.45 to $247.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 500 | $246.35 | $123,175.00 |
DisclosureSEC source: 0001321732-21-000122 · wf-form4_163857919146661.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,724 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $246.13 to $246.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 250 | $245.30 | $61,325.00 |
DisclosureSEC source: 0001321732-21-000122 · wf-form4_163857919146661.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,224 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $245.14 to $245.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $244.32 | $24,432.00 |
DisclosureSEC source: 0001321732-21-000122 · wf-form4_163857919146661.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,474 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $244.05 to $244.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:53 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 1,750 | $22.04 | $38,570.00 |
DisclosureSEC source: 0001321732-21-000122 · wf-form4_163857919146661.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 19:40 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001321732-21-000114 · wf-form4_163719599571604.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,824 F1 · shares: On November 15, 2021, the Reporting Person was granted 1,500 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2022, subject to continued service by the Reporting Person on the applicable vesting date. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 19:41 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · derivative · entry 10 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 2,500 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 19:41 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $284.37 | $28,437.00 |
DisclosureSEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 9 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,324 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 19:41 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $283.45 | $56,690.00 |
DisclosureSEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 8 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,424 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F9 · price: This transaction was executed in multiple trades at prices ranging from $283.14 to $283.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 19:41 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 300 | $282.48 | $84,744.00 |
DisclosureSEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,624 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $282.21 to $282.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 19:41 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 500 | $281.43 | $140,715.00 |
DisclosureSEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,924 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $281.24 to $281.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 19:41 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $280.56 | $56,112.00 |
DisclosureSEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,424 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $280.15 to $280.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 19:41 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $279.52 | $55,904.00 |
DisclosureSEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,624 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $279.11 to $279.89. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 19:41 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 212 | $276.64 | $58,647.68 |
DisclosureSEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,824 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $276.02 to $276.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 19:41 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 788 | $275.11 | $216,786.68 |
DisclosureSEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,036 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $275.00 to $275.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 19:41 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 2,500 | $22.04 | $55,100.00 |
DisclosureSEC source: 0001321732-21-000110 · wf-form4_163659129582258.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:18 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-21-000092 · wf-form4_163347948762693.xml · derivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,500 Underlying: Common Stock · 2,500 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:18 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $267.06 | $26,706.00 |
DisclosureSEC source: 0001321732-21-000092 · wf-form4_163347948762693.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,324 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:18 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 494 | $262.71 | $129,778.74 |
DisclosureSEC source: 0001321732-21-000092 · wf-form4_163347948762693.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,424 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $262.53 to $263.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:18 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 606 | $262.10 | $158,832.60 |
DisclosureSEC source: 0001321732-21-000092 · wf-form4_163347948762693.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,918 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $261.79 to $262.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:18 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 800 | $260.94 | $208,752.00 |
DisclosureSEC source: 0001321732-21-000092 · wf-form4_163347948762693.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,524 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $260.62 to $261.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:18 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 500 | $260.01 | $130,005.00 |
DisclosureSEC source: 0001321732-21-000092 · wf-form4_163347948762693.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,324 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $259.50 to $260.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:18 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 2,500 | $22.04 | $55,100.00 |
DisclosureSEC source: 0001321732-21-000092 · wf-form4_163347948762693.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:27 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-21-000078 · wf-form4_163071520918857.xml · derivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 2,500 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:27 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $276.20 | $27,620.00 |
DisclosureSEC source: 0001321732-21-000078 · wf-form4_163071520918857.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,324 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:27 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 300 | $274.80 | $82,440.00 |
DisclosureSEC source: 0001321732-21-000078 · wf-form4_163071520918857.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,424 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $274.74 to $274.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:27 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $274.49 | $27,449.00 |
DisclosureSEC source: 0001321732-21-000078 · wf-form4_163071520918857.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,724 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:27 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 697 | $271.80 | $189,444.60 |
DisclosureSEC source: 0001321732-21-000078 · wf-form4_163071520918857.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,824 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $271.55 to $272.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:27 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,303 | $270.98 | $353,086.94 |
DisclosureSEC source: 0001321732-21-000078 · wf-form4_163071520918857.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,521 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $270.55 to $271.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:27 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 2,500 | $22.04 | $55,100.00 |
DisclosureSEC source: 0001321732-21-000078 · wf-form4_163071520918857.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 19:13 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-21-000062 · wf-form4_162872357058662.xml · derivative · entry 8 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 Underlying: Common Stock · 2,500 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 19:13 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 300 | $265.16 | $79,548.00 |
DisclosureSEC source: 0001321732-21-000062 · wf-form4_162872357058662.xml · nonDerivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,324 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $265.03 to $265.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 19:13 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 650 | $264.46 | $171,899.00 |
DisclosureSEC source: 0001321732-21-000062 · wf-form4_162872357058662.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,624 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $264.14 to $264.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 19:13 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 650 | $263.67 | $171,385.50 |
DisclosureSEC source: 0001321732-21-000062 · wf-form4_162872357058662.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,274 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $263.24 to $263.95. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 19:13 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 500 | $262.57 | $131,285.00 |
DisclosureSEC source: 0001321732-21-000062 · wf-form4_162872357058662.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,924 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $262.09 to $262.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.