Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penumbra IncPEN · Entity 3430 | EVP, Gen. Counsel & Secretary | March 15, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penumbra Inc
Report date March 15, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,298 |
Reported balance
After 2026-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-15 · Tax withholding · Disposed 186 · Balance 67,298 F1: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2: A portion of these shares is subject to vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.
F2: A portion of these shares is subject to vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2023 Filed Mar 3, 2023 20:38 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 600 | $22.04 | $13,224.00 |
DisclosureSEC source: 0001321732-23-000040 · wf-form4_167789386980961.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 28, 2022 Filed Feb 3, 2023 19:37 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 5,750 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-23-000010 · wf-form4_167547104316813.xml · derivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,450 Underlying: Common Stock · 5,750 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| December 28, 2022 Filed Feb 3, 2023 19:37 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 5,750 | $22.04 | $126,730.00 |
DisclosureSEC source: 0001321732-23-000010 · wf-form4_167547104316813.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: This transaction is being reported late due to administrative oversight. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 19:44 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 8,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001321732-22-000114 · wf-form4_167149703141781.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,210 F1 · shares: On December 15, 2022, the Reporting Person was granted 8,900 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on December 15, 2023, subject to continued service by the Reporting Person on the applicable vesting date. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 19:50 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-22-000112 · wf-form4_167028777906473.xml · derivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,200 Underlying: Common Stock · 1,500 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 19:50 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $212.71 | $21,271.00 |
DisclosureSEC source: 0001321732-22-000112 · wf-form4_167028777906473.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,310 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 19:50 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 500 | $211.03 | $105,515.00 |
DisclosureSEC source: 0001321732-22-000112 · wf-form4_167028777906473.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,410 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $210.83 to $211.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 19:50 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 600 | $210.29 | $126,174.00 |
DisclosureSEC source: 0001321732-22-000112 · wf-form4_167028777906473.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,910 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $209.87 to $210.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 19:50 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $208.85 | $20,885.00 |
DisclosureSEC source: 0001321732-22-000112 · wf-form4_167028777906473.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,510 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 19:50 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $207.93 | $41,586.00 |
DisclosureSEC source: 0001321732-22-000112 · wf-form4_167028777906473.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,610 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $207.52 to $208.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 19:50 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 1,500 | $22.04 | $33,060.00 |
DisclosureSEC source: 0001321732-22-000112 · wf-form4_167028777906473.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 20:17 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 186 | $195.99 | $36,454.14 |
DisclosureSEC source: 0001321732-22-000106 · wf-form4_166864782539224.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,310 F6 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 20:17 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-22-000106 · wf-form4_166864782539224.xml · derivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,700 Underlying: Common Stock · 1,500 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 20:17 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 600 | $195.15 | $117,090.00 |
DisclosureSEC source: 0001321732-22-000106 · wf-form4_166864782539224.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,496 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $194.89 to $195.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 20:17 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 700 | $194.31 | $136,017.00 |
DisclosureSEC source: 0001321732-22-000106 · wf-form4_166864782539224.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,096 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $193.82 to $194.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 20:17 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $193.08 | $38,616.00 |
DisclosureSEC source: 0001321732-22-000106 · wf-form4_166864782539224.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,796 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $192.81 to $193.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 20:17 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 1,500 | $22.04 | $33,060.00 |
DisclosureSEC source: 0001321732-22-000106 · wf-form4_166864782539224.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 20:37 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-22-000091 · wf-form4_166501661091585.xml · derivative · entry 8 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,200 Underlying: Common Stock · 1,500 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 20:37 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 300 | $195.46 | $58,638.00 |
DisclosureSEC source: 0001321732-22-000091 · wf-form4_166501661091585.xml · nonDerivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,496 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $195.39 to $195.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 20:37 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $194.83 | $19,483.00 |
DisclosureSEC source: 0001321732-22-000091 · wf-form4_166501661091585.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,796 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 20:37 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $193.57 | $38,714.00 |
DisclosureSEC source: 0001321732-22-000091 · wf-form4_166501661091585.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,896 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $193.48 to $193.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 20:37 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 400 | $192.62 | $77,048.00 |
DisclosureSEC source: 0001321732-22-000091 · wf-form4_166501661091585.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,096 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $192.42 to $192.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 20:37 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 400 | $191.63 | $76,652.00 |
DisclosureSEC source: 0001321732-22-000091 · wf-form4_166501661091585.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,496 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $191.20 to $191.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 20:37 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $190.02 | $19,002.00 |
DisclosureSEC source: 0001321732-22-000091 · wf-form4_166501661091585.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,896 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $189.95 to $190.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 20:37 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 1,500 | $22.04 | $33,060.00 |
DisclosureSEC source: 0001321732-22-000091 · wf-form4_166501661091585.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 19:32 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 5,800 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-22-000083 · wf-form4_166276634929691.xml · derivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,700 Underlying: Common Stock · 5,800 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 19:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 5,800 | $175.17 | $1,015,986.00 |
DisclosureSEC source: 0001321732-22-000083 · wf-form4_166276634929691.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,496 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $175.00 to $175.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 19:32 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 5,800 | $22.04 | $127,832.00 |
DisclosureSEC source: 0001321732-22-000083 · wf-form4_166276634929691.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:32 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 1,700 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-22-000081 · wf-form4_166078271361134.xml · derivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,500 Underlying: Common Stock · 1,700 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,700 | $175.04 | $297,568.00 |
DisclosureSEC source: 0001321732-22-000081 · wf-form4_166078271361134.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,496 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $175.00 to $175.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:32 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 1,700 | $22.04 | $37,468.00 |
DisclosureSEC source: 0001321732-22-000081 · wf-form4_166078271361134.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 15, 2022 Filed May 17, 2022 19:18 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 1,860 | $143.25 | $266,445.00 |
DisclosureSEC source: 0001321732-22-000055 · wf-form4_165282947105372.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,496 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 15, 2022 Filed Apr 19, 2022 19:50 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 268 | $197.74 | $52,994.32 |
DisclosureSEC source: 0001321732-22-000041 · wf-form4_165041223345451.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,356 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:43 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-22-000033 · wf-form4_164920221860346.xml · derivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,200 Underlying: Common Stock · 1,500 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $226.83 | $22,683.00 |
DisclosureSEC source: 0001321732-22-000033 · wf-form4_164920221860346.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,624 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 400 | $226.43 | $90,572.00 |
DisclosureSEC source: 0001321732-22-000033 · wf-form4_164920221860346.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,724 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $226.12 to $226.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 800 | $225.26 | $180,208.00 |
DisclosureSEC source: 0001321732-22-000033 · wf-form4_164920221860346.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,124 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $224.88 to $225.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $223.47 | $22,347.00 |
DisclosureSEC source: 0001321732-22-000033 · wf-form4_164920221860346.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,924 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $221.71 | $22,171.00 |
DisclosureSEC source: 0001321732-22-000033 · wf-form4_164920221860346.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,024 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:43 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 1,500 | $22.04 | $33,060.00 |
DisclosureSEC source: 0001321732-22-000033 · wf-form4_164920221860346.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:43 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · derivative · entry 10 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,700 Underlying: Common Stock · 1,500 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $229.99 | $22,999.00 |
DisclosureSEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 9 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,624 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 310 | $228.22 | $70,748.20 |
DisclosureSEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 8 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,724 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $227.92 to $228.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 190 | $227.24 | $43,175.60 |
DisclosureSEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,034 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $227.07 to $227.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $226.38 | $45,276.00 |
DisclosureSEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,224 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $226.20 to $226.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $224.64 | $22,464.00 |
DisclosureSEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,424 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $224.17 | $44,834.00 |
DisclosureSEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,524 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $223.76 to $224.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $222.04 | $44,408.00 |
DisclosureSEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,724 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $221.70 to $222.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $219.72 | $43,944.00 |
DisclosureSEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,924 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $219.62 to $219.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:43 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 1,500 | $22.04 | $33,060.00 |
DisclosureSEC source: 0001321732-22-000031 · wf-form4_164635456418878.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.