Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penumbra IncPEN · Entity 3430 | EVP, Gen. Counsel & Secretary | March 15, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penumbra Inc
Report date March 15, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,298 |
Reported balance
After 2026-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-15 · Tax withholding · Disposed 186 · Balance 67,298 F1: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2: A portion of these shares is subject to vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.
F2: A portion of these shares is subject to vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 09, 2021 Filed Aug 11, 2021 19:13 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $260.02 | $26,002.00 |
DisclosureSEC source: 0001321732-21-000062 · wf-form4_162872357058662.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,424 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 19:13 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 300 | $259.10 | $77,730.00 |
DisclosureSEC source: 0001321732-21-000062 · wf-form4_162872357058662.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,524 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $258.99 to $259.29. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 19:13 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 2,500 | $22.04 | $55,100.00 |
DisclosureSEC source: 0001321732-21-000062 · wf-form4_162872357058662.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:54 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 1,597 | $240.54 | $384,142.38 |
DisclosureSEC source: 0001321732-21-000045 · wf-form4_162138567088295.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,324 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 21:03 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 2,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001321732-21-000031 · wf-form4_161888058067084.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,921 F1 · shares: On April 15, 2021, the Reporting Person was granted 2,160 RSUs under the Company's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on April 15, 2022, subject to continued service by the Reporting Person on the applicable vesting date. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:21 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 40 | $238.06 | $9,522.40 |
DisclosureSEC source: 0001321732-20-000123 · wf-form4_159788285071475.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,761 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $237.96 to $238.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:21 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 476 | $236.95 | $112,788.20 |
DisclosureSEC source: 0001321732-20-000123 · wf-form4_159788285071475.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,801 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $236.64 to $237.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:21 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 926 | $236.14 | $218,665.64 |
DisclosureSEC source: 0001321732-20-000123 · wf-form4_159788285071475.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,277 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $235.63 to $236.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:21 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 558 | $235.07 | $131,169.06 |
DisclosureSEC source: 0001321732-20-000123 · wf-form4_159788285071475.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,203 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $234.63 to $235.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:10 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 1,295 | $171.14 | $221,626.30 |
DisclosureSEC source: 0001321732-20-000090 · wf-form4_158993342964041.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,761 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 20:28 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 801 | $178.25 | $142,778.25 |
DisclosureSEC source: 0001321732-20-000017 · wf-form4_158077969848601.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,056 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $178.11 to $178.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 20:28 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 299 | $177.49 | $53,069.51 |
DisclosureSEC source: 0001321732-20-000017 · wf-form4_158077969848601.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,857 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $177.32 to $177.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 20:28 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 600 | $176.29 | $105,774.00 |
DisclosureSEC source: 0001321732-20-000017 · wf-form4_158077969848601.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,156 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $175.99 to $176.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 20:28 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,800 | $175.15 | $315,270.00 |
DisclosureSEC source: 0001321732-20-000017 · wf-form4_158077969848601.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,756 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $174.82 to $175.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 20:27 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 21 | $146.90 | $3,084.90 |
DisclosureSEC source: 0001321732-19-000096 · wf-form4_156643363935564.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,556 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 20:27 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $146.14 | $14,614.00 |
DisclosureSEC source: 0001321732-19-000096 · wf-form4_156643363935564.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,577 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $146.10 to $146.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 20:27 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,520 | $145.15 | $220,628.00 |
DisclosureSEC source: 0001321732-19-000096 · wf-form4_156643363935564.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,677 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $144.90 to $145.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 20:27 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 400 | $144.64 | $57,856.00 |
DisclosureSEC source: 0001321732-19-000096 · wf-form4_156643363935564.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,197 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $144.52 to $144.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 20:27 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 959 | $143.17 | $137,300.03 |
DisclosureSEC source: 0001321732-19-000096 · wf-form4_156643363935564.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,597 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $142.86 to $143.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 15, 2019 Filed Jul 25, 2019 19:59 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001321732-19-000084 · wf-form4_156409915208835.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,556 F1 · date: This transaction is being reported late due to administrative oversight. F2 · shares: On May 15, 2019, the Reporting Person was granted 15,000 RSUs under the Company's 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on May 15, 2020, subject to continued service by the Reporting Person on the applicable vesting date. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 18:34 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,000 | $150.00 | $150,000.00 |
DisclosureSEC source: 0001321732-18-000138 · wf-form4_154180645546664.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,556 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.