Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penumbra IncPEN · Entity 3430 | EVP, Gen. Counsel & Secretary | March 15, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penumbra Inc
Report date March 15, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,298 |
Reported balance
After 2026-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-15 · Tax withholding · Disposed 186 · Balance 67,298 F1: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2: A portion of these shares is subject to vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.
F2: A portion of these shares is subject to vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2023 Filed Oct 4, 2023 19:30 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 243 | $236.82 | $57,547.26 |
DisclosureSEC source: 0001321732-23-000114 · wk-form4_1696462232.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,994 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $236.16 to $237.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:03 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 17 | $267.23 | $4,542.91 |
DisclosureSEC source: 0001321732-23-000108 · wk-form4_1694044993.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,237 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $266.99 to $267.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:03 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 120 | $266.28 | $31,953.60 |
DisclosureSEC source: 0001321732-23-000108 · wk-form4_1694044993.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,254 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $266.01 to $266.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:03 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 194 | $265.47 | $51,501.18 |
DisclosureSEC source: 0001321732-23-000108 · wk-form4_1694044993.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,374 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $264.99 to $265.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:03 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 211 | $264.38 | $55,784.18 |
DisclosureSEC source: 0001321732-23-000108 · wk-form4_1694044993.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,568 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $264.02 to $264.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:03 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 58 | $263.53 | $15,284.74 |
DisclosureSEC source: 0001321732-23-000108 · wk-form4_1694044993.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,779 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $262.98 to $263.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 20:07 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 10 | $251.94 | $2,519.40 |
DisclosureSEC source: 0001321732-23-000100 · wk-form4_1692230842.xml · nonDerivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,837 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 20:07 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 209 | $250.95 | $52,448.55 |
DisclosureSEC source: 0001321732-23-000100 · wk-form4_1692230842.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,847 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $250.63 to $251.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 20:07 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 227 | $250.18 | $56,790.86 |
DisclosureSEC source: 0001321732-23-000100 · wk-form4_1692230842.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,056 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $249.71 to $250.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 20:07 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 33 | $249.30 | $8,226.90 |
DisclosureSEC source: 0001321732-23-000100 · wk-form4_1692230842.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,283 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $248.91 to $249.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 20:07 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 38 | $248.42 | $9,439.96 |
DisclosureSEC source: 0001321732-23-000100 · wk-form4_1692230842.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,316 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $248.21 to $248.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 20:07 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 59 | $247.09 | $14,578.31 |
DisclosureSEC source: 0001321732-23-000100 · wk-form4_1692230842.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,354 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $246.82 to $247.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 20:07 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 24 | $246.10 | $5,906.40 |
DisclosureSEC source: 0001321732-23-000100 · wk-form4_1692230842.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,413 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $245.59 to $246.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:22 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3 | $341.95 | $1,025.85 |
DisclosureSEC source: 0001321732-23-000078 · wk-form4_1688689333.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,437 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:22 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 180 | $341.00 | $61,380.00 |
DisclosureSEC source: 0001321732-23-000078 · wk-form4_1688689333.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,440 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $340.74 to $341.68. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:22 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 488 | $340.28 | $166,056.64 |
DisclosureSEC source: 0001321732-23-000078 · wk-form4_1688689333.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,620 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $339.77 to $340.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:22 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 229 | $339.30 | $77,699.70 |
DisclosureSEC source: 0001321732-23-000078 · wk-form4_1688689333.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,108 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $338.74 to $339.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 19:28 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 86 | $313.09 | $26,925.74 |
DisclosureSEC source: 0001321732-23-000074 · wk-form4_1686007691.xml · nonDerivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,337 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F9 · price: This transaction was executed in multiple trades at prices ranging from $312.94 to $313.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 19:28 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 104 | $312.52 | $32,502.08 |
DisclosureSEC source: 0001321732-23-000074 · wk-form4_1686007691.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,423 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $312.04 to $312.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 19:28 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 87 | $311.37 | $27,089.19 |
DisclosureSEC source: 0001321732-23-000074 · wk-form4_1686007691.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,527 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $310.96 to $311.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 19:28 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 48 | $310.31 | $14,894.88 |
DisclosureSEC source: 0001321732-23-000074 · wk-form4_1686007691.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,614 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $309.99 to $310.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 19:28 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 138 | $309.50 | $42,711.00 |
DisclosureSEC source: 0001321732-23-000074 · wk-form4_1686007691.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,662 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $309.22 to $309.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 19:28 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 196 | $308.30 | $60,426.80 |
DisclosureSEC source: 0001321732-23-000074 · wk-form4_1686007691.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,800 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $308.13 to $308.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 19:28 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 241 | $306.30 | $73,818.30 |
DisclosureSEC source: 0001321732-23-000074 · wk-form4_1686007691.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,996 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $305.94 to $306.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 15, 2023 Filed May 16, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 1,688 | $314.92 | $531,584.96 |
DisclosureSEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 9 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 67,237 F10 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 12, 2023 Filed May 16, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 652 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · derivative · entry 10 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,598 Underlying: Common Stock · 652 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| May 12, 2023 Filed May 16, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 14 | $324.07 | $4,536.98 |
DisclosureSEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 8 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 68,925 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F9 · price: This transaction was executed in multiple trades at prices ranging from $324.00 to $324.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 12, 2023 Filed May 16, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 447 | $322.95 | $144,358.65 |
DisclosureSEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 68,939 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $322.87 to $323.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 12, 2023 Filed May 16, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 25 | $322.38 | $8,059.50 |
DisclosureSEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 69,386 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $321.89 to $322.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 12, 2023 Filed May 16, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 16 | $320.13 | $5,122.08 |
DisclosureSEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 69,411 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $320.00 to $320.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 12, 2023 Filed May 16, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 187 | $319.24 | $59,697.88 |
DisclosureSEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 69,427 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $318.90 to $319.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 12, 2023 Filed May 16, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 436 | $318.20 | $138,735.20 |
DisclosureSEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 69,614 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $317.87 to $318.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 12, 2023 Filed May 16, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 375 | $317.32 | $118,995.00 |
DisclosureSEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,050 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $316.84 to $317.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 12, 2023 Filed May 16, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 652 | $22.04 | $14,370.08 |
DisclosureSEC source: 0001321732-23-000068 · wf-form4_168427993784231.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 20:13 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 187 | $277.62 | $51,914.94 |
DisclosureSEC source: 0001321732-23-000052 · wf-form4_168186317188372.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,773 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 600 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · derivative · entry 9 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,250 Underlying: Common Stock · 600 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 169 | $280.51 | $47,406.19 |
DisclosureSEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · nonDerivative · entry 8 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 69,960 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F9 · price: This transaction was executed in multiple trades at prices ranging from $280.17 to $281.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 118 | $279.81 | $33,017.58 |
DisclosureSEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · nonDerivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,129 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $279.19 to $280.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 36 | $278.84 | $10,038.24 |
DisclosureSEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,247 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $278.49 to $279.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 52 | $277.53 | $14,431.56 |
DisclosureSEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,283 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $277.41 to $277.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 47 | $276.76 | $13,007.72 |
DisclosureSEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,335 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $276.31 to $277.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 82 | $275.56 | $22,595.92 |
DisclosureSEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,382 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $275.25 to $276.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 96 | $274.84 | $26,384.64 |
DisclosureSEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,464 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $274.16 to $275.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 19:32 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 600 | $22.04 | $13,224.00 |
DisclosureSEC source: 0001321732-23-000048 · wf-form4_168073756255671.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 20:38 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 600 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-23-000040 · wf-form4_167789386980961.xml · derivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,850 Underlying: Common Stock · 600 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 20:38 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 56 | $259.88 | $14,553.28 |
DisclosureSEC source: 0001321732-23-000040 · wf-form4_167789386980961.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,960 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $259.85 to $260.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 20:38 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 277 | $259.31 | $71,828.87 |
DisclosureSEC source: 0001321732-23-000040 · wf-form4_167789386980961.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,016 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $258.84 to $259.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 20:38 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 132 | $258.22 | $34,085.04 |
DisclosureSEC source: 0001321732-23-000040 · wf-form4_167789386980961.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,293 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $257.84 to $258.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 20:38 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 98 | $257.41 | $25,226.18 |
DisclosureSEC source: 0001321732-23-000040 · wf-form4_167789386980961.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,425 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $256.94 to $257.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 20:38 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 37 | $256.22 | $9,480.14 |
DisclosureSEC source: 0001321732-23-000040 · wf-form4_167789386980961.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,523 F2 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $255.84 to $256.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.